메뉴 건너뛰기




Volumn , Issue , 2006, Pages 1-354

Introduction to data envelopment analysis and its uses: With DEA-solver software and references

Author keywords

[No Author keywords available]

Indexed keywords


EID: 84892363051     PISSN: None     EISSN: None     Source Type: Book    
DOI: 10.1007/0-387-29122-9     Document Type: Book
Times cited : (813)

References (223)
  • 2
    • 84892342469 scopus 로고    scopus 로고
    • DBA: Past accomphshments and future prospects
    • submitted
    • Our measures of distance and their uses are related to each other and discussed in W.W. Cooper, L.M. Seiford, K. Tone and J. Zhu "DBA: Past AccompHshments and Future Prospects," Journal of Productivity Analysis (submitted, 2005).
    • (2005) Journal of Productivity Analysis
    • Cooper, W.W.1    Seiford, L.M.2    Tone, K.3    Zhu, J.4
  • 3
    • 0004152490 scopus 로고
    • New York. W.W. Norton & Co.
    • nd ed. (New York. W.W. Norton & Co., 1984.)
    • (1984) nd Ed
    • Varian, H.R.1
  • 11
    • 0000585046 scopus 로고
    • Evaluating program and managerial efficiency: An application of data envelopment analysis to program follow through
    • A. Charnes, W.W. Cooper and E. Rhodes (1981), "Evaluating Program and Managerial Efficiency: An Application of Data Envelopment Analysis to Program Follow Through," Management Science 27, pp.668-697.
    • (1981) Management Science , vol.27 , pp. 668-697
    • Charnes, A.1    Cooper, W.W.2    Rhodes, E.3
  • 12
    • 34250136855 scopus 로고
    • Preface to topics in data envelopment analysis
    • A. Charnes and W.W. Cooper (1985), "Preface to Topics in Data Envelopment Analysis," Annals of Operations Research 2, pp.59-94
    • (1985) Annals of Operations Research , vol.2 , pp. 59-94
    • Charnes, A.1    Cooper, W.W.2
  • 15
    • 0000648003 scopus 로고
    • The measurement of production efficiency
    • Farrell also restricted his treatments to the single output case. See M.J. Farrell (1957) "The Measurement of Production Efficiency, " Journal of the Royal Statistical Society A, 120, pp.253-281.
    • (1957) Journal of the Royal Statistical Society A , vol.120 , pp. 253-281
    • Farrell, M.J.1
  • 16
    • 0004003088 scopus 로고
    • Harcourt Brace
    • In the linear programming hterature this is called the "complementary slackness" condition. This terminology is due to A.W. Tucker who is responsible for formulating and proving this. See E.D. Nering and A.W. Tucker Linear Programs and Related Problems, (Harcourt Brace, 1993). See our Appendix A.6 for a detailed development.
    • (1993) Linear Programs and Related Problems
    • Nering, E.D.1    Tucker, W.-A.2
  • 17
    • 0001961613 scopus 로고
    • A development study of data envelopment analysis in measuring the efficiency of maintenance units in the U.S. air forces
    • "Aborts" were treated as reciprocals so that an increase in their output would reduce the value of the numerator in the (FPo) objective represented in (2.3). They could also have been subtracted from a dominatingly large positive constant. See A. Charnes, T. Clark, W.W. Cooper and B. Golany "A Development Study of Data Envelopment Analysis in Measuring the Efficiency of Maintenance Units in the U.S. Air Forces," Annals of Operational Research 2, 1985, pp.59-94.
    • (1985) Annals of Operational Research , vol.2 , pp. 59-94
    • Charnes, A.1    Clark, T.2    Cooper, W.W.3    Golany, B.4
  • 18
    • 0022744006 scopus 로고
    • Efficiency analysis for exogenously fixed inputs and outputs
    • 1986
    • R.D. Banker and R.C. Morey (1986), "Efficiency Analysis for Exogenously Fixed Inputs and Outputs," Operations Research 34, 1986, pp.513-521.
    • (1986) Operations Research , vol.34 , pp. 513-521
    • Banker, R.D.1    Morey, R.C.2
  • 22
    • 84892261024 scopus 로고    scopus 로고
    • See Arnold et al. (1997) for further suggestions and discussions
    • See Arnold et al. (1997) for further suggestions and discussions.
  • 24
    • 0001777210 scopus 로고
    • Stratified models of education production using modified DEA and regression analysis
    • A. Charnes, W.W. Cooper, A.Y. Lewin and L.M. Seiford, eds. (Norwell, Mass.: Kluwer Academic Publishers)
    • C.A.K. Lovell, L.C. Walters and Lisa Wood, "Stratified Models of Education Production Using Modified DEA and Regression Analysis," in A. Charnes, W.W. Cooper, A.Y. Lewin and L.M. Seiford, eds. Data Envelopment Analysis: Theory, Methodology and Applications (Norwell, Mass.: Kluwer Academic Publishers, 1994).
    • (1994) Data Envelopment Analysis: Theory, Methodology and Applications
    • Lovell, C.A.K.1    Walters, L.C.2    Wood, L.3
  • 25
    • 85015641980 scopus 로고    scopus 로고
    • Origin, uses of and relations between goal programming and DEA (data envelopment analysis)
    • to appear
    • W.W. Cooper (2005), "Origin, Uses of and Relations Between Goal Programming and DEA (Data Envelopment Analysis)" Journal of Multiple Criteria Decision Analysis (to appear).
    • (2005) Journal of Multiple Criteria Decision Analysis
    • Cooper, W.W.1
  • 26
    • 0021497874 scopus 로고
    • Some models for estimating technical and scale inefficiencies in data envelopment analysis
    • R. D. Banker, A. Charnes and W.W. Cooper (1984), "Some Models for Estimating Technical and Scale Inefficiencies in Data Envelopment Analysis," Management Science 30, pp.1078-1092
    • (1984) Management Science , vol.30 , pp. 1078-1092
    • Banker, R.D.1    Charnes, A.2    Cooper, W.W.3
  • 27
    • 0034825705 scopus 로고    scopus 로고
    • A slacks-based measure of efficiency in data envelopment analysis
    • Research Reports, Graduate School of Policy Science, Saitama University and subsequently published in
    • SBM was first proposed by K. Tone (1997), "A Slacks-based Measure of Efficiency in Data Envelopment Analysis," Research Reports, Graduate School of Policy Science, Saitama University and subsequently published in European Journal of Operational Research 130 (2001), pp.498-509.
    • (1997) European Journal of Operational Research , vol.130 , pp. 498-509
    • Tone, K.1
  • 28
    • 0002836252 scopus 로고
    • The mathematical programming approach to efficiency measurement
    • H. Fried, C. A. Knox Lovell, and S. Schmidt (editors), Oxford University Press, London
    • For a discussion of this constant-returns-to-scale Additive model see A.I. Ali and L.M. Seiford, "The Mathematical Programming Approach to Efficiency Measurement," in The Measurement of Productive Efficiency: Techniques and Applications, H. Fried, C. A. Knox Lovell, and S. Schmidt (editors), Oxford University Press, London, (1993).
    • (1993) The Measurement of Productive Efficiency: Techniques and Applications
    • Ali, A.I.1    Seiford, L.M.2
  • 31
    • 0025517047 scopus 로고
    • Translation invariance in data envelopment analysis
    • A.I. Ali and L.M. Seiford (1990), "Translation Invariance in Data Envelopment Analysis," Operations Research Letters 9, pp.403-405.
    • (1990) Operations Research Letters , vol.9 , pp. 403-405
    • Ali, A.I.1    Seiford, L.M.2
  • 32
    • 21444442704 scopus 로고    scopus 로고
    • Duality, classification and slacks in DEA
    • This term is taken from the literature on dimensional analysis. See pp.123-125, in R.M. Thrall "Duality, Classification and Slacks in DEA," Annals of Operations Research 66, 1996.
    • (1996) Annals of Operations Research , vol.66
    • Thrall, R.M.1
  • 33
    • 0000096392 scopus 로고
    • Measuring the technical efficiency of production
    • See R.S. Fare and C.A.K. Lovell (1978), "Measuring the Technical Efficiency of Production," Journal of Economic Theory 19, pp.150-162.
    • (1978) Journal of Economic Theory , vol.19 , pp. 150-162
    • Fare, R.S.1    Lovell, C.A.K.2
  • 34
    • 0001576319 scopus 로고
    • Measures of technical efficiency
    • See also R.R. Russell (1985) "Measures of Technical Efficiency," Journal of Economic Theory 35, pp.109-126.
    • (1985) Journal of Economic Theory , vol.35 , pp. 109-126
    • Russell, R.R.1
  • 37
    • 0042109829 scopus 로고    scopus 로고
    • Models and measures for efficiency dominance in DEA. Part II: Free disposal hull (FDI) and Russell measure (RM) approaches
    • I. Bardhan, W.F. Bowlin, W.W. Cooper and T. Sueyoshi (1996), "Models and Measures for Efficiency Dominance in DEA. Part II: Free Disposal Hull (FDI) and Russell Measure (RM) Approaches," Journal of the Operations Research Society of Japan 39, pp.333-344.
    • (1996) Journal of the Operations Research Society of Japan , vol.39 , pp. 333-344
    • Bardhan, I.1    Bowlin, W.F.2    Cooper, W.W.3    Sueyoshi, T.4
  • 38
    • 0002815585 scopus 로고
    • Sensitivity of DEA results to models and variable sets in a hypothesis test setting: The efficiency of university operations
    • Y. Ijiri, ed. (New York: Quorum Books)
    • See the paper by T. Ahn and L.M. Seiford "Sensitivity of DEA Results to Models and Variable Sets in a Hypothesis Test Setting: The Efficiency of University Operations," in Y. Ijiri, ed. Creative and Innovative Approaches to the Science of Management (New York: Quorum Books, 1993). In this paper Ahn and Seiford find that U.S. public universities are more efficient than private universities when student outputs are emphasized but the reverse is true when research is emphasized. The result, moreover, is found to be invariant over all of the DEA models used in this study.
    • (1993) Creative and Innovative Approaches to the Science of Management
    • Ahn, T.1    Seiford, L.M.2
  • 39
    • 0001777210 scopus 로고
    • Stratified models of education production using modified DEA and regression analysis
    • Norwell, Mass.: Kluwer Academic Publishers
    • For "methods" cross-checking, C.A.K. Lovell, L. Walters and L. Wood compare statistical regressions with DEA results in "Stratified Models of Education Production Using Modified DEA and Regression Analysis," in Data Envelopment Analysis: Theory, Methodology and Applications (Norwell, Mass.: Kluwer Academic Publishers, 1994.)
    • (1994) Data Envelopment Analysis: Theory, Methodology and Applications
    • Lovell, C.A.K.1    Walters, L.2    Wood, L.3
  • 40
    • 21444441027 scopus 로고    scopus 로고
    • Translation invariance in DEA: A generalization
    • J.T. Pastor (1996), "Translation Invariance in DEA: A Generalization," Annals of Operations Research 66, pp.93-102.
    • (1996) Annals of Operations Research , vol.66 , pp. 93-102
    • Pastor, J.T.1
  • 41
    • 21444432753 scopus 로고    scopus 로고
    • The lack of invariance of optimal dual solutions under translation
    • R.M. Thrall (1996), "The Lack of Invariance of Optimal Dual Solutions Under Translation," Annals of Operations Research 66, pp. 103-108.
    • (1996) Annals of Operations Research , vol.66 , pp. 103-108
    • Thrall, R.M.1
  • 42
    • 0002542881 scopus 로고
    • Measuring labor efficiency in post offices
    • M. Marchand, P. Pestieau and H. Tulkens, eds. (Amsterdam, North Holland)
    • Deprins D., L. Simar and H. Tulkens (1984), "Measuring Labor Efficiency in Post Offices," in M. Marchand, P. Pestieau and H. Tulkens, eds. The Performance of Public Enterprises: Concepts and Measurement (Amsterdam, North Holland), pp.243-267.
    • (1984) The Performance of Public Enterprises: Concepts and Measurement , pp. 243-267
    • Deprins, D.1    Simar, L.2    Tulkens, H.3
  • 43
    • 51649142341 scopus 로고
    • Linear programming approaches to the measurement and analysis of productive efficiency
    • See the review on pp. 205-210 in C.A.K. Lovell "Linear Programming Approaches to the Measurement and Analysis of Productive Efficiency," TOP 2, 1994, pp. 175-243.
    • (1994) TOP , vol.2 , pp. 175-243
    • Lovell, C.A.K.1
  • 46
  • 47
    • 84892270579 scopus 로고    scopus 로고
    • Also available in microfilm form from University Microfilms, Inc., Ann Arbor, Michigan
    • Also available in microfilm form from University Microfilms, Inc., Ann Arbor, Michigan.
  • 48
    • 0027116019 scopus 로고
    • Estimating most productive scale size using data envelopment analysis
    • R.D. Banker and R.M. Thrall (1992), "Estimating Most Productive Scale Size Using Data Envelopment Analysis," European Journal of Operational Research 62, pp.74-84.
    • (1992) European Journal of Operational Research , vol.62 , pp. 74-84
    • Banker, R.D.1    Thrall, R.M.2
  • 50
    • 0030109296 scopus 로고    scopus 로고
    • Equivalence and implementation of alternative methods for determining returns to scale in data envelopment analysis
    • R.D. Banker, H. Chang and W.W. Cooper (1996), "Equivalence and Implementation of Alternative Methods for Determining Returns to Scale in Data Envelopment Analysis," European Journal of Operational Research 89, pp.473-481.
    • (1996) European Journal of Operational Research , vol.89 , pp. 473-481
    • Banker, R.D.1    Chang, H.2    Cooper, W.W.3
  • 51
    • 0022744006 scopus 로고
    • Efficiency analysis for exogenously fixed inputs and outputs
    • R.D. Banker and R. Morey (1986), "Efficiency Analysis for Exogenously Fixed Inputs and Outputs" Operations Research 34, pp.513-521.
    • (1986) Operations Research , vol.34 , pp. 513-521
    • Banker, R.D.1    Morey, R.2
  • 52
    • 34248322753 scopus 로고
    • A note on the efficiency characterizations obtained in different DEA models
    • T. Ahn, A. Charnes and W.W. Cooper (1989), "A Note on the Efficiency Characterizations Obtained in Different DEA Models," Socio-Economic Planning Sciences 22, pp.253-257.
    • (1989) Socio-Economic Planning Sciences , vol.22 , pp. 253-257
    • Ahn, T.1    Charnes, A.2    Cooper, W.W.3
  • 53
    • 0021458361 scopus 로고
    • Estimating most productive scale size using data envelopment analysis
    • See R.D. Banker (1984), "Estimating Most Productive Scale Size Using Data Envelopment Analysis," European Journal of Operational Research 17, pp.35-44.
    • (1984) European Journal of Operational Research , vol.17 , pp. 35-44
    • Banker, R.D.1
  • 54
    • 0021497874 scopus 로고
    • Some models for estimating technical and scale inefficiencies in data envelopment analysis
    • See also R.D. Banker, A. Charnes and W.W. Cooper (1984), "Some Models for Estimating Technical and Scale Inefficiencies in Data Envelopment Analysis," Management Science 30, pp.1078- 1092.
    • (1984) Management Science , vol.30 , pp. 1078-1092
    • Banker, R.D.1    Charnes, A.2    Cooper, W.W.3
  • 55
    • 21344465604 scopus 로고    scopus 로고
    • On the calculation of the scale elasticity in DEA models
    • A brief review of the history of this and related concepts is to be found in F.R. Førsund - "On the Calculation of the Scale Elasticity in DEA Models," Journal of Productivity Analysis 7, 1996, pp.283-302
    • (1996) Journal of Productivity Analysis , vol.7 , pp. 283-302
    • Førsund, F.R.1
  • 56
    • 0004249871 scopus 로고
    • Dordrecht: D.Reidel
    • who traces the idea of a technically optimal scale to R. Frisch's classical volume. Theory of Production (Dordrecht: D.Reidel, 1965).
    • (1965) Theory of Production
    • Frisch, R.1
  • 57
    • 0002737644 scopus 로고    scopus 로고
    • An investigation of returns to scale in data envelopment analysis
    • See also L.M. Seiford and J. Zhu (1999) "An Investigation of Returns to Scale in Data Envelopment Analysis," Omega 27, pp.1-11.
    • (1999) Omega , vol.27 , pp. 1-11
    • Seiford, L.M.1    Zhu, J.2
  • 58
    • 27844595098 scopus 로고    scopus 로고
    • Extensions and new developments in DEA
    • This transformation is done expHcitly in the Appendix to W.W. Cooper, R.G. Thompson and R.M. Thrall (1996), "Extensions and New Developments in DEA," Annals of Operations Research 66, pp.3-45.
    • (1996) Annals of Operations Research , vol.66 , pp. 3-45
    • Cooper, W.W.1    Thompson, R.G.2    Thrall, R.M.3
  • 60
    • 21444442704 scopus 로고    scopus 로고
    • Duality, classification and slacks in DEA
    • R.M. Thrall (1996a), "Duality, Classification and Slacks in DEA," Annals of Operations Research 66, pp.109-138.
    • (1996) Annals of Operations Research , vol.66 , pp. 109-138
    • Thrall, R.M.1
  • 62
    • 21444442704 scopus 로고    scopus 로고
    • The lack of invariance of optimal dual solutions under translation invariance
    • R.M. Thrall (1996b), "The Lack of Invariance of Optimal Dual Solutions under Translation Invariance," Annals of Operations Research 66, pp.109-138.
    • (1996) Annals of Operations Research , vol.66 , pp. 109-138
    • Thrall, R.M.1
  • 63
    • 0021497874 scopus 로고
    • Some models for estimating technical and scale efficiencies in data envelopment analysis
    • R.D. Banker, A. Charnes and W.W. Cooper (1984), "Some Models for Estimating Technical and Scale Efficiencies in Data Envelopment Analysis," Management Science 30, pp.1078-1092.
    • (1984) Management Science , vol.30 , pp. 1078-1092
    • Banker, R.D.1    Charnes, A.2    Cooper, W.W.3
  • 64
    • 21344465604 scopus 로고    scopus 로고
    • On the calculation of scale elasticities in DEA models
    • F.R. Førsund (1996), "On the Calculation of Scale Elasticities in DEA Models," Journal of Productivity Analysis 7, pp.283-302.
    • (1996) Journal of Productivity Analysis , vol.7 , pp. 283-302
    • Førsund, F.R.1
  • 65
  • 67
    • 0033717026 scopus 로고    scopus 로고
    • Returns to scale and scale elasticity in data envelopment analysis
    • H. Fukuyama (2000), "Returns to Scale and Scale Elasticity in Data Envelopment Analysis," European Journal of Operational Research 125, pp.93-112.
    • (2000) European Journal of Operational Research , vol.125 , pp. 93-112
    • Fukuyama, H.1
  • 68
    • 84959812787 scopus 로고
    • Economies of scale in multi-output production
    • J.C. Panzar and R.D. Willig (1977), "Economies of Scale in Multi-Output Production," Quarterly Journal of Economics XLI, pp.481-493.
    • (1977) Quarterly Journal of Economics , vol.41 , pp. 481-493
    • Panzar, J.C.1    Willig, R.D.2
  • 71
    • 0019704008 scopus 로고
    • A bi-extremal principle for frontier estimation and efficiency evaluation
    • R.D. Banker, A. Charnes, W.W. Cooper and A. Schinnar (1981), "A Bi-Extremal Principle for Frontier Estimation and Efficiency Evaluation," Management Science 27, pp. 1370-1382.
    • (1981) Management Science , vol.27 , pp. 1370-1382
    • Banker, R.D.1    Charnes, A.2    Cooper, W.W.3    Schinnar, A.4
  • 72
    • 0020796623 scopus 로고
    • Invariant multiplicative efficiency and piecewise Cobb-Douglas envelopments
    • A. Charnes, W.W. Cooper, L.M. Seiford and J. Stutz (1983), "Invariant Multiplicative Efficiency and Piecewise Cobb-Douglas Envelopments," Operations Research Letters 2, pp.101-103.
    • (1983) Operations Research Letters , vol.2 , pp. 101-103
    • Charnes, A.1    Cooper, W.W.2    Seiford, L.M.3    Stutz, J.4
  • 73
    • 0022439948 scopus 로고
    • Piecewise loglinear estimation of efficient production surfaces
    • R.D. Banker and A. Maindiratta (1986), "Piecewise Loglinear Estimation of Efficient Production Surfaces," Management Science 32, pp.126-135.
    • (1986) Management Science , vol.32 , pp. 126-135
    • Banker, R.D.1    Maindiratta, A.2
  • 77
    • 0022744006 scopus 로고
    • Efficiency analysis for exogenously fixed inputs and outputs
    • R.D. Banker and R. Morey (1986), "Efficiency Analysis for Exogenously Fixed Inputs and Outputs," Operations Research 34, pp.513-521.
    • (1986) Operations Research , vol.34 , pp. 513-521
    • Banker, R.D.1    Morey, R.2
  • 78
    • 0035637585 scopus 로고    scopus 로고
    • On returns to scale under weight restrictions in data envelopment analysis
    • K. Tone (2001), "On Returns to Scale under Weight Restrictions in Data Envelopment Analysis," Journal of Productivity Analysis 16, pp.31-47.
    • (2001) Journal of Productivity Analysis , vol.16 , pp. 31-47
    • Tone, K.1
  • 79
    • 0033358043 scopus 로고    scopus 로고
    • DEA duality on returns to scale (RTS) in production and cost analyses: An occurrence of multiple solutions and differences between production-based and cost-based RTS estimates
    • T. Sueyoshi (1999), "DEA Duality on Returns to Scale (RTS) in Production and Cost Analyses: An Occurrence of Multiple Solutions and Differences between Production-based and Cost-based RTS Estimates," Management Science 45, 1593-1608.
    • (1999) Management Science , vol.45 , pp. 1593-1608
    • Sueyoshi, T.1
  • 80
  • 81
    • 84891400278 scopus 로고    scopus 로고
    • Are some indian banks too large? An examination of size efficiency in Indian banking
    • forthcoming
    • S. Ray (2005), "Are Some Indian Banks too Large? An Examination of Size Efficiency in Indian Banking," Journal of Productivity Analysis (forthcoming).
    • (2005) Journal of Productivity Analysis
    • Ray, S.1
  • 82
    • 84891468813 scopus 로고
    • Scale and size efficiencies of decision making units in data envelopment analysis
    • A. Maindiratta (1990), "Scale and Size Efficiencies of Decision Making Units in Data Envelopment Analysis," Journal of Econometrics 46, pp.39-56.
    • (1990) Journal of Econometrics , vol.46 , pp. 39-56
    • Maindiratta, A.1
  • 83
    • 18244372164 scopus 로고    scopus 로고
    • Estimating the potential gains from mergers
    • P. Bogetoft and D. Wang (2005), "Estimating the Potential Gains from Mergers," Journal of Productivity Analysis 23, pp.145-171.
    • (2005) Journal of Productivity Analysis , vol.23 , pp. 145-171
    • Bogetoft, P.1    Wang, D.2
  • 84
  • 85
    • 0002737644 scopus 로고    scopus 로고
    • An investigation of returns to scale under data envelopment analysis
    • L.M. Seiford and J. Zhu (1999), "An Investigation of Returns to Scale under Data Envelopment Analysis," Omega 27, pp. 1-11.
    • (1999) Omega , vol.27 , pp. 1-11
    • Seiford, L.M.1    Zhu, J.2
  • 88
    • 0001805622 scopus 로고
    • Comparative site evaluations for locating a high-energy physics lab in Texas
    • R.G. Thompson, F.D. Singleton, Jr., R.M. Thrall and B.A. Smith (1986), "Comparative Site Evaluations for Locating a High-Energy Physics Lab in Texas," Interfaces 16, pp.35-49.
    • (1986) Interfaces , vol.16 , pp. 35-49
    • Thompson, R.G.1    Singleton Jr., F.D.2    Thrall, R.M.3    Smith, B.A.4
  • 89
    • 0024030545 scopus 로고
    • Reducing weight flexibihty in data envelopment analysis
    • See also R.G. Dyson and E.Thanassoulis (1988), "Reducing Weight Flexibihty in Data Envelopment Analysis," Journal of the Operational Research Society, 39, pp.563-576. Finally, see Notes and Selected BibUography in Section 6.9 of this chapter for references on uses of DEA for site selection.
    • (1988) Journal of the Operational Research Society , vol.39 , pp. 563-576
    • Dyson, R.G.1    Thanassoulis, E.2
  • 90
    • 44949288399 scopus 로고
    • Polyhedral cone- ratio DEA models with an illustrative application to large commercial banks
    • A. Charnes, W.W. Cooper, Z.M. Huang and D.B. Sun (1990), "Polyhedral Cone- Ratio DEA Models with an Illustrative Application to Large Commercial Banks," Journal of Econometrics 46, pp.73-91.
    • (1990) Journal of Econometrics , vol.46 , pp. 73-91
    • Charnes, A.1    Cooper, W.W.2    Huang, Z.M.3    Sun, D.B.4
  • 91
    • 0001510631 scopus 로고    scopus 로고
    • Data transformations in DEA cone-ratio approaches for monitoring bank performance
    • For a treatment that studies this approach as an alternative to the more rigid approach to risk evaluation under the "Basel Agreement" for controlling risks in bank portfolios see P.L. Brockett, A. Charnes, W.W. Cooper, Z.M. Huang and D.B. Sun, "Data Transformations in DEA Cone-Ratio Approaches for Monitoring Bank Performance," European Journal of Operational Research, 98, 1997, pp.250-268.
    • (1997) European Journal of Operational Research , vol.98 , pp. 250-268
    • Brockett, P.L.1    Charnes, A.2    Cooper, W.W.3    Huang, Z.M.4    Sun, D.B.5
  • 92
    • 0026119405 scopus 로고
    • Controlling factor weights in data envelopment analysis
    • Y. Roll, W.D. Cook and B. Golany (1991), "Controlling Factor Weights in Data Envelopment Analysis," HE Transactions 23, pp.2-9.
    • (1991) HE Transactions , vol.23 , pp. 2-9
    • Roll, Y.1    Cook, W.D.2    Golany, B.3
  • 95
    • 0013303534 scopus 로고
    • Forcasting bank failure: A non-parametric frontier estimation approach
    • In response to this trend, Barr, Seiford, and Siems with the Federal Reserve Bank of Dallas developed a bank failure prediction model based on DEA which outperforms all other failure prediction models in the banking literature. See R.S. Barr, L.M. Seiford and T.F. Siems (1994), "Forcasting Bank Failure: A Non-Parametric Frontier Estimation Approach," Recherches Economiques de Louvain 60, pp.417-429
    • (1994) Recherches Economiques de Louvain , vol.60 , pp. 417-429
    • Barr, R.S.1    Seiford, L.M.2    Siems, T.F.3
  • 96
    • 34250082268 scopus 로고
    • An envelopment-analysis approach to measuring the managerial efficiency of banks
    • and R.S. Barr, L.M. Seiford and T.F. Siems (1993), "An Envelopment-Analysis Approach to Measuring the Managerial Efficiency of Banks," Annals of Operations Research 45, pp.1-19 for details.
    • (1993) Annals of Operations Research , vol.45 , pp. 1-19
    • Barr, R.S.1    Seiford, L.M.2    Siems, T.F.3
  • 100
    • 0037409342 scopus 로고    scopus 로고
    • A comparative site evaluation study for relocating Japanese government agencies out of Tokyo
    • Y. Takamura and K. Tone (2003), "A Comparative Site Evaluation Study for Relocating Japanese Government Agencies out of Tokyo," Socio-Economic Planning Sciences 37, pp.85-102.
    • (2003) Socio-Economic Planning Sciences , vol.37 , pp. 85-102
    • Takamura, Y.1    Tone, K.2
  • 101
    • 0003443508 scopus 로고
    • New York: McGraw-Hill
    • AHP (Analytic Hierarchy Process) was invented by T.L. Saaty (1980), Analytic Hierarchy Process, New York: McGraw-Hill.
    • (1980) Analytic Hierarchy Process
    • Saaty, T.L.1
  • 103
    • 84891396681 scopus 로고    scopus 로고
    • Delphi method
    • S.I. Gass and CM. Harris, eds., (Norwell, Mass., Kluwer Academic Publishers)
    • See J.A. Dewar and J.A. Friel (2001), "Delphi Method," in S.I. Gass and CM. Harris, eds., Encyclopedia of Operations Research and Management Science (Norwell, Mass., Kluwer Academic Publishers) pp.208-209.
    • (2001) Encyclopedia of Operations Research and Management Science , pp. 208-209
    • Dewar, J.A.1    Friel, J.A.2
  • 105
    • 44949288016 scopus 로고
    • The role of multiplier bounds in efficiency analysis with application to Kansas farming
    • R.G. Thompson, L.N Langemeir, C. Lee, E. Lee and R.M. Thrall (1990), "The Role of Multiplier Bounds in Efficiency Analysis with Application to Kansas Farming," Journal of Econometrics 46, pp.93-108.
    • (1990) Journal of Econometrics , vol.46 , pp. 93-108
    • Thompson, R.G.1    Langemeir, L.N.2    Lee, C.3    Lee, E.4    Thrall, R.M.5
  • 106
    • 29344459035 scopus 로고
    • Alternate methods of treating factor weights in DEA
    • Y. Roll and B. Golany (1993), "Alternate Methods of Treating Factor Weights in DEA," OMEGA 21, pp.99-109.
    • (1993) Omega , vol.21 , pp. 99-109
    • Roll, Y.1    Golany, B.2
  • 109
    • 0012970690 scopus 로고
    • A spatial efficiency framework for the support of locational decisions
    • A. Charnes, W. W. Cooper, Arie Y. Lewin, and Lawrence M. Seiford (editors), Kluwer Academic Pubhshers, Boston
    • A. Desai, K. Haynes and J.E. Storbeck "A Spatial Efficiency Framework for the Support of Locational Decisions," in Data Envelopment Analysis: Theory, Methodology, and Applications, A. Charnes, W. W. Cooper, Arie Y. Lewin, and Lawrence M. Seiford (editors), Kluwer Academic Pubhshers, Boston, 1994.
    • (1994) Data Envelopment Analysis: Theory, Methodology, and Applications
    • Desai, A.1    Haynes, K.2    Storbeck, J.E.3
  • 112
    • 0035637585 scopus 로고    scopus 로고
    • On returns to scale under weight restrictions in data envelopment analysis
    • K. Tone (2001), "On Returns to Scale under Weight Restrictions in Data Envelopment Analysis," Journal of Productivity Analysis 16, pp.31-47.
    • (2001) Journal of Productivity Analysis , vol.16 , pp. 31-47
    • Tone, K.1
  • 113
    • 0022744006 scopus 로고
    • Efficiency analysis for exogenously fixed inputs and outputs
    • R.D. Banker and R. Morey (1986a), "Efficiency Analysis for Exogenously Fixed Inputs and Outputs," Operations Research 34(4), pp.513-521
    • (1986) Operations Research , vol.34 , Issue.4 , pp. 513-521
    • Banker, R.D.1    Morey, R.2
  • 115
    • 84891475314 scopus 로고    scopus 로고
    • Ph.D. Thesis (Austin, TX: The Red McCombs School of Business in The University of Texas at Austin). Also available from University Micro Films, Inc., Ann Arbor, Mich
    • H. Deng (2003), " Evaluating and Managing Congestion in Chinese Production," Ph.D. Thesis (Austin, TX: The Red McCombs School of Business in The University of Texas at Austin). Also available from University Micro Films, Inc., Ann Arbor, Mich.
    • (2003) Evaluating and Managing Congestion in Chinese Production
    • Deng, H.1
  • 117
    • 0000589270 scopus 로고
    • Agency problems and residual claims
    • See also Fama and Jensen (1983b), "Agency Problems and Residual Claims," Journal of Law and Economics 26, pp.327-349.
    • (1983) Journal of Law and Economics , vol.26 , pp. 327-349
    • Fama1    Jensen2
  • 118
    • 0032207341 scopus 로고    scopus 로고
    • DEA evaluations of the efficiency of organizational forms and distribution systems in the U.S. property and liabihty insurance industry
    • P.L. Brockett, W.W. Cooper, J.J. Rousseau and Y. Wang (1998), "DEA Evaluations of the Efficiency of Organizational Forms and Distribution Systems in the U.S. Property and Liabihty Insurance Industry," International Journal of System Science 29, pp.1235-1247.
    • (1998) International Journal of System Science , vol.29 , pp. 1235-1247
    • Brockett, P.L.1    Cooper, W.W.2    Rousseau, J.J.3    Wang, Y.4
  • 119
    • 84891419074 scopus 로고    scopus 로고
    • Evaluating solvency and efficiency performances by u.s. property-liability insurance companies
    • submitted
    • Solvency, defined as an ability to meet claims, for example, played a critically important role in Brockett et al. but not in the Fama-Jensen study. See P.L. Brockett, W.W. Cooper, L. Golden, J.J. Rousseau and Y. Wang "Evaluating Solvency and Efficiency Performances by U.S. Property-Liability Insurance Companies," Journal of Risk and Insurance (submitted).
    • Journal of Risk and Insurance
    • Brockett, P.L.1    Cooper, W.W.2    Golden, L.3    Rousseau, J.J.4    Wang, Y.5
  • 121
    • 0003205954 scopus 로고
    • A unified framework for classifying DEA models
    • edited by H.E. Bradley, Pergamon Press
    • D.L. Adolphson, G.C. Cornia, L.C. Walters, "A Unified Framework for Classifying DEA Models," Operational Research '90, edited by H.E. Bradley, Pergamon Press, pp.647- 657 (1991).
    • (1991) Operational Research '90 , pp. 647-657
    • Adolphson, D.L.1    Cornia, G.C.2    Walters, L.C.3
  • 123
    • 0022874303 scopus 로고
    • The use of categorical variables in data envelopment analysis
    • R. D. Banker and R.C. Morey (1986b), "The Use of Categorical Variables in Data Envelopment Analysis," Management Science 32(12), pp. 1613-1627.
    • (1986) Management Science , vol.32 , Issue.12 , pp. 1613-1627
    • Banker, R.D.1    Morey, R.C.2
  • 124
    • 0012313871 scopus 로고
    • A note on the use of categorical variables in data envelopment analysis
    • W.A. Kamakura (1988), "A Note on The Use of Categorical Variables in Data Envelopment Analysis," Management Science 34(10), pp.1273-1276.
    • (1988) Management Science , vol.34 , Issue.10 , pp. 1273-1276
    • Kamakura, W.A.1
  • 125
    • 0012223373 scopus 로고
    • Categorical outputs in data envelopment analysis
    • J.J. Rousseau and J. Semple (1993), "Categorical Outputs in Data Envelopment Analysis," Management Science 39(3), pp.384-386.
    • (1993) Management Science , vol.39 , Issue.3 , pp. 384-386
    • Rousseau, J.J.1    Semple, J.2
  • 129
    • 0000585046 scopus 로고
    • Evaluating program and managerial efficiency: An application of data envelopment analysis to program follow through
    • A. Charnes, W.W. Cooper and E. Rhodes (1981), "Evaluating Program and Managerial Efficiency: An Application of Data Envelopment Analysis to Program Follow Through," Management Science 27, pp.668-697.
    • (1981) Management Science , vol.27 , pp. 668-697
    • Charnes, A.1    Cooper, W.W.2    Rhodes, E.3
  • 130
    • 0001615515 scopus 로고    scopus 로고
    • Using rank statistics for determining programmatic efficiency differences in data envelopment analysis
    • P.L. Brockett and B. Golany (1996), "Using Rank Statistics for Determining Programmatic Efficiency Differences in Data Envelopment Analysis," Management Science 42, pp.466-472.
    • (1996) Management Science , vol.42 , pp. 466-472
    • Brockett, P.L.1    Golany, B.2
  • 133
    • 0000235119 scopus 로고
    • The coefficient of resource utilization
    • G. Debreu (1951), "The Coefficient of Resource Utilization," Econometrica 19, pp.273-292.
    • (1951) Econometrica , vol.19 , pp. 273-292
    • Debreu, G.1
  • 135
    • 0036850891 scopus 로고    scopus 로고
    • A strange case of the cost and allocative efficiencies in DBA
    • K. Tone (2002), "A Strange Case of the Cost and Allocative Efficiencies in DBA," Journal of the Operational Research Society 53, pp. 1225-1231.
    • (2002) Journal of the Operational Research Society , vol.53 , pp. 1225-1231
    • Tone, K.1
  • 139
    • 84872993493 scopus 로고    scopus 로고
    • GRIPS (National Graduate Institute for Policy Studies)
    • GRIPS (National Graduate Institute for Policy Studies), also forthcoming in Socio-Economic Planning Sciences.
    • Socio-Economic Planning Sciences
  • 140
    • 0043138863 scopus 로고    scopus 로고
    • RAM: A range adjusted measure of inefficiency for use with additive models and relations to other models and measures in DEA
    • W.W. Cooper, K.S. Park and J.T. Pastor (1999), "RAM: A Range Adjusted Measure of Inefficiency for Use with Additive Models and Relations to Other Models and Measures in DEA," Journal of Productivity Analysis 11, pp.5-42.
    • (1999) Journal of Productivity Analysis , vol.11 , pp. 5-42
    • Cooper, W.W.1    Park, K.S.2    Pastor, J.T.3
  • 141
    • 20344382250 scopus 로고    scopus 로고
    • Evaluating cost efficiency and returns to scale in the life insurance corporation of India using data envelopment analysis
    • K. Tone and B.K. Sahoo (2005), "Evaluating Cost Efficiency and Returns to Scale in the Life Insurance Corporation of India Using Data Envelopment Analysis," Socio-Economic Planning Sciences 39, pp.261-285.
    • (2005) Socio-Economic Planning Sciences , vol.39 , pp. 261-285
    • Tone, K.1    Sahoo, B.K.2
  • 142
  • 143
    • 5444223021 scopus 로고    scopus 로고
    • Economic inefficiency measurement of input spending when decision-making units face different input prices
    • H. Fukuyama and W.L. Weber (2004), "Economic Inefficiency Measurement of Input Spending When Decision-making Units Face Different Input Prices," Journal of the Operational Research Society 55, pp.1102-1110.
    • (2004) Journal of the Operational Research Society , vol.55 , pp. 1102-1110
    • Fukuyama, H.1    Weber, W.L.2
  • 145
    • 84891449755 scopus 로고    scopus 로고
    • Distance functions
    • Chapter 5 in W.W. Cooper, L.M. Seiford and J. Zhu, eds. (Norwell Mass., Kluwer Academic Publishers)
    • R. Fare, S. Grosskopf and G. Whittaker (2004) "Distance Functions," Chapter 5 in W.W. Cooper, L.M. Seiford and J. Zhu, eds. Handbook on Data Envelopment Analysis (Norwell Mass., Kluwer Academic Publishers).
    • (2004) Handbook on Data Envelopment Analysis
    • Fare, R.1    Grosskopf, S.2    Whittaker, G.3
  • 147
    • 0000255010 scopus 로고
    • Estimating efficient production functions under increasing returns to scale
    • See Note 1. See also M.J. Farrell and M. Fieldhouse (1962), "Estimating Efficient Production Functions Under Increasing Returns to Scale," Journal of the Royal Statistical Society Series A, 125, Part 2, pp.252-267.
    • (1962) Journal of the Royal Statistical Society Series A , vol.125 , Issue.PART 2 , pp. 252-267
    • Farrell, M.J.1    Fieldhouse, M.2
  • 149
    • 0002937376 scopus 로고
    • Detecting influential observations in data envelopment analysis
    • P.W. Wilson (1995), "Detecting Influential Observations in Data Envelopment Analysis," Journal of Productivity Analysis 6, pp.27-46.
    • (1995) Journal of Productivity Analysis , vol.6 , pp. 27-46
    • Wilson, P.W.1
  • 150
    • 84986797875 scopus 로고
    • Classification of transitions under expansion of inputs and outputs
    • See, for instance, R.M. Thrall (1989), "Classification of Transitions under Expansion of Inputs and Outputs," Managerial and Decision Economics 10, pp.159-162.
    • (1989) Managerial and Decision Economics , vol.10 , pp. 159-162
    • Thrall, R.M.1
  • 151
    • 21444460372 scopus 로고    scopus 로고
    • Simulation studies of eflaciency, returns to scale and misspecification with nonlinear functions in DEA
    • R.D. Banker, H. Chang and W.W. Cooper (1996), "Simulation Studies of Eflaciency, Returns to Scale and Misspecification with Nonlinear Functions in DEA," Annals of Operations Research 66, pp.233-253.
    • (1996) Annals of Operations Research , vol.66 , pp. 233-253
    • Banker, R.D.1    Chang, H.2    Cooper, W.W.3
  • 153
    • 0041609065 scopus 로고
    • Structural sensitivity analysis in linear programming and an exact product form left inverse
    • A. Charnes and W.W. Cooper (1968), "Structural Sensitivity Analysis in Linear Programming and an Exact Product Form Left Inverse," Naval Research Logistics Quarterly 15, pp.517-522.
    • (1968) Naval Research Logistics Quarterly , vol.15 , pp. 517-522
    • Charnes, A.1    Cooper, W.W.2
  • 154
    • 0040756626 scopus 로고
    • Sensitivity analysis in data envelopment analysis 3
    • For a summary discussion see A. Charnes and L. Neralic (1992), "Sensitivity Analysis in Data Envelopment Analysis 3," Glasnik Matematicki 27, pp.191-201.
    • (1992) Glasnik Matematicki , vol.27 , pp. 191-201
    • Charnes, A.1    Neralic, L.2
  • 155
    • 0042610958 scopus 로고    scopus 로고
    • Sensitivity in data envelopment analysis for arbitrary perturbations of data
    • A subsequent extension is L. Neralic (1997), "Sensitivity in Data Envelopment Analysis for Arbitrary Perturbations of Data," Glasnik Matematicki 32, pp.315-335.
    • (1997) Glasnik Matematicki , vol.32 , pp. 315-335
    • Neralic, L.1
  • 156
    • 50849108607 scopus 로고    scopus 로고
    • Preservation of efficiency and inefficiency classification in data envelopment analysis
    • See also L. Neralic (2004), "Preservation of Efficiency and Inefficiency Classification in Data Envelopment Analysis," Mathematical Communications 9, pp.51-62.
    • (2004) Mathematical Communications , vol.9 , pp. 51-62
    • Neralic, L.1
  • 157
    • 0000753292 scopus 로고
    • Sensitivity of efficiency calculations in the additive model of data envelopment analysis
    • A. Charnes, S. Haag, P. Jaska and J. Semple (1992), "Sensitivity of Efficiency Calculations in the Additive Model of Data Envelopment Analysis," International Journal of System Sciences 23, pp.789-798.
    • (1992) International Journal of System Sciences , vol.23 , pp. 789-798
    • Charnes, A.1    Haag, S.2    Jaska, P.3    Semple, J.4
  • 158
    • 27144456610 scopus 로고    scopus 로고
    • Sensitivity and stability of efficiency classifications in DEA
    • Extensions to other classes of models may be found in A. Charnes, J.J. Rousseau and J.H.Semple (1996) "Sensitivity and Stability of Efficiency Classifications in DEA," Journal of Productivity Analysis 7, pp.5-18.
    • (1996) Journal of Productivity Analysis , vol.7 , pp. 5-18
    • Charnes, A.1    Rousseau, J.J.2    Semple, J.H.3
  • 160
    • 0001106350 scopus 로고
    • A procedure for ranking efficient units in DEA
    • This omission of DMUo is also used in developing a measure of "super efficiency" as it is cafied in P. Andersen and N.C. Petersen (1993), "A Procedure for Ranking Efficient Units in DEA," Management Science 39, pp.1261-1264.
    • (1993) Management Science , vol.39 , pp. 1261-1264
    • Andersen, P.1    Petersen, N.C.2
  • 161
    • 21444442704 scopus 로고    scopus 로고
    • Duality classification and slacks in DEA
    • Their use is more closely associated with stability when a DMU is omitted, however, so we do not cover it here. See the next chapter. Chapter 10, in this text. See also R.M. Thrall (1996) "Duality Classification and Slacks in DEA," Annals of Operations Research 66, pp.104-138.
    • (1996) Annals of Operations Research , vol.66 , pp. 104-138
    • Thrall, .M.1
  • 162
    • 27144456610 scopus 로고    scopus 로고
    • Sensitivity and stability of efficiency classification in data envelopment analysis
    • A. Charnes, J.J. Rousseau and J.H. Semple (1996), "Sensitivity and Stability of Efficiency Classification in Data Envelopment Analysis," Journal of Productivity Analysis 7, pp.5-18.
    • (1996) Journal of Productivity Analysis , vol.7 , pp. 5-18
    • Charnes, A.1    Rousseau, J.J.2    Semple, J.H.3
  • 163
    • 0032121696 scopus 로고    scopus 로고
    • Stability regions for maintaining efficiency in data envelopment analysis
    • In fact, Seiford and Zhu propose an iterative approach to assemble an exact stability region in L. Seiford and J. Zhu, "Stability Regions for Maintaining Efficiency in Data Envelopment Analysis," European Journal of Operational Research 108, 1998, pp.127-139.
    • (1998) European Journal of Operational Research , vol.108 , pp. 127-139
    • Seiford, L.1    Zhu, J.2
  • 164
    • 0039926222 scopus 로고
    • Sensitivity analysis of efficiency measures with applications to Kansas farming and Illinois coal mining
    • A. Charnes, W.W. Cooper, A.Y. Lewin and L.M. Seiford, eds., (Norwell, Mass., Kluwer Academic Publishers)
    • R.G. Thompson, P.S. Dharmapala and R.M. Thrall (1994), "Sensitivity Analysis of Efficiency Measures with Applications to Kansas Farming and Illinois Coal Mining," in A. Charnes, W.W. Cooper, A.Y. Lewin and L.M. Seiford, eds., Data Envelopment Analysis: Theory, Methodology and Applications (Norwell, Mass., Kluwer Academic Publishers) pp.393-422.
    • (1994) Data Envelopment Analysis: Theory, Methodology and Applications , pp. 393-422
    • Thompson, R.G.1    Dharmapala, P.S.2    Thrall, R.M.3
  • 165
    • 21444444128 scopus 로고    scopus 로고
    • DEA multiplier analytic center sensitivity analysis with an illustrative application to independent oil COS
    • R.G. Thompson, P.S. Dharmapala, J. Diaz, M.D. Gonzales-Lina and R.M. Thrall (1996), "DEA Multiplier Analytic Center Sensitivity Analysis with an Illustrative Application to Independent Oil Cos.," Annals of Operations Research 66, pp.163-180.
    • (1996) Annals of Operations Research , vol.66 , pp. 163-180
    • Thompson, R.G.1    Dharmapala, P.S.2    Diaz, J.3    Gonzales-Lina, M.D.4    Thrall, R.M.5
  • 166
    • 34249918180 scopus 로고
    • A structure for classifying and characterizing efficiency in data envelopment analysis
    • A. Charnes, W.W. Cooper and R.M.Thrall (1991), "A Structure for Classifying and Characterizing Efficiency in Data Envelopment Analysis," Journal of Productivity Analysis 2, pp.197-237.
    • (1991) Journal of Productivity Analysis , vol.2 , pp. 197-237
    • Charnes, A.1    Cooper, W.W.2    Thrall, R.M.3
  • 167
    • 0032187923 scopus 로고    scopus 로고
    • Sensitivity analysis of DEA models for simultaneous changes in all data
    • An alternate approach to simultaneous variations in all data eff"ected by the envelopment model is available in L.M. Seiford and J. Zhu (1998), "Sensitivity Analysis of DEA Models for Simultaneous Changes in All Data," Journal of the Operational Research Society 49, pp.1060-1071.
    • (1998) Journal of the Operational Research Society , vol.49 , pp. 1060-1071
    • Seiford, L.M.1    Zhu, J.2
  • 168
    • 50849108607 scopus 로고    scopus 로고
    • Preservation of efficiency and inefficiency classification in data envelopment analysis
    • See also the treatments of simultaneous changes in all data for additive models in L. Neralic (2004), "Preservation of Efficiency and Inefficiency Classification in Data Envelopment Analysis," Mathematical Communications 9, pp.51-62.
    • (2004) Mathematical Communications , vol.9 , pp. 51-62
    • Neralic, L.1
  • 169
    • 34249918180 scopus 로고
    • A structure for classifying and characterizing efficiency in data envelopment analysis
    • This status is easily recognized because Θ1* = Θ2* = Θ3* - I are all associated with uniquely obtained solutions with zero slacks. See A. Charnes, W.W. Cooper and R.M. Thrall (1991) "A Structure for Classifying and Characterizing Efficiency in Data Envelopment Analysis," Journal of Productivity Analysis 2, pp.197-237.
    • (1991) Journal of Productivity Analysis , vol.2 , pp. 197-237
    • Charnes, A.1    Cooper, W.W.2    Thrall, R.M.3
  • 170
    • 17944381960 scopus 로고    scopus 로고
    • Chapter 3 in W.W. Cooper, L.M. Seiford and J. Zhu, eds., (Norwell, Mass., Kluwer Academic Publishers)
    • W.W. Cooper, S. Li, L.M. Seiford and J. Zhu (2004), Chapter 3 in W.W. Cooper, L.M. Seiford and J. Zhu, eds., Handbook on Data Envelopment Analysis (Norwell, Mass., Kluwer Academic Publishers).
    • (2004) Handbook on Data Envelopment Analysis
    • Cooper, W.W.1    Li, S.2    Seiford, L.M.3    Zhu, J.4
  • 171
    • 0027681877 scopus 로고
    • Maximum likelihood, consistency and data envelopment analysis: A statistical foundation
    • R.D. Banker (1993), "Maximum Likelihood, Consistency and Data Envelopment Analysis: A Statistical Foundation," Management Science 39, pp.1265-1273.
    • (1993) Management Science , vol.39 , pp. 1265-1273
    • Banker, R.D.1
  • 173
    • 0009643156 scopus 로고    scopus 로고
    • Hypothesis tests using data envelopment analysis
    • Quoted from p.139 in R.D Banker (1996), "Hypothesis Tests Using Data Envelopment Analysis," Journal of Productivity Analysis pp.139-159.
    • (1996) Journal of Productivity Analysis , pp. 139-159
    • Banker, R.D.1
  • 175
    • 21844487619 scopus 로고
    • Efficient estimation of monotone boundaries
    • See also Korostolev, Simar and Tsybakov (1995), "Efficient Estimation of Monotone Boundaries," Annals of Statistics 23, pp.476-489.
    • (1995) Annals of Statistics , vol.23 , pp. 476-489
    • Korostolev1    Simar2    Tsybakov3
  • 176
    • 26444506855 scopus 로고    scopus 로고
    • Aspects of statistical analysis in DEA-type frontier models
    • See the discussion in L. Simar (1996), "Aspects of Statistical Analysis in DEA-Type Frontier Models," Journal of Productivity Analysis 7, pp.177-186.
    • (1996) Journal of Productivity Analysis , vol.7 , pp. 177-186
    • Simar, L.1
  • 177
    • 0031677963 scopus 로고    scopus 로고
    • Sensitivity analysis of efficiency scores: How to bootstrap in nonparametric frontier models
    • L. Simar and P.W. Wilson (1998), "Sensitivity Analysis of Efficiency Scores: How to Bootstrap in Nonparametric Frontier Models," Management Science 44, pp.49-61.
    • (1998) Management Science , vol.44 , pp. 49-61
    • Simar, L.1    Wilson, P.W.2
  • 178
    • 33745011187 scopus 로고    scopus 로고
    • Performance of the bootstrap for DEA estimators and iterating the principle
    • Chapter 10 in W.W. Cooper, L.M. Seiford and J. Zhu, eds. (Norwell, Mass: Kluwer Academic Publishers)
    • See also Simar and Wilson (2004) "Performance of the Bootstrap for DEA Estimators and Iterating the Principle," Chapter 10 in W.W. Cooper, L.M. Seiford and J. Zhu, eds. Handbook on Data Envelopment Analysis (Norwell, Mass: Kluwer Academic Publishers).
    • (2004) Handbook on Data Envelopment Analysis
    • Simar1    Wilson2
  • 180
    • 0000651849 scopus 로고
    • On estimating the industry production frontiers
    • D.J. Aigner and S.F. Chu (1968), "On Estimating the Industry Production Frontiers," American Economic Review 56, pp.826-839.
    • (1968) American Economic Review , vol.56 , pp. 826-839
    • Aigner, D.J.1    Chu, S.F.2
  • 182
    • 0001183404 scopus 로고
    • Efficiency estimation from Cobb-Douglas functions with composed error
    • See also W. Meeusen and J. van den Broeck (1977) "Efficiency Estimation from Cobb-Douglas Functions with Composed Error," International Economic Review 18, pp.435-444.
    • (1977) International Economic Review , vol.18 , pp. 435-444
    • Meeusen, W.1    Van Den Broeck, J.2
  • 183
    • 0041511546 scopus 로고
    • On the estimation of technical inefficiency in the stochastic frontier production model
    • J. Jondrow, C.A.K. Lovell, I.S, Materov and P. Schmidt (1982), "On the Estimation of Technical Inefficiency in the Stochastic Frontier Production Model," Journal of Econometrics 51, pp.259-284.
    • (1982) Journal of Econometrics , vol.51 , pp. 259-284
    • Jondrow, J.1    Lovell, C.A.K.2    Materov, I.S.3    Schmidt, P.4
  • 184
    • 33746856043 scopus 로고
    • Finite sample evidence on the performance of stochastic frontiers and data envelopment analysis using panel data
    • B.H. Gong and R.C. Sickles (1990), "Finite Sample Evidence on the Performance of Stochastic Frontiers and Data Envelopment Analysis Using Panel Data," Journal of Econometrics 51, pp.259-284.
    • (1990) Journal of Econometrics , vol.51 , pp. 259-284
    • Gong, B.H.1    Sickles, R.C.2
  • 185
    • 84905764120 scopus 로고
    • Frontier production functions
    • P. Schmidt (1985-1986), "Frontier Production Functions," Econometric Reviews 4, pp.289-328.
    • (1985) Econometric Reviews , vol.4 , pp. 289-328
    • Schmidt, P.1
  • 186
    • 44949289174 scopus 로고
    • Recent development in econometric estimation of frontiers
    • See also P.W. Bauer (1990), "Recent Development in Econometric Estimation of Frontiers," Journal of Econometrics 46, pp.39-56.
    • (1990) Journal of Econometrics , vol.46 , pp. 39-56
    • Bauer, P.W.1
  • 187
    • 44949289422 scopus 로고
    • Measuring cost efficiency in banking - Econometric and linear programming evidence
    • G.D. Ferrier and C.A.K. Lovell (1990), "Measuring Cost Efficiency in Banking - Econometric and Linear Programming Evidence," Journal of Econometrics 6, pp.229-245.
    • (1990) Journal of Econometrics , vol.6 , pp. 229-245
    • Ferrier, G.D.1    Lovell, C.A.K.2
  • 188
    • 0002850510 scopus 로고
    • A goal programming/constrained regression review of the bell system breakup
    • A. Charnes, W.W. Cooper and T. Sueyoshi (1988), "A Goal Programming/Constrained Regression Review of the Bell System Breakup," Management Science 34, pp. 1-26.
    • (1988) Management Science , vol.34 , pp. 1-26
    • Charnes, A.1    Cooper, W.W.2    Sueyoshi, T.3
  • 189
    • 0013303534 scopus 로고
    • Forcasting bank failure: A non- parametric frontier estimation approach
    • See R.S. Barr, L.M. Seiford and T.F. Siems (1994), "Forcasting Bank Failure: A Non- Parametric Frontier Estimation Approach," Recherches Economiques de Louvain 60, pp. 417-429. for an example of a diff'erent two-stage DEA regression approach in which the DEA scores from the first stage served as an independent variable in the second stage regression model.
    • (1994) Recherches Economiques de Louvain , vol.60 , pp. 417-429
    • Barr, R.S.1    Seiford, L.M.2    Siems, T.F.3
  • 190
    • 0006680162 scopus 로고
    • New uses of DEA and statistical regressions for efficiency evaluation and estimation - With an illustrative application to public secondary schools in Texas
    • V. Arnold, I.R. Bardhan, W.W. Cooper and S.C. Kumbhakar (1994), "New Uses of DEA and Statistical Regressions for Efficiency Evaluation and Estimation - With an Illustrative Application to Public Secondary Schools in Texas," Annals of Operations Research 66, pp.255-278.
    • (1994) Annals of Operations Research , vol.66 , pp. 255-278
    • Arnold, V.1    Bardhan, I.R.2    Cooper, W.W.3    Kumbhakar, S.C.4
  • 191
    • 0032365393 scopus 로고    scopus 로고
    • A simulation study of joint uses of data envelopment analysis and stochastic regressions for production function estimation and efficiency evaluation
    • I.R. Bardhan, W.W. Cooper and S.C. Kumbhakar (1998), "A Simulation Study of Joint Uses of Data Envelopment Analysis and Stochastic Regressions for Production Function Estimation and Efficiency Evaluation," Journal of Productivity Analysis 9, pp.249-278.
    • (1998) Journal of Productivity Analysis , vol.9 , pp. 249-278
    • Bardhan, I.R.1    Cooper, W.W.2    Kumbhakar, S.C.3
  • 192
  • 194
    • 0042734590 scopus 로고
    • Productive efficiency under capitalism and state socialism: The chance constrained programming approach
    • Pierre Pestieau, ed. Public Finance in a World of Transition
    • See the following three papers by K.C. Land, C.A.K. Lovell and S. Thore: (1) "Productive Efficiency under Capitalism and State Socialism: the Chance Constrained Programming Approach" in Pierre Pestieau, ed. in Public Finance in a World of Transition (1992) supplement to Public Finance 47, pp. 109-121;
    • (1992) Supplement to Public Finance , vol.47 , pp. 109-121
    • Land, K.C.1    Lovell, C.A.K.2    Thore, S.3
  • 195
    • 84986870222 scopus 로고
    • Chance-constrained data envelopment analysis
    • "Chance-Constrained Data Envelopment Analysis," Managerial and Decision Economics 14, 1993, pp.541-554;
    • (1993) Managerial and Decision Economics , vol.14 , pp. 541-554
  • 196
    • 0028559066 scopus 로고
    • Productive efficiency under capitalism and state sociafism: An empirical inquiry using chance-constrained data envelopment analysis
    • "Productive Efficiency under Capitalism and State Sociafism: An Empirical Inquiry Using Chance-Constrained Data Envelopment Analysis," Technological Forecasting and Social Change 46, 1994, pp. 139- 152.
    • (1994) Technological Forecasting and Social Change , vol.46 , pp. 139-152
  • 197
    • 84891438729 scopus 로고    scopus 로고
    • 2 Institute)
    • In "Four Papers on Capitalism and State Socialism" (Austin Texas: The University of Texas, IC2 Institute) S. Thore notes that publication of (2) was delayed because it was to be presented at a 1991 conference in Leningrad which was cancelled because of the Soviet Crisis.
    • Four Papers on Capitalism and State Socialism
  • 198
    • 0041686895 scopus 로고    scopus 로고
    • Satisficing DEA models under chance constraints
    • W.W. Cooper, Z. Huang and S. Li (1996), "Satisficing DEA Models under Chance Constraints," Annals of Operations Research 66, pp.279-295.
    • (1996) Annals of Operations Research , vol.66 , pp. 279-295
    • Cooper, W.W.1    Huang, Z.2    Li, S.3
  • 199
    • 33746180469 scopus 로고    scopus 로고
    • Chance constraint DEA
    • W.W. Cooper, R.M. Seiford and J. Zhu, eds. (Norwell, Mass., Kluwer Academic Publishers)
    • For a survey of chance constraint programming uses in DEA, see W.W. Cooper, Z. Huang and S. Li (2004), "Chance Constraint DEA," in W.W. Cooper, R.M. Seiford and J. Zhu, eds. Handbook on Data Envelopment Analysis (Norwell, Mass., Kluwer Academic Publishers).
    • (2004) Handbook on Data Envelopment Analysis
    • Cooper, W.W.1    Huang, Z.2    Li, S.3
  • 200
    • 0004184073 scopus 로고
    • New York: John Wiley & Sons, Inc
    • See Chapter 15 in H.A. Simon (1957), Models of Man (New York: John Wiley & Sons, Inc.)
    • (1957) Models of Man
    • Simon, H.A.1
  • 201
    • 0002431201 scopus 로고
    • Deterministic equivalents for optimizing and satisficing under chance constraints
    • A. Charnes and W.W. Cooper (1963), "Deterministic Equivalents for Optimizing and Satisficing under Chance Constraints," Operations Research 11, pp.18-39.
    • (1963) Operations Research , vol.11 , pp. 18-39
    • Charnes, A.1    Cooper, W.W.2
  • 203
    • 0000076262 scopus 로고
    • Chance constrained efficiency evaluation
    • O.B. Olesen and N.C. Petersen (1995), "Chance Constrained Efficiency Evaluation," Management Science 41, pp.442-457.
    • (1995) Management Science , vol.41 , pp. 442-457
    • Olesen, O.B.1    Petersen, N.C.2
  • 204
    • 0042636786 scopus 로고    scopus 로고
    • Chance constrained programming formulations for stochastic characterizations of efficiency and dominance in DBA
    • W.W. Cooper, Z. Huang, S.X. Li and O.B. Olesen (1998), "Chance Constrained Programming Formulations for Stochastic Characterizations of Efficiency and Dominance in DBA," Journal of Productivity Analysis 9, pp.53-79.
    • (1998) Journal of Productivity Analysis , vol.9 , pp. 53-79
    • Cooper, W.W.1    Huang, Z.2    Li, S.X.3    Olesen, O.B.4
  • 207
    • 8744256320 scopus 로고    scopus 로고
    • Striking a blow for sanity in theories of rationality
    • M. Augier and J.G. March, eds. (Cambridge: MIT Press)
    • G. Gigerenzer (2004), "Striking a Blow for Sanity in Theories of Rationality," in M. Augier and J.G. March, eds. Models of a Man: Essays in Memory of H.A. Simon (Cambridge: MIT Press).
    • (2004) Models of A Man: Essays in Memory of H.A. Simon
    • Gigerenzer, G.1
  • 208
    • 0008303765 scopus 로고
    • Ph.D. Dissertation (Chicago: University of Illinois at Chicago). Also available from University Microfilms, Inc., in Ann Arbor, Michigan
    • As determined from YATS (Youth Attitude Tracking Survey) which obtains this information from periodic surveys conducted for the Army. See also G.A. Klopp (1985), "The Analysis of the Efficiency of Productive Systems with Multiple nputs and Outputs," Ph.D. Dissertation (Chicago: University of Illinois at Chicago). Also available from University Microfilms, Inc., in Ann Arbor, Michigan.
    • (1985) The Analysis of the Efficiency of Productive Systems with Multiple Nputs and Outputs
    • Klopp, G.A.1
  • 209
    • 44949090706 scopus 로고
    • Comparisons and analyses of managerial efficiency and returns to scale of telecommunication enterprises by using DEA/WINDOW
    • in Japanese
    • T. Sueyoshi (1992), "Comparisons and Analyses of Managerial Efficiency and Returns to Scale of Telecommunication Enterprises by using DEA/WINDOW," (in Japanese) Communications of the Operations Research Society of Japan 37, pp.210-219.
    • (1992) Communications of the Operations Research Society of Japan , vol.37 , pp. 210-219
    • Sueyoshi, T.1
  • 212
    • 0001106350 scopus 로고
    • A procedure for ranking efficient units in data envelopment analysis
    • P. Andersen and N.C. Petersen (1993), "A Procedure for Ranking Efficient Units in Data Envelopment Analysis," Management Science 39, pp. 1261-1264.
    • (1993) Management Science , vol.39 , pp. 1261-1264
    • Andersen, P.1    Petersen, N.C.2
  • 213
    • 0002937376 scopus 로고
    • Detecting influential observations in data envelopment analysis
    • P. Wilson (1993), "Detecting Influential Observations in Data Envelopment Analysis," Journal of Productivity Analysis 6, pp. 27-46.
    • (1993) Journal of Productivity Analysis , vol.6 , pp. 27-46
    • Wilson, P.1
  • 214
    • 84926169781 scopus 로고    scopus 로고
    • Cambridge: Cambridge University Press
    • S. Ray (2004), Data Envelopment Analysis (Cambridge: Cambridge University Press).
    • (2004) Data Envelopment Analysis
    • Ray, S.1
  • 215
    • 34249918180 scopus 로고
    • A structure for classifying and characterizing inefficiency in DEA
    • A. Charnes, W.W. Cooper and R.M. Thrall (1991), "A Structure for Classifying and Characterizing Inefficiency in DEA," Journal of Productivity Analysis 2, pp. 197-237.
    • (1991) Journal of Productivity Analysis , vol.2 , pp. 197-237
    • Charnes, A.1    Cooper, W.W.2    Thrall, R.M.3
  • 216
    • 0037121164 scopus 로고    scopus 로고
    • A slacks-based measure of super-efficiency in data envelopment analysis
    • K. Tone (2002), "A Slacks-based Measure of Super-efficiency in Data Envelopment Analysis," European Journal of Operational Research 143, pp.32-41
    • (2002) European Journal of Operational Research , vol.143 , pp. 32-41
    • Tone, K.1


* 이 정보는 Elsevier사의 SCOPUS DB에서 KISTI가 분석하여 추출한 것입니다.