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Volumn 41, Issue 1, 2011, Pages 161-190

The density of the EU interest system: A test of the ESA model

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EID: 79957499272     PISSN: 00071234     EISSN: 14692112     Source Type: Journal    
DOI: 10.1017/S0007123409990329     Document Type: Article
Times cited : (56)

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    • The CONECCS database, the European commission's former database of civil society groups and organizations
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    • They also found that interest system age and the overall size of government do not determine population size, and that interest organizations often die or leave the lobbying scene, and, Another variable in the theoretical model is environmental stability. That is, when political systems collapse entirely, the interest population must begin growing anew. But this factor for both the US and EU cases is only of theoretical rather than empirical relevance
    • They also found that interest system age and the overall size of government do not determine population size, and that interest organizations often die or leave the lobbying scene (Lowery and Gray 'The Population Ecology of Gucci Gulch', p. 24). Another variable in the theoretical model is environmental stability. That is, when political systems collapse entirely, the interest population must begin growing anew. But this factor for both the US and EU cases is only of theoretical rather than empirical relevance.
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    • Much the same is true when we turn to the related topic of interest-system bias or diversity. The American and European literatures certainly agree on one key aspect of interest populations: at state and federal governments in the United States and in the EU, the representation of economic interests far outweighs more diffuse interests, such as human rights or the environment, in terms of numbers and perhaps influence as well
    • Much the same is true when we turn to the related topic of interest-system bias or diversity. The American and European literatures certainly agree on one key aspect of interest populations: at state and federal governments in the United States and in the EU, the representation of economic interests far outweighs more diffuse interests, such as human rights or the environment, in terms of numbers and perhaps influence as well (Salisbury, 'Dominance of Institutions';
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    • Interestingly, some European scholars (making no reference to the population ecology approach) have hypothesized that the growth of EU interest organizations will soon slow because most of the significant interests in Europe have now formed a Euro-association (Mazey and Richardson, 'Interest Groups and EU Policy-making', p. 255).
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    • Clearly, other reasons may still well justify such adoption, however
    • Clearly, other reasons may still well justify such adoption, however.
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    • 79957457119 scopus 로고    scopus 로고
    • Thus, registrations were found to be contemporaneous with the legislative cycle, rather than anticipating future agendas that is, leading them or responding to previous-year agendas that is, lagging behind them. To explore this in the EU context, both the legislative activity and policy uncertainty variables will be measured not only for 2005, to assess the contemporaneous theory, but also for 2004 and 2006, to assess the leading and lagging theories
    • Thus, registrations were found to be contemporaneous with the legislative cycle, rather than anticipating future agendas (that is, leading them) or responding to previous-year agendas (that is, lagging behind them). To explore this in the EU context, both the legislative activity and policy uncertainty variables will be measured not only for 2005, to assess the contemporaneous theory, but also for 2004 and 2006, to assess the leading and lagging theories.
  • 138
    • 79957480377 scopus 로고    scopus 로고
    • contrast to Broscheid and Coen, we do not propose to use the lists of policy areas provided by the European Commission to define guilds, and, First, these policy areas are broad and give us too low an N to assess causal relationships from statistical analysis. Secondly, there is no appropriate indicator available for guild size to match each policy area and thereby test the ESA theory in the European context
    • In contrast to Broscheid and Coen, we do not propose to use the lists of policy areas provided by the European Commission to define guilds (Broscheid and Coen, 'Lobbying Activity and Fora Creation'). First, these policy areas are broad and give us too low an N to assess causal relationships from statistical analysis. Secondly, there is no appropriate indicator available for guild size to match each policy area and thereby test the ESA theory in the European context.
    • Lobbying Activity and Fora Creation
    • Broscheid1    Coen2
  • 139
    • 79957468622 scopus 로고    scopus 로고
    • See, at:, accessed 03-07
    • See NACE Rev. 1.1 at: http://www.fifoost.org/database/nace/nace-en-2002c. php, accessed 03-07.
    • NACE Rev. 1.1
  • 142
    • 79957459764 scopus 로고    scopus 로고
    • This classification is available in Questions V39-53 of the World Values Survey Questionnaire 1999-2001, which asks: 'Please look carefully at the following list of voluntary organizations and activities and say. which if any do you belong to?' The list includes: social welfare services; religious or church organizations; education, arts, music or cultural activities; labour unions; political parties or groups; local community action; Third World development or human rights; conservation, environment, animal rights groups; professional associations; youth work; sport or recreation; women's groups; peace movement; voluntary organizations concerned with health; other. World Values Survey Questionnaire 1999-2001 is at, accessed November 2007
    • This classification is available in Questions V39-53 of the World Values Survey Questionnaire 1999-2001, which asks: 'Please look carefully at the following list of voluntary organizations and activities and say... which if any do you belong to?' The list includes: social welfare services; religious or church organizations; education, arts, music or cultural activities; labour unions; political parties or groups; local community action; Third World development or human rights; conservation, environment, animal rights groups; professional associations; youth work; sport or recreation; women's groups; peace movement; voluntary organizations concerned with health; other. World Values Survey Questionnaire 1999-2001 is at http://www.worldvaluessurvey.org/ (accessed November 2007).
  • 144
    • 79957461368 scopus 로고    scopus 로고
    • As discussed in fn. 27 above, was available at, until March
    • As discussed in fn. 27 above, the CONNECS database was available at http://ec.europa.eu/civil-society/coneccs/until March 2007.
    • (2007) The CONNECS Database
  • 145
    • 79957480378 scopus 로고    scopus 로고
    • site was closed for updating and revision as part of the, accessed May 2008, Since June 2008, CONECCS has been replaced by the 'Register of Interest Representatives'
    • The site was closed for updating and revision as part of the EC's Transparency Initiative: http://ec.europa.eu/civil-society/coneccs/index.html (accessed May 2008). Since June 2008, CONECCS has been replaced by the 'Register of Interest Representatives'.
    • EC's Transparency Initiative
  • 146
    • 79957489636 scopus 로고    scopus 로고
    • online directory is available at
    • The EP online directory is available at http://www.europarl.eu.int/lobby.
    • The EP
  • 148
    • 79957438972 scopus 로고    scopus 로고
    • For various reasons: inadequate information in the sample; inadequate corresponding Eurostat data; or inadequate corresponding data for the other independent variables. More information is available from the authors
    • For various reasons: inadequate information in the sample; inadequate corresponding Eurostat data; or inadequate corresponding data for the other independent variables. More information is available from the authors.
  • 151
    • 79957482108 scopus 로고    scopus 로고
    • See fn. 74 above for the specific questions asked of respondents, and the answer options available to them
    • See fn. 74 above for the specific questions asked of respondents, and the answer options available to them.
  • 153
    • 79957499418 scopus 로고    scopus 로고
    • EU-24 population excluding Cyprus was 450.7 million in 2001: Eurostat, Europe in Figures: Eurostat Yearbook 2006-2007 Luxembourg: Office for Official Publications of the European Union, 2007
    • The EU-24 population (excluding Cyprus) was 450.7 million in 2001: Eurostat, Europe in Figures: Eurostat Yearbook 2006-2007 (Luxembourg: Office for Official Publications of the European Union, 2007).
  • 156
    • 79957501746 scopus 로고    scopus 로고
    • See, and http://eur-lex.europa.eu/RECH-menu.do?ihmlang5en accessed February 2008. All legislative and preparatory acts in EUR-Lex are assigned classification codes according to a four-tier subject classification, and EUR-Lex provides an online classification-based search function to access them. The first aggregate tier contains 20 classification codes, but altogether the first, second, third and fourth tiers contain more than 400 codes
    • See http://eur-lex.europa.eu/en/index.htm and http://eur-lex.europa.eu/ RECH-menu.do?ihmlang5en (accessed February 2008). All legislative and preparatory acts in EUR-Lex are assigned classification codes according to a four-tier subject classification, and EUR-Lex provides an online classification-based search function to access them. The first (aggregate) tier contains 20 classification codes, but altogether the first, second, third and fourth tiers contain more than 400 codes.
  • 157
    • 79957466719 scopus 로고    scopus 로고
    • most cases, this involved codes at the third or fourth tier because of their level of detail
    • In most cases, this involved codes at the third or fourth tier because of their level of detail.
  • 158
    • 79957446709 scopus 로고    scopus 로고
    • For example, the Environment and Animal Rights guild had four applicable codes: 03.50.30 Animal health and zootechnics; 11.30.60 Multilateral co-operation for the protection of the environment, wild fauna and flora and natural resources; 15.10 Environment; 15.40 Protection of animals
    • For example, the Environment and Animal Rights guild had four applicable codes: 03.50.30 Animal health and zootechnics; 11.30.60 Multilateral co-operation for the protection of the environment, wild fauna and flora and natural resources; 15.10 Environment; 15.40 Protection of animals.
  • 159
    • 79957452576 scopus 로고    scopus 로고
    • For example, all wood-based industries were allocated code 03.30.60 Forests and forestry
    • For example, all wood-based industries were allocated code 03.30.60 Forests and forestry.
  • 162
    • 79957475570 scopus 로고    scopus 로고
    • bodies, members and schedules were listed in CONECCS until March 2007
    • The bodies, members and schedules were listed in CONECCS until March 2007.
  • 163
    • 79957459763 scopus 로고    scopus 로고
    • For example, the Sectoral Social Dialogue Committee 'Agriculture' was relevant to all agricultural guilds, whereas the Consultative Group 'Alcoholic Beverages' was only relevant to the making of beverages
    • For example, the Sectoral Social Dialogue Committee 'Agriculture' was relevant to all agricultural guilds, whereas the Consultative Group 'Alcoholic Beverages' was only relevant to the making of beverages.
  • 164
    • 79957480377 scopus 로고    scopus 로고
    • CONECCS list of Consultative Bodies has been criticized for not being sufficiently comprehensive. Broscheid and Coen, who also investigated the density of the EU interest population in 2005, opted instead to use the EU's Register of Expert Groups, and, This Register commenced in November 2005 and lists formal and informal advisory bodies established either by EC decisions or informally by the EC services
    • The CONECCS list of Consultative Bodies has been criticized for not being sufficiently comprehensive. Broscheid and Coen, who also investigated the density of the EU interest population in 2005, opted instead to use the EU's Register of Expert Groups (Broscheid and Coen, 'Lobbying Activity and Fora Creation', p. 358). This Register commenced in November 2005 and lists formal and informal advisory bodies established either by EC decisions or informally by the EC services
    • Lobbying Activity and Fora Creation , pp. 358
    • Broscheid1    Coen2
  • 165
    • 57749129810 scopus 로고    scopus 로고
    • Who consults? Expert groups in the European Union
    • see, and
    • (see Ase Gornitzka and Ulf Sverdrup, 'Who Consults? Expert Groups in the European Union', West European Politics, 31(2008), 725-50).
    • (2008) West European Politics , vol.31 , pp. 725-750
    • Gornitzka, A.1    Sverdrup, U.2
  • 166
    • 79957489102 scopus 로고    scopus 로고
    • note
    • Although the Register is more comprehensive than CONECCS, because it includes the EC's informal advisory bodies from November 2005, we chose CONECCS as a more suitable indicator for this research. The Register includes three sets of groups (experts, stakeholders and joint expert/stakeholder groups), and expert groups do not include organized interests. Instead, these groups are comprised 'solely of government experts/national officials'. The Register cannot be searched by group category to filter out expert groups. Thus, it taps government and interest organization activity in particular policy areas, but may provide skewed results on the question of interest organization participation in these policy-making arenas. Also, the Register started in November 2005, two months before the end of the first year of analysis reported here, whereas CONECCS held data current for the calendar years of 2004, 2005 and 2006, enabling us to reliably tap formal policy participation opportunities for the full period of study.
  • 167
    • 79957481080 scopus 로고    scopus 로고
    • European Commission Communication COM 2002 704, 'General principles and minimum standards for consultation of interested parties by the Commission', chap. II, 'Overall rationale of the Commission's consultation process'
    • European Commission Communication COM (2002) 704, 'General principles and minimum standards for consultation of interested parties by the Commission', chap. II, 'Overall rationale of the Commission's consultation process'.
  • 168
    • 79957482606 scopus 로고    scopus 로고
    • A consultation may simply query stakeholders about the impact of a policy e.g., the 2008 Enterprise and Industry public consultation, which was an online questionnaire for European businesses, seeking suggestions about reducing the administrative burdens put on businesses by the EU
    • A consultation may simply query stakeholders about the impact of a policy (e.g., the 2008 Enterprise and Industry public consultation, which was an online questionnaire for European businesses, seeking suggestions about reducing the administrative burdens put on businesses by the EU
  • 169
    • 79957462958 scopus 로고    scopus 로고
    • see:, accessed May 2008
    • (see: http://ec. europa.eu/enterprise/newsroom/cf/newsbytheme.cfm?display Type=consultation accessed May 2008).
  • 170
    • 79957457118 scopus 로고    scopus 로고
    • Alternatively, a consultation may lead to the drafting or revision of a legislative proposal such as a White or Green Paper. The 2006 Audiovisual Industry consultation sought comments on the White Paper, A 2005 Employment and Social Affairs consultation sought input on the Green Paper, 'Confronting Demographic Change: A New Solidarity between the Generations'
    • Alternatively, a consultation may lead to the drafting or revision of a legislative proposal such as a White or Green Paper. The 2006 Audiovisual Industry consultation sought comments on the White Paper, 'A European Communication Policy'. A 2005 Employment and Social Affairs consultation sought input on the Green Paper, 'Confronting Demographic Change: A New Solidarity between the Generations'.
    • A European Communication Policy
  • 171
    • 79957456165 scopus 로고    scopus 로고
    • See:, accessed January 2008
    • See: http://ec.europa.eu/yourvoice/consultations/index-en. htm# closed (accessed January 2008).
  • 172
    • 79957531630 scopus 로고    scopus 로고
    • See, accessed February 2008
    • See http://ec.europa.eu/yourvoice/consultations/index-en. htm (accessed February 2008).
  • 173
    • 33644594534 scopus 로고    scopus 로고
    • Introduction: Action collective et gouvernance de l'Union européenne
    • in R. Balme, D. Chabanet and V. Wright, eds, Paris: Presses de la Fondation nationale des sciences politiques, at pp. 45-7
    • Richard Balme and Didier Chabanet, 'Introduction: Action collective et gouvernance de l'Union européenne', in R. Balme, D. Chabanet and V. Wright, eds, L'Action collective en Europe/Collective Action in Europe (Paris: Presses de la Fondation nationale des sciences politiques, 2002), pp. 21-108, at pp. 45-7;
    • (2002) L'Action Collective en Europe/Collective Action in Europe , pp. 21-108
    • Balme, R.1    Chabanet, D.2
  • 174
    • 84928595589 scopus 로고    scopus 로고
    • Contestation potential of interest groups in the European Union: Emergence, structure, and political alliances
    • G. Marks and M. R. Steenbergen, eds, Cambridge: Cambridge University Press, at pp. 203-4
    • Bernard Wessels, 'Contestation Potential of Interest Groups in the European Union: Emergence, Structure, and Political Alliances', in G. Marks and M. R. Steenbergen, eds, European Integration and Political Conflict (Cambridge: Cambridge University Press, 2004), pp. 198-219, at pp. 203-4.
    • (2004) European Integration and Political Conflict , pp. 198-219
    • Wessels, B.1
  • 178
    • 79957530075 scopus 로고    scopus 로고
    • Unlike the other two measures, the value of consultative bodies was constant across the three years
    • Unlike the other two measures, the value of consultative bodies was constant across the three years.
  • 179
    • 79957486643 scopus 로고    scopus 로고
    • However, this was not especially a problem with the energy variables per se. The three energy variables were not closely related to each other, which also made it impossible to combine them in an index. Rather, the collinearity results from our effort to include a relatively few social guilds in our model via a complex set of interaction terms and a polynomial specification
    • However, this was not especially a problem with the energy variables per se. The three energy variables were not closely related to each other, which also made it impossible to combine them in an index. Rather, the collinearity results from our effort to include a relatively few social guilds in our model via a complex set of interaction terms and a polynomial specification.
  • 180
    • 79957521030 scopus 로고    scopus 로고
    • We do not, of course, wish to suggest that the 'social' or 'non-economic' organizations do not have economic interests. Indeed, trade unions are largely concerned about economic issues. Rather, this distinction refers to the bases of their support as measured by the supply variables in the model
    • We do not, of course, wish to suggest that the 'social' or 'non-economic' organizations do not have economic interests. Indeed, trade unions are largely concerned about economic issues. Rather, this distinction refers to the bases of their support as measured by the supply variables in the model.
  • 181
    • 33947645901 scopus 로고    scopus 로고
    • Organized civil society and democratic legitimacy in the European Union
    • p. 342
    • Justin Greenwood, 'Organized Civil Society and Democratic Legitimacy in the European Union', British Journal of Political Science, 37(2007), 333-57, p. 342.
    • (2007) British Journal of Political Science , vol.37 , pp. 333-357
    • Greenwood, J.1
  • 185
    • 79957493629 scopus 로고    scopus 로고
    • For example, in the US case, states with more potential supporters of a strong environmental policy would be expected to have more environmental interest organizations. And across states, those with more potential supporters of a strong education policy would be expected to have more education interest organizations. But because there is more widespread support in the US for education policy than for strong environmental policy, it could well be the case that there are fewer of the latter across all of the states than the former. Thus, democratic responsiveness would not require educational groups to be as active as environmental groups to achieve the same effect
    • For example, in the US case, states with more potential supporters of a strong environmental policy would be expected to have more environmental interest organizations. And across states, those with more potential supporters of a strong education policy would be expected to have more education interest organizations. But because there is more widespread support in the US for education policy than for strong environmental policy, it could well be the case that there are fewer of the latter across all of the states than the former. Thus, democratic responsiveness would not require educational groups to be as active as environmental groups to achieve the same effect.
  • 186
    • 79957534869 scopus 로고    scopus 로고
    • It is also possible that these differences might arise because the European Union has only more recently extended its policy brief to social issues. We do not find this plausible, given the marked difference between our results and our original expectations
    • It is also possible that these differences might arise because the European Union has only more recently extended its policy brief to social issues. We do not find this plausible, given the marked difference between our results and our original expectations.
  • 189
    • 34247881930 scopus 로고    scopus 로고
    • Public preferences and organized interests in health policy: State pharmacy assistance programs as innovations
    • DOI 10.1215/03616878-2006-029
    • Virginia Gray, David Lowery and Erik Godwin, 'Public Preferences and Organized Interests in Health Policy: State Pharmacy Assistance Programs as Innovations', Journal of Health Politics, Policy, and Law, 32 (2007), p. 89-129. (Pubitemid 350131616)
    • (2007) Journal of Health Politics, Policy and Law , vol.32 , Issue.1 , pp. 89-129
    • Gray, V.1    Lowery, D.2    Godwin, E.K.3


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