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Volumn 31, Issue 2, 2006, Pages 79-115

Friends like these counterinsurgency and the war on terrorism

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EID: 33750719380     PISSN: 01622889     EISSN: 15314804     Source Type: Journal    
DOI: 10.1162/isec.2006.31.2.79     Document Type: Review
Times cited : (97)

References (170)
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    • Douglas Blaufarb, The Counterinsurgency Era: U.S. Doctrine and Performance (New York: Free Press, 1977). This proved a particular problem for the United States in Vietnam where, as in Iraq today, the goal was to stand the Vietnamese up while U.S. forces stood down.
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    • U.S. Army, FMI3-07.22 (Washington, D.C.: U.S. Army Headquarters), section 2-16
    • U.S. Army, "Counterinsurgency Operations," FMI3-07.22 (Washington, D.C.: U.S. Army Headquarters, 2004), section 2-16, notes that the United States seeks to improve host-nation security forces, but it does not discuss their common problems and weaknesses.
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    • note
    • This article does not claim to systematically test these literatures. Rather, it selectively draws on their insights to shed light on the problems the United States faces when confronting insurgencies.
  • 7
    • 33750741634 scopus 로고    scopus 로고
    • Working Draft (Washington, D.C.: Center for Strategic and International Studies, May)
    • The forces examined include not only regular military forces but also those involved in fighting the insurgency, such as special police and intelligence units. In Saudi Arabia, for example, the regular army is excluded from many sensitive duties linked to counterterrorism and counterinsurgency, with the Saudi Arabian National Guard playing the key role. The special security forces and the special emergency forces play particularly important roles in the effort against al-Qaida. See Anthony H. Cordesman and Nawaf Obaid, "Saudi Internal Security: A Risk Assessment," Working Draft (Washington, D.C.: Center for Strategic and International Studies, May 2004), p. 18.
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    • trans. Jonathan Derrick (New York: Columbia University Press)
    • In Algeria, initial failures led to the formation of elite COIN units that over time became quite large. Luis Martinez, The Algerian Civil War, 1990-1998, trans. Jonathan Derrick (New York: Columbia University Press, 2000), p. 149. India has numerous forces involved in fighting insurgents in Kashmir, including the regular and special police, village defense committees, the central reserve police force, the Indian reserve police force, the central industrial security force, and the border security force.
    • (2000) The Algerian Civil War, 1990-1998 , pp. 149
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  • 9
    • 27744599291 scopus 로고    scopus 로고
    • At the frontlines of the GWOT: State response to insurgency in Jammu
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    • For a review, see Thomas A. Marks, "At the Frontlines of the GWOT: State Response to Insurgency in Jammu," Journal of Counterterrorism & Homeland Security International, Vol. 10, No. 1 (Fall 2003), pp. 38-46.
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  • 10
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    • The armed forces of the Republic of Uzbekistan, 1992-2002: Threats, influence, and reform
    • June
    • In many countries, the paramilitary forces are as large or larger than the regular army forces. In Uzbekistan, the paramilitary forces number approximately 20,000, and those in the regular army and air force account for another 55,000. Roger N. McDermott, "The Armed Forces of the Republic of Uzbekistan, 1992-2002: Threats, Influence, and Reform," Journal of Slavic Military Studies, Vol. 16, No. 2 (June 2003), p. 29.
    • (2003) Journal of Slavic Military Studies , vol.16 , Issue.2 , pp. 29
    • McDermott, R.N.1
  • 11
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    • Ethnicity, insurgency, and civil war
    • February
    • James D. Fearon and David D. Laitin believe that factors that indicate a country is vulnerable to insurgency include poverty (which suggests states that are poor and bureaucratically weak), instability, inaccessible terrain, and a large population. See Fearon and Laitin, "Ethnicity, Insurgency, and Civil War," American Political Science Review, Vol. 97, No. 1 (February 2003), pp. 75-90.
    • (2003) American Political Science Review , vol.97 , Issue.1 , pp. 75-90
    • Fearon1    Laitin2
  • 12
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    • Central Intelligence Agency, Washington, D.C.: Central Intelligence Agency
    • Central Intelligence Agency, "Guide to the Analysis of Insurgency" (Washington, D.C.: Central Intelligence Agency), p. 2.
    • Guide to the Analysis of Insurgency , pp. 2
  • 13
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    • Insurgency: The transformation of peasant rebellion
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    • The pamphlet was published in the 1980s. For an alternative definition that emphasizes the importance of guerrilla war and the spirit of peasant rebellion, see Raj M. Desai and Harry Eckstein, "Insurgency: The Transformation of Peasant Rebellion," World Politics, Vol. 42, No. 4 (July 1990), p. 442.
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    • Desai, R.M.1    Eckstein, H.2
  • 14
    • 0008124501 scopus 로고    scopus 로고
    • Fearon and Laitin define "insurgency" as involving guerrilla warfare from rural base areas, whereas the U.S. Army definition emphasizes that "political power is the central issue in an insurgency." Fearon and Laitin, "Ethnicity, Insurgency, and Civil War";
    • Ethnicity, Insurgency, and Civil War
    • Fearon1    Laitin2
  • 16
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    • The logic of ethnic terrorism
    • April/June
    • See Daniel L. Byman, "The Logic of Ethnic Terrorism," Studies in Conflict and Terrorism, Vol. 21, No. 2 (April/June 1998), pp. 149-169.
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    • Byman, D.L.1
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    • U.S. Department of State, (Washington, D.C.: U.S. Department of State, April)
    • U.S. Department of State, Country Reports on Terrorism, 2005 (Washington, D.C.: U.S. Department of State, April 2006), pp. 183-228.
    • (2006) Country Reports on Terrorism, 2005 , pp. 183-228
  • 18
    • 27744467851 scopus 로고    scopus 로고
    • India: State response to insurgency in Jammu & Kashmir - The Jammu case
    • Autumn
    • Thomas A. Marks, "India: State Response to Insurgency in Jammu & Kashmir - The Jammu Case," Low Intensity Conflict & Law Enforcement, Vol. 12, No. 3 (Autumn 2004), p. 137.
    • (2004) Low Intensity Conflict & Law Enforcement , vol.12 , Issue.3 , pp. 137
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  • 21
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    • National Commission on Terrorist Attacks Upon the United States, (New York: W.W. Norton)
    • National Commission on Terrorist Attacks Upon the United States, The 9/11 Commission Report (New York: W.W. Norton, 2004), pp. 47-70;
    • (2004) The 9/11 Commission Report , pp. 47-70
  • 22
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    • Philadelphia: University of Pennsylvania Press
    • and Marc Sageman, Understanding Terror Networks (Philadelphia: University of Pennsylvania Press, 2004).
    • (2004) Understanding Terror Networks
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  • 24
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    • United States secretly backing warlords in Somalia
    • May 17
    • Somalia is excluded from this study because it lacks a true government. The United States, however, appears to have allied with local militias fighting those tied to jihadists. See Emily Wax and Karen De Young, "United States Secretly Backing Warlords in Somalia," Washington Post, May 17, 2006.
    • (2006) Washington Post
    • Wax, E.1    De Young, K.2
  • 25
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    • Occasional Paper OP-127-IPC/CMEPP (Santa Monica, Calif.: RAND, June)
    • Bruce Hoffman notes that the United States repeatedly fails to detect the development of insurgencies until it is too late. Hoffman, "Insurgency and Counterinsurgency in Iraq," Occasional Paper OP-127-IPC/CMEPP (Santa Monica, Calif.: RAND, June 2004), pp. 1-4.
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  • 27
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    • Using preliberation forces, however, would skew the data as well. For a superb review of the Iraqi military performance through the 1991 Gulf War, see Kenneth M. Pollack, Arabs at War: Military Effectiveness, 1948-1991 (Lincoln: University of Nebraska Press, 2002), pp. 155-266.
    • (2002) Arabs at War: Military Effectiveness, 1948-1991 , pp. 155-266
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  • 28
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    • National Security Council, Washington, D.C.: National Security Council, November
    • National Security Council, "National Strategy for Victory in Iraq" (Washington, D.C.: National Security Council, November 2005), pp. 18-21, http://www.whitehouse.gov/infocus/iraq/iraq_national_strategy_20051130. pdf.
    • (2005) National Strategy for Victory in Iraq , pp. 18-21
  • 29
  • 32
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    • Afghanistan: On the brink
    • June 22
    • Ahmed Rashid, "Afghanistan: On the Brink," New York Review of Books, June 22, 2006, http://www.nybooks.com/articles/19098.
    • (2006) New York Review of Books
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  • 33
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    • Occupational hazards: Why military occupations succeed or fail
    • Summer
    • For a discussion on the nationalistic backlash that outside occupiers face, see David Edelstein, "Occupational Hazards: Why Military Occupations Succeed or Fail," International Security, Vol. 29, No. 1 (Summer 2004), pp. 49-91;
    • (2004) International Security , vol.29 , Issue.1 , pp. 49-91
    • Edelstein, D.1
  • 37
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    • reprinted Hearing before the Subcommittee on the Middle East and Central Asia of the House Committee on International Relations, 108th Cong., 1st sess., October 29
    • reprinted in "Central Asia: Terrorism, Religious Extremism, and Regional Instability," Hearing before the Subcommittee on the Middle East and Central Asia of the House Committee on International Relations, 108th Cong., 1st sess., October 29, 2003, p. 57.
    • (2003) Central Asia: Terrorism, Religious Extremism, and Regional Instability , pp. 57
  • 38
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    • An economic theory of alliances
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    • The literature on alliances among states is vast. Leading works include Mancur Olson and Richard Zeckhauser, "An Economic Theory of Alliances," Review of Economics and Statistics, Vol. 48, No. 3 (August 1966), pp. 266-279;
    • (1966) Review of Economics and Statistics , vol.48 , Issue.3 , pp. 266-279
    • Olson, M.1    Zeckhauser, R.2
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    • Chain gangs and passed bucks: Predicting alliance patterns in multipolarity
    • Spring
    • Thomas J. Christensen and Jack Snyder, "Chain Gangs and Passed Bucks: Predicting Alliance Patterns in Multipolarity," International Organization, Vol. 44, No. 2 (Spring 1990), pp. 137-168;
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    • Christensen, T.J.1    Snyder, J.2
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    • Ithaca, N.Y.: Cornell University Press
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    • (1997) Alliance Politics
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    • Ithaca, N.Y.: Cornell University Press
    • and Stephen M. Walt, The Origins of Alliances (Ithaca, N.Y.: Cornell University Press, 1987).
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    • Delegation, agency, and agenda setting in the European community
    • Winter
    • The similarity is far from exact: foreign governments are not "employees" of the United States, no matter how dependent they are on U.S. aid or financial support. Nor are the governments created bodies such as the European Commission, which other scholars have pointed to as an example of an agent that at times acts contrary to the interests of its principals. Mark Pollack, "Delegation, Agency, and Agenda Setting in the European Community," International Organization, Vol. 51, No. 1 (Winter 1997), p. 108.
    • (1997) International Organization , vol.51 , Issue.1 , pp. 108
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    • "Principal and agent" (ii)
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    • Nevertheless, the problems are similar, making the comparison worthwhile. As Joseph Stiglitz contends, "The employer cannot travel on the road with his salesman to monitor precisely the effort he puts into his salesmanship. In each of these situations, the agent's ... action affects the principal." Stiglitz, "Principal and Agent" (ii), in Josh Eatwell, Murray Milgate, and Peter Newman, eds., New York Palgrave Dictionary of Economics, Vol. 3 (London: Macmillan, 1989), p. 967.
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    • Incentives in principal-agent relationships
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    • For other important works on the principal-agent problem, see David. E.M. Sappington, "Incentives in Principal-Agent Relationships," Journal of Economic Perspectives, Vol. 5, No. 2 (Spring 1991), pp. 45-66.
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    • The economics of agency
    • John W. Pratt and Richard J. Zeckhauser, eds., Boston: Harvard Business School Press
    • See also Kenneth Arrow, "The Economics of Agency," in John W. Pratt and Richard J. Zeckhauser, eds., Principals and Agents: The Structure of Business (Boston: Harvard Business School Press, 1985), pp. 37-51.
    • (1985) Principals and Agents: The Structure of Business , pp. 37-51
    • Arrow, K.1
  • 46
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    • Principals can try to monitor their agents through a variety of measures, such as threatening to cut budgets or impose other sanctions and providing incentives to follow the principals' desires, but these in turn are costly and often imperfect. Pollack, "Delegation, Agency, and Agenda Setting in the European Community," pp. 116-129.
    • Delegation, Agency, and Agenda Setting in the European Community , pp. 116-129
    • Pollack1
  • 49
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    • Princeton, N.J.: Princeton University Press
    • For a general overview of insurgency and counterinsurgency issues that pays particular attention to the problem of allies, see D. Michael Shafer, Deadly Paradigms: The Failure of U.S. Counterinsurgency Policy (Princeton, N.J.: Princeton University Press, 1988).
    • (1988) Deadly Paradigms: The Failure of U.S. Counterinsurgency Policy
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  • 51
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    • Some dilemmas of counterinsurgency
    • January
    • George K. Tanham and Dennis J. Duncanson, "Some Dilemmas of Counterinsurgency," Foreign Affairs, Vol. 48, No. 2 (January 1970), pp. 113-122;
    • (1970) Foreign Affairs , vol.48 , Issue.2 , pp. 113-122
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    • Harry Eckstein, ed., (New York: Free Press)
    • Harry Eckstein, ed., Internal War: Problems and Approaches (New York: Free Press, 1964);
    • (1964) Internal War: Problems and Approaches
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    • Central Intelligence Agency
    • For one useful list, see Central Intelligence Agency, "Guide to the Analysis of Insurgency," p. 13.
    • Guide to the Analysis of Insurgency , pp. 13
  • 59
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    • note
    • Most of these militaries also suffer similar problems in conventional military operations. The Saudis' lack of initiative in counterinsurgency, for example, is mirrored in their problems in conventional warfare. This article focuses on the characteristics useful for effective counterinsurgency, but many of these problems apply to overall military operations.
  • 67
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    • Ph.D. dissertation, Massachusetts Institute of Technology
    • For a more complete overview of this problem, see Kenneth M. Pollack, "The Influence of Arab Culture on Arab Military Effectiveness," Ph.D. dissertation, Massachusetts Institute of Technology, 1996, pp. 564-566.
    • (1996) The Influence of Arab Culture on Arab Military Effectiveness , pp. 564-566
    • Pollack, K.M.1
  • 68
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    • Need for coordinated intelligence network
    • February 23
    • Emil P. Jurado, "Need for Coordinated Intelligence Network," Manila Standard, February 23, 2005;
    • (2005) Manila Standard
    • Jurado, E.P.1
  • 69
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    • Safeguarding the spy fund
    • January 31
    • and Fe.V. Maragay, "Safeguarding the Spy Fund," Manila Standard, January 31, 2005.
    • (2005) Manila Standard
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  • 72
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    • Indonesia: Rethinking internal security strategy
    • International Crisis Group, December
    • International Crisis Group, "Indonesia: Rethinking Internal Security Strategy," Asia Report, No. 90 (December 2004), p. 13.
    • (2004) Asia Report , Issue.90 , pp. 13
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    • The Algerian crisis: Not over yet
    • International Crisis Group, October
    • International Crisis Group, "The Algerian Crisis: Not Over Yet," Africa Report, No. 24 (October 2000), p. 12.
    • (2000) Africa Report , Issue.24 , pp. 12
  • 77
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    • Uzbekistan and the U.S.: Partners against terrorism
    • Summer
    • Farkhad Tolipov and Roger N. McDermott, "Uzbekistan and the U.S.: Partners against Terrorism," Review of International Affairs, Vol. 2, No. 4 (Summer 2003), p. 2.
    • (2003) Review of International Affairs , vol.2 , Issue.4 , pp. 2
    • Tolipov, F.1    McDermott, R.N.2
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    • Training the Afghan national army
    • March/ April
    • Charles DiLeonardo, "Training the Afghan National Army," Infantry, Vol. 94, No. 2 (March/ April 2005), p. 32.
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    • Toughing it out in the Afghan army
    • June 15
    • Quoted in Tom Coghlan, "Toughing It Out in the Afghan Army," BBC News, June 15, 2005, http://www.news.bbc.co.uk.
    • (2005) BBC News
    • Coghlan, T.1
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    • A long, hot summer ahead
    • April 19
    • Ahmed Rashid, "A Long, Hot Summer Ahead," Far Eastern Economic Review, April 19, 2001, p. 29.
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    • Egyptian and Algerian insurgencies: A comparison
    • Autumn
    • Lawrence E. Kline, "Egyptian and Algerian Insurgencies: A Comparison," Small Wars and Insurgencies, Vol. 9, No. 2 (Autumn 1998), p. 127.
    • (1998) Small Wars and Insurgencies , vol.9 , Issue.2 , pp. 127
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    • Beyond the Abu Sayyaf
    • January/February
    • Steven Rogers, "Beyond the Abu Sayyaf," Foreign Affairs, Vol. 83, No. 1 (January/February 2004), pp. 15-20.
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    • International Crisis Group, "The Algerian Crisis," p. 12.
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    • Indonesia: Next steps in military reform
    • International Crisis Group, October
    • International Crisis Group, "Indonesia: Next Steps in Military Reform," Asia Report, No. 24 (October 2001), p. 13.
    • (2001) Asia Report , Issue.24 , pp. 13
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    • Speak no evil: Targeting a population's neutrality to defeat an insurgency
    • Summer
    • Christopher M. Ford, "Speak No Evil: Targeting a Population's Neutrality to Defeat an Insurgency," Parameters, Vol. 35, No. 2 (Summer 2005), p. 53.
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    • T.E. Lawrence noted that the guerrillas needed only a limited amount of active support, but that much of the population must be passive or inactive backers. Beckett, Modern Insurgencies and Counterinsurgencies, p. 20.
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    • Beckett1
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    • Civilian loyalties and guerrilla conflict
    • July
    • For an alternative view, see Chalmers Johnson, "Civilian Loyalties and Guerrilla Conflict," World Politics, Vol. 14, No. 4 (July 1962), pp. 646-661.
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    • What makes rational peasants revolutionary? Dilemma, paradox, and irony in peasant collective action
    • April
    • For an assessment of how incentives affect the success of rebellions, see Mark I. Lichback, "What Makes Rational Peasants Revolutionary? Dilemma, Paradox, and Irony in Peasant Collective Action," World Politics, Vol. 46 No. 3 (April 1994), pp. 383-418;
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    • and Jeffrey Berejikian, "Revolutionary Collective Action and the Agent-Structure Problem," American Political Science. Review, Vol. 86, No. 3 (September 1992), pp. 647-657.
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    • (Washington, D.C.: Congressional Research Service, updated April 21), Order Code RS21238
    • Jim Nichol, Uzbekistan: Current Developments and U.S. Interests (Washington, D.C.: Congressional Research Service, updated April 21, 2004), p. 6, Order Code RS21238.
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    • Intelligence agencies must be held to account
    • June 20
    • Aleksius Jemadu, "Intelligence Agencies Must Be Held to Account," Jakarta Post, June 20, 2005.
    • (2005) Jakarta Post
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    • note
    • These structural problems raise the interesting question of why the insurgencies have not won outright victories. The regimes' continued survival stems from several sources. First, the insurgents are often poorly led, brutal, and unpopular. Second, they face a much harder collective action problem. Because of the insurgent groups' smaller size, it is difficult to push uncommitted individuals to actively side with them. Third, not all of the regimes suffer from every problem identified here. Fourth, the insurgents' very structure makes eliminating them hard, but at the same time, this makes it difficult for them to mass forces to engage in mid-intensity combat. Thus there is often a stalemate or low-level strife, with neither side able to gain a decisive advantage.
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    • Chicago: University of Chicago Press
    • In such circumstances, the military becomes vital. As Morris Janowitz notes, "The absence of or the failure to develop more effective patterns of political and social control leads military regimes or military-based regimes to rely more heavily on internal police control." Janowitz, Military Institutions and Coercion in the Developing Nations (Chicago: University of Chicago Press, 1988), p. 7.
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    • Janowitz1
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    • Table of independent countries' comparative measures of freedom
    • Freedom House, "Table of Independent Countries' Comparative Measures of Freedom," Freedom in the World, 2005, http://www.freedomhouse.org/ uploads/chart33File36.pdf.
    • Freedom in the World, 2005
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    • In none of the Arab countries surveyed by the Pew Foundation in July 2005 did a majority have a "favorable" view of the United States, though the poll did show an increase in U.S. popularity from past rock-bottom levels. See Pew Global Attitudes Project, "Islamic Extremism: Common Concern for Muslim and Western Publics," July 14, 2005, http://pewglobal.org/reports/ display.php?PageID=811.
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    • In India, many state parties fear a strong army and oppose a heavy role for it, believing it would be used to weaken their autonomy at the local level. At the federal level, however, there was historically both disdain and suspicion from civilian leaders. Stephen Cohen, India: Emerging Power (Washington, D.C.: Brookings, 2001), p. 110;
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    • See Alan J. Kuperman, "Suicidal Rebellions and the Moral Hazard of Humanitarian Intervention," in Timothy W. Crawford and Kuperman, eds., Gambling on Humanitarian Intervention: Moral Hazard, Rebellion, and Civil War (New York: Routledge, 2006). The economic analogies, including the International Monetary Fund, appear in ibid., pp. 12-16.
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    • Crackdown in Uzbekistan reopens longstanding debate on U.S. military aid
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    • Shanker, T.1    Chivers, C.J.2


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