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Volumn 78, Issue 6, 2010, Pages 1310-1328

Setting the supreme court's agenda: Is there a place for certification?

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EID: 78149287260     PISSN: 00168076     EISSN: None     Source Type: Journal    
DOI: None     Document Type: Review
Times cited : (15)

References (139)
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    • Judicial independence in excess: Reviving the judicial duty of the supreme court
    • See Paul D. Carrington & Roger C Cramton, Judicial Independence in Excess: Reviving the Judicial Duty of the Supreme Court, 94 CORNELL L. REV. 587 (2009).
    • (2009) Cornell L. Rev. , vol.94 , pp. 587
    • Carrington, P.D.1    Cramton, R.C.2
  • 2
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    • Foreword- A political court
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    • See id at 590 (quoting Richard A. Posner, Foreword- A Political Court, 119 HARV. L. REV. 32, 35-39, 60 (2005));
    • (2005) Harv. L. Rev. , vol.119 , pp. 32
    • Posner, R.A.1
  • 3
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    • The supreme court and its shrinking docket: The ghost of William Howard Taft
    • 1383
    • see also Kenneth W. Starr, The Supreme Court and Its Shrinking Docket: The Ghost of William Howard Taft, 90 MINN. L. REV. 1363, 1383 (2006) (expressing the same concern).
    • (2006) Minn. L. Rev. , vol.90 , pp. 1363
    • Starr, K.W.1
  • 4
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    • Carrington & Cramton, supra note 1, at 590
    • Carrington & Cramton, supra note 1, at 590.
  • 5
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    • Id. at 597
    • Id. at 597.
  • 6
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    • See id. at 622
    • See id. at 622.
  • 7
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    • Id
    • Id.
  • 8
    • 78149303337 scopus 로고    scopus 로고
    • See id. at 632
    • See id. at 632;
  • 9
    • 78149307709 scopus 로고    scopus 로고
    • see also Letter from Professor Vikram D. Amar et al. to Joseph R. Biden, Vice President of the United States, et al. (Feb. 9, 2009), available at http://www.scotusblog.com/ 2009/02/groups-proposals-for-supreme-court-reform (follow "Four Proposals for a Judiciary Act of 2009" hyperlink) (setting out four proposals for a Judiciary Act of 2009, many of which build on the work of Professors Carrington and Cramton).
  • 11
    • 78149325778 scopus 로고
    • Why we need the national court of appeals
    • 250
    • Paul A. Freund, Why We Need the National Court of Appeals, 59 A. B. A. J. 247, 250 (1973);
    • (1973) A. B. A. J. , vol.59 , pp. 247
    • Freund, P.A.1
  • 12
    • 78149343586 scopus 로고    scopus 로고
    • see also Carrington & Cramton, supra note 1, at 593 n.32 (listing five prior independent studies that have found problems in the relationship between the Supreme Court and lower courts)
    • see also Carrington & Cramton, supra note 1, at 593 n.32 (listing five prior independent studies that have found problems in the relationship between the Supreme Court and lower courts).
  • 13
    • 78149290009 scopus 로고    scopus 로고
    • Carrington & Cramton, supra note 1, at 632. The authors contemplate that retired Justices could also sit on the certiorari division. See id
    • Carrington & Cramton, supra note 1, at 632. The authors contemplate that retired Justices could also sit on the certiorari division. See id.
  • 14
    • 78149313928 scopus 로고    scopus 로고
    • See id. at 633
    • See id. at 633.
  • 15
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    • See id
    • See id.
  • 16
    • 78149315399 scopus 로고    scopus 로고
    • Id. at 635
    • Id. at 635.
  • 17
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    • Id
    • Id.
  • 18
    • 0347945170 scopus 로고    scopus 로고
    • Questioning certiorari- some reflections seventy-five years after the judges' bill
    • 1712
    • Edward A. Hartnett, Questioning Certiorari- Some Reflections Seventy-Five Years After the Judges' Bill, 100 COLUM. L. REV. 1643, 1712 (2000).
    • (2000) Colum. L. Rev. , vol.100 , pp. 1643
    • Hartnett, E.A.1
  • 19
    • 0041731270 scopus 로고
    • One hundred fifty cases per year: Some implications of the supreme court's limited resources for judicial review of agency action
    • 1100
    • Compare Peter L. Strauss, One Hundred Fifty Cases per Year: Some Implications of the Supreme Court's Limited Resources for Judicial Review of Agency Action, 87 COLUM. L. REV. 1093, 1100 (1987) (noting that the Court tended to hear about 150 cases per year in the mid- to late 1980s), with Carrington & Cramton, supra note 1, at 630 (noting that the Court tended to hear about eighty cases per year in the mid- to late 2000s).
    • (1987) Colum. L. Rev. , vol.87 , pp. 1093
    • Strauss, C.P.L.1
  • 20
    • 78149312302 scopus 로고    scopus 로고
    • Starr, supra note 2, at 1368; see id. at 1369 tbl. (tracking growth in Supreme Court docket size from 1926 (1183 cases) to 2004 (8593 cases))
    • Starr, supra note 2, at 1368; see id. at 1369 tbl. (tracking growth in Supreme Court docket size from 1926 (1183 cases) to 2004 (8593 cases)).
  • 21
    • 78149292563 scopus 로고    scopus 로고
    • Act of Feb. 13, 1925 (Judges' Bill), 43 Stat. 936
    • Act of Feb. 13, 1925 (Judges' Bill), 43 Stat. 936.
  • 22
    • 78149356398 scopus 로고    scopus 로고
    • Hartnett, supra note 14, at 1646
    • Hartnett, supra note 14, at 1646.
  • 23
    • 78149338679 scopus 로고
    • Jurisdiction of circuit courts of appeals and United States supreme court hearing on H.R. 10, 749 before the H. Comm. on the judiciary
    • See Jurisdiction of Circuit Courts of Appeals and United States Supreme Court Hearing on H.R. 10, 749 Before the H. Comm. on the Judiciary, 67th Cong. 20 (1922) [hereinafter 1922 Hearings] (statement of James M. Beck, Solicitor General of the United States), cited in Hartnett, supra note 14, at 1646. At the time, the Court was hearing about 225 cases each year and affirming other cases without the benefit of oral argument.
    • (1922) 67th Cong. , pp. 20
  • 24
    • 77950450680 scopus 로고    scopus 로고
    • Deciding not to decide: The judiciary act of 1925 and the dbcretionary court
    • 5 fig.
    • See Jonathan Sternberg, Deciding Not to Decide: The Judiciary Act of 1925 and the Dbcretionary Court, 33 J. SUP. CT. HIST. 1, 5 fig. (2008).
    • (2008) J. Sup. Ct. Hist. , vol.33 , pp. 1
    • Sternberg, J.1
  • 25
    • 77950470476 scopus 로고    scopus 로고
    • The supreme court's gatekeepers: The role of law clerks in the certiorari process
    • 965 fig.1
    • Carrington & Cramton, supra note 1, at 630. The rise and fall in the number of signed opinions issued by the Court is captured in a chart compiled by Professor David Stras. See David R. Stras, The Supreme Court's Gatekeepers: The Role of Law Clerks In the Certiorari Process, 85 TEX. L. REV. 947, 965 fig.1 (2007) (book review).
    • (2007) Tex. L. Rev. , vol.85 , pp. 947
    • Stras, D.R.1
  • 27
    • 78149328436 scopus 로고    scopus 로고
    • Justices give key role to novice lawyers
    • June 5
    • (citing Tony Mauro, Justices Give Key Role to Novice Lawyers, USA TODAY, June 5,1998, at 1A) (observing that law clerks in the cert pool are predisposed against recommending granting certiorari petitions). Professor Stras's work also highlights that the turnover of Justices in the late 1980s and early 1990s resulted in the replacement of Justices who voted to grant certiorari at a higher rate than those who took over their seats on the Court.
    • (1998) USA Today
    • Mauro, T.1
  • 28
    • 78149297182 scopus 로고    scopus 로고
    • The supreme court's declining plenary docket: A membership-based explanation
    • forthcoming
    • See David R. Stras, The Supreme Court's Declining Plenary Docket: A Membership-Based Explanation, 27 CONST. COMMENT, (forthcoming 2010), available at http:// ssrn.com/abstract-1476537.
    • (2010) Const. Comment , vol.27
    • Stras, D.R.1
  • 29
    • 78149304453 scopus 로고    scopus 로고
    • Assessing the supreme court's current caseload: A question of law or politics?
    • 102
    • Sanford Levinson, Assessing the Supreme Court's Current Caseload: A Question of Law or Politics?, 119 YALE L. J. ONLINE 99, 102 (2010), http://yalelawjournal.org/2010/02/01/ levinson.html.
    • (2010) Yale L. J. Online , vol.119 , pp. 99
    • Levinson, S.1
  • 30
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    • The chamber of secrets
    • Aug. 3
    • Senator Specter has taken this position. See Arlen Specter, The Chamber of Secrets, NAT'L L. J., Aug. 3, 2009, at 38 (arguing that the Court should be taking, among others, more key cases testing the legality of executive action in the war on terrorism);
    • (2009) Nat'l L. J. , pp. 38
    • Specter, A.1
  • 32
    • 0038082810 scopus 로고
    • 347 U.S. 483
    • (asking where the country would be without Brown v. Board of Education, 347 U.S. 483 (1954)).
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  • 33
    • 78149288775 scopus 로고    scopus 로고
    • If it ain't broke
    • 67
    • But see J. Harvie Wilkinson III, If It Ain't Broke..., 119 YALE L. J. ONLINE 67, 67 (2009), http://yalelawjournal.org/2010/01/07/wilkinson.html (suggesting that the Court's case selection process currently works fine).
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    • Harvie Wilkinson III, J.1
  • 36
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    • The attacks on the courts and legal procedure
    • NOV.
    • See William H. Taft, The Attacks on the Courts and Legal Procedure, KY. L. J., NOV. 1916, at 3, 3, 18 (publishing address delivered on May 23, 1914), cited in Hartnett, supra note 14, at 1661.
    • (1916) Ky. L. J. , pp. 3
    • Taft, W.H.1
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    • Overvaluing uniformity
    • 1570
    • See Amanda Frost, Overvaluing Uniformity, 94 VA. L. REV. 1567, 1570 (2008) (questioning whether the Supreme Court's "fixation on standardizing the interpretation of federal law is worth the effort").
    • (2008) Va. L. Rev. , vol.94 , pp. 1567
    • Frost, A.1
  • 38
    • 78149331371 scopus 로고    scopus 로고
    • Numbers that don't befit the court
    • July 11
    • As one set of commentators phrased things: [I]f the [C]ourt is deciding considerably fewer cases, and if it is determined to settle as little controversy as possible in each case, then it is exerting only the most minimal supervisory control over the lower courts. Rather than "one supreme Court" being in charge of the judicial branch, as the Constitution provides, the hundreds of lower court appellate judges and thousands of lower court trial judges are increasingly on their own to do as they see fit in broad areas of commercial, criminal and constitutional law. Margaret Cordray & Richard Cordray, Numbers that Don't Befit the Court, WASH. POST, July 11, 2006, at A17.
    • (2006) Wash. Post
    • Cordray, M.1    Cordray, R.2
  • 39
    • 78149345778 scopus 로고    scopus 로고
    • In a departure from this common practice, Professor Levinson has suggested that state judges should sit on the certiorari division. See Levinson, supra note 22, at 111
    • In a departure from this common practice, Professor Levinson has suggested that state judges should sit on the certiorari division. See Levinson, supra note 22, at 111.
  • 41
    • 33947419247 scopus 로고    scopus 로고
    • Supreme court monitoring of state courts in the twenty-first century
    • (citing Michael E. Solimine, Supreme Court Monitoring of State Courts in the Twenty-First Century, 35 IND. L. REV. 335 (2002)) ("In the years since [the 1988 amendments to eliminate all mandatory review of state court decisions], the Supreme Court has reduced the number of cases that it hears annually, and a recent study found that the decline was particularly sharp for the state courts.").
    • (2002) Ind. L. Rev. , vol.35 , pp. 335
    • Solimine, M.E.1
  • 42
    • 78149336395 scopus 로고    scopus 로고
    • 28 U.S.C. §§ 2244, 2253-2254 (2006) (limiting the opportunities for collateral habeas review of state court convictions and mandating deference to state court determinations of federal law)
    • See, e.g., 28 U.S.C. §§ 2244, 2253-2254 (2006) (limiting the opportunities for collateral habeas review of state court convictions and mandating deference to state court determinations of federal law).
  • 43
    • 78149310443 scopus 로고    scopus 로고
    • Gerald B. Tjoflat, Circuit Judge, U.S. Court of Appeals for the Eleventh Circuit, Remarks at The George Washington University Law School Conference: Rethinking the Law Governing the Structure and Operation of the Supreme Court: Altering the Certiorari Process (Nov. 20, 2009) (transcript on file with The George Washington Law Review)
    • See, e.g., Honorable Gerald B. Tjoflat, Circuit Judge, U.S. Court of Appeals for the Eleventh Circuit, Remarks at The George Washington University Law School Conference: Rethinking the Law Governing the Structure and Operation of the Supreme Court: Altering the Certiorari Process (Nov. 20, 2009) (transcript on file with The George Washington Law Review).
  • 44
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    • Abandoning the guidance function: Morse v. Frederick, 2007
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    • See Frederick Schauer, Abandoning the Guidance Function: Morse v. Frederick, 2007 SUP. CT. REV. 205, 206-07.
    • Sup. Ct. Rev. , pp. 205
    • Schauer, F.1
  • 45
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    • Id. at 207
    • Id. at 207.
  • 46
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    • Id
    • Id.
  • 47
    • 65349090304 scopus 로고    scopus 로고
    • Reining in the superlegislature: A response to professors carrington and cramton
    • 662
    • In an essay discussing the certiorari division proposal. Professor Daniel Meador refers to the assertion that lower courts and lawyers "need more definitive guidance from the top ... as to the mass of non-constitutional business that forms the grist of their everyday work" as "a relatively non-controversial proposition." Daniel J. Meador, Reining in the Superlegislature: A Response to Professors Carrington and Cramton, 94 CORNELL L. REV. 657, 662 (2009). Many others have echoed this idea. See, e.g., Starr, supra note 2, at 1364, 1383 (promoting the role of the Court in fostering uniformity of federal law). But see Frost, supra note 26, at 1637 (questioning this conclusion).
    • (2009) Cornell L. Rev. , vol.94 , pp. 657
    • Meador, D.J.1
  • 48
    • 0039639445 scopus 로고
    • Letter from Oliver Wendell Holmes, Jr., to Franklin Ford (Feb. 8, 1908), in THE ESSENTIAL HOLMES 201 (Richard A. Posner ed., 1992). In this regard, Justice Brandeis's famous observation on stare decisis speaks equally to the need for uniform application of federal law.
    • (1992) The Essential Holmes , pp. 201
    • Posner, R.A.1
  • 49
    • 77950494664 scopus 로고
    • 285 U.S. 393
    • See Burnet v. Coronado Oil & Gas Co., 285 U.S. 393, 406 (1932) (Brandeis, J., dissenting) ("Stare decisis is usually the wise policy, because in most matters it is more important that the applicable rule of law be settled than that it be settled right.").
    • (1932) Burnet v. Coronado Oil & Gas Co. , pp. 406
  • 50
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    • The need for a court of tax appeals
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    • Carrington & Cramton, supra note 1, at 622 (citing Erwin N. Griswold, The Need for a Court of Tax Appeals, 57 HARV. L. REV. 1153, 1173 (1944)).
    • (1944) Harv. L. Rev. , vol.57 , pp. 1153
    • Griswold, E.N.1
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    • Pub. L. No. 93-406, 88 Stat. 829 codified as amended at 29 U.S.C. §§ 1001-1461
    • Employee Retirement Income Security Act of 1974, Pub. L. No. 93-406, 88 Stat. 829 (codified as amended at 29 U.S.C. §§ 1001-1461 (2006)).
    • (2006) Employee Retirement Income Security Act of 1974
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    • 530 U.S. 466
    • Apprendi v. New Jersey, 530 U.S. 466, 544 (2000) (holding that any fact other than an offender's recidivism that increases a criminal penalty beyond the statutory maximum "must be submitted to a jury and proved beyond a reasonable doubt").
    • (2000) Apprendi v. New Jersey , pp. 544
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    • 542 U.S. 296
    • Blakely v. Washington, 542 U.S. 296, 303 (2004) (expanding Apprendi's principle to require jury factfinding of factors contained in sentencing guidelines that expand an offender's maximum criminal sentence).
    • (2004) Blakely v. Washington , pp. 303
  • 54
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    • 543 U.S. 220
    • United States v. Booker, 543 U.S. 220, 243-44 (2005) (holding United States Sentencing Guidelines unconstitutional for making a defendant's presumptive sentencing range turn on facts found by a judge rather than a jury).
    • (2005) United States v. Booker , pp. 243-244
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    • The supreme court, 2006 term-leading cases
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    • As one Harvard Law Review student commentator observed: "Apprendi v. New Jersey spawned a series of Supreme Court sentencing decisions which, when viewed together, are at best confusing and at worst contradictory." The Supreme Court, 2006 Term-Leading Cases, 121 HARV. L. REV. 185, 225 (2007) (footnote omitted);
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    • Foreword: Beyond blakely and booker: Pondering modern sentencing process
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    • see also Douglas A. Berman, Foreword: Beyond Blakely and Booker: Pondering Modern Sentencing Process, 95 J. CRIM. L. & CRIMINOLOGY 653, 676 (2005) (offering a similar observation).
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    • Berman, D.A.1
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    • Jurisdiction of circuit courts of appeals and of the supreme court of the United States: Hearing on H.R. 8206 before the H. Comm. on the judiciary
    • 2d Sess. 22
    • See Hartnett, supra note 14, at 1705. For example, Justice McReynolds testified: "[T]he real function of our court is this: To settle the law, so that lawyers may know how to advise their clients and so that trial judges may know how to instruct their juries or how to decide cases that come before them." Jurisdiction of Circuit Courts of Appeals and of the Supreme Court of the United States: Hearing on H.R. 8206 Before the H. Comm. on the Judiciary, 68th Cong., 2d Sess. 22 (1925) (statement of Justice McReynolds). Professor Hartnett notes that the Justices who testified also listed cases raising constitutional claims as among those cases that should always be granted. See Hartnett, supra note 14, at 1705.
    • (1925) 68th Cong.
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    • 84870011418 scopus 로고    scopus 로고
    • C-SPAN television broadcast June 19
    • Justices in Their Own Words: Granting Certiorari (C-SPAN television broadcast June 19, 2009), available at http://supremecourt.c-span.org/Video/ JusticeOwnWords/SC-Jus-Granting Certiorari.aspx [hereinafter Granting Certiorari] (interview with Chief Justice John G. Roberts).
    • (2009) Justices in Their Own Words: Granting Certiorari
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    • 14 U.S. (1 Wheat.) 304
    • This is not a new proposition by any stretch. As Professor Levinson noted recently, it goes back at least as far as the Court's decision in Martin v. Hunter's Lessee, 14 U.S. (1 Wheat.) 304 (1816), in which Justice Story emphasized "the importance, and even necessity of uniformity of decisions throughout the whole United States, upon all subjects within the purview of the constitution" and referred to a state of disuniformity as "truly deplorable," id. at 347-48, cited in Levinson, supra note 22, at 100 & n.3.
    • (1816) Martin v. Hunter's Lessee
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    • See supra text accompanying notes 9-10
    • See supra text accompanying notes 9-10.
  • 61
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    • See Carrington & Cramton, supra note 1, at 632-33
    • See Carrington & Cramton, supra note 1, at 632-33.
  • 62
    • 78149313927 scopus 로고    scopus 로고
    • See SUP. CT. R. 10 (providing that the existence of a conflict among the lower courts on an important issue of federal law may counsel in favor of a grant of certiorari); iee also 28 U.S.C. §§ 1254, 1257 (2006) (providing for the Supreme Court's certiorari jurisdiction and specifying additional case selection criteria)
    • See SUP. CT. R. 10 (providing that the existence of a conflict among the lower courts on an important issue of federal law may counsel in favor of a grant of certiorari); iee also 28 U.S.C. §§ 1254, 1257 (2006) (providing for the Supreme Court's certiorari jurisdiction and specifying additional case selection criteria).
  • 63
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    • Meador, supra note 35, at 663-64
    • Meador, supra note 35, at 663-64.
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    • To be sure, this is somewhat of an unfair criticism, because it would be hard for any proposal, short of possibly that put forth by the Freund Committee, see supra text accompanying note 8, to accomplish anything else. Further, this criticism potentially could be levied at the suggested revival of certification advanced here. See infra Part III
    • To be sure, this is somewhat of an unfair criticism, because it would be hard for any proposal, short of possibly that put forth by the Freund Committee, see supra text accompanying note 8, to accomplish anything else. Further, this criticism potentially could be levied at the suggested revival of certification advanced here. See infra Part III.
  • 65
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    • See Carrington & Cramton, supra note 1, at 590-91, 634
    • See Carrington & Cramton, supra note 1, at 590-91, 634.
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    • 78149344676 scopus 로고    scopus 로고
    • last visited Aug. 12, 2010
    • Until Justice Stevens's retirement-and his replacement by former Solicitor General Elena Kagan-the Court was comprised of nine Justices who had previously served as federal appellate judges. See Biographies of the Current Justices, http://www.supremecourt.gov/about/ biographies.aspx (last visited Aug. 12, 2010).
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    • See Meador, supra note 35, at 663 (observing that the certiorari division "can hardly deny" all " 'hot button' social cases"). There is, moreover, no reason to think that members of the division will not vote strategically in the same manner and to the same extent that Justices are accused of doing from time to time. Cf. H. W. PERRY, JR., DECIDING TO DECIDE: AGENDA SETTING IN THE UNITED STATES SUPREME COURT 12-16 (1991) (discussing and calling into question the popular belief that strategic voting is common at the certiorari stage).
    • (1991) Deciding to Decide: Agenda Setting in the United States Supreme Court , pp. 12-16
    • Perry Jr., H.W.1
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    • What divides textualbts from purposivbts?
    • See generally, e.g., John F. Manning, What Divides Textualbts from Purposivbts?, 106 COLUM. L. REV. 70 (2006) (refining the modern textualist approach to statutory interpretation while maintaining that, unlike the purposivist approach, textualism alone honors legislative supremacy in statutory lawmaking).
    • (2006) Colum. L. Rev. , vol.106 , pp. 70
    • Manning, J.F.1
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    • Granting Certiorari, supra note 44
    • Granting Certiorari, supra note 44.
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    • Present and potential role of certification in federal appellate procedure
    • 1
    • See James William Moore & Allan D. Vestal, Present and Potential Role of Certification in Federal Appellate Procedure, 35 VA. L. REV. 1, 1 (1949).
    • (1949) Va. L. Rev. , vol.35 , pp. 1
    • Moore, J.W.1    Vestal, A.D.2
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    • See id. at 1-2
    • See id. at 1-2.
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    • Carrington & Cramton, supra note 1, at 635
    • See Carrington & Cramton, supra note 1, at 635.
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    • vacating United States v. Seale (Seale I), 542 F.3d 1033 (5th Cir. 2008) (panel opinion).
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  • 75
    • 78149321739 scopus 로고    scopus 로고
    • id. at 650-51. Specifically, the question posed in Seale was which statute of limitations applied to Seale's prosecution under 18 U.S.C. § 1201 (2006). The government commenced its prosecution in 2007 and based it on a kidnaping that took place in 1964
    • See id. at 650-51. Specifically, the question posed in Seale was which statute of limitations applied to Seale's prosecution under 18 U.S.C. § 1201 (2006). The government commenced its prosecution in 2007 and based it on a kidnaping that took place in 1964.
  • 76
    • 78149321389 scopus 로고    scopus 로고
    • 577 F.3d 566, 568-69 (5th Cir.)
    • See United States v. Seale (Seale III), 577 F.3d 566, 568-69 (5th Cir.) (per curiam opinion by an en banc court) (certifying the question to the Supreme Court), cert, dismissed, 130 S. Ct. 12, 12 (2009) (mem.). On one construction, Seale's prosecution could never be time-barred; on another construction, the statute of limitations had long since lapsed. See id.
    • United States v. Seale (Seale III)
  • 77
    • 78149305234 scopus 로고    scopus 로고
    • See Seale III, 577 F.3d at 567, 571 (certifying the question to the Supreme Court)
    • See Seale III, 577 F.3d at 567, 571 (certifying the question to the Supreme Court).
  • 78
    • 40749084517 scopus 로고    scopus 로고
    • 130 S. Ct. 12, 12 (2009) (mem.), dismissing question certified by Seale III, 577 F.3d at 567, 571
    • See United States v. Seale, 130 S. Ct. 12, 12 (2009) (mem.), dismissing question certified by Seale III, 577 F.3d at 567, 571.
    • United States v. Seale
  • 79
    • 78149349852 scopus 로고    scopus 로고
    • § 4038, at 62-64 & nn.2, 10 3d ed.
    • The certification statute is now codified at 28 U.S.C. § 1254 (2) (2006), having been revised and renumbered on several occasions over time. It provides: Cases in the courts of appeals may be reviewed by the Supreme Court by the following method[ ]: By certification at any time by a court of appeals of any question of law in any civil or criminal case as to which instructions are desired, and upon such certification the Supreme Court may give binding instructions or require the entire record to be sent up for decision of the entire matter in controversy. Id Supreme Court Rule 19 also speaks to certification. It provides: "A United States court of appeals may certify to this Court a question or proposition of law on which it seeks instruction for the proper decision of a case . . . . Only questions or propositions of law may be certified . . . " Sup. CT. R. 19(1). Notwithstanding the current phrasing of the statute and Rule in terms that easily could be read as permissive rather than mandatory, "[i]n form and history, this certified question jurisdiction is mandatory." 17 CHARLES ALAN WRIGHT ET AL., FEDERAL PRACTICE & PROCEDURE § 4038, at 62-64 & nn.2, 10 (3d ed. 2006);
    • (2006) Federal Practice & Procedure , vol.17
    • Wright, C.A.1
  • 81
    • 78149294431 scopus 로고
    • 279 U.S. 716, 728-29
    • cf. Old Colony Trust Co. v. Comm'r, 279 U.S. 716, 728-29 (1929) (Taft, C. J.) (describing certification as "an invocation of the [Court's] appellate jurisdiction").
    • (1929) Old Colony Trust Co. v. Comm'r
    • Taft, C.J.1
  • 82
    • 78149296796 scopus 로고    scopus 로고
    • Seale, 130 S. Ct. at 12-13 (Stevens, J., dissenting from dismissal of certified question)
    • See Seale, 130 S. Ct. at 12-13 (Stevens, J., dissenting from dismissal of certified question).
  • 83
    • 78149315748 scopus 로고    scopus 로고
    • See id. at 13
    • See id. at 13.
  • 84
    • 78149286966 scopus 로고    scopus 로고
    • Id
    • Id.
  • 85
    • 78149313551 scopus 로고    scopus 로고
    • see also id at 12 ("This certificate presents us with a pure question of law that may well determine the outcome of a number of cases of ugly racial violence remaining from the 1960s.")
    • see also id at 12 ("This certificate presents us with a pure question of law that may well determine the outcome of a number of cases of ugly racial violence remaining from the 1960s.").
  • 86
    • 78149340130 scopus 로고
    • 426 U.S. 944
    • Although the historical origins of certification put it within the Court's mandatory jurisdiction, and the Court technically treats certified questions this way when it dismisses them (rather than denying review of them), the Court's modern practice appears to be to apply the Rule of Four to certification requests no differently than petitions for certiorari. See, e.g., Atkins v. United States, 426 U.S. 944, 944 (1976) (mem.) (dismissing certificate notwithstanding the vote of three Justices to accept it).
    • (1976) Atkins v. United States , pp. 944
  • 87
    • 78149295711 scopus 로고    scopus 로고
    • Seale, 130 S. Ct. at 12 (Stevens, J., dissenting from dismissal of certified question)
    • See Seale, 130 S. Ct. at 12 (Stevens, J., dissenting from dismissal of certified question).
  • 88
    • 78149315395 scopus 로고    scopus 로고
    • Seale III, 577 F.3d 566, 568-69 (5th Cir.) (per curiam opinion by an en banc court) (certifying the question to the Supreme Court), cert, dismissed, Seale, 130 S. Ct. 12, 12 (2009) (mem.)
    • See Seale III, 577 F.3d 566, 568-69 (5th Cir.) (per curiam opinion by an en banc court) (certifying the question to the Supreme Court), cert, dismissed, Seale, 130 S. Ct. 12, 12 (2009) (mem.).
  • 89
    • 78149355657 scopus 로고    scopus 로고
    • Seale, 130 S. Ct. at 12-13 (Stevens, J., dissenting from dismissal of certified question)
    • See Seale, 130 S. Ct. at 12-13 (Stevens, J., dissenting from dismissal of certified question).
  • 90
    • 78149304454 scopus 로고    scopus 로고
    • Id. at 13
    • Id. at 13.
  • 91
    • 78149305597 scopus 로고
    • 181 F.2d 84 2d Cir.
    • Id. ("In my judgment, this case should be briefed and set for argument."). Notably, it is not just the Supreme Court that has resisted the practice. In a 1950 decision, a Second Circuit panel composed of Judges Learned Hand, Swan, and Clark suggested that the proper practice for the courts of appeals is to certify questions only where an aggrieved party might not have the ability to petition for a writ of certiorari or where a similar question is already pending before the Court. See Taylor v. Atl. Mar. Co., 181 F.2d 84, 85 (2d Cir. 1950) (per curiam).
    • (1950) Taylor v. Atl. Mar. Co. , pp. 85
  • 93
    • 78149350238 scopus 로고    scopus 로고
    • Id. at 495-96
    • Id. at 495-96.
  • 94
    • 78149321019 scopus 로고    scopus 로고
    • Act of Apr. 29, 1802, ch. 31, § 6, 2 Stat. 156, 159. This procedure was an important means by which deadlocks in the circuits, which were quite common because the circuits sat in panels of two, could be resolved. See Moore & Vestal, supra note 55, at 12
    • See Act of Apr. 29, 1802, ch. 31, § 6, 2 Stat. 156, 159. This procedure was an important means by which deadlocks in the circuits, which were quite common because the circuits sat in panels of two, could be resolved. See Moore & Vestal, supra note 55, at 12;
  • 95
    • 78149323126 scopus 로고    scopus 로고
    • id. at 10-12. Indeed, during this period, the Justices riding circuit sometimes purposefully divided with their counterparts so that decisions that might not otherwise qualify for Supreme Court review could be reviewed on certification
    • see also id. at 10-12. Indeed, during this period, the Justices riding circuit sometimes purposefully divided with their counterparts so that decisions that might not otherwise qualify for Supreme Court review could be reviewed on certification.
  • 98
    • 78149343585 scopus 로고    scopus 로고
    • Act of Mar. 3, 1891 (Evarts Act), ch. 517, § 6, 26 Stat. 826, 828
    • Act of Mar. 3, 1891 (Evarts Act), ch. 517, § 6, 26 Stat. 826, 828.
  • 99
    • 78149332120 scopus 로고    scopus 로고
    • See id
    • See id.
  • 100
    • 78149317330 scopus 로고
    • 10,222
    • See 21 CONG. REC. 10,222 (1890) (statement of Sen. Evarts); see also Moore & Vestal, supra note 55, at 17 ("[T]he statute left little doubt that this procedure was devised to allow the circuit courts of appeals to assure themselves of the rectitude of the decisions which they rendered.").
    • (1890) 21 Cong. Rec.
  • 101
    • 78149322336 scopus 로고
    • 148 U.S. 266, 270
    • In the wake of the Evarts Act, the Supreme Court rebuffed one effort by a court of appeals to certify an issue on which the circuits had divided, indicating that a division of authority was not, by itself, an appropriate basis for certification. See Columbus Watch Co. v. Robbins, 148 U.S. 266, 270 (1893) (dismissing the certified question). The Court, however, later answered a certified question arising out of similar circumstances.
    • (1893) Columbus Watch Co. v. Robbins
  • 102
    • 78149295710 scopus 로고
    • 245 U.S. 552, 553
    • See United States v. Woo Jan, 245 U.S. 552, 553, 558 (1918) (answering a certified question that had "given rise to diversity of decision" among the district courts and courts of appeals).
    • (1918) United States v. Woo Jan , pp. 558
  • 103
    • 78149290365 scopus 로고    scopus 로고
    • Hartnett, supra note 14, at 1710
    • Hartnett, supra note 14, at 1710.
  • 104
    • 78149310097 scopus 로고    scopus 로고
    • 1922 Hearings, supra note 19, at 3, quoted in Hartnett, supra note 14, at 1665
    • See 1922 Hearings, supra note 19, at 3, quoted in Hartnett, supra note 14, at 1665.
  • 105
    • 78149296795 scopus 로고
    • Jurisdiction of circuit courts of appeals and of the supreme court of the United States, hearing on H.R. 8206 before the H. Comm. on the judiciary
    • See Jurisdiction of Circuit Courts of Appeals and of the Supreme Court of the United States, Hearing on H.R. 8206 Before the H. Comm. on the Judiciary, 68th Cong. 29 (1924) (statement of Justice Van Devanter), quoted in Hartnett, supra note 14, at 1691.
    • (1924) 68th Cong. , pp. 29
  • 106
    • 77952311090 scopus 로고
    • The business of the supreme court at october term, 1929
    • 36
    • Felix Frankfurter & James M. Landis, The Business of the Supreme Court at October Term, 1929, 44 HARV. L. REV. 1, 36 (1930) (emphasis added).
    • (1930) Harv. L. Rev. , vol.44 , pp. 1
    • Frankfurter, F.1    Landis, J.M.2
  • 107
    • 78149295195 scopus 로고    scopus 로고
    • See Hartnett, supra note 14, at 1710 (noting that the courts of appeals issued seventytwo certificates between 1927 and 1936)
    • See Hartnett, supra note 14, at 1710 (noting that the courts of appeals issued seventytwo certificates between 1927 and 1936).
  • 108
    • 78149340131 scopus 로고    scopus 로고
    • Id. at 1710-11
    • Id. at 1710-11.
  • 109
    • 78149294067 scopus 로고    scopus 로고
    • Id. at 1712
    • Id. at 1712.
  • 110
    • 78149345777 scopus 로고    scopus 로고
    • Frankfurter & Landis, supra note 81, at 36
    • See Frankfurter & Landis, supra note 81, at 36.
  • 111
    • 78149346165 scopus 로고    scopus 로고
    • 17 WRIGHT ET AL., supra note 62, § 4038, at 65-80 & nn.16-21, 30-35, 38-47 (discussing various reasons and illustrative cases)
    • See 17 WRIGHT ET AL., supra note 62, § 4038, at 65-80 & nn.16-21, 30-35, 38-47 (discussing various reasons and illustrative cases).
  • 112
    • 78650164192 scopus 로고    scopus 로고
    • 130 S. Ct. 12
    • See United States v. Seale, 130 S. Ct. 12, 13 (2009) (mem.) (Stevens, J., dissenting from dismissal of certified question).
    • (2009) United States v. Seale , pp. 13
  • 113
    • 78149319526 scopus 로고    scopus 로고
    • No. 09-940 U.S. June 7
    • By my count, there have been at least six such cases since 1982, including one this past Term. See, e.g., United States v. Juvenile Male, No. 09-940 (U.S. June 7, 2010) (per curiam) (certifying to the Montana Supreme Court);
    • (2010) United States v. Juvenile Male
  • 114
    • 78149292557 scopus 로고    scopus 로고
    • 534 U.S. 157
    • Stewart v. Smith, 534 U.S. 157, 159-60 (2001) (per curiam) (certifying to the Supreme Court of Arizona);
    • (2001) Stewart v. Smith , pp. 159-160
  • 115
    • 78149288774 scopus 로고    scopus 로고
    • 528 U.S. 23
    • Fiore v. White, 528 U.S. 23, 29 (1999) (certifying to the Pennsylvania Supreme Court);
    • (1999) Fiore v. White , pp. 29
  • 116
    • 78149305596 scopus 로고
    • 484 U.S. 383
    • Virginia v. Am. Booksellers Ass'n, 484 U.S. 383, 398 (1988) (certifying to the Virginia Supreme Court);
    • (1988) Virginia v. Am. Booksellers Ass'n , pp. 398
  • 117
    • 78149340672 scopus 로고
    • 484 U.S. 984
    • Fla. Star v. B.J.F., 484 U.S. 984, 984 (1987) (mem.) (certifying to the Florida Supreme Court);
    • (1987) Fla. Star v. B.J.F. , pp. 984
  • 118
    • 78149317670 scopus 로고
    • 456 U.S. 410
    • Zant v. Stephens, 456 U.S. 410, 416-17 (1982) (per curiam) (certifying to the Georgia Supreme Court). There may well be more. As noted above, this trend marries with a similar increase in lower federal courts certifying questions to state courts, something for which Second Circuit Judge Guido Calabresi (among others) has long advocated.
    • (1982) Zant v. Stephens , pp. 416-417
  • 119
    • 0242350482 scopus 로고    scopus 로고
    • Federal and state courts: Restoring a workable balance
    • 1301
    • See Guido Calabresi, Federal and State Courts: Restoring a Workable Balance, 78 N.Y.U. L. REV. 1293, 1301 (2003).
    • (2003) N.Y.U. L. Rev. , vol.78 , pp. 1293
    • Calabresi, G.1
  • 121
    • 78149311945 scopus 로고    scopus 로고
    • id. at 76 (observing that in this context certification may reduce costs and delay as compared to federal court abstention)
    • id. at 76 (observing that in this context certification may reduce costs and delay as compared to federal court abstention);
  • 122
    • 0347933758 scopus 로고    scopus 로고
    • Ascertaining the laws of the several states: Positivism and judicial federalism after erie
    • 1549-56
    • see also Bradford R. Clark, Ascertaining the Laws of the Several States: Positivism and Judicial Federalism After Erie, 145 U. PA. L. REV. 1459, 1549-56 (1997) (promoting certification in light of Erie).
    • (1997) U. Pa. L. Rev. , vol.145 , pp. 1459
    • Clark, B.R.1
  • 124
    • 77950655911 scopus 로고
    • 416 U.S. 386
    • (quoting Lehman Bros. v. Schein, 416 U.S. 386, 391 (1974)).
    • (1974) Lehman Bros. v. Schein , pp. 391
  • 125
    • 78149303704 scopus 로고    scopus 로고
    • FALLON ET AL., supra note 29, at 1072-75
    • See generally FALLON ET AL., supra note 29, at 1072-75.
  • 126
    • 78149354494 scopus 로고    scopus 로고
    • supra notes 74-81 and accompanying text
    • See supra notes 74-81 and accompanying text.
  • 127
    • 78149319920 scopus 로고    scopus 로고
    • note
    • See Act of Sept. 2, 1958, Pub. L. No. 85-919, 72 Stat. 1770, 1770 (amending 28 U.S.C. § 1292) (codified at 28 U.S.C. § 1292(b) (2006)) (providing that where a district judge in a civil action believes that an appeal "involves a controlling question of law as to which there is substantial ground for difference of opinion and that an immediate appeal . . . may materially advance the ultimate termination of the litigation," an interlocutory appeal of an otherwise unappealable order may proceed if the court of appeals, in its discretion, permits the appeal).
  • 128
    • 78149302604 scopus 로고    scopus 로고
    • 17 WRIGHT ET AL., supra note 62, § 4038, at 65 & n.15
    • 17 WRIGHT ET AL., supra note 62, § 4038, at 65 & n.15.
  • 129
    • 78149331370 scopus 로고    scopus 로고
    • Id. § 4038, at 65 (footnote omitted)
    • Id. § 4038, at 65 (footnote omitted).
  • 130
    • 40749084517 scopus 로고    scopus 로고
    • 376 U.S. 681, 759 n.49
    • Id. (footnote omitted). It is generally understood that even where a certified question is answered, the parties still enjoy the right to seek later review in the Supreme Court of other issues. See United States v. Barnett, 376 U.S. 681, 759 n.49 (1964) (Goldberg, J., dissenting) ("An answer to the certified question does not prevent defendants, if they are convicted, from raising other issues, not included in the certificate, on appeal from their convictions.").
    • (1964) United States v. Barnett
    • Goldberg, J.1
  • 131
    • 78149286965 scopus 로고    scopus 로고
    • Of course, to the extent that certification remains a dead letter, lower court judges certainly could make a practice of saying in published opinions that a particular issue is recurring and in need of clarification. But there are sometimes costs to waiting to decide issues that lend themselves well to certification. The Seale case demonstrates this point well. See supra notes 58-71 and accompanying text
    • Of course, to the extent that certification remains a dead letter, lower court judges certainly could make a practice of saying in published opinions that a particular issue is recurring and in need of clarification. But there are sometimes costs to waiting to decide issues that lend themselves well to certification. The Seale case demonstrates this point well. See supra notes 58-71 and accompanying text.
  • 132
    • 77952317043 scopus 로고
    • Federal appellate practice-certified question on a division of opinion between two panels of a court of appeals dismissed
    • 436
    • One commentator suggested this some time ago. See Comment, Federal Appellate Practice-Certified Question on a Division of Opinion Between Two Panels of a Court of Appeals Dismissed, 43 IOWA L. REV. 432, 436 (1958) ("[T]here is good reason for not entertaining a certificate prior to a[n] en banc hearing of the issue when the total tabulation of the vote in all the panels that have considered the issue is not an equal division.").
    • (1958) Iowa L. Rev. , vol.43 , pp. 432
  • 134
    • 78149335671 scopus 로고    scopus 로고
    • id. at 58 (calling a conflict "intolerable" and worthy of Supreme Court review where at least three courts have passed on the question")
    • id. at 58 (calling a conflict "intolerable" and worthy of Supreme Court review where at least three courts have passed on the question").
  • 135
    • 0347606670 scopus 로고
    • A managerial theory of the supreme court's responsibilities: An empirical study
    • 712-20
    • See generally Samuel Estreicher & John E. Sexton, A Managerial Theory of the Supreme Court's Responsibilities: An Empirical Study, 59 N.Y.U. L. REV. 681, 712-20 (1984) (discussing circuit court conflicts and proposing a managerial model of the Supreme Court for the promotion of uniformity in federal law).
    • (1984) N.Y.U. L. Rev. , vol.59 , pp. 681
    • Estreicher, S.1    Sexton, J.E.2
  • 136
    • 78149347410 scopus 로고    scopus 로고
    • 1254
    • 28 U.S.C. § 1254(2) (2006).
    • (2006) U.S.C. , vol.28 , Issue.2
  • 137
    • 78149309153 scopus 로고    scopus 로고
    • ESTREICHER & SEXTON, supra note 99, at 53-58
    • Cf. ESTREICHER & SEXTON, supra note 99, at 53-58.
  • 138
    • 0041141473 scopus 로고
    • Jurisdiction and discretion
    • See generally David L. Shapiro, Jurisdiction and Discretion, 60 N.Y.U. L. REV. 543 (1985) (defending the practice of the federal courts to exercise discretion with respect to jurisdiction as contributing to easing interbranch and intergovernmental tensions).
    • (1985) N.Y.U. L. Rev. , vol.60 , pp. 543
    • Shapiro, D.L.1
  • 139
    • 78149301849 scopus 로고    scopus 로고
    • See supra text accompanying notes 27-30 (discussing the role of state courts in the judicial system)
    • See supra text accompanying notes 27-30 (discussing the role of state courts in the judicial system).


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