메뉴 건너뛰기




Volumn , Issue , 2012, Pages 520-548

Corporate governance and initial public offerings in the United States

Author keywords

[No Author keywords available]

Indexed keywords


EID: 84925688224     PISSN: None     EISSN: None     Source Type: Book    
DOI: 10.1017/CBO9781139061513.023     Document Type: Chapter
Times cited : (15)

References (41)
  • 1
    • 1842482495 scopus 로고    scopus 로고
    • Codes of good governance worldwide: What is the trigger?
    • Aguilera, Ruth and Alvaro Cuervo-Cazurra. 2004. ‘Codes of good governance worldwide: What is the trigger?’, Studies in Organizational Management, 25, 3, 415–43.
    • (2004) Studies in Organizational Management , vol.25 , Issue.3 , pp. 415-443
    • Aguilera, R.1    Cuervo-Cazurra, A.2
  • 3
    • 71549116892 scopus 로고    scopus 로고
    • Underwriters counsel as gatekeeper or turnstile: An empirical analysis of law firm prestige and performance in ipos’
    • Barondes, Royce, Charles Nyce, and Gary Sanger. 2007. ‘Underwriters’ counsel as gatekeeper or turnstile: An empirical analysis of law firm prestige and performance in IPOs’, Capital Markets Law Journal, 2, 2, 164–90.
    • (2007) Capital Markets Law Journal , vol.2 , Issue.2 , pp. 164-190
    • Barondes, R.1    Nyce, C.2    Sanger, G.3
  • 4
    • 32644443841 scopus 로고    scopus 로고
    • Market structure, fragmentation, and market quality
    • Bennett, Paul and Li Wei. 2006. ‘Market structure, fragmentation, and market quality’, Journal of Financial Markets, 9, 1, 49-78.
    • (2006) Journal of Financial Markets , vol.9 , Issue.1 , pp. 49-78
    • Bennett, P.1    Li, W.2
  • 5
    • 0001359888 scopus 로고
    • Required disclosure and the stock market: An evaluation of the securities exchange act of 1934
    • Benston, George. 1973. ‘Required disclosure and the stock market: An evaluation of the Securities Exchange Act of 1934’, The American Economic Review, 63, 1, 132-55.
    • (1973) The American Economic Review , vol.63 , Issue.1 , pp. 132-155
    • Benston, G.1
  • 6
    • 84925590079 scopus 로고    scopus 로고
    • Why corporations choose delaware
    • Downloaded from, January 14, 2011
    • Black, Lewis. 2007. ‘Why corporations choose Delaware’, Delaware Department of State Division of Corporations. Downloaded from www.corp.delaware.gov/whycorporations_web.pdf, January 14, 2011.
    • (2007) Delaware Department of State Division of Corporations
    • Black, L.1
  • 7
    • 0142157031 scopus 로고    scopus 로고
    • The quiet period goes out with a bang
    • Bradley, Daniel, Bradford Jordan, and Jay Ritter. 2003. ‘The quiet period goes out with a bang’, The Journal of Finance, 58, 1, 1–36.
    • (2003) The Journal of Finance , vol.58 , Issue.1 , pp. 1-36
    • Bradley, D.1    Jordan, B.2    Ritter, J.3
  • 9
    • 0000544450 scopus 로고    scopus 로고
    • Does delaware law improve firm value?
    • Daines, Robert. 2001. ‘Does Delaware law improve firm value?’, Journal of Financial Economics, 62, 3, 525–58.
    • (2001) Journal of Financial Economics , vol.62 , Issue.3 , pp. 525-558
    • Daines, R.1
  • 10
    • 0037697026 scopus 로고    scopus 로고
    • Initial public offerings as a web of conflicts of interests: An empirical assessment
    • Dalton, Dan, S. Trevis Certo, and Catherine Daily. 2003. ‘Initial public offerings as a web of conflicts of interests: An empirical assessment’, Business Ethics Quarterly, 13, 3, 289–314.
    • (2003) Business Ethics Quarterly , vol.13 , Issue.3 , pp. 289-314
    • Dalton, D.1    Trevis Certo, S.2    Daily, C.3
  • 12
    • 0038194727 scopus 로고    scopus 로고
    • A guide to the initial public offering process
    • Ellis, Katrina, Roni Michaely, and Maureen O’Hara. 1999. ‘A guide to the initial public offering process’, Corporate Finance Review, 3, 5,14–18.
    • (1999) Corporate Finance Review , vol.3 , Issue.5 , pp. 14-18
    • Ellis, K.1    Michaely, R.2    O’Hara, M.3
  • 14
    • 84925590078 scopus 로고    scopus 로고
    • Tarp repayment surpasses loans
    • June 11, 2010 edition. Downloaded from, January 13, 2011
    • Hughes, Darrell. 2010. ‘TARP repayment surpasses loans’, Wall Street Journal, June 11, 2010 edition. Downloaded from http://online.wsj.com/article/SB10001424052748703509404575300502253092016.html, January 13, 2011.
    • (2010) Wall Street Journal
    • Hughes, D.1
  • 15
    • 84881643443 scopus 로고    scopus 로고
    • Downloaded from, January 13, 2011
    • Investment Company Institute. 2010. Factbook. Downloaded from www.ici.org/pdf/2010_factbook.pdf, January 13, 2011.
    • (2010) Factbook
  • 16
    • 70450206022 scopus 로고    scopus 로고
    • The reach of state corporate law beyond state borders: Reflections upon federalism, brennan lecture
    • Jacobs, Jack. 2009. ‘The reach of state corporate law beyond state borders: Reflections upon federalism’, Brennan Lecture, New York University Law Review, 84, 1149–68.
    • (2009) New York University Law Review , vol.84 , pp. 1149-1168
    • Jacobs, J.1
  • 17
    • 33644974721 scopus 로고    scopus 로고
    • Why are european ipos so rarely priced outside the indicative price range?
    • Jenkinson, Tim, Alan Morrison, and William Wilhelm. 2006. ‘Why are European IPOs so rarely priced outside the indicative price range?’, Journal of Financial Economics, 80, 1, 185–209.
    • (2006) Journal of Financial Economics , vol.80 , Issue.1 , pp. 185-209
    • Jenkinson, T.1    Morrison, A.2    Wilhelm, W.3
  • 18
    • 68349158748 scopus 로고    scopus 로고
    • The effects and unintended consequences of the sarbanes-oxley act on the supply and demand for directors
    • Linck, James, Jeffry Netter, and Tina Yang. 2009. ‘The effects and unintended consequences of the Sarbanes-Oxley Act on the supply and demand for directors’, Review of Financial Studies, 22, 8, 3287–328.
    • (2009) Review of Financial Studies , vol.22 , Issue.8 , pp. 3287-3328
    • Linck, J.1    Netter, J.2    Yang, T.3
  • 19
    • 33745495381 scopus 로고    scopus 로고
    • History of tomotherapy
    • Mackie, Thomas Rockwell. 2006. ‘History of tomotherapy’, Physics in Medicine & Biology, 51, 13, R427–R453.
    • (2006) Physics in Medicine & Biology , vol.51 , Issue.13 , pp. R427-R453
    • Mackie, T.R.1
  • 20
    • 0344492577 scopus 로고
    • Alternative disciplinary mechanisms in different corporate systems
    • Moerland, Pieter. 1995. Alternative disciplinary mechanisms in different corporate systems. Journal of Economic Behavior and Organization, 26, 1, 17–34.
    • (1995) Journal of Economic Behavior and Organization , vol.26 , Issue.1 , pp. 17-34
    • Moerland, P.1
  • 21
    • 84925672800 scopus 로고    scopus 로고
    • Downloaded from, December 21, 2010
    • NASDAQ. 2010a. NASDAQ Listing criteria. Downloaded from https://listing-center.nasdaqomx.com/assets/nasdaq_listing_req_fees.pdf, December 21, 2010.
    • (2010) NASDAQ Listing Criteria
  • 22
    • 84925645254 scopus 로고    scopus 로고
    • Downloaded from, December 21, 2010
    • NASDAQ. 2010b. Series 5600 rules. Downloaded from http://nasdaq.cchwallstreet.com/NASDAQTools/PlatformViewer.asp?selectednode=chp_1_1_4_2_8& manual=%2Fnasdaq%2Fmain%2Fnasdaq-equityrules%2F, December 21, 2010.
    • (2010) Series 5600 Rules
  • 23
    • 84878217985 scopus 로고    scopus 로고
    • July 16, 2010 edition, Downloaded from, January 13, 2011
    • New York Times. 2010. ‘Securities and Exchange Commission’, July 16, 2010 edition. Downloaded from http://topics.nytimes.com/top/reference/time-stopics/organizations/s/securities_and_exchange_commission/index.html, January 13, 2011.
    • (2010) Securities and Exchange Commission
  • 25
    • 84925634993 scopus 로고    scopus 로고
    • Downloaded from, December 21, 2010
    • NYSE. 2010b. Listing Criteria. Downloaded from www.nyse.com/regulation/nyse/1147474807344.html, December 21, 2010.
    • (2010) Listing Criteria
  • 26
    • 84925669427 scopus 로고    scopus 로고
    • Downloaded from, December 21, 2010
    • NYSE. 2010c. Corporate Governance Code, section 303A. Downloaded from http://nysemanual.nyse.com/LCMTools/PlatformViewer.asp?searched=1&selectednode=chp_1_4_3_1&CiRestriction=303A&manual=%2Flcm%2Fsections%2Flcm-sections%2F, December 21, 2010.
    • (2010) Corporate Governance Code, Section 303A
  • 27
    • 0034339090 scopus 로고    scopus 로고
    • Embeddedness, social identity and mobility: Why firms leave the nasdaq and join the new york stock exchange
    • Rao, Hayagreeva, Gerald Davis, and Andrew Ward. 2000. ‘Embeddedness, social identity and mobility: Why firms leave the NASDAQ and join the New York Stock Exchange’, Administrative Science Quarterly, 45, 2, 268–92.
    • (2000) Administrative Science Quarterly , vol.45 , Issue.2 , pp. 268-292
    • Rao, H.1    Davis, G.2    Ward, A.3
  • 28
    • 84925645253 scopus 로고    scopus 로고
    • Tomo therapy ipo priced at $19
    • May 8, 2007 edition. Downloaded from, December 26, 2010
    • Reuters. 2007. ‘Tomo Therapy IPO priced at $19’, Reuters, May 8, 2007 edition. Downloaded from www.reuters.com/article/idUSN0820288320070508, December 26, 2010.
    • (2007) Reuters
  • 29
    • 84925672799 scopus 로고    scopus 로고
    • Ipo class of 2010
    • September 1, 2009. Downloaded from, December 26, 2010
    • Schaefer, Steve. 2009. ‘IPO class of 2010’, Forbes, September 1, 2009. Downloaded from www.forbes.com/2009/09/01/ipo-market-rebound-markets-equities-public-offerings.html, December 26, 2010.
    • (2009) Forbes
    • Schaefer, S.1
  • 31
    • 84925590077 scopus 로고    scopus 로고
    • History of the american and nasdaq stock exchanges
    • Downloaded from, January 14, 2011
    • Terrell, Ellen. 2010. ‘History of the American and NASDAQ stock exchanges’, Library of Congress - Business Reference Services. Downloaded from www.loc.gov/rr/business/amex/amex.html, January 14, 2011.
    • (2010) Library of Congress - Business Reference Services
    • Terrell, E.1
  • 32
    • 0042330179 scopus 로고    scopus 로고
    • Securities fraud as corporate governance: Reflections on federalism
    • Thompson, Robert and Hillary Sale. 2003. ‘Securities fraud as corporate governance: Reflections on federalism’, Vanderbilt Law Review, 56, 859–910.
    • (2003) Vanderbilt Law Review , vol.56 , pp. 859-910
    • Thompson, R.1    Sale, H.2
  • 35
    • 84925645252 scopus 로고    scopus 로고
    • United states economy
    • Downloaded from, January 13, 2011
    • U.S. Central Intelligence Agency. 2010. ‘United States economy’, The World Factbook. Downloaded from https://www.cia.gov/library/publications/the-world-factbook/geos/us.html, January 13, 2011.
    • (2010) The World Factbook
  • 36
    • 84925617869 scopus 로고    scopus 로고
    • The investors advocate: How the sec protects investors, maintains market integrity, and facilitates capital formation’
    • Downloaded from, January 14, 2011
    • U.S. Securities and Exchange Commission. 2010. ‘The investor’s advocate: How the SEC protects investors, maintains market integrity, and facilitates capital formation’, U.S. Securities and Exchange Commission. Downloaded from www.sec.gov/about/whatwedo.shtml#create, January 14, 2011.
    • (2010) U.S. Securities and Exchange Commission
  • 37
    • 68149137521 scopus 로고    scopus 로고
    • Delaware incorporation matters for new ventures: Evidence from venture capital investment and the going public process
    • Waisman, Maya, Haizhi Wang, and Robert Wuebker. 2009. ‘Delaware incorporation matters for new ventures: Evidence from venture capital investment and the going public process’, Venture Capital, 11, 3, 213–27.
    • (2009) Venture Capital , vol.11 , Issue.3 , pp. 213-227
    • Waisman, M.1    Wang, H.2    Wuebker, R.3
  • 38
    • 84925590076 scopus 로고    scopus 로고
    • Why do investors sit tight in 401(K) s?
    • September 9, 2009 edition. Downloaded from, January 14, 2011
    • Wall Street Journal. 2009. ‘Why do investors sit tight in 401(k) s?’, Wall Street Journal, September 9, 2009 edition. Downloaded from http://online.wsj.com/article/SB125209938267387389.html, January 14, 2011.
    • (2009) Wall Street Journal
  • 39
    • 84925645251 scopus 로고    scopus 로고
    • Ipo report
    • Downloaded from, December 23, 2010
    • Wilmer Cutler Pickering Hale and Dorr. 2008. ‘IPO report’, IPO Guidebook. Downloaded from www.ipoguidebook.com/files/upload/2008_IPO_Report.pdf, December 23, 2010.
    • (2008) IPO Guidebook
  • 40
    • 84925617868 scopus 로고    scopus 로고
    • Mackie: Tomotherapy ceo offers tips for business success
    • November 20, 2008. Downloaded from, December 26, 2010
    • Wisbusiness. 2008. ‘Mackie: TomoTherapy CEO offers tips for business success’, Wisbusiness, November 20, 2008. Downloaded from www.wisbusiness.com/index.iml/?Article=142175, December 26, 2010.
    • (2008) Wisbusiness
  • 41
    • 84925617867 scopus 로고    scopus 로고
    • Downloaded from, January 13, 2011
    • World Federation of Exchanges. 2011. Downloaded from www.world-exchanges.org/statistics, January 13, 2011.
    • (2011)


* 이 정보는 Elsevier사의 SCOPUS DB에서 KISTI가 분석하여 추출한 것입니다.