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Volumn , Issue , 2009, Pages 20-43

In whose benefit? Explaining regulatory change in global politics

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EID: 84884779155     PISSN: None     EISSN: None     Source Type: Book    
DOI: None     Document Type: Chapter
Times cited : (98)

References (192)
  • 5
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    • These questions differ markedly from the focus on the implications to state sovereignty that have dominated analyses of the globalization of regulation.
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    • In their study in this project, Abbott and Snidal use the acronym ANIME to refer to these stages: Kenneth Abbott and Duncan Snidal, "The Governance Triangle: Regulatory Standards Institutions and the Shadow of the State," this volume.
  • 14
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    • Hard and Soft Law in International Governance
    • Kenneth Abbott and Duncan Snidal, "Hard and Soft Law in International Governance," International Organization 54 (2000), 421-56.
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    • Abbott, K.1    Snidal, D.2
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    • The Politics and Economics of International Institutional Standards Setting: An Introduction
    • June
    • Walter Mattli, "The Politics and Economics of International Institutional Standards Setting: An Introduction," Journal of European Public Policy 8, no. 3 (June 2001), 328-344.
    • (2001) Journal of European Public Policy , vol.8 , Issue.3 , pp. 328-344
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  • 16
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    • Rules that Many Use: Standards and Global Regulation
    • October
    • Dieter Kerwer, "Rules that Many Use: Standards and Global Regulation," Governance 18, no. 4 (October 2005), 611-632.
    • (2005) Governance , vol.18 , Issue.4 , pp. 611-632
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  • 18
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    • The Institutionalization of Private Governance: How Business and Nonprofit Organizations Agree on Transnational Rules
    • October
    • Philipp Pattberg, "The Institutionalization of Private Governance: How Business and Nonprofit Organizations Agree on Transnational Rules," Governance 18, no. 4 (October 2005), 589-610.
    • (2005) Governance , vol.18 , Issue.4 , pp. 589-610
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  • 22
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    • International Politics of Harmonization: The Case of Capital Market Regulation
    • Summer
    • Beth Simmons, "International Politics of Harmonization: The Case of Capital Market Regulation," International Organization 55 (Summer 2001), 589-620.
    • (2001) International Organization , vol.55 , pp. 589-620
    • Simmons, B.1
  • 23
    • 84884746955 scopus 로고    scopus 로고
    • If new hegemonic regulation renders nonconforming jurisdiction relatively costly or risky sites for conducting business, a logical competitive move for a regulator is to emulate hegemonic regulation to maintain or attract business. In the contrary case where new hegemonic regulation renders a nonconforming jurisdiction a more attractive site for business, the regulator of such jurisdiction may choose to diverge.
  • 25
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    • When no externality is felt, the United States remains indifferent about whether the rest of the world follows its regulation.
  • 27
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    • Introduction: The International Diffusion of Liberalism
    • Fall
    • Beth Simmons, Frank Dobbin, and Geoffrey Garrett, "Introduction: The International Diffusion of Liberalism," International Organization 60 (Fall 2006), 781-810.
    • (2006) International Organization , vol.60 , pp. 781-810
    • Simmons, B.1    Dobbin, F.2    Garrett, G.3
  • 28
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    • Tax Policy in an Era of Internationalization: Explaining the Spread of Neoliberalism
    • Fall
    • Duane Swank, "Tax Policy in an Era of Internationalization: Explaining the Spread of Neoliberalism," International Organization 60 (Fall 2006), 847-882.
    • (2006) International Organization , vol.60 , pp. 847-882
    • Swank, D.1
  • 29
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    • The International Diffusion of Public-Sector Downsizing: Network Emulation and Theory-Driven Learning
    • Fall
    • Chang Kil Lee and David Strang, "The International Diffusion of Public-Sector Downsizing: Network Emulation and Theory-Driven Learning," International Organization 60 (Fall 2006), 883-909.
    • (2006) International Organization , vol.60 , pp. 883-909
    • Lee, C.K.1    Strang, D.2
  • 31
    • 84884793061 scopus 로고    scopus 로고
    • To paraphrase Lee and Strang, while in epidemiology the disease rather than the remedy is infectious, in the diffusion literature the reverse seems true (Lee and Strang, "The International Diffusion of Public-Sector Downsizing," 892). However, the "disease" may be global and transnational regulation may be a response by many to a systemic risk or crisis.
  • 33
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    • (Cambridge, MA: Harvard University Press), especially 15-35.
    • Stephen Breyer, Regulation and Its Reform (Cambridge, MA: Harvard University Press, 1982), especially 15-35.
    • (1982) Regulation and Its Reform
    • Breyer, S.1
  • 38
    • 0039466893 scopus 로고
    • New York: Oxford University Press, Baldwin and Cave note that public interest theory of regulation may complement "functionalist" accounts of regulatory origins and developments insofar as functionalism sees regulation as largely driven by the nature of the task at hand (as identified in terms of public needs and interests) rather than by private, individual, or self-interests (Baldwin and Cave, Understanding Regulation, 19
    • Robert Cushman, The Independent Regulatory Commissions (New York: Oxford University Press, 1941). Baldwin and Cave note that public interest theory of regulation may complement "functionalist" accounts of regulatory origins and developments insofar as functionalism sees regulation as largely driven by the nature of the task at hand (as identified in terms of public needs and interests) rather than by private, individual, or self-interests (Baldwin and Cave, Understanding Regulation, 19).
    • (1941) The Independent Regulatory Commissions
    • Cushman, R.1
  • 39
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    • The Theory of Economic Regulation
    • Spring; reprinted in Kurt Leube and Thomas Moore, eds., The Essence of Stigler (Stanford, CA: Hoover Press, 1986), 243-264
    • George Stigler, "The Theory of Economic Regulation," Bell Journal of Economics and Management Science (Spring 1971), 137-146; reprinted in Kurt Leube and Thomas Moore, eds., The Essence of Stigler (Stanford, CA: Hoover Press, 1986), 243-264.
    • (1971) Bell Journal of Economics and Management Science , pp. 137-146
    • Stigler, G.1
  • 40
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    • Toward a More General Theory of Regulation?
    • August
    • Sam Peltzman, "Toward a More General Theory of Regulation?" Journal of Law and Economics 19 (August 1976), 211-240.
    • (1976) Journal of Law and Economics , vol.19 , pp. 211-240
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  • 41
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    • A Theory of Competition among Pressure Groups for Political Influence
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    • Gary Becker, "A Theory of Competition among Pressure Groups for Political Influence," Quarterly Journal of Economics 98 (August 1983), 371-400.
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  • 43
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    • Rent Seeking: A Survey
    • An influential older publication is Marver Bernstein, Regulating Business by Independent Commission (Princeton, NJ: Princeton University Press, 1955)
    • Robert Tollison, "Rent Seeking: A Survey," Kyklos 35 (1982), 576-602. An influential older publication is Marver Bernstein, Regulating Business by Independent Commission (Princeton, NJ: Princeton University Press, 1955).
    • (1982) Kyklos , vol.3 , pp. 576-602
    • Tollison, R.1
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    • (New York: Norton), chapters 3-4.
    • Theodore Lowi, The End of Liberalism (New York: Norton, 1969), chapters 3-4.
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    • The Politics of Regulation
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    • JamesWilson, "The Politics of Regulation," in JamesWilson, ed., The Politics of Regulation (New York: Basic Books, 1980), 357-394, 369.
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    • The theoretical case for decentralization is made by William Bratton and Joseph McCary, "The New Economics of Jurisdictional Competition: Devolutionary Federalism in a Second-BestWorld," Georgetown Law Journal (November 1997), but note the competing empirical evidence against decentralization presented by Susan Rose-Ackerman, Corruption and Government: Causes, Consequences, and Reform (Cambridge: Cambridge University Press, 1999).
  • 52
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    • edited by Guenther Roth and Claus Wittich, Berkeley: University of California Press
    • Max Weber, Economy and Society, vol. 1, edited by Guenther Roth and Claus Wittich (Berkeley: University of California Press, 1978).
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  • 53
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    • Maybe It Is Time to Rediscover Bureaucracy
    • and for a contrasting approach, Patrick Dunleavy, Democracy, Bureaucracy and Public Choice: Economic Explanations in Political Science (New York: Harvester Wheatsheaf, 1991)
    • John Olsen, "Maybe It Is Time to Rediscover Bureaucracy," Journal of Public Administration Research and Theory 16, no. 1 (2006), 1-24; and for a contrasting approach, Patrick Dunleavy, Democracy, Bureaucracy and Public Choice: Economic Explanations in Political Science (New York: Harvester Wheatsheaf, 1991).
    • (2006) Journal of Public Administration Research and Theory , vol.16 , Issue.1 , pp. 1-24
    • Olsen, J.1
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    • (Cambridge, MA: Belknap Press of Harvard University Press, first published by Chicago: University of Chicago Press in 1908).
    • Arthur Bentley, The Process of Government (Cambridge, MA: Belknap Press of Harvard University Press, 1967, first published by Chicago: University of Chicago Press in 1908).
    • (1967) The Process of Government
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    • The Public Interest Reconsidered
    • November
    • Frank Sorauf, "The Public Interest Reconsidered," Journal of Politics 19 (November 1957), 616-639.
    • (1957) Journal of Politics , vol.19 , pp. 616-639
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  • 61
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    • The Public Interest: Its Meaning in a Democracy
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    • Anthony Downs, "The Public Interest: Its Meaning in a Democracy," Social Research 29 (Spring 1962), 1-36.
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  • 62
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    • Jeremy Bentham and the Public Interest
    • December
    • J. A. Gunn, "Jeremy Bentham and the Public Interest," Canadian Journal of Political Science 1 (December 1968), 398-413.
    • (1968) Canadian Journal of Political Science , vol.1 , pp. 398-413
    • Gunn, J.A.1
  • 63
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    • Administrative Policy Formation and the Public Interest
    • September/ October
    • Michael Marmon, "Administrative Policy Formation and the Public Interest," Public Administration Review 29 (September/ October 1969), 484-491.
    • (1969) Public Administration Review , vol.29 , pp. 484-491
    • Marmon, M.1
  • 64
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    • Political Science and 'The Public Interest'
    • May
    • Clarke Cochrane, "Political Science and 'The Public Interest'," Journal of Politics 36 (May 1974), 327-355.
    • (1974) Journal of Politics , vol.36 , pp. 327-355
    • Cochrane, C.1
  • 65
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    • The Public Interest
    • New York: Oxford University Press
    • Mike Feintuck, 'The Public Interest' in Regulation (New York: Oxford University Press, 2004).
    • (2004) Regulation
    • Feintuck, M.1
  • 66
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    • Numerous typologies of such schools have been proposed in the literature. The three schools mentioned in this section overlap with most typologies.
  • 67
    • 0003756945 scopus 로고    scopus 로고
    • The Public Interest
    • see also discussion of this school in Schubert, The Public Interest.
    • Downs, "The Public Interest," 11; see also discussion of this school in Schubert, The Public Interest.
    • , vol.11
    • Downs1
  • 70
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    • The Public Interest' in Administrative Decision-Making
    • June
    • Glendon Schubert, "'The Public Interest' in Administrative Decision-Making," American Political Science Review 51 (June 1957), 346-368.
    • (1957) American Political Science Review , vol.51 , pp. 346-368
    • Schubert, G.1
  • 71
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    • The Theory of 'The Public Interest' in Judicial Decision-Making
    • February
    • Schubert, "The Theory of 'The Public Interest' in Judicial Decision-Making," Midwest Journal of Political Science 2 (February 1958).
    • (1958) Midwest Journal of Political Science , vol.2
    • Schubert1
  • 73
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    • Herring, Public Administration and Public Interest.
    • Herring, Public Administration and Public Interest.
  • 74
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    • Harmon, Administrative Policy Formation and the Public Interest.
    • Harmon, Administrative Policy Formation and the Public Interest.
  • 76
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    • The Reformation of American Administrative Law
    • Richard Stewart, "The Reformation of American Administrative Law," Harvard Law Review 88 (1975), 1667-1813.
    • (1975) Harvard Law Review , vol.88 , pp. 1667-1813
    • Stewart, R.1
  • 77
    • 33646394112 scopus 로고    scopus 로고
    • Good Governance at the Supranational Scale: Globalizing Administrative Law
    • May. The "proceduralist" label is suggested by Cochrane, "Political Science and 'The Public Interest'," 342.
    • Daniel Esty, "Good Governance at the Supranational Scale: Globalizing Administrative Law," Yale Law Journal 115 (May 2006), 1490-1562. The "proceduralist" label is suggested by Cochrane, "Political Science and 'The Public Interest'," 342.
    • (2006) Yale Law Journal , vol.115 , pp. 1490-1562
    • Esty, D.1
  • 78
    • 84884738345 scopus 로고    scopus 로고
    • Procedural fairness and justice is a major theme in the book by Tom Tyler, Why People Obey the Law (New Haven, CT: Yale University Press, 1990). In social choice language, the Arrow problem says that there is no necessary public interest. However, a set of legitimate procedures can lead to structurally induced "public interest" seen as acceptable by all. (We thank Duncan Snidal for this formulation.)
  • 79
    • 84884785084 scopus 로고    scopus 로고
    • The challenge is to design mechanisms that optimize the gains from wide societal participation without losing the capacity to make decisions in an efficient and representative manner.
  • 81
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    • Reinventing Government and Regulatory Reform: Studies in the Neglect and Abuse of Administrative Law
    • Jerry Mashaw, "Reinventing Government and Regulatory Reform: Studies in the Neglect and Abuse of Administrative Law," University of Pittsburgh Law Review 57 (1996), 405-441.
    • (1996) University of Pittsburgh Law Review , vol.57 , pp. 405-441
    • Mashaw, J.1
  • 84
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    • A similar point was made earlier in Walter Mattli and Tim Büthe, "Global Private Governance," in Benedict Kingsbury, Nico Krisch, Richard Stewart, and Jonathan Wiener, eds., The Emergence of Global Administrative Law, special issue of Law and Contemporary Problems 68 (Summer/Autumn 2005), 225-262, especially 226-227. Not one public exists but multiple publics or groups. We thus prefer to use the term of common rather than (single) public interest.
  • 86
    • 0032219092 scopus 로고    scopus 로고
    • An Information Rationale for the Power of Special Interests
    • December
    • Susanne Lohmann, "An Information Rationale for the Power of Special Interests," American Political Science Review 92 (December 1998), 809-827.
    • (1998) American Political Science Review , vol.92 , pp. 809-827
    • Lohmann, S.1
  • 87
    • 84884801777 scopus 로고    scopus 로고
    • Martin Shapiro has similarly argued that administrative law maximizing transparency and participation has the paradoxical effect of maximizing transparency and participation for "the interested" (typically interest groups) and minimizing them for "the disinterested" (typically the average citizen). Shapiro provides as an example the EU comitology process and writes: "While virtually every interest group finds a place on the committees, European citizens are generally unaware that the committees even exist." Martin Shapiro, "Administrative Law Unbounded: Reflections on Government and Governance," Indiana Journal of Global Legal Studies 8 (2001), 369-377, 373.
  • 88
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    • Administrative Law Unbounded: Reflections on Government and Governance
    • Martin Shapiro, "Administrative Law Unbounded: Reflections on Government and Governance," Indiana Journal of Global Legal Studies 8 (2001), 369-377
    • (2001) Indiana Journal of Global Legal Studies , vol.8 , pp. 369-377
    • Shapiro, M.1
  • 89
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    • Administrative Procedures as Instruments of Political Control
    • Fall, especially 262.
    • Mathew McCubbins, Roger Noll, and BarryWeingast, "Administrative Procedures as Instruments of Political Control," Journal of Law, Economics, and Organization 3 (Fall 1987), 243-277, especially 262.
    • (1987) Journal of Law, Economics, and Organization , vol.3 , pp. 243-277
    • McCubbins, M.1    Noll, R.2    Weingast, B.3
  • 90
    • 84884774835 scopus 로고    scopus 로고
    • See, for example, the case of Collective Action Clauses in Helleiner, "Filling a Hole in Global Financial Governance? The Politics of Regulating Sovereign Debt Restructuring," this volume.
  • 95
    • 27744557047 scopus 로고    scopus 로고
    • The Emergence of Global Administrative Law
    • The examples are drawn, in part
    • The examples are drawn, in part, from Benedict Kingsbury, Nico Krisch, and Richard Stewart, "The Emergence of Global Administrative Law," Law and Contemporary Problems, 15-61.
    • Law and Contemporary Problems , pp. 15-61
    • Kingsbury, B.1    Krisch, N.2    Stewart, R.3
  • 99
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    • The Emergence of Global Administrative Law
    • B. Kingsbury, N. Krisch, R. Steward, and J.Wiener, eds.
    • Benedict Kingsbury, Nico Krisch, and Richard Stewart, "The Emergence of Global Administrative Law," in B. Kingsbury, N. Krisch, R. Steward, and J.Wiener, eds., special issue of Law and Contemporary Problems, 31-34.
    • special issue of Law and Contemporary Problems , pp. 31-34
    • Kingsbury, B.1    Krisch, N.2    Stewart, R.3
  • 100
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    • http://www.un.org/Depts/oios/.
  • 101
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    • Foreword: Global Governance as Administration-National and Translational Approaches to Global Administrative Law
    • Summer/Autumn, The authors define "global administrative law" as "comprising the mechanisms, principles, practices, and supporting social understandings that promote or otherwise affect the accountability of global administrative bodies, in particular by ensuring they meet adequate standards of transparency, participation, reasoned decision, and legality, and by providing effective review of the rules and decisions they make," 17.
    • Benedict Kingsbury, Nico Krisch, Richard Stewart, and Jonathan Wiener, "Foreword: Global Governance as Administration-National and Translational Approaches to Global Administrative Law," Law and Contemporary Problems 68 (Summer/Autumn 2005), 4. The authors define "global administrative law" as "comprising the mechanisms, principles, practices, and supporting social understandings that promote or otherwise affect the accountability of global administrative bodies, in particular by ensuring they meet adequate standards of transparency, participation, reasoned decision, and legality, and by providing effective review of the rules and decisions they make," 17.
    • (2005) Law and Contemporary Problems , vol.68 , pp. 4
    • Kingsbury, B.1    Krisch, N.2    Stewart, R.3    Wiener, J.4
  • 102
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    • Esty, "Good Governance at the Supranational Scale: Global Administrative Law."
    • Esty, "Good Governance at the Supranational Scale: Global Administrative Law."
  • 106
    • 17044439141 scopus 로고    scopus 로고
    • Accountability and Abuses of Power inWorld Politics
    • Ruth Grant and Robert Keohane, "Accountability and Abuses of Power inWorld Politics," American Political Science Review 99 (2005), 29-43.
    • (2005) American Political Science Review , vol.99 , pp. 29-43
    • Grant, R.1    Keohane, R.2
  • 107
    • 2342455086 scopus 로고    scopus 로고
    • Setting International Standards: Technological Rationality or Primacy of Power?
    • Walter Mattli and Tim Büthe, "Setting International Standards: Technological Rationality or Primacy of Power?" World Politics 53 (2003), 1-43.
    • (2003) World Politics , vol.53 , pp. 1-43
    • Mattli, W.1    Büthe, T.2
  • 109
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    • The Union Carbide Disaster in Bhopal: A Review of Health Effects
    • September/October, . The casualty figure is from the Union CarbideWeb site
    • Ramana Dhara and Rosaline Dhara, "The Union Carbide Disaster in Bhopal: A Review of Health Effects," Archives of Environmental Health 57, no. 5 (September/October 2002), 391-404. The casualty figure is from the Union CarbideWeb site: www.bhopal.com/ chrono.htm.
    • (2002) Archives of Environmental Health , vol.57 , Issue.5 , pp. 391-404
    • Dhara, R.1    Dhara, R.2
  • 110
    • 84884809348 scopus 로고    scopus 로고
    • India's Disaster
    • December 17
    • "India's Disaster," Time, December 17, 1984.
    • Time , pp. 1984
  • 111
    • 84884762029 scopus 로고    scopus 로고
    • Thousands Commemorate Bhopal Industrial Disaster
    • March 12
    • Nirmala George, "Thousands Commemorate Bhopal Industrial Disaster," USA Today, March 12, 2004.
    • USA Today , pp. 2004
    • George, N.1
  • 112
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    • Development of Communitarian Regulation in the Chemical Industry
    • Joseph Rees, "Development of Communitarian Regulation in the Chemical Industry," Law and Policy 19, no. 4 (1997), 477-528.
    • (1997) Law and Policy , vol.19 , Issue.4 , pp. 477-528
    • Rees, J.1
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    • Industry Self-regulation without Sanctions: The Chemical Industry's Responsible Care Program
    • Andrew King and Michael Lenox, "Industry Self-regulation without Sanctions: The Chemical Industry's Responsible Care Program," Academy of Management Journal 43, no. 4 (2000), 698-716.
    • (2000) Academy of Management Journal , vol.43 , Issue.4 , pp. 698-716
    • King, A.1    Lenox, M.2
  • 114
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    • The Thalidomide Disaster
    • Friday, August 10
    • "The Thalidomide Disaster," Time, Friday, August 10, 1962.
    • Time , pp. 1962
  • 117
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    • Revealingly, the passage of the 1938 Federal Food, Drug and Cosmetic Act was itself motivated by a national disaster-the 1937 Elixir Sulfanilamide scandal that cost the lives of 105 people, many of them children being treated for sore throats or ear infections. The Elixir contained a deadly poison normally used as an antifreeze. Prior to the 1938 Act, no laws existed requiring safety studies on new drugs; the U.S. pharmaceutical industry had long opposed costly safety requirements.
  • 118
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    • Elixirs, Diluents, and the Passage of the 1938 Federal Food, Drug and Cosmetic Act
    • Paul Wax, "Elixirs, Diluents, and the Passage of the 1938 Federal Food, Drug and Cosmetic Act," History of Medicine 122, no. 6 (1995), 456-461.
    • (1995) History of Medicine , vol.122 , Issue.6 , pp. 456-461
    • Wax, P.1
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    • Taste of Raspberries, Taste of Death: The 1937 Elixir Sulfanilamide Incident
    • June
    • "Taste of Raspberries, Taste of Death: The 1937 Elixir Sulfanilamide Incident," FDA Consumer Magazine (June 1981) at www.fda.gov/oc/history/elixir.html.
    • (1981) FDA Consumer Magazine
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    • EEC (Council) Directives 65/65/EEC, 75/318/EEC, and 75/319/EEC.
    • EEC (Council) Directives 65/65/EEC, 75/318/EEC, and 75/319/EEC.
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    • Nuclear Safety Aspects
    • A concise summary of causes is offered by Luis Lederman (Acting Head of the Safety Assessment Section in the IAEA Department of Nuclear Safety)
    • A concise summary of causes is offered by Luis Lederman (Acting Head of the Safety Assessment Section in the IAEA Department of Nuclear Safety), "Nuclear Safety Aspects,"' IAEA 38, no. 3 (1996).
    • (1996) IAEA , vol.38 , Issue.3
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    • The estimates of likely deaths vary widely; some are as high as 70,000. For an excellent source of information on Chernobyl, accessed January 16
    • The estimates of likely deaths vary widely; some are as high as 70,000. For an excellent source of information on Chernobyl, see "IAEA Report-In Focus: Chernobyl" at www .iaea.org/NewsCenter/Focus/Chernobyl, accessed January 16, 2007.
    • IAEA Report-In Focus: Chernobyl , pp. 2007
  • 126
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    • the WHO Chernobyl report entitled Health Effects of the Chernobyl Accident and Special Health Care Programmes
    • the WHO Chernobyl report entitled Health Effects of the Chernobyl Accident and Special Health Care Programmes at www.who.int/ionizing-radiation/chernobyl/who_chernobyl_report _2006pdf.
  • 128
    • 84884740586 scopus 로고    scopus 로고
    • OECD, Public Participation in Nuclear Decision-Making (Paris: OECD, 1993). Braithwaite and Drahos note: "This is one area where, in the battle between diffuse public interests and the concentrated interest of the industry association, the latter is losing . . . In no other area of regulation does the direct sovereignty of citizens have so much influence over specific regulatory decisions."
  • 135
    • 79961218319 scopus 로고    scopus 로고
    • Up and Down With Ecology-The "Issue-Attention Cycle
    • Summer
    • Anthony Downs, "Up and Down With Ecology-The "Issue-Attention Cycle," Public Interest 28 (Summer 2001), 38.
    • (2001) Public Interest , vol.28 , pp. 38
    • Downs, A.1
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    • The Multinational Firm and Conflicting National Interests
    • S. Litvac and T. Maule, "The Multinational Firm and Conflicting National Interests," Journal of World Trade 3 (1969), 309-316.
    • (1969) Journal of World Trade , vol.3 , pp. 309-316
    • Litvac, S.1    Maule, T.2
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    • Seymore Rubin, "Multinational Enterprises and National Sovereignty: A Skeptic's Analysis," Law and Policy in International Business 3, no. 1 (1971), 1-41.
    • (1971) Law and Policy in International Business , vol.3 , Issue.1 , pp. 1-41
    • Rubin, S.1
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    • Barrows, Helleiner, and Vogel, this volume.
    • Abbott and Snidal, Barrows, Helleiner, and Vogel, this volume.
    • Abbott1    Snidal2
  • 149
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    • We mentioned courts in the discussion of institutional supply of oversight mechanisms. In that section, courts are passive actors. Courts can also be activist, in which case we classify them as public entrepreneurs. Laffont and Tirole offer a similar distinction; they write: "We are here taking a passive view of the role of courts. That is, they act on hard information transmitted by various parties (i.e., whistle-blowers, including consumers, mass media, discontented or idealistic civil servants, etc.) and content themselves with correcting deviations from what is specified in the constitution . . . Courts may exert a more activist role and act on the basis of soft information. They then have discretionary power and compete with the executive and legislative branches in filling in unforeseen contingencies" (Jean-Jacques Laffont and Jean Tirole, "The Politics of Government Decision Making: Regulatory Institutions," Journal of Law, Economics, and Organization 6 (Spring 1990), 1-31, 5. The question of why some judges or public officials more generally become activists as opposed to servants to capture forces is deep and highly relevant but beyond the scope of this study.
  • 152
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    • 'Deliberative', 'Independent' Technocracy v. Democratic Politics: Will the Globe Echo the EU?
    • Summer/Autumn
    • Martin Shapiro, "'Deliberative', 'Independent' Technocracy v. Democratic Politics: Will the Globe Echo the EU?" Law and Contemporary Problems 68 (Summer/Autumn 2005), 356.
    • (2005) Law and Contemporary Problems , vol.68 , pp. 356
    • Shapiro, M.1
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    • The Reformation of American Administrative Law
    • Richard Stewart, "The Reformation of American Administrative Law," Harvard Law Review (1975), 1667.
    • (1975) Harvard Law Review , pp. 1667
    • Stewart, R.1
  • 154
    • 84884806200 scopus 로고    scopus 로고
    • Cass Sunstein, "Factions, Self-Interest, and the APA: Four Lessons Since 1946," Virginia Law Review 72 (1986), 271-296. In addition, legal doctrinal developments since the 1980s, in conjunction with new civil procedures, have made class actions, multi-districting, and consolidation possible. This has allowed groups concerned, for example, with the health risks of tobacco to launch salvos of lawsuits against tobacco companies and contribute to changing tobacco from a virtually unregulated drug to one whose advertising is banned and consumption in public places prohibited (Braithwaite and Drahos, Global Business Regulation, 374).
  • 155
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    • US Administrative Law: A Model for Global Administrative Law?
    • 79
    • Richard Stewart, "US Administrative Law: A Model for Global Administrative Law?" Law and Contemporary Problems 68 (2005), 63-108, 79.
    • (2005) Law and Contemporary Problems , vol.68 , pp. 63-108
    • Stewar, R.1
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    • Europe Before the Court: A Political Theory of Legal Integration
    • Anne-Marie Burley and Walter Mattli, "Europe Before the Court: A Political Theory of Legal Integration," International Organization 47 (1993), 44-76.
    • (1993) International Organization , vol.47 , pp. 44-76
    • Burley, A.-M.1    Mattli, W.2
  • 157
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    • Revisiting the European Court of Justice
    • Walter Mattli and Anne-Marie Slaughter, "Revisiting the European Court of Justice," International Organization 52 (1998), 177-209.
    • (1998) International Organization , vol.52 , pp. 177-209
    • Mattli, W.1    Slaughter, A.-M.2
  • 159
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    • From State Responsibility to Individual Criminal Accountability: A New Regulatory Model for Core Human Rights Violations
    • this volume
    • Sikkink, "From State Responsibility to Individual Criminal Accountability: A New Regulatory Model for Core Human Rights Violations," this volume.
    • Sikkink1
  • 160
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    • For more examples and discussion, see Abbott and Snidal, "The Governance Triangle: Regulatory Standards Institutions and the Shadow of the State," this volume.
    • For more examples and discussion, see Abbott and Snidal, "The Governance Triangle: Regulatory Standards Institutions and the Shadow of the State," this volume.
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    • Building Transnational Civil Liberties: Transgovernmental Entrepreneurs and the European Data Privacy Directive
    • Abraham Newman, "Building Transnational Civil Liberties: Transgovernmental Entrepreneurs and the European Data Privacy Directive," International Organization 62, no. 1 (2008), 103-130.
    • (2008) International Organization , vol.62 , Issue.1 , pp. 103-130
    • Newman, A.1
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    • www.wano.org.uk.
  • 169
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    • The data are posted on its Web site.
    • The data are posted on its Web site.
  • 170
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    • Making Incentive Systems Work: Incentive Regulation in the Nuclear Power Industry
    • July
    • Kiran Verma, Barry M. Mitnick, Alfred A. Marcus, "Making Incentive Systems Work: Incentive Regulation in the Nuclear Power Industry," Journal of Public Administration Research and Theory 9, no. 3 (July 1999), 395-436.
    • (1999) Journal of Public Administration Research and Theory , vol.9 , Issue.3 , pp. 395-436
    • Verma, K.1    Mitnick, B.M.2    Marcus, A.A.3
  • 172
    • 84884759596 scopus 로고    scopus 로고
    • Jack Plano, International Approaches to the Problems of Marine Pollution, Institute for the Study of International Organization Monograph Series, no. 7 (Sussex: University of Sussex, 1972). At the domestic level, insurers have similarly been key promoters of regulatory change. For example, in alliance with consumer groups, they have ensured the success of campaigns for compulsory airbag installation in motor vehicles; and they assisted effective tobacco regulation, for example, by threatening to withdraw insurance coverage from companies that failed to protect workers and the public from passive smoking.
  • 173
    • 84884810785 scopus 로고    scopus 로고
    • Barrows, "Racing to the Top . . . At Last: The Regulation of Safety in Shipping," this volume. For a discussion of the role of insurers in global environmental regulation, see Deborah Saunders Davenport, Global Environmental Negotiations and US Interests (New York: Palgrave Macmillan, 2006), 201-202.
  • 175
    • 84884788363 scopus 로고    scopus 로고
    • EU Directive 1836/93.
    • EU Directive 1836/93.
  • 176
    • 0034956328 scopus 로고    scopus 로고
    • Green By Choice? Cross-National Variations in Firms' Responses to EMS-Based Environmental Regimes
    • April
    • Kelly Kollman and Aseem Prakash, "Green By Choice? Cross-National Variations in Firms' Responses to EMS-Based Environmental Regimes," World Politics 53 (April 2001), 399-430.
    • (2001) World Politics , vol.53 , pp. 399-430
    • Kollman, K.1    Prakash, A.2
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    • European Acid Rain: The Power of Tote-Board Diplomacy
    • Peter Haas, Robert Keohane, and Marc Levy, eds., Cambridge, MA: MIT Press
    • Marc Levy, "European Acid Rain: The Power of Tote-Board Diplomacy," in Peter Haas, Robert Keohane, and Marc Levy, eds., Institutions for the Earth: Sources of Effective International Environmental Protection (Cambridge, MA: MIT Press, 1993), 95.
    • (1993) Institutions for the Earth: Sources of Effective International Environmental Protection , pp. 95
    • Levy, M.1
  • 179
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    • Braithwaite and Drahos, Global Business Regulation, 265. For more examples of the "level playing field" logic.
  • 180
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    • Baptists and Bootleggers for the Environment: The Origins of United States Unilateral Sanctions
    • Elizabeth DeSombre, "Baptists and Bootleggers for the Environment: The Origins of United States Unilateral Sanctions," Journal of Environment and Development 4 (1995), 53-75.
    • (1995) Journal of Environment and Development , vol.4 , pp. 53-75
    • DeSombre, E.1
  • 183
    • 84884796965 scopus 로고    scopus 로고
    • Abbott and Snidal, Barrows, and Vogel.
    • Abbott and Snidal, Barrows, and Vogel.
  • 184
    • 84884736875 scopus 로고    scopus 로고
    • Sikkink, "From State Responsibility to Individual Criminal Accountability: A New Regulatory Model for Core Human Rights Violations," this volume.
    • Sikkink, "From State Responsibility to Individual Criminal Accountability: A New Regulatory Model for Core Human Rights Violations," this volume.
  • 185
    • 84884734023 scopus 로고    scopus 로고
    • Helleiner, "Filling a Hole in Global Financial Governance? The Politics of Regulating Sovereign Debt Restructuring," this volume.
    • Helleiner, "Filling a Hole in Global Financial Governance? The Politics of Regulating Sovereign Debt Restructuring," this volume.
  • 186
    • 84884770394 scopus 로고    scopus 로고
    • Sikkink, "From State Responsibility to Individual Criminal Accountability."
    • Sikkink, "From State Responsibility to Individual Criminal Accountability."
  • 187
    • 78649579133 scopus 로고    scopus 로고
    • Making Corporate Self-Regulation Effective in Developing Countries
    • Dana Brown and NgaireWoods, eds., Oxford: Oxford University Press
    • David Graham and Ngaire Woods, "Making Corporate Self-Regulation Effective in Developing Countries," in Dana Brown and NgaireWoods, eds., Making Global Self-Regulation Effective in Developing Countries (Oxford: Oxford University Press, 2007).
    • (2007) Making Global Self-Regulation Effective in Developing Countries
    • Graham, D.1    Woods, N.2
  • 189
    • 0042715443 scopus 로고    scopus 로고
    • Global Environmental Regulation: Instrument Choice in Legal Context
    • January
    • Jonathan Baert Wiener, "Global Environmental Regulation: Instrument Choice in Legal Context," Yale Law Journal 108, no. 4 (January 1999), 677-800.
    • (1999) Yale Law Journal , vol.108 , Issue.4 , pp. 677-800
    • Wiener, J.B.1
  • 190
    • 84884810447 scopus 로고    scopus 로고
    • Helleiner, "Filling a Hole in Global Financial Governance? The Politics of Regulating Sovereign Debt Restructuring," this volume. A similar narrowing of participation to private actors is traced by Jayne Godfrey and Ian Langfield-Smith in respect of Australia's adoption of global accounting standards: "Regulatory Capture in the Globalisation of Accounting Standards," Environment and Planning 37 (Autumn 2005), 1975-1993.
  • 191
    • 84884799287 scopus 로고    scopus 로고
    • Sikkink, "From State Responsibility to Individual Criminal Accountability: A New Regulatory Model for Core Human Rights Violations," this volume.
    • Sikkink, "From State Responsibility to Individual Criminal Accountability: A New Regulatory Model for Core Human Rights Violations," this volume.
  • 192
    • 84884764578 scopus 로고    scopus 로고
    • Vogel, "The Private Regulation of Global Corporate Conduct," this volume.
    • Vogel, "The Private Regulation of Global Corporate Conduct," this volume.


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