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Under the National Animal Welfare Act, 1966, revised numerous times, a system of independent oversight and accountability protect laboratory animals. To ensure the AWA is enforced, the Animal & Plant Health Inspection Service (APHIS) of the USDA inspects the premises of regulated facilities and takes regulatory action against persons found to be in violation of the AWA regulations. In fiscal year 1997, a staff of about 73 Animal Care inspectors conducted almost 16,000 inspections to ensure compliance with the AWA regulations. No such inspections monitor the well-being of human subjects of research.
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The financial incentives-$470 million annually in NIMH grants and $10,000-$35,000 per human subject in an industry sponsored drug trial-the competitive pressure to recruit as many subjects as possible, in order to get those grants, has increased the risks for vulnerable populations. [See Ref. 11, 48] Thus, the American College of Neruropsychopharmacology, whose members are the major beneficiaries of the symptom-provocation experiments, adopted "A Statement of principles of ethical conduct for neuropsychopharmacologic research in human subjects, " [by Klein, D.F., Schooler, N.] Feb, 1996, giving its members permission to conduct experiments on incapacitaed psychiatric patients, [see, Lehrman, Sharav, Ref. 20].
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L-dopa consent form obtained under Freedom of Information is in author's file Concerns about this experiment were discussed previously: See, Hassner [Sharav], "What's ethical, what's not, where do you draw the line?" 1994; Lehrman and Sharav, 1997 [See Ref. 19]; Miller and Rosentstein, 1997, found it especially troubling ethically. [See Ref. 2]
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L-dopa consent form obtained under Freedom of Information is in author's file Concerns about this experiment were discussed previously: see, Hassner [Sharav], "What's ethical, what's not, where do you draw the line?" 1994; Lehrman and Sharav, 1997 [See Ref. 19]; Miller and Rosentstein, 1997, found it especially troubling ethically. [See Ref. 2].
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The transcript was downloaded in June, 1997 from NBAC's website by an investigative reporter for the Boston Globe. When he attempted to retrieve a section that he had accidentally erased, the transcript was no longer available on NBAC's website. After public protests by Citizens for Responsible Care & Research, the transcript reappeared.
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A Sept 2, 1998 letter from OPRR to Andrew Brownstein, a former research subject at NIMH, confirmed that: "OPRR has completed its evaluation of human subject protections, " and "NIMH has taken the following corrective actions. ": "ensuring that subjects sign only one copy of an informed consent document. " "Provision of a reminder to NIMH investigators of their responsibilities in regard to documentation of informed consent and assessment of decisional capacity of research subjects. "
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U.S. DHHS, Office of Protection from Research Risks, Letter of Finding, Re: "Human Subject Protection Under Multiple Assurance (MPA) M-1155, Research Projects Involving Human Subjects with Schizophrenia, " January 18, 1999. Citing the Code of Federal Regulations, OPRR's letter states: "OPRR finds that informed consent documents. failed to include the following elements required by Department of Health and Human Services regulations at 45 CFR 46.116" "An explanation of the purposes of the research; a complete and accurate description of the procedures (i.e.,. the plan for a 4-week washout period prior to sinemet [L-dopa] challenge; the plan to withhold neuroleptic medication for up to one year or until relapse); An adequate description of all reasonably foreseeable risks and discomforts to the subject (i.e., the risk of schizophrenic relapse from either sinemet challenge or withdrawal of neuroleptic agents for up to one year, as well as the potential psychiatric, physical, social, and legal effects of such relapse; the psychological stress and anxiety.; all the known major side effects of haldol, sinemet (L-dopa) and selegiline, as well as possible adverse effects resulting from interactions of these medications" "A description of appropriate alternative procedures or courses of treatment that might be advantageous to the subject. " OPRR also found that "the MSSM IRB lacked sufficient information to make the determinations required for approval of research under HHS regulations" and "failed to conduct continuing review"-as required under the Code of Federal Regulations.
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OPRR's findings-at UCLA, Maryland Psychiatric Research Center, Mount Sinai Medical Center-demonstrate serious ethical violations-including failure to disclose relevant risks, thereby invalidating the informed consent obtained. Despite such repeated findings, and despite widespread criticism in the press no investigator or institution has been held accountable, no actions or even a reprimand were issued. [See Katz, 1993, Ref. 2; Shamoo and Irving, 1993, Ref. 8; Hassner [Sharav], 1994, Lehrman and Sharav, 1997, Ref. 20; Victim Testimonies, 1997, Ref. 9]. [See: Hilts, P., NY Times, Ref. 17; Borr, J., "Mental patients at risk in research, " Baltimore Sun, June 7, 1998, front page; Wadman, M., "Research Roulette: Are the Maryland Psychiatric Research Center's Schizophrenia Studies Harming Patients?" CityPaper, July 1, 1998, cover story; St. Louis Post Dispatch, Editorial 1998; Whitaker and Kong, Boston Globe, series: "Doing Harm: Research on the Mentally Ill, " Nov. 15-18, 1998, front page] [See also Ref. 46].
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Dr. William Carpenter, Director, and Dr. Carol Tamminga, Deputy Director of MPRC were honored this year by the IOM. They, and James Childress, chairman of NBAC's human subjects sub-committee, were inducted as new IOM members
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Dr. William Carpenter, Director, and Dr. Carol Tamminga, Deputy Director of MPRC were honored this year by the IOM. They, and James Childress, chairman of NBAC's human subjects sub-committee, were inducted as new IOM members.
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