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Volumn 47, Issue 6, 2010, Pages 1597-1628

The resilience of EU market citizenship

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EID: 78650256548     PISSN: 01650750     EISSN: None     Source Type: Journal    
DOI: None     Document Type: Article
Times cited : (128)

References (142)
  • 1
    • 84924697273 scopus 로고    scopus 로고
    • Ideas, norms and European citizenship: Explaining institutional change
    • at 233-234
    • E.g. Kostakopoulou, "Ideas, norms and European citizenship: Explaining institutional change", 68 MLR (2005), 233 at 233-234.
    • (2005) MLR , vol.68 , pp. 233
    • Kostakopoulou1
  • 2
    • 78650258807 scopus 로고    scopus 로고
    • Note
    • E.g. para 54 of A.G. Mazák's Opinion in Case C-158/07, Förster v. IB-Groep, [2008] ECR I-8507: "It is thus fair to say that the concept of Union citizenship, as developed by the case law of the Court, marks a process of emancipation of Community rights from their economic paradigm ... Community law rights - in particular the right not to be subjected to unjustified discrimination - are no longer bestowed upon citizens solely when they make use of the economic freedoms and assume a corresponding status (worker, provider of services etc.), but directly by virtue of their status as a citizen of the Union." The financial resources and medical insurance conditions that curb movement and residence rights are set out mainly in Arts. 7 and 24(2) of Directive 2004/38/EC of the European Parliament and of the Council on the right of citizens of the Union and their family members to move and reside freely within the territory of the Member States, O.J. 2004, L 158/7.
  • 3
    • 0041075651 scopus 로고    scopus 로고
    • Social citizenship in the European Union: Nested membership
    • E.g. Faist, "Social citizenship in the European Union: Nested membership" (2001) 39 JCMS 37.
    • (2001) JCMS , vol.39 , pp. 37
    • Faist1
  • 5
    • 51249159596 scopus 로고    scopus 로고
    • European Union citizenship: Writing the future
    • Kostakopoulou, "European Union citizenship: Writing the future", 13 ELJ (2007), 623.
    • (2007) ELJ , vol.13 , pp. 623
    • Kostakopoulou1
  • 7
    • 0003284627 scopus 로고
    • The legacy of the market citizen
    • Shaw and More (Eds.) (Clarendon Press)
    • Everson, "The legacy of the market citizen", in Shaw and More (Eds.) New Legal Dynamics of European Union, (Clarendon Press, 1995) p.73.
    • (1995) New Legal Dynamics of European Union , pp. 73
    • Everson1
  • 8
    • 78650276179 scopus 로고    scopus 로고
    • Note
    • E.g. "[t]he central issue [of the chapter will be] whether the concept of the market citizen has created any particular problems which require urgent attention (or correction) via the me -dium of the institution of the Union citizen".
  • 9
    • 78650265010 scopus 로고    scopus 로고
    • Note
    • For discussion of literature criticizing the status of the Statemarket citizen, see esp. pp. 84-85.
  • 11
    • 62449198666 scopus 로고    scopus 로고
    • Introduction: From national to transnational citizenship
    • to Bellamy, Castiglione and Shaw (Eds.), (Palgrave)
    • See "Introduction: From national to transnational citizenship" to Bellamy, Castiglione and Shaw (Eds.), Making European Citizens (Palgrave, 2006), pp. 1-28.
    • (2006) Making European Citizens , pp. 1-28
  • 12
    • 0004262962 scopus 로고
    • Much of this is built on the foundational work of, (CUP)
    • Much of this is built on the foundational work of T.H. Marshall, Citizenship and Social Class, (CUP, 1950).
    • (1950) Citizenship and Social Class
    • Marshall, T.H.1
  • 13
    • 78650262908 scopus 로고    scopus 로고
    • Note
    • The idea of a polity is used here in terms of denoting an existential depth rather than the Aristotelian exposition, which related to the status and authority structures of the Greek city and was woven around more specific community-oriented features or requirements. A helpful symmetry between the EU as a polity in contemporary terms and the city as a polity in historical terms, however, is that having the characteristics of a polity is a necessary precondition for the generation of a legitimate citizenship relationship. In other words, organizations cannot have citizens; but polities - and not, therefore, only States - can. I am grateful to Claudio Michelon for discussion on this point.
  • 14
    • 77952642047 scopus 로고    scopus 로고
    • On 'federal' ground: The European Union as an (inter)national phenomenon
    • For a recent thesis on the EU as a "federation of States"
    • For a recent thesis on the EU as a "federation of States", see Schütze, "On 'federal' ground: The European Union as an (inter)national phenomenon", 46 CML Rev. (2009), 1069.
    • (2009) CML Rev , vol.46 , pp. 1069
    • Schütze1
  • 15
    • 78650260850 scopus 로고    scopus 로고
    • The conceptual value of complementary citizenship (especially against the thinness of transnational welfare solidarity to date) is discussed in LEQS paper No. 01/2009, at
    • The conceptual value of complementary citizenship (especially against the thinness of transnational welfare solidarity to date) is discussed in Bellamy, "The liberty of the post-moderns? Market and civic freedom within the EU", LEQS paper No. 01/2009, at.
    • The liberty of the post-moderns? Market and civic freedom within the EU
    • Bellamy1
  • 16
    • 18544408741 scopus 로고    scopus 로고
    • De la démocratie en Europe: Old concepts and new challenges
    • See e.g. Meny, "De la démocratie en Europe: Old concepts and new challenges", 41 JCMS (2003), 1.
    • (2003) JCMS , vol.41 , pp. 1
    • Meny1
  • 17
    • 33747345894 scopus 로고    scopus 로고
    • Why there is a democratic deficit in the EU: A response to Majone and Moravcsik
    • Føllesdal and Hix, "Why there is a democratic deficit in the EU: A response to Majone and Moravcsik", 44 JCMS (2006), 533.
    • (2006) JCMS , vol.44 , pp. 533
    • Føllesdal1    Hix2
  • 18
    • 84979126215 scopus 로고
    • Beyond the Sovereign State
    • The debate on EU constitutional pluralism is a burgeoning limb of this question
    • The debate on EU constitutional pluralism is a burgeoning limb of this question: see MacCormick, "Beyond the Sovereign State", 56 MLR (1993), 1.
    • (1993) MLR , vol.56 , pp. 1
    • MacCormick1
  • 19
    • 4344609771 scopus 로고    scopus 로고
    • The idea of constitutional pluralism
    • Walker, "The idea of constitutional pluralism", 65 MLR (2002), 317.
    • (2002) MLR , vol.65 , pp. 317
    • Walker1
  • 20
    • 41849126208 scopus 로고    scopus 로고
    • Europe and the Constitution: What if this is as good as it gets?
    • Weiler and Wind (Eds.), (CUP)
    • Poaires Maduro, "Europe and the Constitution: What if this is as good as it gets?", in Weiler and Wind (Eds.), Constitutionalism Beyond the State, (CUP, 2003), p. 74.
    • (2003) Constitutionalism Beyond the State , pp. 74
    • Maduro, P.1
  • 21
    • 65249124146 scopus 로고    scopus 로고
    • The legacy of the Maastricht-Urteil and the pluralist movement
    • Baquero Cruz, "The legacy of the Maastricht-Urteil and the pluralist movement", 14 ELJ (2008), 389.
    • (2008) ELJ , vol.14 , pp. 389
    • Cruz, B.1
  • 23
    • 78650267937 scopus 로고    scopus 로고
    • Fairy Tale of Luxembourg? Reflection on law and legal scholarship in European integration
    • Phinnemore and Warleigh (Eds.) (Palgrave)
    • See Hunt and Shaw, "Fairy Tale of Luxembourg? Reflection on law and legal scholarship in European integration" in Phinnemore and Warleigh (Eds.) Reflections on European Integration: 50 Years of the Treaty of Rome (Palgrave, 2009), p. 93.
    • (2009) Reflections on European Integration: 50 Years of the Treaty of Rome , pp. 93
    • Hunt1    Shaw2
  • 24
    • 43249164198 scopus 로고    scopus 로고
    • Big 'C' or small 'c'?
    • Walker, "Big 'C' or small 'c'?" 12 ELJ (2006), 12.
    • (2006) ELJ , vol.12 , pp. 12
    • Walker1
  • 25
    • 84859063494 scopus 로고    scopus 로고
    • Citizenship: Contrasting dynamics at the interface of integration and constitutionalism
    • For recent, Lisbon-inclusive discussion of both narratives, Craig and de Búrca (Eds.) 2nd ed. (OUP forthcoming)
    • For recent, Lisbon-inclusive discussion of both narratives, see Shaw, "Citizenship: Contrasting dynamics at the interface of integration and constitutionalism" in Craig and de Búrca (Eds.) The Evolution of EU Law, 2nd ed. (OUP, 2010, forthcoming).
    • (2010) The Evolution of EU Law
    • Shaw1
  • 26
    • 78650270980 scopus 로고    scopus 로고
    • Note
    • The foundational decisions on direct effect, primacy and a system of State liability for breaches of Community law include Case 26/62, Algemene Transport- en Expeditie Onderneming van Gend en Loos v. Nederlandse Administratie der Belastingen, [1963] ECR 1.
  • 27
    • 78650273096 scopus 로고    scopus 로고
    • Note
    • Case 6/64, Costa v. ENEL, [1964] ECR 585.
  • 28
    • 78650293539 scopus 로고    scopus 로고
    • Note
    • Joined Cases C-46 & 48/93, Brasserie du Pêcheur v. Germany and R v. Secretary of State for Transport, ex parte Factorame, [1996] ECR I-1029. Another important example is the jurisprudence on EU recognition and protection of fundamental rights, stemming initially from one terse statement in Case 29/69, Stauder v. City of Ulm, [1969] ECR 419 and triggering ultimately the political development of the EU Charter of Fundamental Rights.
  • 29
    • 84936219784 scopus 로고
    • The transformation of Europe
    • On the "undeniable coherence" of this constitutional progression at 2524-5
    • On the "undeniable coherence" of this constitutional progression, see Weiler, "The transformation of Europe", 100 Yale Law Journal (1990-1991), 2403 at 2524-5.
    • (1990) Yale Law Journal , vol.100 , pp. 2403
    • Weiler1
  • 30
    • 78650287940 scopus 로고    scopus 로고
    • Note
    • For others, however, the "spectre of judicial supremacy" might be a more appropriate characterization.
  • 31
    • 84937376729 scopus 로고    scopus 로고
    • Expanding the constitution beyond the Court: The case of Euro-constitutionalism
    • at 177
    • See Gerstenberg, "Expanding the constitution beyond the Court: The case of Euro-constitutionalism", 8 ELJ (2002), 175 at 177.
    • (2002) ELJ , vol.8 , pp. 175
    • Gerstenberg1
  • 32
    • 21544480325 scopus 로고    scopus 로고
    • The European Court of Justice
    • Craig and de Búrca (Eds.), (OUP) at 329. For an analysis of Advocate General, Commission and Member State influence on the Court in the period of its formative constitutional case law
    • See Shapiro, "The European Court of Justice", in Craig and de Búrca (Eds.), The Evolution of EU Law (OUP, 1999) 321 at 329. For an analysis of Advocate General, Commission and Member State influence on the Court in the period of its formative constitutional case law.
    • (1999) The Evolution of EU Law , pp. 321
    • Shapiro1
  • 33
    • 0002528149 scopus 로고
    • Lawyers, judges and the making of a transnational constitution
    • See Stein, "Lawyers, judges and the making of a transnational constitution", 75 American Journal of International Law (1981), 1.
    • (1981) American Journal of International Law , vol.75 , pp. 1
    • Stein1
  • 34
    • 78650297023 scopus 로고    scopus 로고
    • Note
    • Meny characterizes the harshness of the democratic deficit debate as "a kind of mystery... given that, after all, the democratic credentials of Europe do not appear so distant, in practice, from those of democracies at the national level". This remark has added resonance in the current era of executive primacy, irrespective of what kind of polity is being discussed.
  • 37
    • 84893045260 scopus 로고    scopus 로고
    • Constitutionalism and Pluralism in Global Context
    • Avbelj and Komarek (Eds.), (Hart Publishing, forthcoming)
    • Walker, "Constitutionalism and Pluralism in Global Context", in Avbelj and Komarek (Eds.) Constitutional Pluralism in the European Union and Beyond (Hart Publishing, 2010, forthcoming).
    • (2010) Constitutional Pluralism in the European Union and Beyond
    • Walker1
  • 38
    • 78650282017 scopus 로고    scopus 로고
    • Note
    • The potential offered by the new citizens' initiative is discussed further below; see Arts. 11(4) TEU and 24 TFEU.
  • 39
    • 41849115236 scopus 로고    scopus 로고
    • Transnational legitimacy in a globalising world: How the European Union rescues its States
    • See Menon and Weatherill, "Transnational legitimacy in a globalising world: How the European Union rescues its States", 31 West European Politics (2008), 397.
    • (2008) West European Politics , vol.31 , pp. 397
    • Menon1    Weatherill2
  • 40
    • 78650280230 scopus 로고    scopus 로고
    • Note
    • See also the attempts of the German Federal Constitutional Court to grapple with these questions (albeit from a Statefavoured bias) in its Lisbon Treaty decision, BVerfG, 2 BvE 2/08, judgment of 30 June 2009; for analysis and critique.
  • 41
    • 77956045002 scopus 로고    scopus 로고
    • The verdict of the German Federal Constitutional Court on the Lisbon Treaty: Not Guilty, but Don't Do it Again!
    • See Doukas, "The verdict of the German Federal Constitutional Court on the Lisbon Treaty: Not Guilty, but Don't Do it Again!" 34 EL Rev. (2009), 866.
    • (2009) EL Rev , vol.34 , pp. 866
    • Doukas1
  • 42
    • 78650282257 scopus 로고    scopus 로고
    • Note
    • Matthews v. United Kingdom (App. 24833/94; 28 EHRR (1999), 361) and Bosphorus Airways v. Ireland (App. 45036/98; 42 EHRR (2006), 1.
  • 43
    • 52049083773 scopus 로고    scopus 로고
    • The market without the State? The 'economic constitution' of the European Community and the rebirth of regulatory politics
    • See similarly, Joerges, "The market without the State? The 'economic constitution' of the European Community and the rebirth of regulatory politics", European Integration online Papers (EIoP), vol. 1 (1997), no. 19; , 5.
    • (1997) European Integration online Papers (EIoP) , vol.1 , Issue.19 , pp. 5
    • Joerges1
  • 45
    • 84984036629 scopus 로고
    • Spontaneous order and the rule of law: Some problems
    • As MacCormick observes, "[c]ivil liberty is favourable to markets, and markets are favourable to civil liberty...neither is strictly essential to the other" 45
    • As MacCormick observes, "[c]ivil liberty is favourable to markets, and markets are favourable to civil liberty...neither is strictly essential to the other" (MacCormick, "Spontaneous order and the rule of law: Some problems" 2 Ratio Juris (1989), 41, 45).
    • (1989) Ratio Juris , vol.2 , pp. 41
    • MacCormick1
  • 46
    • 78650282988 scopus 로고    scopus 로고
    • Union citizenship and the constitutionalization of equality in EU law
    • La Torre (Ed.), (Kluwer Law International) at 272
    • Similarly, Evans, "Union citizenship and the constitutionalization of equality in EU law", in La Torre (Ed.), European Citizenship: An Institutional Challenge (Kluwer Law International, 1998) 267 at 272.
    • (1998) European Citizenship: An Institutional Challenge , pp. 267
    • Similarly, E.1
  • 49
    • 78650260600 scopus 로고    scopus 로고
    • Note
    • The deceptive neutrality of progressing integration through the market is exemplified by the quiet but profound political and constitutional changes effected by the 1985 White Paper and the SEA (European Commission, "Completing the Internal Market" - COM(85)310 final. There are some signs of revitalized market debate at the time of writing; after its distinctly underwhelming vision of a Single market for the 21st century (COM(2007)724 final), the Commission subsequently invited former Commissioner Monti to prepare a comprehensive report on the single market, the central theme of which consistently emphasizes the importance of the market to EU integration more broadly.
  • 51
    • 78650257154 scopus 로고
    • The single market: From prima donna to journeyman
    • For example, Chalmers points to "evidence of an express link between the single market and the normative qualities of the Community legal order" Shaw and More (Eds.) (Clarendon Press)
    • For example, Chalmers points to "evidence of an express link between the single market and the normative qualities of the Community legal order" (Chalmers, "The single market: From prima donna to journeyman", in Shaw and More (Eds.) New Legal Dynamics of European Union (Clarendon Press, 1995) p. 55, 60).
    • (1995) New Legal Dynamics of European Union , pp. 55
    • Chalmers1
  • 52
    • 84928051449 scopus 로고    scopus 로고
    • A European constitution for citizens: Reflections on the rethinking of Union and Community law
    • Reich refers to the "economic rights [which] were to form and in fact still constitute the central point of [the EC] constitution" 142
    • Reich refers to the "economic rights [which] were to form and in fact still constitute the central point of [the EC] constitution" (Reich, "A European constitution for citizens: Reflections on the rethinking of Union and Community law", 3 ELJ (1997), 131, 142).
    • (1997) ELJ , vol.3 , pp. 131
    • Reich1
  • 53
    • 0003437880 scopus 로고    scopus 로고
    • Maduro notes the "interplay between the constitutionalization of Community law and market integration rules" (Hart Publishing)
    • Maduro notes the "interplay between the constitutionalization of Community law and market integration rules" (Maduro, We, The Court: The European Court of Justice and the European Economic Constitution (Hart Publishing, 1998), p. 8).
    • (1998) We, The Court: The European Court of Justice and the European Economic Constitution , pp. 8
    • Maduro1
  • 54
    • 78650257400 scopus 로고    scopus 로고
    • Note
    • Weiler describes the common market as "the heart of the material or substantive constitution of the Community" but, significantly, he continues that this "is, too, an important part of overall European constitutionalism".
  • 55
    • 34247273184 scopus 로고    scopus 로고
    • The constitution of the common market place: Text and context in the evolution of the free movement of goods
    • Craig and de Búrca (Eds.), (OUP, 1999) at 350
    • (Weiler, "The constitution of the common market place: Text and context in the evolution of the free movement of goods", in Craig and de Búrca (Eds.), The Evolution of EU Law, (OUP, 1999), p. 349 at 350.
    • The Evolution of EU Law , pp. 349
    • Weiler1
  • 56
    • 78650266941 scopus 로고    scopus 로고
    • Note
    • see also p. 363.
  • 57
    • 84974027298 scopus 로고
    • Problems of the European Community: Transatlantic parallels
    • at 188
    • Mackenzie Stuart, "Problems of the European Community: Transatlantic parallels" 36 ICLQ (1987), 183 at 188.
    • (1987) ICLQ , vol.36 , pp. 183
    • Mackenzie, S.1
  • 59
    • 0011031909 scopus 로고
    • Studies in History and Jurisprudence
    • (OUP), Essay IV, "The action of centripetal and centrifugal forces on political constitutions", 216
    • J. Bryce, Studies in History and Jurisprudence, Vol. I, (OUP, 1901), Essay IV, "The action of centripetal and centrifugal forces on political constitutions", 216, 249.
    • (1901) , vol.1 , pp. 249
    • Bryce, J.1
  • 60
    • 78650292236 scopus 로고    scopus 로고
    • Federal Trust European Essay No 34, available at
    • See further, Edward, "Thinking about constitutions", Federal Trust European Essay No 34, available at .
    • Thinking about constitutions
    • Edward1
  • 61
    • 78650301152 scopus 로고    scopus 로고
    • Note
    • E.g. the extensive commentary reacting to Case C-159/90, Society for the Protection of the Unborn Child (SPUC) v. Grogan, [1991] ECR I-4685.
  • 62
    • 78650282727 scopus 로고    scopus 로고
    • Note
    • Case C-36/02, Omega Spielhallenund Automatenaufstellungs-GmbH v. Oberbürgermeisterin der Bundesstadt Bonn, [2004] ECR I-9609.
  • 63
    • 78650263872 scopus 로고    scopus 로고
    • Note
    • And Case C-341/05, Laval un Partneri Ltd v. Svenska Byggnadsarbetareförbundet, Svenska Eyggnadsarbetareförbundets avd. 1, Byggettan, Svenska Elektrikerförbundet, [2007] ECR I-11767.
  • 64
    • 78650286341 scopus 로고    scopus 로고
    • Note
    • See that paper generally for an overview of the origins and development of ordoliberalism. While democratic legitimacy was always centred on private market actors in the original theoretical framework, contemporary debate discusses whether more formalized methods of (less-legal) governance can be accommodated in economic constitutionalism.
  • 65
    • 78650302710 scopus 로고
    • The constitution of the European Union
    • See also, Harden, "The constitution of the European Union", (1994) Public Law, 609.
    • (1994) Public Law , pp. 609
    • Harden1
  • 66
    • 84937379518 scopus 로고    scopus 로고
    • Adjudicating the market
    • Everson, "Adjudicating the market", 8 ELJ (2002), 151.
    • (2002) ELJ , vol.8 , pp. 151
    • Everson1
  • 67
    • 78650297505 scopus 로고    scopus 로고
    • Note
    • The identity-grounded claims supported in Garcia Avello and the way in which their treatment differed from the earlier decision in Konstantinidis are illustrative here: cf. Case C-148/02, Garcia Avello v. Belgian State, [2003] ECR I-11613 and Case C-168/91, Konstantinidis v. Stadt Altensteig, Standesamt, & Landratsamt Calw, Ordnungsamt, [1993] ECR I-1191.
  • 68
    • 78650272602 scopus 로고    scopus 로고
    • Note
    • See also, Case C-353/06, Grunkin and Paul v. Grunkin-Paul and Standesamt Stadt Niebüll, [2008] ECR I-7639. The challenge that these cases pose for the driver of movement raises other questions, returned to in section 3 infra.
  • 69
    • 78650281018 scopus 로고    scopus 로고
    • Note
    • The extension of Treaty protection to service recipients was a hugely significant step in free movement law, opening the way for claims from cross-border patients to tourists; see Directive 73/148, O.J. 1973, L172/14 (now repealed and replaced by Directive 2004/38/EC). Judicial affirmation and development of these principles, and the consequential decoupling of direct connection between the personal and material scope of the Treaty (especially in Case 186/87, Cowan v. Trésor Public, [1989] ECR 195) laid the analytical foundations for later case law on auto nomous citizenship rights (notably Case C-85/96, Martínez Sala v. Freistaat Bayern, [1998] ECR I-2691). The 1990s Residence Directives also shifted emphasis away from occupational activities (Directives 90/364 (general movement and residence), 90/365 (retired persons) and 93/96 (students), O.J. 1990, L 180/26, L 180/28 and O.J. 1993, L 317/59 respectively; all repealed and replaced by Directive 2004/38/EC).
  • 70
    • 78650264899 scopus 로고    scopus 로고
    • Note
    • Though still tied to facilitation of "occupational activities", there is an express reference to "Community citizens" in Case 143/87, Stanton v. Institut national d'assurances sociales pour travailleurs indépendants (Inasti), [1988] ECR 3877, para 13. This was reaffirmed in Case C-370/90, R v. Immigration Appeal Tribunal and Singh, ex parte Secretary of State for the Home Department, [1992] ECR I-4265, para 16, and sketched more rhetorically by A.G. Jacobs in Case C-168/91, Konstantinidis v. Stadt Altensteig, Standesamt, & Landratsamt Calw, Ordnungsamt, [1993] ECR I-1191, para 46 of the Opinion.
  • 71
    • 84979105145 scopus 로고
    • European citizenship
    • E.g. Evans, "European citizenship", 45 MLR (1982), 497.
    • (1982) MLR , vol.45 , pp. 497
    • Evans1
  • 72
    • 78650264369 scopus 로고    scopus 로고
    • Note
    • Some of the constraints that continue to check the scope of free movement rights are discussed in more detail below e.g. the uneasy friction that characterizes the piercing by EU law of national welfare provision.
  • 73
    • 78650259037 scopus 로고    scopus 로고
    • Note
    • The Spaak Report, for example, talks about regional balance and equality of treatment where it deals with the free movement of workers (Rapport des Chefs de Délégations aux Ministres des Affaires Etrangères, Secretariat of the Intergovernmental Conference, Brussels, 21 April 1956, 88-89), but there is no indication of any particular importance attached to persons. Faist, op. cit. note 3 supra, 43, comments that "[t]he free movement of workers introduced by the Treaty of Rome (1957) was largely a product of Italy's influence which at that time was the biggest exporter of labour to the EU". Later, the Commission White Paper on Completing the Internal Market (COM(85)310 final) did make some impassioned pleas on behalf of the "people of Europe".
  • 74
    • 78650287181 scopus 로고    scopus 로고
    • Note
    • (See especially, 55, paras 219 and 220), but in the more abstract vein of advancing the Community project.
  • 75
    • 78650267936 scopus 로고    scopus 로고
    • Note
    • Kadelbach traces key political initiatives in the 1970s which display an emerging concept of citizenship, including the Tindemans Report in 1975 (Bull. EC Suppl. 1-76), the 1984 Draft Treaty on European Union (O.J. 1984, C 77/53), and the work of the Adoninno Committee (Bull. EC Supp. 7/85 and "A People's Europe", Bull. EC Supp. 2/88).
  • 76
    • 0010863435 scopus 로고    scopus 로고
    • Jean Monnet Working Paper no. 9/03
    • See Kadelbach, "Union Citizenship", Jean Monnet Working Paper no. 9/03, , 7-8.
    • Union Citizenship , pp. 7-8
    • Kadelbach1
  • 77
    • 78650295190 scopus 로고    scopus 로고
    • Note
    • E.g. European Commission, Towards European Citizenship: The Granting of Special Rights, COM(75)321 final.
  • 78
    • 26944441188 scopus 로고    scopus 로고
    • The free movement of persons and services
    • Craig and de Búrca (Eds.), (OUP) 381
    • See O'Leary, "The free movement of persons and services", in Craig and de Búrca (Eds.), The Evolution of EU Law (OUP, 1999) 377, 381.
    • (1999) The Evolution of EU Law , pp. 377
    • O'Leary1
  • 79
    • 78650268206 scopus 로고    scopus 로고
    • Note
    • The exceptions are Case C-145/04, Spain v. United Kingdom, [2006] ECR I-7917 (voting rights/Gibraltar) and Case C-300/04, Eman and Sevinger, [2006] ECR I-8055 (voting rights/ Aruba), addressed in section 3.2 infra.
  • 80
    • 78650274695 scopus 로고    scopus 로고
    • Note
    • Case C-85/96, Martínez Sala v. Freistaat Bayern, [1998] ECR I-2691.
  • 81
    • 78650284863 scopus 로고    scopus 로고
    • Note
    • E.g. Case C-274/96, Criminal proceedings against Bickel and Franz, [1998] ECR I-7637, in conjunction with service recipient rights.
  • 82
    • 78650265264 scopus 로고    scopus 로고
    • Note
    • E.g. Case C-200/02, Zhu and Chen v. Secretary of State for the Home Department, [2004] ECR I-9925.
  • 83
    • 78650288417 scopus 로고    scopus 로고
    • Note
    • ECR I-7091 (accepting less than the legislatively codified requirement of "comprehensive" medical insurance).
  • 84
    • 78650280229 scopus 로고    scopus 로고
    • Note
    • Case C-184/99, Grzelczyk v. Centre public d'aide sociale d'Ottignies-Louvain-la-Neuve, [2001] ECR I-6193 (non-discriminatory entitlement to national minimum subsistence allowance for a final-year student). On the constitutional significance of using of proportionality in this way.
  • 85
    • 34548099845 scopus 로고    scopus 로고
    • The constitutional dimension to the case law on Union citizenship
    • See Dougan, "The constitutional dimension to the case law on Union citizenship", 31 EL Rev. (2006), 613.
    • (2006) EL Rev , vol.31 , pp. 613
    • Dougan1
  • 86
    • 78650290004 scopus 로고    scopus 로고
    • Note
    • E.g. Case C-209/03, Bidar v. London Borough of Ealing; Secretary of State for Education and Skills, [2005] ECR I-2119, (maintenance grants for students, reversing Case 39/86, Lair v. Universität Hannover, [1988] ECR 3161).
  • 87
    • 78650278988 scopus 로고    scopus 로고
    • Note
    • E.g. compare Case C-109/01, Secretary of State for the Home Department v. Akrich, [2003] ECR I-9607, on Regulation 1612/68, and Case C-127/08, Metock and others v. Minister for Justice, Equality and Law Reform, [2008] ECR I-6241, on Directive 2004/38 (residence rights for third country national family members).
  • 88
    • 78650269487 scopus 로고    scopus 로고
    • Note
    • E.g. Garcia Avello, cited supra note 44 (displacing host State rules on registration of children's surnames to facilitate home State conventions).
  • 89
    • 84881971883 scopus 로고    scopus 로고
    • From Gebhard to Carpenter: Towards a (non-)economic European constitution
    • E.g. Spaventa, "From Gebhard to Carpenter: Towards a (non-)economic European constitution", 41 CML Rev. (2004), 743.
    • (2004) CML Rev , vol.41 , pp. 743
    • Spaventa1
  • 90
    • 27844602976 scopus 로고    scopus 로고
    • Free movement, equal treatment, and citizenship of the Union
    • White, "Free movement, equal treatment, and citizenship of the Union", 54 ICLQ (2005), 885.
    • (2005) ICLQ , vol.54 , pp. 885
    • White1
  • 91
    • 78650293260 scopus 로고    scopus 로고
    • Note
    • The judgment in Case C-158/07, Förster v. Hoofddirectie van de Informatie Beheer Groep, [2008] ECR I-8507 is a rare example of where citizenship arguments did not persuade the Court to opt for the more favourable outcome for the individual concerned (requiring her to repay a student maintenance grant relating to a certain period when she did not meet host State conditions i.e. she was neither a worker nor resident in the host State for 5 years). The outcome in this case was clearly influenced by the adoption of Directive 2004/38 (though this measure was not yet in force at the material time).
  • 92
    • 78650270979 scopus 로고    scopus 로고
    • Equal treatment and EU citizens: A new chapter on cross-border educational mobility and access to student financial assistance
    • See O'Leary "Equal treatment and EU citizens: A new chapter on cross-border educational mobility and access to student financial assistance", 34 EL Rev. (2009), 612.
    • (2009) EL Rev , vol.34 , pp. 612
    • O'Leary1
  • 93
    • 78650265009 scopus 로고    scopus 로고
    • Note
    • Freedom of movement and residence has been described as the "central right of citizenship" (see A.G. Colomer, Joined Cases C-11 & 12/06, Morgan and Bucher, [2007] ECR I-9161, para 67 of the Opinion).
  • 94
    • 78650256697 scopus 로고    scopus 로고
    • Note
    • see also, para 19 of A.G. Maduro's Opinion in Case C-524/06, Huber, [2008] ECR I-9705: "When the Court describes Union citizenship as the 'fundamental status' of nationals it is not making a political statement; it refers to Union citizenship as a legal concept which goes hand in hand with specific rights for Union citizens. Principal among them is the right to enter and live in another Member State" (emphasis added).
  • 95
    • 78650267684 scopus 로고    scopus 로고
    • Note
    • E.g. European Commission, Fifth Report on Citizenship of the Union, COM(2008)85 final; European Commission, Report to the European Parliament and the Council on the Application of Directive 2004/38, COM(2008)840 final.
  • 96
    • 78650278235 scopus 로고    scopus 로고
    • European Citizen Action Service, Mind the Gap: Towards a Better Enforcement of European Citizens' Rights of Free Movement, December 2009, available at
    • European Citizen Action Service, Mind the Gap: Towards a Better Enforcement of European Citizens' Rights of Free Movement, December 2009, available at .
  • 97
    • 78650295583 scopus 로고    scopus 로고
    • Note
    • E.g. Communication from the Commission to the European Parliament and Council on guidance for better transposition and application of Directive 2004/38, COM(2009)313 final.
  • 98
    • 78650284336 scopus 로고    scopus 로고
    • See also, the European Commission's 2010 public consultation on citizenship ("EU Citizens' Rights - The way forward: Consultation on how to strengthen the rights stemming from Union Citizenship"), at
    • see also, the European Commission's 2010 public consultation on citizenship ("EU Citizens' Rights - The way forward: Consultation on how to strengthen the rights stemming from Union Citizenship"), at .
  • 100
    • 78650280440 scopus 로고    scopus 로고
    • Note
    • Reunification of static EU citizens with third country national family members is the classic example here e.g. Joined Cases C-64/96 & C-65/96, Uecker and Jacquet, [1997] ECR I-3171, para 23).
  • 101
    • 78650302709 scopus 로고    scopus 로고
    • Note
    • cf. Directive 2003/86/EC on the right to family reunification (O.J. 2003, L 251/12) which applies to third country nationals lawfully resident in Member States.
  • 102
    • 0036023585 scopus 로고    scopus 로고
    • Free movement of persons and the wholly internal rule: Time to move on?
    • See Nic Shuibhne, "Free movement of persons and the wholly internal rule: Time to move on?"39 CML Rev. (2002), 731.
    • (2002) CML Rev , vol.39 , pp. 731
    • Shuibhne, N.1
  • 103
    • 39749129047 scopus 로고    scopus 로고
    • Seeing the wood despite the trees? On the scope of Union citizenship and its constitutional effects
    • Spaventa, "Seeing the wood despite the trees? On the scope of Union citizenship and its constitutional effects", 45 CML Rev. (2008), 13.
    • (2008) CML Rev , vol.45 , pp. 13
    • Spaventa1
  • 104
    • 78650296044 scopus 로고    scopus 로고
    • Note
    • Opinion of A.G. Sharpston in Case C-212/06, Government of the French Community and Walloon Government v. Flemish Community, [2008] ECR I-1683, paras. 112-157.
  • 105
    • 78650296314 scopus 로고    scopus 로고
    • Note
    • E.g. Case C-378/97, Wijsenbeek, [1999] ECR I-6207, in which the combined effect of Arts. 14 and 18 EC was found not to defeat the requirement to show proof of identification at Member State frontiers; for more on the constitutional effects of Art. 14 EC, see the Opinion of A.G. Cosmas in the case, para 37 onwards.
  • 106
    • 78650271350 scopus 로고    scopus 로고
    • Note
    • Case C-228/07, Petersen v. Arbeitsmarktservice Niederösterreich, [2008] ECR I-6989, para 28 of the Opinion (emphasis added).
  • 107
    • 78650287939 scopus 로고    scopus 로고
    • Note
    • Case C-34/09, Ruiz Zambrano v. Office national de l'emploi, pending; see O.J. 2009, C 90/10 (emphasis added).
  • 108
    • 78650274044 scopus 로고    scopus 로고
    • Note
    • Art. 20 TFEU gathers these rights together in one provision, namely: the right to move and reside freely within the territory of the Member States; the right to vote and to stand as candidates in elections to the European Parliament and in municipal elections in their Member State of residence, under the same conditions as nationals of that State; the right to enjoy, in the territory of a third country in which the Member State of which they are nationals is not represented, the protection of the diplomatic and consular authorities of any Member State on the same conditions as the nationals of that State; and the right to petition the European Parliament, to apply to the European Ombudsman, and to address the institutions and advisory bodies of the Union in any of the Treaty languages (and obtain a reply in the same language).
  • 109
    • 78650301688 scopus 로고    scopus 로고
    • Note
    • In tracing the history of the European market citizen, Everson sees him/her primarily as a consumer (op. cit. note 3 supra, 86-87). That construct is considerably narrower than the concept of market citizenship advanced here but it seems to be the dominant archetype throughout the Commission's Single market for the 21st century, COM(2007)724 final. On the concept of the consumer-citizen within the EU.
  • 110
    • 79751480006 scopus 로고    scopus 로고
    • Consumer Citizenship in Postnational Constellations?
    • Law No. 2006/47
    • See Everson and Joerges, "Consumer Citizenship in Postnational Constellations?" (2006) EUI Working Paper, Law No. 2006/47, .
    • (2006) EUI Working Paper
    • Everson1    Joerges2
  • 111
    • 78650256921 scopus 로고    scopus 로고
    • Note
    • See especially Arts. 4 (shared competences) and 6 (supporting, coordinating and supplementary competences) TFEU.
  • 112
    • 78650286701 scopus 로고    scopus 로고
    • EU citizenship after Lisbon
    • These arguments are developed in more detail in Ashiagbor, Countouris, and Lianos (Eds.) (CUP, forthcoming)
    • These arguments are developed in more detail in Nic Shuibhne, "EU citizenship after Lisbon", in Ashiagbor, Countouris, and Lianos (Eds.) The EU After Lisbon (CUP, 2011, forthcoming).
    • (2011) The EU After Lisbon
    • Shuibhne, N.1
  • 113
    • 78650266201 scopus 로고    scopus 로고
    • Note
    • See also the case note on Case C-135/08, Rottman, judgment of 2 March 2010, nyr, by Kochenov in this Review, 1831-1846.
  • 114
    • 78650262907 scopus 로고    scopus 로고
    • Note
    • See his Opinion in Joined Cases C-158 & 159/04, Alfa Vita Vassilopoulos AE and Carrefour Marinopoulos AE v. Elliniko Dimosio and Nomarchiaki Aftodioikisi Ioanninon, [2006] ECR I-8135, especially paras 40 and 51.
  • 115
    • 78650267935 scopus 로고    scopus 로고
    • Further steps on the road to convergence among the market freedoms
    • See also Tryfonidou, "Further steps on the road to convergence among the market freedoms", 35 EL Rev. (2010), 36.
    • (2010) EL Rev , vol.35 , pp. 36
    • Tryfonidou1
  • 116
    • 78650301958 scopus 로고    scopus 로고
    • Note
    • See Title II TFEU ("Provisions having general application") and, in particular, Arts. 8-12.
  • 117
    • 62349092743 scopus 로고    scopus 로고
    • Free movement of goods: Recent developments in the case law
    • 677
    • See further Oliver and Enchelmaier, "Free movement of goods: Recent developments in the case law", 44 CML Rev. (2007), 649, 677.
    • (2007) CML Rev , vol.44 , pp. 649
    • Oliver1    Enchelmaier2
  • 118
    • 57149091466 scopus 로고    scopus 로고
    • annotation of Schwarz, Commission v. Germany, and Morgan and Bucher
    • 774-775
    • See further, Nic Shuibhne, annotation of Schwarz, Commission v. Germany, and Morgan and Bucher, 45 CML Rev. (2008), 771, 774-775.
    • (2008) CML Rev , vol.45 , pp. 771
    • Shuibhne, N.1
  • 119
    • 78650291499 scopus 로고    scopus 로고
    • Note
    • Joined Cases C-22 & 23/08, Vatsouras and Koupatantze v. Arbeitsgemeinschaft (ARGE) Nürnberg 900, judgment of 4 April 2009, nyr (using Art. 45 TFEU to accommodate social benefits for job-seekers, thereby circumventing restrictions set down in Art. 24(2) of Directive 2004/38).
  • 120
    • 78650287688 scopus 로고    scopus 로고
    • Note
    • Case C-480/08, Teixeira and Case C-310/08, Ibrahim, both delivered on 23 Feb. 2010, nyr (using Art. 12 of Regulation 1612/68 to establish rights of residence in a host State for the primary carers of children of (former) migrant workers still in host State education, notwithstanding the fact that neither applicant satisfied the economic self-sufficiency conditions required for EU citizens in Directive 2004/38).
  • 121
    • 78650267187 scopus 로고    scopus 로고
    • Note
    • "Not less than one million citizens who are nationals of a significant number of Member States may take the initiative of inviting the European Commission, within the framework of its powers, to submit any appropriate proposal on matters where citizens consider that a legal act of the Union is required for the purpose of implementing the Treaties".
  • 122
    • 78650276709 scopus 로고    scopus 로고
    • Note
    • Recalling the proviso in Art. 11(4) TEU that these one million citizens must be nationals of a "significant" number of Member States.
  • 123
    • 78650282726 scopus 로고    scopus 로고
    • Note
    • See Decision 95/553/EC of the Representatives of the Governments of the Member States meeting within the Council of 19 Dec. 1995 regarding protection for citizens of the European Union by diplomatic and consular representations, O.J. 1995, L 314/73.
  • 124
    • 78650293023 scopus 로고    scopus 로고
    • The Commission has identified this issue as a priority for further action
    • The Commission has identified this issue as a priority for further action, see ec.europa.eu/justice/policies/citizenship/ diplomatic/policies_citizenship_diplomatic_en.htm.
  • 125
    • 78650297504 scopus 로고    scopus 로고
    • Note
    • O.J. 1988, C 246/3.
  • 126
    • 78650290515 scopus 로고    scopus 로고
    • Note
    • Case C-300/04, Eman and Sevinger, [2006] ECR I-8055, Opinion of A.G. Tizzano, paras. 67-69.
  • 127
    • 84992132514 scopus 로고    scopus 로고
    • Free movement and participation in the parliamentary elections in the Member State of nationality: An ignored link?
    • at 214-215. The recent decision in Rottmann (cited supra note 80) on the impact of EU citizenship (and, more specifically, a required proportionality assessment) on State competence to determine the loss and acquisition of nationality is another example of a judgment that may yet challenge apparently reserved State competences in more acute ways
    • See further, Kochenov, "Free movement and participation in the parliamentary elections in the Member State of nationality: An ignored link?" 16 MJ (2009), 197 at 214-215. The recent decision in Rottmann (cited supra note 80) on the impact of EU citizenship (and, more specifically, a required proportionality assessment) on State competence to determine the loss and acquisition of nationality is another example of a judgment that may yet challenge apparently reserved State competences in more acute ways.
    • (2009) MJ , vol.16 , pp. 197
    • Kochenov1
  • 128
    • 78650292235 scopus 로고    scopus 로고
    • Note
    • European Commission, Towards European Citizenship: The Granting of Special Rights, COM(75)321 final, para 3.1.
  • 129
    • 34249313683 scopus 로고    scopus 로고
    • EU citizenship and political rights in an evolving European Union
    • at 2558-2559
    • Shaw, "EU citizenship and political rights in an evolving European Union", 75 Fordham Law Review (2007), 2549 at 2558-2559.
    • (2007) Fordham Law Review , vol.75 , pp. 2549
    • Shaw1
  • 131
    • 85026472856 scopus 로고    scopus 로고
    • Wish you weren't here... New models of social solidarity in the European Union
    • (Hart Publishing)
    • Dougan and Spaventa, ""Wish you weren't here..." New models of social solidarity in the European Union", in Dougan and Spavanta (Eds.) Social Welfare and EU Law (Hart Publishing, 2005), p. 181 at 188.
    • (2005) Social Welfare and EU Law , pp. 181
    • Dougan1    Spaventa2
  • 132
    • 84919726895 scopus 로고    scopus 로고
    • For analysis of the emerging shape of transnational solidarity, see the essays in Ross and Borgmann-Prebil (Eds.) (OUP)
    • For analysis of the emerging shape of transnational solidarity, see the essays in Ross and Borgmann-Prebil (Eds.) Promoting Solidarity in the European Union (OUP, 2010).
    • (2010) Promoting Solidarity in the European Union
  • 133
    • 49249136370 scopus 로고    scopus 로고
    • Solidarity decomposed: Being and time in European citizenship
    • Starting from the premise of national solidarity
    • Starting from the premise of national solidarity, Somek, "Solidarity decomposed: Being and time in European citizenship", 32 EL Rev. (2007), 787.
    • (2007) EL Rev , vol.32 , pp. 787
    • Somek1
  • 134
    • 78650290003 scopus 로고    scopus 로고
    • Note
    • Case C-499/06, Nerkowska, [2008] ECR I-3993, para 23 of the Opinion.
  • 135
    • 77953936682 scopus 로고    scopus 로고
    • Social dumping or dumping socialism
    • E.g. Barnard "Social dumping or dumping socialism", 67 CLJ (2008), 262.
    • (2008) CLJ , vol.67 , pp. 262
    • Barnard1
  • 136
    • 85008234060 scopus 로고    scopus 로고
    • Regulatory competition after Laval
    • 2008
    • Deakin "Regulatory competition after Laval", 10 CYELS (2007-2008), 581.
    • (2007) CYELS , vol.10 , pp. 581
    • Deakin1
  • 137
    • 78650285852 scopus 로고    scopus 로고
    • Economic and social rights in conflict: Political and judicial approaches to their reconciliation
    • Syrpis and Novitz "Economic and social rights in conflict: Political and judicial approaches to their reconciliation", 33 EL Rev. (2008), 411.
    • (2008) EL Rev , vol.33 , pp. 411
    • Syrpis1    Novitz2
  • 138
    • 78650282725 scopus 로고    scopus 로고
    • Note
    • Pointing here to codification of the "social market economy" objective in Art. 3(3) TEU and the legally binding quality conferred on the EU Charter of Fundamental Rights by Art. 6(1) TEU.
  • 139
    • 78650286103 scopus 로고    scopus 로고
    • Note
    • Directive 96/71/EC of the European Parliament and of the Council of 16 Dec. 1996 concerning the posting of workers in the framework of the provision of services (O.J. 1997, L 18/1).
  • 140
    • 85008192222 scopus 로고    scopus 로고
    • Viking and Laval: Collective labour rights and market freedoms in the enlarged EU
    • 2008 at 578-579
    • See S Sciarra "Viking and Laval: Collective labour rights and market freedoms in the enlarged EU", 10 CYELS (2007-2008), 563 at 578-579.
    • (2007) CYELS , vol.10 , pp. 563
    • Sciarra, S.1
  • 141
    • 78650301687 scopus 로고    scopus 로고
    • Note
    • Looking at the dormant side of EU citizenship, a credible list of citizenship duties could be articulated even by re-conceptualizing existing rules and practices. Indirect examples could include funding of the EU through the payment of different forms of taxation. Some direct examples can be distilled from free movement law (e.g. the Court has confirmed that the benefits of free movement law should not be abused (Case C-212/97, Centros, [1999] ECR I-1459, freedom of establishment; Case C-109/01, Secretary of State for the Home Department v. Akrich, [2003] ECR I-9607, free movement of workers); arguably, then, a duty not to abuse free movement law could be inferred). The evolving competences of the Union also offer new ideas about the obligations as much as rights of EU citizens.


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