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1
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Julius Caesar (Cambridge, Mass.: Harvard University Press)
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C. Suetonius Tranquillus, The Lives of the Twelve Caesars, Vol. 1: Julius Caesar (Cambridge, Mass.: Harvard University Press, 1989).
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Tranquillus, C.S.1
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2
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84951207435
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Mindset Theory of Action Phases
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Paul A.M. Van Lange, Arie W. Kruglanksi, and E. Tory Higgins, eds., (London: Sage)
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Peter M. Gollwitzer, "Mindset Theory of Action Phases," in Paul A.M. Van Lange, Arie W. Kruglanksi, and E. Tory Higgins, eds., Handbook of Theories of Social Psychology, Vol. 1 (London: Sage, 2011), pp. 526-545.
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Gollwitzer, P.M.1
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Note
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"Mind-set" refers to characteristic cognitive orientations, which represent the sum total of activated cognitive procedures
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4
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Rationalist Explanations for War
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James D. Fearon, "Rationalist Explanations for War," International Organization, Vol. 49, No. 3 (Summer 1995), pp. 379-414.
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Rationality and Psychology in International Politics
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Jonathan Mercer, "Rationality and Psychology in International Politics," International Organization, Vol. 59, No. 1 (Winter 2005), pp. 77-106.
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International Organization
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Why Hawks Win
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Daniel Kahneman and Jonathan Renshon, "Why Hawks Win," Foreign Policy, No. 158 (January/February 2007), pp. 34-38.
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Renshon, J.2
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Overconfidence in Wargames: Experimental Evidence on Expectations, Aggression, Gender, and Testosterone
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October 7
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Dominic D.P. Johnson, Rose McDermott, Emily S. Barrett, Jonathan Cowden, Richard W. Wrangham, Matthew H. McIntyre, and Stephen Peter Rosen, "Overconfidence in Wargames: Experimental Evidence on Expectations, Aggression, Gender, and Testosterone," Proceedings of the Royal Society of London, Series B, October 7, 2006, pp. 2513-2520.
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Johnson, D.D.P.1
McDermott, R.2
Barrett, E.S.3
Cowden, J.4
Wrangham, R.W.5
McIntyre, M.H.6
Rosen, S.P.7
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21
-
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80052300411
-
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Note
-
In this article, we define "confidence" as the perceived probability that a specified outcome will occur. For example, low confidence may equate with a belief that one has a 25 percent chance of victory, whereas high confidence may equate with a belief that one has a 75 percent chance of victory. "Overconfidence" is defined as a level of confidence that exceeds the true likelihood of an outcome. For example, if a tennis player expects to win 75 percent of his or her matches but loses them all, this would imply overconfidence. The notion of overconfidence is sometimes criticized because it appears to require post hoc judgments. How do we know the true likelihood of an outcome? This is not as large a problem as it may seem, for five reasons. First, although it is problematic to estimate each side's true likelihood of winning at the outbreak of war, these estimates are not entirely subjective or arbitrary. In many cases, overconfidence is so extreme (i.e., "we will win in a few days"), and so far removed from a reasonable assessment of the available evidence, that labeling it as such is straightforward. Second, the true likelihood of an outcome is usually estimated by many observers, both inside and outside the countries concerned, so estimates that are far more confident than the average are likely to be overconfident. Third, there is often strong evidence that accurate information was available to leaders, but was discounted or ignored out of hand, suggesting overconfident beliefs. Fourth, the actual outcome is typically known, providing evidence about whether decisionmakers made a good bet or not. If the tape of history were rerun, they may be right on another occasion, but one data point is nevertheless better than none. On average, expecting a lot and gaining little implies overconfidence. Fifth, when both or all sides think they will resoundingly crush their adversaries, this is a good sign that at least one of the sides is overconfident.
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22
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80052298645
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Note
-
Even Fearon's widely cited 1995 article "Rationalist Explanations for War" opens up a potentially important role for overconfidence. Fearon argues that a central cause of war within the rational choice framework is a leader's private information about their own side's resolve or strength, plus "an incentive to exaggerate their true willingness or capability to fight" (p. 395). Poor information may lead to spurious overvaluation-even by a rational actor-of one's own capabilities relative to the opponent, or undervaluation of an adversary's true interests in the outcome of a conflict. Fearon suggests that leaders consciously withhold private information from adversaries, for good reason; but this makes the adversary more likely to choose war, as he cannot accurately assess his opponent's strength. Another possibility, however, suggested by the Rubicon theory of war, is that leaders make inaccurate judgments about relative capabilities and interests because of psychological biases such as overconfidence. This may occur in addition to, or instead of, the phenomena proposed by Fearon.
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23
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Note
-
The Munich crisis occurred after Germany demanded the annexation of the Sudetenland area of Czechoslovakia. The crisis was resolved peacefully when Britain and France agreed to the substance of the German wishes as part of the policy of appeasement.
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24
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80052300903
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The Impact of Air Power on the International Scene, 1933-1940
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(Summer), at p. 70
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Herbert S. Dinerstein, "The Impact of Air Power on the International Scene, 1933-1940," Military Affairs, Vol. 19, No. 2 (Summer 1955), pp. 65-71, at p. 70.
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Quoted in, (Princeton, N.J.: Princeton University Press)
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Quoted in Williamson Murray, The Change in the European Balance of Power, 1938-1939: The Path to Ruin (Princeton, N.J.: Princeton University Press, 1984), p. 207.
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Murray, W.1
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Janice Gross Stein, "Building Politics into Psychology: The Misperception of Threat," Political Psychology, Vol. 9, No. 2 (June 1988), pp. 245-271, at p. 259.
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Robert E. Knox and James A. Inkster, "Postdecision Dissonance at Post Time," Journal of Personality and Social Psychology, Vol. 8, No. 4 (1968), pp. 319-323.
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Thought Contents and Cognitive Functioning in Motivational versus Volitional States of Mind
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Heinz Heckhausen and Peter M. Gollwitzer, "Thought Contents and Cognitive Functioning in Motivational versus Volitional States of Mind," Motivation and Emotion, Vol. 11, No. 2 (June 1987), pp. 101-120.
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Motivation and Emotion
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Heckhausen, H.1
Gollwitzer, P.M.2
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80052296709
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For a recent overview of the development of the Rubicon model, its empirical support, and how it has influenced the field of psychology
-
For a recent overview of the development of the Rubicon model, its empirical support, and how it has influenced the field of psychology, see Gollwitzer, "Mindset Theory of Action Phases."
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Mindset Theory of Action Phases
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Gollwitzer1
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34
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0029354094
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Effects of Mindset on Positive Illusions
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Shelley E. Taylor and Peter M. Gollwitzer, "Effects of Mindset on Positive Illusions," Journal of Personality and Social Psychology Bulletin, Vol. 69, No. 2 (August 1995), pp. 213-226.
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Journal of Personality and Social Psychology Bulletin
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, pp. 213-226
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Taylor, S.E.1
Gollwitzer, P.M.2
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36
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80052292088
-
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Note
-
Psychological phenomena are often categorized as either "motivated" biases (deriving from people's beliefs, preferences, and desires dominating rational thought) or "cognitive" biases (deriving from the machinery of how the brain works). Cognitive biases are generally thought to operate at most times, whereas motivated biases are more likely to occur when people's beliefs and preferences come under challenge. The biases in table 1 would primarily be classified as motivated biases. In implemental mind-sets-when attention turns to carrying out a chosen course of action- personal stakes come to the fore and motivated biases are likely to rise in prominence.
-
-
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37
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0003595251
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For reviews of motivational and cognitive biases, (New York: Free Press)
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For reviews of motivational and cognitive biases, see Irving L. Janis and Leon Mann, Decision Making: A Psychological Analysis of Conflict, Choice, and Commitment (New York: Free Press, 1979).
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Decision Making: A Psychological Analysis of Conflict, Choice, and Commitment
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Janis, I.L.1
Mann, L.2
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Out of the Lab and into the Archives: A Method for Testing Psychological Explanations of Political Decision Making
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For important predictive differences between motivational and cognitive biases, (December)
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For important predictive differences between motivational and cognitive biases, see Chaim D. Kaufmann, "Out of the Lab and into the Archives: A Method for Testing Psychological Explanations of Political Decision Making," International Studies Quarterly, Vol. 38, No. 4 (December 1994), pp. 559-560.
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International Studies Quarterly
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Deliberative versus Implemental States of Mind: The Issue of Impartiality in Predecisional and Postdecisional Information Processing
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Jurgen Beckmann and Peter M. Gollwitzer, "Deliberative versus Implemental States of Mind: The Issue of Impartiality in Predecisional and Postdecisional Information Processing," Social Cognition, Vol. 5, No. 3 (1987), pp. 259-279.
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Mindsets and Pre-Conscious Open-Mindedness to Incidental Information
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Kentaro Fujita, Peter M. Gollwitzer, and Gabriele Oettingen, "Mindsets and Pre-Conscious Open-Mindedness to Incidental Information," Journal of Experimental Social Psychology, Vol. 43, No. 1 (January 2007), pp. 48-61.
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Deliberative versus Implemental Mindsets in the Control of Action
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Shelly Chaiken and Yaacov Trope, eds., (New York: Guilford)
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Peter M. Gollwitzer and Ute Bayer, "Deliberative versus Implemental Mindsets in the Control of Action," in Shelly Chaiken and Yaacov Trope, eds., Dual-Process Theories in Social Psychology (New York: Guilford, 1999), pp. 403-422.
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Deliberative and Implemental Mind-Sets: Cognitive Tuning toward Congruous Thoughts and Information
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Peter M. Gollwitzer, Heinz Heckhausen, and Birgit Steller, "Deliberative and Implemental Mind-Sets: Cognitive Tuning toward Congruous Thoughts and Information," Journal of Personality and Social Psychology, Vol. 59, No. 6 (December 1990), pp. 1119-1127.
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Mindset and Relationship Illusions: The Moderating Effects of Domain Specificity and Relationship Commitment
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Faby M. Gagné and John E. Lydon, "Mindset and Relationship Illusions: The Moderating Effects of Domain Specificity and Relationship Commitment," Personality and Social Psychology Bulletin, Vol. 27, No. 9 (September 2001), pp. 1144-1155.
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Testing the Action-Based Model of Cognitive Dissonance: The Effect of Action Orientation on Postdecisional Attitudes
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Eddie Harmon-Jones and Cindy Harmon-Jones, "Testing the Action-Based Model of Cognitive Dissonance: The Effect of Action Orientation on Postdecisional Attitudes," Personality and Social Psychology Bulletin, Vol. 28, No. 6 (June 2002), pp. 711-723.
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Shelley E. Taylor and Jonathan D. Brown, "Illusion andWell-Being: ASocial Psychological Perspective on Mental Health," Psychological Bulletin, Vol. 103, No. 2 (March 1988), pp. 193-210.
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Positive Illusions
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Howard S. Friedman, ed., (San Diego, Calif.: Academic Press)
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Shelley E. Taylor, "Positive Illusions," in Howard S. Friedman, ed., Encyclopedia of Mental Health, Vol. 3 (San Diego, Calif.: Academic Press, 1998), pp. 199-208.
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Effects of Deliberative and Implemental Mind-Sets on Illusion of Control
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Peter M. Gollwitzer and Ronald F. Kinney, "Effects of Deliberative and Implemental Mind-Sets on Illusion of Control," Journal of Personality and Social Psychology, Vol. 56, No. 4 (April 1989), pp. 531-542.
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The Effects of Mindset on Behavior: Self-Regulation in Deliberative and Implemental Frames of Mind
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David A. Armor and Shelley E. Taylor, "The Effects of Mindset on Behavior: Self-Regulation in Deliberative and Implemental Frames of Mind," Personality and Social Psychology Bulletin, Vol. 29, No. 1 (January 2003), pp. 86-95.
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Preferred Difficulty and Subjective Probability in Different Action Phases
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Rosa M. Puca, "Preferred Difficulty and Subjective Probability in Different Action Phases," Motivation and Emotion, Vol. 25, No. 4 (December 2001), pp. 307-326.
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Effects of Deliberative and Implemental Mindsets on Persistence in Goal-Directed Behavior
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See also Veronika Brandstätter and Elisabeth Frank, "Effects of Deliberative and Implemental Mindsets on Persistence in Goal-Directed Behavior," Personality and Social Psychology Bulletin, Vol. 28, No. 10 (October 2002), pp. 1366-1378.
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Personality and Social Psychology Bulletin
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Brandstätter, V.1
Frank, E.2
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80052300572
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Note
-
Overconfidence also varies according to personality type, gender, and characteristics of the decisionmaking environment
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69
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85047689414
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Portrait of the Self-Enhancer: Well Adjusted and Well Liked or Maladjusted and Friendless?
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Shelley E. Taylor, Jennifer S. Lerner, David K. Sherman, Rebecca M. Sage, and Nina K. McDowell, "Portrait of the Self-Enhancer: Well Adjusted and Well Liked or Maladjusted and Friendless?" Journal of Personality and Social Psychology, Vol. 84, No. 1 (2003), pp. 165-176.
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Sage, R.M.4
McDowell, N.K.5
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73
-
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80052288162
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Note
-
Because the Rubicon model of action phases derives in part from laboratory experiments, will these same phenomena be expected to apply to decisionmakers in the real world? The answer is yes because (1) all mentally healthy humans, whether decisionmakers or laypeople, share the same brain architecture, cognitive functioning, and processing mechanisms; (2) empirical evidence shows that even experts fall prey to common psychological biases; and (3) in international crises decisions must be made with little time and limited information, under conditions of stress and high emotions, which tends to exacerbate the effect of psychological biases
-
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74
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33748479660
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Can We Generalize from Student Experiments to the Real World in Political Science, Military Affairs, and International Relations?
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See Alex Mintz, Steven B. Redd, and Arnold Vedlitz, "Can We Generalize from Student Experiments to the Real World in Political Science, Military Affairs, and International Relations?" Journal of Conflict Resolution, Vol. 50, No. 5 (October 2006), pp. 757-776.
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Stephen Peter Rosen, War and Human Nature (Princeton, N.J.: Princeton University Press, 2004).
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Rosen, S.P.1
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The Preventive War That Never Happened: Britain, France, and the Rise of Germany in the 1930s
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Norrin M. Ripsman and Jack S. Levy, "The Preventive War That Never Happened: Britain, France, and the Rise of Germany in the 1930s," Security Studies, Vol. 16, No. 1 (January 2007), p. 40.
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Levy, J.S.2
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For evidence of overconfidence
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For evidence of overconfidence, see Van Evera, Causes of War
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For evidence of pessimism, see Keir A. Lieber, "The New History of World War I and What It Means for International Relations Theory," International Security, Vol. 32, No. 2 (Fall 2007), pp. 155-191.
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On selection bias, see Alexander L. George and Andrew Bennett, Case Studies and Theory Development in the Social Sciences (Cambridge, Mass.: MIT Press, 2004), pp. 22-25.
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Samuel R.Williamson and Peter Pastor, eds., (New York: Brooklyn College Press)
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William Jannen, "The Austro-Hungarian Decision forWar in July 1914," in Samuel R.Williamson and Peter Pastor, eds., Essays on World War I: Origins and Prisoners of War (New York: Brooklyn College Press, 1983), p. 55.
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Quoted in Lamar Cecil, Wilhelm II, Vol. 2: Emperor and Exile, 1900-1941 (Chapel Hill: University of North Carolina Press, 1996), p. 206.
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Wilhelm did become downcast when Britain entered the war, repeating over and over "so many enemies.".
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Copeland, D.C.1
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