메뉴 건너뛰기




Volumn , Issue 65, 2011, Pages 53-76

Uneven policy implementation in rural China

(1)  Göbel, Christian a  

a NONE

Author keywords

[No Author keywords available]

Indexed keywords

IMPLEMENTATION PROCESS; RURAL AREA; RURAL POLICY;

EID: 79551657319     PISSN: 13249347     EISSN: None     Source Type: Journal    
DOI: 10.1086/tcj.65.25790557     Document Type: Article
Times cited : (71)

References (123)
  • 7
    • 0000554548 scopus 로고    scopus 로고
    • Selective policy implementation in rural China
    • but see also the works by Maria Edin and John James Kennedy cited below
    • Most notably Kevin J. O'Brien and Lianjiang Li, "Selective Policy Implementation in Rural China", Comparative Politics, Vol. 31, No. 2 (1999), pp. 167-68, but see also the works by Maria Edin and John James Kennedy cited below.
    • (1999) Comparative Politics , vol.31 , Issue.2 , pp. 167-168
    • O'brien, K.J.1    Li, L.2
  • 9
    • 0347170897 scopus 로고    scopus 로고
    • Towards a non-zero-sum interactive framework of spatial politics: The case of center-province in contemporary China
    • "Towards a Non-Zero-Sum Interactive Framework of Spatial Politics: The Case of Center-Province in Contemporary China", Political Studies, Vol. 45, No. 1 (1997), pp. 49-65.
    • (1997) Political Studies , vol.45 , Issue.1 , pp. 49-65
  • 12
    • 40449106439 scopus 로고    scopus 로고
    • Policy experimentation in China's economic rise
    • See, for example, Sebastian Heilmann, "Policy Experimentation in China's Economic Rise", Studies in Comparative International Development, Vol. 43, No. 1 (2008), p. 23
    • (2008) Studies in Comparative International Development , vol.43 , Issue.1 , pp. 23
    • Heilmann, S.1
  • 13
    • 70349337055 scopus 로고    scopus 로고
    • Political machinations in a rural county
    • July
    • Graeme Smith, "Political Machinations in a Rural County", The China Journal, No. 62 (July 2009), p. 30.
    • (2009) The China Journal , Issue.62 , pp. 30
    • Smith, G.1
  • 19
    • 84911386835 scopus 로고
    • The cadre management system, post-mao: The appointment, promotion, transfer and removal of party and state leaders
    • Melanie Manion, "The Cadre Management System, Post-Mao: The Appointment, Promotion, Transfer and Removal of Party and State Leaders", The China Quarterly, No. 102 (1985), pp. 203-33.
    • (1985) The China Quarterly , Issue.102 , pp. 203-233
    • Manion, M.1
  • 20
    • 0037366517 scopus 로고    scopus 로고
    • State capacity and local agent control in China: CCP Cadre management from a township perspective
    • An excellent overview over the features and impacts of this system is found in Maria Edin, "State Capacity and Local Agent Control in China: CCP Cadre Management from a Township Perspective", The China Quarterly, No. 173 (2003), pp. 35-52.
    • (2003) The China Quarterly , Issue.173 , pp. 35-52
    • Edin, M.1
  • 23
    • 70350549843 scopus 로고    scopus 로고
    • The implementation of village elections and tax-for-fee reform in rural northwest China
    • Elizabeth J. Perry and Merle Goldman (eds) (Cambridge MA: Harvard University Press)
    • John James Kennedy, "The Implementation of Village Elections and Tax-for-Fee Reform in Rural Northwest China", in Elizabeth J. Perry and Merle Goldman (eds), Grassroots Political Reform in Contemporary China (Cambridge MA: Harvard University Press, 2007), p. 55.
    • (2007) Grassroots Political Reform in Contemporary China , pp. 55
    • Kennedy, J.J.1
  • 24
    • 84931292710 scopus 로고    scopus 로고
    • (Cambridge: Cambridge University Press), Chapter 3
    • See, for example, Kevin J. O'Brien and Lianjiang Li, Rightful Resistance in Rural China (Cambridge: Cambridge University Press, 2006), Chapter 3.
    • (2006) Rightful Resistance in Rural China
    • O'brien, K.J.1    Li, L.2
  • 25
    • 33646906443 scopus 로고    scopus 로고
    • Differentiated actors: Central and local actors in China's rural tax reforms
    • Linda Chelan Li, "Differentiated Actors: Central and Local Actors in China's Rural Tax Reforms", Modern Asian Studies, Vol. 40, No. 1 (2006), p. 154.
    • (2006) Modern Asian Studies , vol.40 , Issue.1 , pp. 154
    • Li, L.C.1
  • 26
    • 33646906443 scopus 로고    scopus 로고
    • Differentiated actors: Central and local actors in China's rural tax reforms
    • Linda Chelan Li, "Differentiated Actors: Central and Local Actors in China's Rural Tax Reforms", Modern Asian Studies, Vol. 40, No. 1 (2006), Ibid., p. 153.
    • (2006) Modern Asian Studies , vol.40 , Issue.1 , pp. 153
    • Li, L.C.1
  • 27
    • 33646906443 scopus 로고    scopus 로고
    • Differentiated actors: Central and local actors in China's rural tax reforms
    • Linda Chelan Li, "Differentiated Actors: Central and Local Actors in China's Rural Tax Reforms", Modern Asian Studies, Vol. 40, No. 1 (2006), Ibid., p. 153., Ibid.
    • (2006) Modern Asian Studies , vol.40 , Issue.1 , pp. 153
    • Li, L.C.1
  • 30
    • 67649653765 scopus 로고    scopus 로고
    • Maximum tinkering under uncertainty: Unorthodox lessons from China
    • see also Sebastian Heilmann, "Maximum Tinkering under Uncertainty: Unorthodox Lessons from China", Modern China, Vol. 35, No. 4 (2009), pp. 450-62.
    • (2009) Modern China , vol.35 , Issue.4 , pp. 450-462
    • Heilmann, S.1
  • 33
    • 79551680060 scopus 로고    scopus 로고
    • Control over bureaucracy: Cultural theory and institutional variety
    • Christopher Hood, "Control over Bureaucracy: Cultural Theory and Institutional Variety", Journal of Public Policy, Vol. 15, No. 3 (2006), p. 226.
    • (2006) Journal of Public Policy , vol.15 , Issue.3 , pp. 226
    • Hood, C.1
  • 34
    • 85028061561 scopus 로고    scopus 로고
    • Verteilte kontrolle: institutionelle steuerung in modernen gesellschaften
    • Patrick Kenis and Volker Schneider (eds) (Organization and Network: Institutional Steering in the Economy and Politics) (Frankfurt: Campus Verlag)
    • See also Patrick Kenis and Volker Schneider, "Verteilte Kontrolle: Institutionelle Steuerung in Modernen Gesellschaften" (Distributed Control: Institutional Steering in Modern Societies), in Patrick Kenis and Volker Schneider (eds), Organisation und Netzwerk: Institutionelle Steuerung in Wirtschaft und Politik (Organization and Network: Institutional Steering in the Economy and Politics) (Frankfurt: Campus Verlag, 1996), p. 19.
    • (1996) Organisation und Netzwerk: Institutionelle Steuerung in Wirtschaft und Politik , pp. 19
    • Kenis, P.1    Schneider, V.2
  • 37
    • 85028033550 scopus 로고    scopus 로고
    • Entscheidungsfindung und Konfliktlösung
    • Klaus Schubert and Nils C. Bandelow (eds) (München: Oldenburg)
    • Burkhard Eberlein and Edgar Grande, "Entscheidungsfindung und Konfliktlösung" (Decision-making and Conflict Resolution), in Klaus Schubert and Nils C. Bandelow (eds), Lehrbuch der Politikfeldanalyse (An Introduction to Policy Analysis) (München: Oldenburg, 2003), p. 178.
    • (2003) Lehrbuch der Politikfeldanalyse (An Introduction to Policy Analysis) , pp. 178
    • Eberlein, B.1    Grande, E.2
  • 51
    • 1542556740 scopus 로고    scopus 로고
    • Armonk: M. E. Sharpe
    • The resemblance of such target-setting activities to policy implementation during the Great Leap Forward is not lost on observers. As Jonathan Unger points out, the setting and even increasing of unrealistic quotas today bears considerable likeness to policy implementation during the planned economy era. Jonathan Unger, The Transformation of Rural China (Armonk: M. E. Sharpe, 2002), pp. 197-204.
    • (2002) The Transformation of Rural China , pp. 197-204
    • Unger, J.1
  • 53
    • 84928433248 scopus 로고    scopus 로고
    • (Cambridge: Cambridge University Press), point towards such an argument
    • Findings presented in Björn Gustafsson, Shi Li and Terry Sicular, Inequality and Public Policy in China (Cambridge: Cambridge University Press, 2008), pp. 6-9, point towards such an argument.
    • (2008) Inequality and Public Policy in China , pp. 6-9
    • Li, S.1    Sicular, T.2
  • 58
    • 79551663890 scopus 로고    scopus 로고
    • Wo kan 'nongcun di san ci geming'
    • Zhang Deyuan, "Wo kan 'nongcun di san ci geming'" (My Viewpoint on "The Third Revolution in the Countryside"), Shehui kexue zhanxian (Social Science Front), Vol. 2003, No. 2 (2003), pp. 167-70.
    • (2003) Shehui Kexue Zhanxian (Social Science Front) , vol.2003 , Issue.2 , pp. 167-170
    • Zhang, D.1
  • 59
    • 85044811015 scopus 로고    scopus 로고
    • Path creation? Processes and networks: How the Chinese rural tax reform began
    • For the intellectual origins of the RTFR, see Linda Chelan Li, "Path Creation? Processes and Networks: How the Chinese Rural Tax Reform Began", Policy and Society, Vol. 25, No. 1 (2006), pp. 61-84
    • (2006) Policy and Society , vol.25 , Issue.1 , pp. 61-84
    • Li, L.C.1
  • 67
    • 79551674048 scopus 로고    scopus 로고
    • Nongcun shuifei gaige shidian he xiangcun guanli tizhi gaige genzong yanjiu baogao
    • Zhu Shouyin, Zhang Haiyang and Yan Hui, "Nongcun shuifei gaige shidian he xiangcun guanli tizhi gaige genzong yanjiu baogao" (Follow-up Research Report on the RTFR Experimental Spots and the Reform of Rural Administration), Jingji yanjiu cankao (Economic Research Reference), Vol. 2003, No. 40 (2003), pp. 2-24.
    • (2003) Jingji Yanjiu Cankao (Economic Research Reference) , vol.2003 , Issue.40 , pp. 2-24
    • Zhu, S.1    Zhang, H.2    Yan, H.3
  • 69
    • 0003409882 scopus 로고    scopus 로고
    • My own calculations based on Anhui Province, RTFR LSG, Anhui sheng nongcun shuifei gaige (Beijing: Zhongguo Tongji Chubanshe), table 4-14
    • My own calculations based on Anhui Province, RTFR LSG, Anhui sheng nongcun shuifei gaige, Anhui tongji nianjian 2000 (Anhui Statistical Yearbook 2000) (Beijing: Zhongguo Tongji Chubanshe, 2000), table 4-14;
    • (2000) Anhui Tongji Nianjian 2000 (Anhui Statistical Yearbook 2000)
  • 71
    • 79551666269 scopus 로고    scopus 로고
    • The role of the provinces in this process is analyzed in Linda Chelan Li, "Differentiated Actors", pp. 167-71.
    • Differentiated Actors , pp. 167-171
    • Li, L.C.1
  • 73
    • 79551655202 scopus 로고    scopus 로고
    • Nongcun shuifei gaige dui zhongxi bu xiangzhen caili yingxiang de shijian yanjiu - jiyu 4 sheng 8 xian chouyang diaocha shuju de fenxi
    • Wang Bing and Zhao Yang, "Nongcun shuifei gaige dui zhongxi bu xiangzhen caili yingxiang de shijian yanjiu - jiyu 4 sheng 8 xian chouyang diaocha shuju de fenxi" (Empirical Research on the Fiscal Effects of the RTFR on Central and Western Chinese Townships and Towns), Guanli shijie (World of Management), No. 11 (2006).
    • (2006) Guanli Shijie (World of Management) , Issue.11
    • Wang, B.1    Zhao, Y.2
  • 74
    • 85028060571 scopus 로고    scopus 로고
    • During the same time, the number of complaint letters decreased from 85,301 to 73,500 (Hefei: Anhui Renmin Chubanshe)
    • During the same time, the number of complaint letters decreased from 85,301 to 73,500 (Anhui nianjian 2000 (Anhui Almanac 2000) (Hefei: Anhui Renmin Chubanshe), p. 30;
    • Anhui Nianjian 2000 (Anhui Almanac 2000) , pp. 30
  • 76
    • 33947397910 scopus 로고    scopus 로고
    • From the tax-for-fee reform to the abolition of agricultural taxes: The impact on township governments in north-west China
    • John James Kennedy, "From the Tax-for-Fee Reform to the Abolition of Agricultural Taxes: The Impact on Township Governments in North-West China", The China Quarterly, No. 189 (2007), pp. 43-59.
    • (2007) The China Quarterly , Issue.189 , pp. 43-59
    • Kennedy, J.J.1
  • 77
    • 79551667187 scopus 로고    scopus 로고
    • Beijing: Shehui Kexue Wenxian Chubanshe
    • There is a large number of descriptive, often fieldwork-based Chinese-language studies on the implementation of the RTFR. As a tendency, these studies agree that the reform has significantly reduced peasant burden. Simultaneously, however, they also tend to confirm the problems mentioned so far. Book-length studies include Zhou Nongjian and Wu Yemao, Shuifei gaige: nongcun zhili moshi de yueqian (The RTFR: The Transformation of Rural Governance) (Beijing: Shehui Kexue Wenxian Chubanshe, 2007);
    • (2007) Shuifei Gaige: Nongcun Zhili Moshi de Yueqian (the RTFR: The Transformation of Rural Governance)
    • Zhou, N.1    Wu, Y.2
  • 80
    • 79551665554 scopus 로고    scopus 로고
    • (Abingdon: Routledge), Chapter 7. John James Kennedy observed the same trend at the township level in Shanxi (John James Kennedy, "From the Tax-for-Fee Reform"
    • Christian Göbel, The Politics of Rural Reform in China: State Policy and Village Predicament in the Early 2000s (Abingdon: Routledge, 2010), Chapter 7. John James Kennedy observed the same trend at the township level in Shanxi (John James Kennedy, "From the Tax-for-Fee Reform", pp. 43-59).
    • (2010) The Politics of Rural Reform in China: State Policy and Village Predicament in the Early 2000s , pp. 43-59
    • Göbel, C.1
  • 81
    • 33846911471 scopus 로고    scopus 로고
    • Working for the peasants? Strategic interactions and unintended consequences in the Chinese rural tax reform
    • My own calculation from Anhui tongji nianjian 2000, table 8-05 and Anhui tongji nianjian 2008, tables 7-09 and 7-10. Insights into the bargaining process between the Center and the provinces are found in Linda Chelan Li, "Working for the Peasants? Strategic Interactions and Unintended Consequences in the Chinese Rural Tax Reform", The China Journal, No. 57 (2007), pp. 100-05.
    • (2007) The China Journal , Issue.57 , pp. 100-105
    • Li, L.C.1
  • 82
    • 85028059853 scopus 로고    scopus 로고
    • My own calculation from Zhongguo tongji nianjian (China Statistical Yearbook) (Beijing: Zhongguo Tongji Chubanshe), 2003 (table 5-08), 2004 (table 5-08), 2005 (table 5-08) and 2006 (table 5-08)
    • My own calculation from Zhongguo tongji nianjian (China Statistical Yearbook) (Beijing: Zhongguo Tongji Chubanshe), 2003 (table 5-08), 2004 (table 5-08), 2005 (table 5-08) and 2006 (table 5-08).
  • 83
    • 85028076904 scopus 로고    scopus 로고
    • The senior official quoted above confirmed this figure (Interviews, F County, 14 August and Hefei, 17 August 2004)
    • The senior official quoted above confirmed this figure (Interviews, F County, 14 August and Hefei, 17 August 2004).
  • 84
    • 77952856318 scopus 로고    scopus 로고
    • State Council General Office (accessed on 12 August 2010)
    • State Council General Office, Report on the Work of the Government 2005, http://www.gov.cn/english/official/2005-07/29/content-18351.htm (accessed on 12 August 2010).
    • (2005) Report on the Work of the Government
  • 87
    • 79551658894 scopus 로고    scopus 로고
    • [Beijing: Dangdai Chubanshe]
    • Nevertheless, irregular and small-scale transfer payments had started as early as 2000. That year, the central government transferred 1.1 billion yuan to Anhui, the provincial government added another 100 million yuan (Zhang Ping, Anhui nongcun shuifei gaige shijian yu tansuo [Practice and Exploration of Anhui's RTFR] [Beijing: Dangdai Chubanshe, 2001]).
    • (2001) Anhui Nongcun Shuifei Gaige Shijian Yu Tansuo [Practice and Exploration of Anhui's RTFR]
    • Zhang, P.1
  • 88
    • 85028072022 scopus 로고    scopus 로고
    • Interview, W County, 8 March 2006
    • Interview, W County, 8 March 2006.
  • 90
  • 91
    • 85028084106 scopus 로고    scopus 로고
    • Linda Li describes this as the center's abrogation of its responsibility in the name of decentralization (Linda Chelan Li, "Differentiated Actors", p. 167)
    • Linda Li describes this as the center's abrogation of its responsibility in the name of decentralization (Linda Chelan Li, "Differentiated Actors", p. 167).
  • 93
    • 85028034208 scopus 로고    scopus 로고
    • Nongcun shuifei gaige dui xiangzhen caizheng de yingxiang ji qi houguo: yi Anhui sheng wei li
    • accessed on 12 August 2010
    • According to Wu Licai, 83 per cent of the deficit occurred at the township level (Wu Licai, "Nongcun shuifei gaige dui xiangzhen caizheng de yingxiang ji qi houguo: yi Anhui sheng wei li" (The Effects of the RTFR on Township and Town Finances and Their Consequences: Taking Anhui Province as an Example) (2004), http://www.usc.cuhk.edu.hk/wk-wzdetails.asp?id=2114 (accessed on 12 August 2010).
    • (2004) The Effects of the RTFR on Township and Town Finances and Their Consequences: Taking Anhui Province As An Example
    • Licai, W.1
  • 94
    • 85028030805 scopus 로고    scopus 로고
    • note
    • Worsening peasant-cadre relations were cited by Li Peijie, the protagonist of the first local RTFR experiment in 1992 (Zhu Anming and Yao Changhui, "Nongcun shuifei gaige shidian yixian zhuizong [yi]" [Tracing the Path of the RTFR Experimental Spots (Part One)], Zhongguo caijing bao [China Finance Bulletin], 13 October 2003) as well as by two leading cadres interviewed by the author in two central Anhui counties in 2004 (He County, 18 August) and 2006 (W County, 8 March).
  • 95
    • 85028090640 scopus 로고    scopus 로고
    • Interview, W County, 8 March 2006
    • Interview, W County, 8 March 2006.
  • 97
    • 85028033712 scopus 로고    scopus 로고
    • In the first half of 2000, He County experimented with democratic procedures in raising money for public projects (yi shi yi yi), which was publicly lauded by Wang Taihua, then Party Secretary of Anhui Province (Interview, He County, 18 August 2004)
    • In the first half of 2000, He County experimented with democratic procedures in raising money for public projects (yi shi yi yi), which was publicly lauded by Wang Taihua, then Party Secretary of Anhui Province (Interview, He County, 18 August 2004).
  • 98
    • 85028078239 scopus 로고    scopus 로고
    • note
    • He County's liabilities increased from 67.7 million yuan in 2000 to 81.0 million yuan in 2001 and 87.7 million yuan in 2002. See He xian zhengfu, He xian xiangzhen caizheng guanli fangshi gaige gongzuo qingkuang huibao (Work Status Report for the Township-Level Fiscal Administration Reform in He County) (Unpublished government document, 2004).
  • 101
    • 5944254674 scopus 로고    scopus 로고
    • The Chinese debate over village self-government
    • There is of course nothing new about enlisting the peasants' help to supervise grass-roots cadres. For example, this was the basic idea behind implementing village elections. See Daniel Kelliher, "The Chinese Debate over Village Self-Government", The China Journal, No. 37 (1997), pp. 63-86.
    • (1997) The China Journal , Issue.37 , pp. 63-86
    • Kelliher, D.1
  • 103
  • 104
    • 79551675016 scopus 로고    scopus 로고
    • Anhui nianjian 2001, p. 31., Ibid.
    • (2001) Anhui Nianjian , pp. 31
  • 106
    • 85028049808 scopus 로고    scopus 로고
    • note
    • The Gini coefficients of per capita county-level budgetary revenue in Anhui Province almost doubled from 0.134 in 1999 to 0.242 in 2003. The corresponding coefficients for county-level budgetary expenditure increased less drastically from 0.147 to 0.218. It should be noted here that with the abolishment of the agricultural tax, the Gini coefficient for budgetary revenue further increased to 0.379 in 2006. The Gini coefficient for expenditures rose less drastically to 0.233, signifying the prominent role that transfer payments have taken in balancing out revenue inequality (my own calculations based on Anhui Sheng, RTFR LSG, Anhui sheng nongcun shuifei gaige, Anhui tongji nianjian 2000, table 8-05; Anhui tongji nianjian 2004, tables 8-10 and 8-11; and Anhui tongji nianjian 2007, tables 8-10 and 8-11).
  • 112
    • 85028060267 scopus 로고    scopus 로고
    • Nongmin de pinkun: tudi quanli ziyou fazhan
    • in Zhou Yuan (ed.) (Guangzhou: Huacheng Chubanshe)
    • Li Changping, "Nongmin de pinkun: tudi, quanli, ziyou fazhan" (Peasant Poverty: the Development of Land, Power, Freedom), in Zhou Yuan (ed.), Nongmin! Nongmin! (Peasant! Peasant!) (Guangzhou: Huacheng Chubanshe), pp. 4-9.
    • Nongmin! Nongmin! (Peasant! Peasant!) , pp. 4-9
    • Li, C.1
  • 115
    • 85028081599 scopus 로고    scopus 로고
    • 2005: Zhongguo nongye nongcun nongmin xiandaihua zhi shang
    • 4 February (accessed 12 August 2010)
    • Chang Hongxiao, "2005: Zhongguo nongye nongcun nongmin xiandaihua zhi shang" (2005: The Early Death of the Modernization of Agriculture, Villages and Farmers in China), Caijing (Finance), 4 February 2005, http://finance.sina.com.cn/g/20050204/15321349921.shtml (accessed 12 August 2010).
    • (2005) Caijing (Finance)
    • Chang, H.1
  • 116
    • 85028077954 scopus 로고    scopus 로고
    • Xiang Huaicheng buzhang zai quanguo nongcun shuifei gaige gongzuo zuotanhui shang de jianghua zhaiyao
    • Unpublished government document
    • "Xiang Huaicheng buzhang zai quanguo nongcun shuifei gaige gongzuo zuotanhui shang de jianghua zhaiyao" (Summary of Minister Xiang Huaicheng's Speech at the Symposium for the Nation-Wide RTFR Work) (Unpublished government document, 2000).
    • (2000) Summary of Minister Xiang Huaicheng's Speech at the Symposium for the Nation-Wide RTFR Work)


* 이 정보는 Elsevier사의 SCOPUS DB에서 KISTI가 분석하여 추출한 것입니다.