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Volumn 121, Issue 1, 2011, Pages 2-80

The architecture of jurisprudence

(1)  Coleman, Jules L a  

a NONE

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EID: 80055033407     PISSN: 00440094     EISSN: None     Source Type: Journal    
DOI: None     Document Type: Article
Times cited : (33)

References (132)
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    • Note
    • As a Torts teacher, I feel compelled to issue a warning; whether it is adequate to relieve me of responsibility is another matter. I pride myself on writing clearly and especially in having the ability to communicate difficult and technically demanding material in an accessible manner. I try to do the same here and for the most part, I believe, successfully.
  • 2
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    • Note
    • That said, the discussion in Part VI is very demanding, and I could find no way of getting the points across that makes for pleasurable reading. I believe, however, that anyone who is prepared to work through the argument can understand it (whether they agree with the conclusions or not). I have avoided the use of logical notation and technical jargon wherever doing so is at all possible. To be honest, it is not as if, but for Part VI, the Article reads like a summer novel, but it should provide no special barriers to comprehension beyond the need to read carefully and stay awake while doing so.
  • 3
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    • Negative and Positive Positivism
    • Jules L. Coleman, Negative and Positive Positivism, 11 J. Legal Stud. 139, 140-141 (1982).
    • (1982) J. Legal Stud , vol.11 , pp. 139-141
    • Coleman, J.L.1
  • 4
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    • Note
    • In a private correspondence, Ori Simchen has suggested that the necessity of the separability thesis in fact distinguishes legal positivism from natural law theory insofar as legal positivism is compatible with the necessity of the separability thesis, whereas natural law theory is not. That is, the separability thesis may be compatible with natural law theory, but its necessity is not. I do not disagree, but my claim is that the separability thesis (not the necessity of the separability thesis) is inadequate to distinguish legal positivism from natural law. Beyond that, as I demonstrate below, nothing in legal positivism requires the separability thesis, so it hardly can be essential to it. In fact, the most compelling arguments for certain forms of legal positivism rely on rejecting the separability thesis, not endorsing it-let alone its necessity!.
  • 5
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  • 6
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    • Note
    • Describing the separability thesis as the proposition that 'from the fact that a legal solution is morally objectionable it does not follow that it is legally mistaken'), with Kenneth Einar Himma, Inclusive Legal Positivism, in THE OXFORD HANDBOOK OF JURISPRUDENCE AND PHILOSOPHY OF LAW 125, 136 (Jules Coleman & Scott Shapiro eds., 2002) ('[T]he Separability Thesis asserts that there exists at least one conceptually possible legal system in which the criteria of validity are exclusively source- or pedigree-based.').
  • 7
    • 56049107109 scopus 로고    scopus 로고
    • Positivism and the Inseparability of Law and Morals
    • Leslie Green, Positivism and the Inseparability of Law and Morals, 83 N.Y.U. L. REV. 1035, 1040 (2008).
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    • Green, L.1
  • 8
    • 0004255702 scopus 로고    scopus 로고
    • Reprinted In The Province Of Jurisprudence Determined And The Uses Of The Study Of Jurisprudence, Hackett Publishing Co
    • John Austin, The Province of Jurisprudence Determined (1832), Reprinted In The Province Of Jurisprudence Determined And The Uses Of The Study Of Jurisprudence, 223, 184 (Hackett Publishing Co. 1998).
    • (1998) The Province of Jurisprudence Determined (1832) , vol.223 , pp. 184
    • Austin, J.1
  • 9
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    • Note
    • The pervasiveness of the concept of legal validity attests again to the influence of Hart's The Concept of Law, in which there is a rule of recognition and other rules subsidiary to it. The authority of these rules as law depends on their validity under a rule of recognition that is itself neither valid nor invalid, but merely exists or not.
  • 10
    • 80055030681 scopus 로고    scopus 로고
    • Penelope A. Bulloch & Joseph Raz eds., Oxford Univ. Press 2d ed
    • H.L.A. HART, THE CONCEPT OF LAW 94-95 (Penelope A. Bulloch & Joseph Raz eds., Oxford Univ. Press 2d ed. 1997).
    • (1997) THE CONCEPT of LAW 94-95
    • Hart, H.L.A.1
  • 11
    • 80055051951 scopus 로고    scopus 로고
    • Note
    • Following Hart, legal philosophers have invoked a way of thinking according to which a norm is a law only if it is valid and valid only if it satisfies appropriate criteria of validity.
  • 12
    • 0041695735 scopus 로고
    • Validity and Legal Conflicts
    • Stephen Munzer, Validity and Legal Conflicts, 82 YALE L.J. 1140, 1148-1150 (1973).
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  • 13
    • 80055059851 scopus 로고    scopus 로고
    • Note
    • On my reading, Dworkin also resists the corollary idea that a legal system is a code of any sort-let alone a code of rules that must satisfy membership or validity conditions. Indeed, both Dworkin and Mark Greenberg have developed jurisprudential outlooks that do not rely on the idea of 'a law'-at least insofar as particular laws are to be identified with statutes, regulations, or particular authoritative acts of any sort.
  • 16
    • 84984685267 scopus 로고    scopus 로고
    • How Facts Make Law
    • hereinafter Greenberg, How Facts Make Law
    • Mark Greenberg, How Facts Make Law, 10 LEGAL THEORY 157 (2004) [hereinafter Greenberg, How Facts Make Law].
    • (2004) LEGAL THEORY , vol.10 , pp. 157
    • Greenberg, M.1
  • 17
    • 84921736428 scopus 로고    scopus 로고
    • in 1 OXFORD STUDIES IN PHILOSOPHY OF LAW, Leslie Green & Brian Leiter eds
    • Mark Greenberg, The Standard Picture and Its Discontents, in 1 OXFORD STUDIES IN PHILOSOPHY OF LAW 39 (Leslie Green & Brian Leiter eds., 2011.
    • (2011) The Standard Picture and Its Discontents , vol.39
    • Greenberg, M.1
  • 18
    • 80055045421 scopus 로고    scopus 로고
    • Note
    • In putting the point in terms of the conceptual coherence of immoral law, I do not mean to be committing jurisprudence to conceptual analysis. The point I am making, in a way that is explicitly neutral about conceptual analysis, would go as follows. The natural lawyer could just as easily suppose (and a legal positivist deny) that the concept of immoral law is necessarily empty but not semantically incoherent (much like the concept of a water molecule applying to nothing as a matter of logical necessity), and a natural lawyer could just as easily suppose (and a legal positivist deny) that a sentence asserting a particular legal requirement to be immoral is necessarily false rather than contradictory (much like the sentence 'water is an element'). Again, I am grateful to Ori Simchen for this more precise formulation.
  • 19
    • 18244409338 scopus 로고    scopus 로고
    • Final Authority To Bind with Moral Mistakes: On the Explanatory Potential of Inclusive Legal Positivism
    • Kenneth Einar Himma, Final Authority To Bind with Moral Mistakes: On the Explanatory Potential of Inclusive Legal Positivism, 24 LAW & PHIL. 1, 7 (2005).
    • (2005) LAW & PHIL , vol.24 , pp. 7
    • Himma, K.E.1
  • 20
    • 80055046465 scopus 로고    scopus 로고
    • Note
    • ('Classical natural law theorists ... argue that there are necessary moral constraints on the content of the law.... In contrast, positivists hold it is the conventional practices of officials that determine the second-order legal norms which constrain judicial decision-making.').
  • 21
    • 80055044632 scopus 로고    scopus 로고
    • Note
    • UGUSTINE, ON FREE CHOICE OF THE WILL bk. I, § 5, at 8 (Thomas Williams trans., Hackett Publ'g Co. 1993) (c. 400 AD); see also 2 THOMAS AQUINAS, SUMMA THEOLOGICA, question 96, art. 4, at 70 (Fathers of the English Dominican Province trans., 1915) (c. 1274) ('[A] law that is not just, seems to be no law at all.').
  • 22
    • 80055046267 scopus 로고    scopus 로고
    • Note
    • To be sure, one need not identify natural law theory with the claim that 'an unjust law is no law at all', and some important contemporary natural lawyers do not. In the case of some of these scholars, there is no question that natural law theory is compatible with the possibility of immoral laws, and so, I spend no time in what follows focusing on their work.
  • 25
    • 80055045615 scopus 로고    scopus 로고
    • Note
    • Instead, I focus on those versions of natural law theory that initially seem inconsistent with the possibility of immoral laws and take my task to be showing that, even in those cases, initial appearances are misleading.
  • 27
    • 80055049346 scopus 로고    scopus 로고
    • Note
    • This latter idea is suggested by the fact that law is a social construct, designed by persons to pursue certain aims and goals and measurable or evaluable in terms of whether it achieves them. In this sense the failure to succeed does not rob a norm or a system of governance of the status of law; it is merely a way of evaluating the law-as successful or not.
  • 28
    • 80055030880 scopus 로고    scopus 로고
    • Note
    • It is important to note that 'success' here is being used in its evaluative sense, not as a criterion for applying the concept. The assumption is that whatever the criteria for 'law' may be, jurisprudence should proceed by studying the cases in which laws do what they are designed to do-cases in which they succeed. Here, then, binding the conscience is a substantive claim about what constitutes success for law.
  • 29
    • 80055050971 scopus 로고    scopus 로고
    • Note
    • I take John Finnis to be a natural lawyer who adopts the general methodology of focusing on the central case and as someone who identifies the central case with the successful one.
  • 30
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    • supra note 12
    • FINNIS, supra note 12, at 9-16.
    • Finnis1
  • 32
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    • supra note 8
    • DWORKIN, LAW'S EMPIRE, supra note 8, at 400-413.
    • LAW'S EMPIRE , pp. 400-413
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  • 33
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    • supra note 7
    • HART, supra note 7, at 55-57.
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  • 34
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    • Positivism and Interpreting Legal Content: Does Law Call for a Moral Semantics?
    • Kenneth Einar Himma, Positivism and Interpreting Legal Content: Does Law Call for a Moral Semantics?, 22 RATIO JURIS 24, 26-27 (2009).
    • (2009) 22 RATIO JURIS , vol.24 , pp. 26-27
    • Himma, K.E.1
  • 35
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    • supra note 8
    • DWORKIN, LAW'S EMPIRE, supra note 8, at 247-266.
    • LAW'S EMPIRE , pp. 247-266
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    • supra note 23
    • RAZ, supra note 23, at 140-143.
    • Raz1
  • 38
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    • supra note 7
    • HART, supra note 7, at 103-104.
    • Hart1
  • 39
    • 80055044835 scopus 로고    scopus 로고
    • Note
    • My view is that democratic legitimacy does not require that citizens adopt the law's point of view but requires instead an element of fidelity to law. Fidelity is expressed in terms of actions and attitudes displaying 'support' for political institutions: doing one's share to sustain them and to encourage them to act for the common good in accord with the demands of justice. All this is quite different from regarding the law's demands as stating moral requirements or permissions; that is a much stronger constraint.
  • 40
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    • supra note 7
    • HART, supra note 7, at 116-117.
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  • 41
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    • supra note 23
    • SHAPIRO, supra note 23, at 93.
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  • 42
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    • What Is the Internal Point of View?
    • Scott J. Shapiro, What Is the Internal Point of View?, 75 FORDHAM L. REV. 1157, 1164 (2006).
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  • 43
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    • supra note 17
    • RAZ, supra note 17, at 19.
    • Raz1
  • 44
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    • Positivism and Fidelity to Law-A Reply to Professor Hart
    • Lon L. Fuller, Positivism and Fidelity to Law-A Reply to Professor Hart, 71 HARV. L. REV. 630, 633 (1958).
    • (1958) HARV. L. REV , vol.71 , pp. 630-633
    • Fuller, L.L.1
  • 45
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    • Book Review
    • H.L.A. Hart, Book Review, 78 HARV. L. REV. 1281, 1289-1290 (1965).
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    • Hart, H.L.A.1
  • 47
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    • supra note 28
    • Hart, supra note 28, at 1285-1287.
    • Hart1
  • 48
    • 80055055454 scopus 로고    scopus 로고
    • Note
    • Others may argue that those who, in making law, try but fail to comply with these canons need not be morally at fault for their failures; and if this is so, then the canons cannot express moral requirements.
  • 49
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    • Authority and Reasons: Exclusionary and Second-Personal
    • Stephen Darwall, Authority and Reasons: Exclusionary and Second-Personal, 120 ETHICS 257, 257-261 (2010).
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    • Darwall, S.1
  • 50
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    • Note
    • We set aside the question of whether it is a necessary or contingent truth that any norm that satisfies C also satisfies the demands of morality.
  • 51
    • 80055044055 scopus 로고    scopus 로고
    • Note
    • My emphasis is on philosophical theories of concepts, for we can imagine a certain kind of sociological theory of a concept whose ambition is merely to describe existing use, or differences among existing usages in different cultures. My claim that all theories are normative in this sense is confined to philosophical theories.
  • 53
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    • Note
    • It is common in philosophy to refer to the project of providing an analysis of a normative concept as metaethics. So to give an account of the nature of a normative predicate like 'good' or 'desirable' is not to determine which things are good or desirable. Thus, the view on which to say that something is 'desirable' or 'valuable' is to say no more than that 'there are reasons to desire or to value it' is a view that offers at least a partial account of those predicates. It is not to determine which things in the world are desirable or valuable. A theory whose aim is to provide criteria for determining which things, if any, are desirable or valuable is a normative, not a metaethical, theory.
  • 54
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    • Note
    • Someone pressing the view that theories of concepts must be assessed by their normative consequences is implicitly asserting a view about the distinction between metaethics and normative ethics. For some, the claim is that the distinction is less precise or clear-cut than one might think, that normative considerations cannot help but to infuse metaethical issues, or that the boundary between the two is less firm than it appears. For others, the claim is much stronger-that there are no genuinely metaethical questions; ultimately every claim in ethics is ultimately a claim in normative ethics or substantially so.
  • 55
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    • Objectivity and Truth: You'd Better Believe It
    • Ronald Dworkin, Objectivity and Truth: You'd Better Believe It, 25 PHIL. & PUB. AFF. 87 (1996).
    • (1996) PHIL. & PUB. AFF , vol.25 , pp. 87
    • Dworkin, R.1
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    • Symposium, Blackburn Reviews Dworkin
    • Nov. 11, 1996
    • Simon Blackburn, Symposium, Blackburn Reviews Dworkin, BROWN ELEC. ARTICLE REVIEW SERV. (Nov. 11, 1996), http://www.brown.edu/Departments/Philosophy/bears/9611blac.html.
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    • in 1 OXFORD STUDIES IN METAETHICS 295-324 (Russ Shafer-Landa ed
    • Pekka Väyrynen, Resisting the Buck-Passing Account of Value, in 1 OXFORD STUDIES IN METAETHICS 295-324 (Russ Shafer-Landa ed., 2006), available at http://www.personal.leeds.ac.uk/~phlpv/papers/buck.pdf.
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    • The Strike of the Demon: On Fitting Pro-Attitudes and Value
    • Wlodek Rabinowicz & Toni Rønnow-Rasmussen, The Strike of the Demon: On Fitting Pro-Attitudes and Value, 114 ETHICS 391 (2004).
    • (2004) ETHICS , vol.114 , pp. 391
    • Rabinowicz, W.1    Rønnow-Rasmussen, T.2
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    • Roderick M. Chisholm ed., Roderick M. Chisholm & Elizabeth H. Schneewind trans., Routledge & Kegan Paul
    • FRANZ BRENTANO, THE ORIGIN OF OUR KNOWLEDGE OF RIGHT AND WRONG 18-19 (Roderick M. Chisholm ed., Roderick M. Chisholm & Elizabeth H. Schneewind trans., Routledge & Kegan Paul 1969).
    • (1969) THE ORIGIN of OUR KNOWLEDGE of RIGHT and WRONG 18-19
    • Franz, B.1
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    • supra note 38
    • SCANLON, supra note 38, at 97.
    • Scanlon1
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    • Moral Valuation
    • Richard Brandt, Moral Valuation, 56 ETHICS 106, 113 (1946).
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    • supra note 38
    • SCANLON, supra note 38, at 96-98 (1998).
    • (1998) , pp. 96-98
    • Scanlon1
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    • supra note 7
    • HART, supra note 7, at 18-25.
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    • supra note 6
    • AUSTIN, supra note 6, at 13-33.
    • Austin1
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    • supra note 7
    • HART, supra note 7, at 6-7.
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    • Legal Reality: A Naturalist Approach to Legal Ontology
    • Michael S. Moore, Legal Reality: A Naturalist Approach to Legal Ontology, 21 LAW & PHIL. 619 (2002).
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    • Moore, M.S.1
  • 74
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    • Hart's Methodological Positivism
    • Jules Coleman ed
    • Stephen R. Perry, Hart's Methodological Positivism, in HART'S POSTSCRIPT 311 (Jules Coleman ed., 2001).
    • (2001) HART'S POSTSCRIPT , pp. 311
    • Perry, S.R.1
  • 75
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    • supra note 7
    • HART, supra note 7, at 16.
    • Hart1
  • 77
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    • Note
    • It is worth noting that the standard understanding of that method in which 'fit' and 'value' are taken to be not only distinct standards an interpretation must satisfy, but independent standards as well, is mistaken. For the features of law that must fit together are, in fact, partially determined by the value ascribed to law, and so, fit and value are not wholly independent. And it is certainly not true that first one applies the criterion of fit and then the criterion of value. Quite the opposite is the case. In any event, given our current purposes, the important point is that an inquiry into the nature of law proceeds through substantive political theory in the form of an account of the conditions that justify political coercion.
  • 78
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    • supra note 17
    • RAZ, supra note 17, at 28-33.
    • Raz1
  • 80
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    • Authority, Law and Morality
    • Joseph Raz, Authority, Law and Morality, 68 MONIST 295, 301 (1985).
    • (1985) MONIST , vol.68 , pp. 301
    • Raz, J.1
  • 81
    • 80055035251 scopus 로고    scopus 로고
    • Note
    • Coercion can be justified in the absence of authority. And authority (in my view) is essential to law in a way in which coercion (for all its importance) is not. These are points that to his credit Raz has long emphasized and exploited.
  • 82
    • 80055032937 scopus 로고    scopus 로고
    • Note
    • There are many definitions of supervenience. Supervenience is a 'dependence relationship'. A supervenes upon B implies that A depends on B. Supervenience is a distinctive kind of ependence relationship that for our purposes we will characterize as: A supervenes upon B if and only if there can be no change in A without a corresponding change in B. In How Facts Make Law, Mark Greenberg presents a serious and strong challenge to the idea that the relationship between legal facts and other facts is supervenience.
  • 84
    • 80055058282 scopus 로고    scopus 로고
    • Note
    • He distinguishes among a number of different ways of making sense of what we might think of as the metaphysical 'in virtue of' relationship.
  • 86
    • 84921648237 scopus 로고    scopus 로고
    • Metaphysical Dependence: Grounding and Reduction
    • Bob Hale & Aviv Hoffmann eds
    • Gideon Rosen, Metaphysical Dependence: Grounding and Reduction, in MODALITY: METAPHYSICS, LOGIC, AND EPISTEMOLOGY 109 (Bob Hale & Aviv Hoffmann eds., 2010).
    • (2010) MODALITY: METAPHYSICS, LOGIC, and EPISTEMOLOGY , pp. 109
    • Rosen, G.1
  • 87
    • 80055053913 scopus 로고    scopus 로고
    • Note
    • This topic is extremely difficult and filled with serious controversies that I could not hope to take up and do justice to in this Article-without taking us very far a field and losing not just the target audience, but nearly everyone else but a handful of readers. Because I am making no substantive claim about the actual contributors to legal content-my claims are all, to coin a phrase, 'architectural'-I set these problems aside until the second essay in this series and proceed here putting the fundamental metaphysical relationship between basic and derivative facts in terms of supervenience. I am reasonably confident that nothing I say in this Article hinges on this expository decision, but I am quite sure that much of what I argue in the second essay does. Thus, I postpone discussion of these issues until I can give them the attention they deserve.
  • 88
    • 80055047951 scopus 로고    scopus 로고
    • Note
    • Thus the view that what the U.S. Constitution requires or permits is determined not only by what the Framers said and did and what judges and Justices since the Founding have said and done, but also by how it is received within the community as a whole-what Robert Post calls the 'constitutional culture'-falls into the first category.
  • 89
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    • The Supreme Court, 2002 Term-Foreword: Fashioning the Legal Constitution: Culture, Courts, and Law
    • Robert C. Post, The Supreme Court, 2002 Term-Foreword: Fashioning the Legal Constitution: Culture, Courts, and Law, 117 HARV. L. REV. 4, 8 (2003).
    • (2003) HARV. L. REV , vol.117 , pp. 4-8
    • Post, R.C.1
  • 90
    • 80055046644 scopus 로고    scopus 로고
    • Note
    • A view that holds that what the law requires depends on what individuals believe is just or fair to demand of one another is also a view of the first sort. The view that the content of the law depends on what is in fact just or fair, right or wrong, etc., represents a view of the second sort.
  • 91
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    • supra note 2
    • Coleman, supra note 2.
    • Coleman1
  • 92
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    • Note
    • We will have occasion below to reconsider these characterizations and to make significant changes. The argument below is not impacted by whatever modifications in characterizing these notions we ultimately come to.
  • 93
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    • Incorporation by Law
    • Joseph Raz, Incorporation by Law, 10 LEGAL THEORY 1, 2 (2004).
    • (2004) LEGAL THEORY , vol.10 , pp. 1-2
    • Raz, J.1
  • 94
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    • Note
    • In conversation, Alex Sarch has suggested a possible response to the Razian argument that I will not pursue in this paper, but that needs to be addressed more fully at some point. His argument is this: Against inclusive legal positivism (ILP), Raz in effect argues that: (1) If ILP is true, then in the absence of a practice among officials of 'incorporating' morality into law, moral considerations would not apply to them (i.e., would not constrain judges' legal decisions). (2) But moral considerations do apply to judges (since 'judges are people too'). (3) Therefore, ILP is not true. Sarch suggests that a proponent of ILP might respond to this argument by rejecting premise (1). Perhaps he could say that even if there were no practice of incorporation, morality would still apply to judges, except that the (moral) reasons he would have to decide this way or that would be different, i.e., different from they would be had a practice of incorporation existed.
  • 95
    • 80055057458 scopus 로고    scopus 로고
    • Note
    • Regardless of whether there is a practice of incorporation or not, morality would still direct judges to do their duty, i.e., to vigilantly and indifferently apply the law as given. The only difference is that without a practice of incorporation, the law to be applied would not contain moral tests, while with such a practice, the law to be applied would contain such tests. Thus, whether or not there is a practice of incorporation, morality would still 'apply' to judges; i.e., it would direct them to do their duty and apply the law as given. It is just that the content of the law to be applied would be different depending on whether a practice of incorporation exists.
  • 96
    • 84928219263 scopus 로고
    • Authority and Justification
    • Joseph Raz, Authority and Justification, 14 PHIL. & PUB. AFF. 3, 18-19 (1985).
    • (1985) PHIL. & PUB. AFF , vol.14 , pp. 18-19
    • Raz, J.1
  • 98
    • 80055057854 scopus 로고    scopus 로고
    • supra note 32
    • Darwall, supra note 32.
    • Darwall1
  • 101
    • 80055027819 scopus 로고    scopus 로고
    • We take up below the question of whether this renders Raz a normativist and not a positivist
    • We take up below the question of whether this renders Raz a normativist and not a positivist.
  • 102
    • 80055042031 scopus 로고    scopus 로고
    • Note
    • One does not reach positivism by adopting the separability thesis. If anything, one is drawn to exclusive legal positivism only by rejecting the broadest forms of the separability thesis. It is no wonder that so many have missed this deep and important point caught in the grasp of the conventional wisdom, which would have us believe instead that nothing is more central to legal positivism than the separability thesis.
  • 103
    • 80055064445 scopus 로고    scopus 로고
    • supra note 23
    • SHAPIRO, supra note 23.
    • Shapiro1
  • 104
    • 80055036248 scopus 로고    scopus 로고
    • Was Inclusive Legal Positivism Founded on a Mistake?
    • Scott J. Shapiro, Was Inclusive Legal Positivism Founded on a Mistake?, 22 RATIO JURIS 326 (2009).
    • (2009) RATIO JURIS , vol.22 , pp. 326
    • Shapiro, S.J.1
  • 105
    • 80055026650 scopus 로고    scopus 로고
    • Note
    • Alternatively, one might defend the view that moral facts are among the determinants of the content of the law. This rejects exclusive legal positivism, but then defends inclusive legal positivism as a better account of the way that normative facts figure in legal judgments. I am grateful to Scott Hershovitz for this suggestion, which he takes to be a more promising way of defending inclusive legal positivism. As we shall see below, I find none of these approaches ultimately persuasive because, on my reading, inclusive legal positivism is not an alternative or competitor to either natural law or to exclusive legal positivism. It has a different logical object. It answers a different set of questions. It purports to play a different philosophical role. In short, the view I defend here is that virtually everyone (including me) has mischaracterized the relationship between inclusive legal positivism and other theories-understood as accounts of the metaphysics of legal content.
  • 106
    • 80055064019 scopus 로고    scopus 로고
    • Note
    • And not just the inclusive legal positivist either. It is not enough for the natural lawyer to agree with the exclusive legal positivist that law and morality are necessarily connected and then to distinguish between different ways in which they are. If the argument in Part IV is sound, the natural lawyer's claim that the law must be transparent or translucent to the principles that justify it cannot be sustained. This does not mean that natural law theory is unavailable. If the argument in Part IV is sound, the forms of natural law theory that are available must accept the sources thesis.
  • 107
    • 80055055260 scopus 로고    scopus 로고
    • Note
    • I have also argued, notably in The Practice of Principle, that some versions of the argument are not valid-namely, that its conclusion does not follow even granting its premises. Roughly, the idea is this: even if appealing to the moral principles that would justify a directive would vitiate the claim to authority, it does not follow that appealing to other moral principles or facts would; and so it does not follow that all appeals to moral principles or facts to determine law's content or identity are inconsistent with law's claim to authority.
  • 108
    • 80055049942 scopus 로고    scopus 로고
    • supra note 59
    • COLEMAN, supra note 59, at 103-119.
    • Coleman1
  • 109
    • 80055038606 scopus 로고    scopus 로고
    • supra note 49
    • RAZ, supra note 49, at 55-56.
    • Raz1
  • 110
    • 80055059642 scopus 로고    scopus 로고
    • Note
    • My interpretation is that the Razian account is a revisionist account of authority. As I see it, his deep point is that when it comes to reason, no one has a status authority over anyone else. There are just reasons that apply to persons and the only 'status' anyone has with respect to anyone else is a matter of competence-capacities for judging or executing what reason requires. There is no place for a status- as opposed to a competence-based notion of authority.
  • 112
    • 80055054887 scopus 로고    scopus 로고
    • Note
    • The discussion that follows is more demanding and requires more careful attention than any of the arguments to this point. I wish I could make it easier and more enjoyable to read, but it is more important that it be precise than that it be fun to read.
  • 113
    • 80055035438 scopus 로고    scopus 로고
    • Note
    • Still, however precise and technical the discussion in this and subsequent sections is, it necessarily remains partial and incomplete. In addition to setting aside the two biggest questions-whether the right metaphysical relationship is supervenience and how it is that facts come to make legal facts-we do not take up a wide range of other equally interesting and important issues: for example, whether social facts can also be normative; whether normative or moral facts are basic or whether instead they supervene on other facts-in particular, social facts; whether normative facts are reducible to social facts; and so on. Even setting these matters aside for now, there remains much work to do.
  • 114
    • 80055054131 scopus 로고    scopus 로고
    • Note
    • The view that only social facts contribute to legal content is the sources thesis. The question is whether the sources thesis is best represented as (1) or as (4), or better, whether those who endorse the sources thesis endorse (1) or (4). The argument for the sources thesis in Part IV purports to demonstrate that it is a necessary implication of the premises and so it is reasonable to suppose that those who endorse the sources thesis endorse (4), not (1). Similar questions arise regarding (2) and (5), and (3) and (6).
  • 115
    • 80055034858 scopus 로고    scopus 로고
    • Note
    • Depending on how one thinks of natural law, a natural lawyer could adopt (1) or (4) as regards legal content. That is, one could in principle hold that the law depends only on what people say and do and yet claim that there are some necessary connections between law and morality. So, in fact, it is just not helpful at all to think that what we are doing is merely recharacterizing the conventional disputes between positivists and natural lawyers in terms of differences about the sources of legal content. We are doing something else altogether, as the remainder of this discussion makes very clear.
  • 116
    • 80055041504 scopus 로고    scopus 로고
    • supra note 2
    • Coleman, supra note 2.
    • Coleman1
  • 117
    • 80055038025 scopus 로고    scopus 로고
    • Note
    • Much of the argument that follows was stimulated by a discussion with David Plunkett. I have no idea if he would agree with the claims I make in this section, but our discussion stimulated me to stake out the theses that are presented here.
  • 118
    • 80055045420 scopus 로고    scopus 로고
    • Note
    • I have explored this issue in great detail as regards 'law' in another paper, and I will not rehearse the arguments of that paper here.
  • 120
    • 80055062338 scopus 로고    scopus 로고
    • Note
    • For this point, I am grateful to Ori Simchen, who provides a way of making the same point when it comes to the case of legal content directly. Suppose (7) is true. It so happens as a matter of mere contingency that social facts alone fix which facts are to contribute to legal content: say that it is social facts belonging to some clearly demarcated class C of facts and that nothing more is thus determined-as a matter of mere contingency again-to be whatever is to determine legal content. It seems not so implausible to me to suppose that this contingent determination of C as whatever determines legal content also thereby fixes the nature or essence of legal content. If so, then it will not be merely contingent that C is whatever determines legal content-it will be necessary given the nature of legal content.
  • 121
    • 80055043222 scopus 로고    scopus 로고
    • Note
    • The distinction I am emphasizing between the determinants of legal content and the determinants of the determinants of legal content invites two possible objections. The first is that the determination relationship is transitive and so the determinants of the determinants of legal content are themselves determinants of legal content. So the distinction collapses. The second objection takes the opposite tack. If the determinants of legal content have determinants, then so, too, do those determinants, ad infinitum.
  • 122
    • 80055053506 scopus 로고    scopus 로고
    • Note
    • The second objection is in a form that does not lead to a serious objection. Whenever one claims that A is a ground of B, it is possible to ask what is a ground of A? So what? In principle, the first objection is more interesting-at least at first blush. If being a shade of red determines something's being red, and its being red determines that it is a color, then it is true that its being a shade of red determines that something has a color. But this is a different kind of relationship, which is transitive; it is the relationship of greater specificity (being a shade of red) to lesser specificity (being red) to even lesser specificity (being a color). That is not the relationship we are after. The relationship between the firstand second-order determinants of legal content is a metaphysical notion of being a ground (or being the explanation) and this relationship is not transitive. Again, I am grateful to Ori Simchen for clarification of the relevant distinctions.
  • 123
    • 80055061305 scopus 로고    scopus 로고
    • Note
    • The reader should note that I am not defending any of these arguments. I am merely identifying the kinds of arguments that would bear on answering these kinds of questions.
  • 124
    • 80055044053 scopus 로고    scopus 로고
    • supra note 17
    • RAZ, supra note 17, at 28-33.
    • Raz1
  • 125
    • 80055046055 scopus 로고    scopus 로고
    • supra note 23
    • SHAPIRO, supra note 23, at 62.
    • Shapiro1
  • 126
    • 80055062146 scopus 로고    scopus 로고
    • Note
    • Remember, on my reading, which Hart himself accepts in the postscript to the second edition of the Concept of Law, (3) holds because of the rule of recognition, which is an instance of (7); further, the rule of recognition is a feature of the concept of law-an essential feature of law-which means that (3) ultimately derives from (11).
  • 127
    • 80055058850 scopus 로고    scopus 로고
    • supra note 7
    • HART, supra note 7, at 265 and n.59.
    • Hart1
  • 128
    • 80055034221 scopus 로고    scopus 로고
    • Note
    • One need not understand these statements as expressing moral oughts or obligations in order for the problem to arise. It is enough that they are normative in any sense.
  • 129
    • 0004088235 scopus 로고
    • bk. III, pt. 1, § 1, at 456-70 (L.A. Selby- Bigge ed., Oxford Univ. Press, (1740)
    • DAVID HUME, A TREATISE OF HUMAN NATURE, bk. III, pt. 1, § 1, at 456-70 (L.A. Selby- Bigge ed., Oxford Univ. Press 1978) (1740).
    • (1978) A TREATISE of HUMAN NATURE
    • Hume, D.1
  • 130
    • 80055055453 scopus 로고    scopus 로고
    • Note
    • In fact, the issue can be generalized and extended. The same problem arises for those who satisfy themselves thinking that law only creates 'legal' reasons and not moral reasons. After all, the issue is how commanding, asserting, and directing creates any sort of reason for acting, moral or otherwise.
  • 131
    • 80055037026 scopus 로고    scopus 로고
    • Note
    • Hart, Shapiro, and I are among those who emphasize the sociality of law-Hart in emphasizing social rules, Shapiro in emphasizing plans, and I in emphasizing law's conventionality.
  • 132
    • 80055043015 scopus 로고    scopus 로고
    • supra note 23
    • SHAPIRO, supra note 23, at 118-233.
    • Shapiro1


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