Joint estimation of channel and oscillator phase noise in MIMO systems

IEEE Transactions on Signal Processing

Volumn 60, Issue 9, 2012, Pages 4790-4807

  Mehrpouyan, Hani ^a   Nasir, Ali A ^b   Blostein, Steven D ^c   Eriksson, Thomas ^d   Karagiannidis, George K ^e   Svensson, Tommy ^d  

^a CALIFORNIA STATE UNIVERSITY   (United States)

^b AUSTRALIAN NATIONAL UNIVERSITY   (Australia)

^c QUEEN S UNIVERSITY   (Canada)

^d CHALMERS UNIVERSITY OF TECHNOLOGY   (Sweden)

^e ARISTOTLE UNIVERSITY OF THESSALONIKI   (Greece)

Author keywords

Channel estimation; Cram r Rao lower bound (CRLB); extended Kalman filter (EKF); multi input multi output (MIMO); weighted least squares (WLS); Wiener phase noise

Indexed keywords

CHANNEL GAINS; DATA SYMBOLS; DATA-AIDED; DECISION-DIRECTED; ESTIMATION PROBLEM; ESTIMATION PROCESS; HIGH-SPEED COMMUNICATION SYSTEMS; JOINT ESTIMATION; LEAST SQUARE; LOWER BOUNDS; MULTI-INPUT MULTI-OUTPUT; MULTI-INPUT MULTI-OUTPUT SYSTEM; MULTIPARAMETERS; NOISE PARAMETERS; NUMERICAL RESULTS; OSCILLATOR PHASE NOISE; SIGNAL CONSTELLATION; SIGNAL MODELS; TIME VARYING CHANNEL; TIME-VARYING PHASE NOISE; WEIGHTED LEAST SQUARES;

CHANNEL ESTIMATION; COMMUNICATION SYSTEMS; COMPUTER SIMULATION; ESTIMATION; EXTENDED KALMAN FILTERS; MIMO SYSTEMS; PARAMETER ESTIMATION;

PHASE NOISE;

EID: 84865255655     PISSN: 1053587X     EISSN: None     Source Type: Journal    
DOI: 10.1109/TSP.2012.2202652     Document Type: Article

References (63)

1. I. E. Telatar, "Capacity of multi-antenna Gaussian channels," Eur. Trans. Commun., vol. 10, no. 6, pp. 585-595, Nov.-Dec. 1999.
2. G. J. Foschini and M. J. Gans, "On limits of wireless communications in a fading environment when using multiple antennas," Wireless Pers. Commun., vol. 6, pp. 311-335, Mar. 1998. (Pubitemid 128513099)
3. H. Meyr, M. Moeneclaey, and S. A. Fechtel, "Digital Communication Receivers: Synchronization, Channel Estimation, and Signal Processing," in Wiley-InterScience. New York: Wiley, 1997.
4. M. Dohler, R. W. Heath, A. Lozano, C. B. Papadias, and R. A. Valenzuela, "Is the PHY layer dead?," IEEE Commun. Mag., vol. 49, no. 4, pp. 159-165, Apr. 2011.
5. A. Chorti and M. Brookes, "A spectral model for RF oscillators with power law phase noise," IEEE Trans. Circuits Syst., vol. 53, no. 9, pp. 1989-1999, Sep. 2006. (Pubitemid 44500805)
6. G. Klimovitch, "A nonlinear theory of near-carrier phase noise in free running oscillators," in Proc. IEEE Int. Conf. Circuits Syst., Mar. 2000, pp. 1-6.
7. L. Tomba, "On the effect of Wiener phase noise in OFDM systems," IEEE Trans. Commun., vol. 46, no. 5, pp. 580-583, May 1998. (Pubitemid 128739415)
8. F. Herzel, "An analytical model for the power spectral density of a voltage controlled oscillator and its analogy to the laser linewidth theory," IEEE Trans. Circuits Syst. I, Fundam. Theory Appl., vol. 45, no. 9, pp. 904-908, Sep. 1998. (Pubitemid 128745913)
9. G. Niu, "Noise in SiGe HBT RF technology: Physics, modeling, and circuit implications," Proc. IEEE, vol. 93, no. 9, pp. 1583-1597, Sep. 2005. (Pubitemid 41323127)
10. A. Demir, A. Mehrotra, and J. Roychowdhury, "Phase noise in oscillators: A unifying theory and numerical methods for characterization," IEEE Trans. Circuits Syst., vol. 47, no. 5, pp. 655-674, May 2000.
11. J. A. McNeill, "Jitter in ring oscillators," IEEE J. Solid-State Circuits, vol. 32, no. 6, pp. 870-879, Jun. 1997. (Pubitemid 127571558)
12. A. Hajimiri, S. Limotyrakis, and T. H. Lee, "Jitter and phase noise in ring oscillators," IEEE J. Solid-State Circuits, vol. 34, no. 6, pp. 790-804, Jun. 1999.
13. N. Hadaschik, M. Dorpinghaus, A. Senst, O. Harmjanz, and U. Kaufer, "Improving MIMO phase noise estimation by exploiting spatial correlations," in Proc. IEEE Acoust., Speech, Signal Process. (ICASSP), Philadelphia, PA, Mar. 2005, vol. 3.
14. F. Bøhagen, P. Orten, and G. E. Øien, "Design of capacity-optimal high-rank line-of-sight MIMO channels," IEEE Trans. Wireless Commun., vol. 4, no. 6, pp. 790-804, Apr. 2007.
15. Y. Wang and D. Falconer, "Phase noise estimation and suppression for single carrier SDMA," in Proc. IEEE Wireless Commun. Netw. Conf. (WCNC), Sydney, Australia, Jul. 2010.
16. S. A. Merritt, "The iterated extended Kalman phase detector," IEEE Trans. Commun., vol. 37, no. 5, pp. 522-526, May 1989.
17. L. Zhao and W. Namgoong, "A novel phase-noise compensation scheme for communication receivers," IEEE Trans. Commun., vol. 54, no. 3, pp. 532-542, Mar. 2006.
18. V. Simon, A. Senst, M. Speth, and H. Meyr, "Phase noise estimation via adapted interpolation," in Proc. IEEE Global Commun. Conf. (GLOBECOM), San Antonio, TX, Dec. 2001, vol. 6, pp. 3297-3301. (Pubitemid 34082615)
19. J. Bhatti and M. Moeneclaey, "Feedforward data-aided phase noise estimation from a DCT basis expansion," EURASIP J. Wireless Commun. Netw., Special Issue on Synch. Wireless Commun., Jan. 2009.
20. J. Dauwels and H.-A. Loeliger, "Joint decoding and phase estimation: An exercise in factor graphs," in Proc. IEEE Inter. Symp. Inf. Theory, Yokohama, Japan, Jul. 2003, pp. 231-231.
21. P. Amblard, J. Brossier, and E. Moisan, "Phase tracking: What do we gain from optimality? particle filtering versus phase-locked loops," Elsevier J. Signal Process., vol. 83, no. 1, pp. 151-167, 2003. (Pubitemid 35349857)
22. S. Bay, C. Herzet, J.-M. Brossier, J.-P. Barbot, and B. Geller, "Analytic and asymptotic analysis of Bayesian Cramér-Rao bound for dynamical phase offset estimation," IEEE Trans. Signal Process., vol. 56, no. 1, pp. 61-70, Jan. 2008.
23. N. Noels, H. Steendam, M. Moeneclaey, and H. Bruneel, "Carrier phase and frequency estimation for pilot-symbol assisted transmission: Bounds and algorithms," IEEE Trans. Signal Process., vol. 53, no. 12, pp. 4578-4587, Dec. 2005. (Pubitemid 41800394)
24. S. Godtmann, N. Hadaschik, A. Pollok, G. Ascheid, and H. Meyr, "Iterative code-aided phase noise synchronization based on the LMMSE criterion," in Proc. IEEE Workshop on Signal Process. Adv. Wireless Commun., Helsinki, Finland, Jun. 2007, pp. 1-5.
25. T. S. Shehata and M. El-Tanany, "Joint iterative detection and phase noise estimation algorithms using Kalman filtering," in Proc. Canad. Workshop on Inf. Theory, Ottawa, Canada, May 2009.
26. G. Colavolpe, A. Barbieri, and G. Caire, "Algorithms for iterative decoding in the presence of strong phase noise," IEEE J. Sel. Areas Commun., vol. 23, no. 9, pp. 1748-1757, Sep. 2005. (Pubitemid 41359478)
27. J. Bhatti and M. Moeneclaey, "Performance analysis of iterative decision-directed phase noise estimation," in Proc. Future Netw. Mobile Summit, Florence, Italy, Jun. 2010, pp. 1-8.
28. N. Noels, V. Lottici, A. Dejonghe, H. Steendam, M. Moeneclaey, M. Luise, and L. Vandendorpe, "A theoretical framework for soft-information-based synchronization in iterative (turbo) receivers," EURASIP J. Wireless Commun. Netw., Special Issue on Adv. Signal Process. Algorithms for Wireless Commun., vol. 2005, no. 2, pp. 117-129, Apr. 2005. (Pubitemid 41260229)
29. M. Nissilä and S. Pasupathy, "Adaptive iterative detectors for phase-uncertain channels via variational bounding," IEEE Trans. Commun., vol. 57, no. 3, pp. 716-715, Mar. 2009.
30. M. R. Khanzadi et al., "On models, bounds, and estimation algorithms for time-varying phase noise," in Proc. Int. Conf. Signal Process. Commun. Syst. (ICSPCS), Dec. 2011.
31. T. Höhne and V. Ranki, "Phase noise in beamforming," IEEE Trans. Wireless Commun., vol. 9, no. 12, pp. 1696-1705, Dec. 2010.
32. A. Taparugssanagorn and J. Ylitalo, "Characteristics of short-term phase noise of MIMO channel sounding and its effect on capacity estimation," IEEE Trans. Instrum. Meas., vol. 58, no. 1, pp. 196-201, Jan. 2009.
33. D. Baum and H. Bolcskei, "Impact of phase noise on MIMO channel measurement accuracy," in Proc. IEEE Veh. Technol. Conf. (VTC), Los Angeles, CA, Sep. 2004, vol. 3, pp. 1614-1618. (Pubitemid 40513394)
34. T. C. W. Schenk, X.-J. Tao, P. F. M. Smulders, and E. R. Fledderus, "Influence and suppression of phase noise in multi-antenna OFDM," in Proc. IEEE Veh. Technol. Conf. (VTC), Los Angeles, CA, Sep. 2004, vol. 2, pp. 1443-1447. (Pubitemid 40513676)
35. T. C. W. Schenk, X.-J. Tao, P. F. M. Smulders, and E. R. Fledderus, "On the influence of phase noise induced ICI in MIMO OFDM systems," IEEE Commun. Lett., vol. 9, no. 8, pp. 682-684, Aug. 2005. (Pubitemid 41554334)
36. A. G. Armada, "Understanding the effects of phase noise in orthogonal frequency division multiplexing (OFDM)," IEEE Trans. Broadcast., vol. 47, no. 2, pp. 153-159, Jun. 2001. (Pubitemid 32945636)
37. P. Liu, S. Wu, and Y. Bar-Ness, "A phase noise mitigation scheme for MIMO WLANS with spatially correlated and imperfectly estimated channels," IEEE Commun. Lett., vol. 10, no. 3, pp. 141-143, Mar. 2006. (Pubitemid 43379996)
38. T. Schenk, RF Imperfections in High-Rate Wireless Systems. New York: Springer, 2008.
39. A. G. Armada and M. Calvo, "Phase noise and sub-carrier spacing effects on the performance of an OFDM communication system," IEEE Commun. Lett., vol. 2, no. 1, pp. 11-13, Jan. 1998. (Pubitemid 128562077)
40. P. Mathecken, T. Riihonen, S. Werner, and R. Wichman, "Performance analysis of OFDM with Wiener phase noise and frequency selective fading channels," IEEE Trans. Commun., vol. 59, no. 5, pp. 1321-1331, May 2011.
41. X. Zhang and H.-G. Ryu, "Joint estimation and suppression of phase noise and carrier frequency offset in multiple-input multiple-output single carrier frequency division multiple access with single-carrier space frequency block coding," IE Trans. Commun., vol. 4, no. 16, pp. 1998-2007, 2010.
42. D. D. Lin, R. Pacheco, T. J. Lim, and D. Hatzinakos, "Joint estimation of channel response, frequency offset, and phase noise in OFDM," IEEE Trans. Signal Process., vol. 54, no. 9, pp. 3442-3554, Sep. 2006.
43. D. D. Lin and T. J. Lim, "The variational inference approach to joint data detection and phase noise estimation in OFDM," IEEE Trans. Signal Process., vol. 55, no. 5, pp. 1862-1874, May 2007. (Pubitemid 46691634)
44. T. Pollet, M. V. Blade, and M. Moeneclaey, "BER sensitivity of OFDM systems to carrier frequency offset and Wiener phase noise," IEEE Trans. Commun., vol. 43, no. 2/3/4, pp. 191-193, Feb./Mar./Apr. 1995.
45. A. Goldsmith, Wireless Communications. Cambridge, U.K.: Cambridge Univ. Press, 2004.
46. G. E. Corazza, Digital Satellite Communications. New York: Springer Science plus Business Media, LLC, 2007.
47. J. Hansryd and J. Edstam, Microwave Capacity Evolution: New Technologies and Additional Frequencies Ericsson AB Publications, 2011 [Online]. Available: http://www.ericsson.com/news/110621\mi-crowave\capacity\evolution\244188810\c
48. T. Manning, Microwave Radio Transmission Design Guide, 2nd ed. Boston, MA: Artech House, 2009.
49. J. Wells, Multi-Gigabit Microwave and Millimeter-Wave Wireless Communications, 1st ed. Boston, MA: Artech House, 2010.
50. K.-C. Huang and D. J. Edwards, Millimetre Wave Antennas for Gigabit Wireless Communications: A Practical Guide to Design and Analysis in a System Context. New York: Wiley, 2008.
51. H. Mehrpouyan et al., "Time-varying phase noise and channel estimation in MIMO systems," in Proc. IEEE Int. Workshop on Signal Process. Adv. Wireless Commun. (SPWAC), Jun. 2012.
52. N. A. D'Andrea, U. Mengali, and R. Reggiannini, "Comparison of carrier recovery methods for narrow-band polyphase shift keyed signals," in Proc. IEEE Global Commun. Conf. (GLOBECOM), Hollywood, FL, Dec. 1988, vol. 3, pp. 1474-1478.
53. M. Moeneclaey and G. de Jonghe, "Ml-oriented NDA carrier synchronization for general rotationally symmetric signal constellations," IEEE Trans. Commun., vol. 42, no. 8, pp. 2531-2533, Aug. 1994.
54. B. G. Quinn, "Estimating frequency by interpolation using Fourier coefficients," IEEE Trans. Signal Process., vol. 42, no. 5, pp. 1264-1268, May 1994.
55. S. M. Kay, "Fundamentals of Statistical Signal Processing, Estimation Theory," in Signal Processing Series. Englewood Cliffs, NJ: Prentice-Hall, 1993.
56. H. L. Van Trees, Detection, Estimation, and Modulation Theory. New York: Wiley, 2001.
57. Y. Nasser, M. des Noes, L. Ros, and G. Jourdain, "On the system level prediction of joint time frequency spreading systems with carrier phase noise," IEEE Trans. Commun., vol. 58, no. 3, pp. 839-850, Mar. 2010.
58. R. A. Horn and C. R. Johnson, Matrix Analysis. Cambridge, U.K.: Cambridge Univ. Press, 1990.
59. H. Mehrpouyan and S. D. Blostein, "Bounds and algorithms for multiple frequency offset estimation in cooperative networks," IEEE Trans. Wireless Commun., vol. 10, no. 4, pp. 1300-1311, Apr. 2011.
60. I. Ziskind and M. Wax, "Maximum likelihood localization of multiple sources by alternating projection," IEEE Trans. Acoust., Speech, Signal Process., vol. 36, no. 10, pp. 1553-1560, Oct. 1988.
61. S. M. Kay, Fundamentals of Statistical Signal Processing: Estimation Theory. Englewood Cliffs, NJ: Prentice-Hall, 1993.
62. G. L. Stüber, Principles of Mobile Communication, 2nd ed. Boston, MA: Kluwer Academic, 2001.
63. H. Mehrpouyan and S. D. Blostein, "ARMA synthesis of fading channels," IEEE Trans. Wireless Commun., vol. 7, no. 8, pp. 2846-2850, Jul. 2007.