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Volumn 36, Issue 2, 2010, Pages 281-303

Protection of internally displaced persons: Soft law as a norm-generating mechanism

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EID: 77952663478     PISSN: 02602105     EISSN: 14699044     Source Type: Journal    
DOI: 10.1017/S0260210510000033     Document Type: Article
Times cited : (37)

References (173)
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    • As Eleanor Roosevelt argued in the General Assembly, 'internal refugee situations[. . .] were separate problems of a different character, in which no question of protection of the persons concerned was involved.' General Assembly Official Record, 4th Sess., Third Committee, Summary Record (1949), p. 110.
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    • see also OCHA Internal Displacement Unit, No Refuge: The Challenge of Internal Displacement (Geneva: UN Publications, 2003), p. 15
    • see also OCHA Internal Displacement Unit, No Refuge: The Challenge of Internal Displacement (Geneva: UN Publications, 2003), p. 15.
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    • The first UN resolution to approve such activities, passed by the UN Economic and Social Council (ECOSOC) and the General Assembly in 1972, authorised UNHCR operations in Sudan with the goal of assisting 'resettlement of refugees returning from abroad as well as of persons displaced within the country.' UN General Assembly Res. 2958 (XXVII), 12 December 1972
    • The first UN resolution to approve such activities, passed by the UN Economic and Social Council (ECOSOC) and the General Assembly in 1972, authorised UNHCR operations in Sudan with the goal of assisting 'resettlement of refugees returning from abroad as well as of persons displaced within the country.' UN General Assembly Res. 2958 (XXVII), 12 December 1972;
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    • Ibid., pp. 72-3; OCHA Internal Displacement Unit, No Refuge, p. 20; UNHCR, 'Review of the CIREFCA Process', (Geneva, UNHCR: 1994)
    • Ibid., pp. 72-3; OCHA Internal Displacement Unit, No Refuge, p. 20; UNHCR, 'Review of the CIREFCA Process', (Geneva, UNHCR: 1994).
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    • UN ECOSOC Res. 1990/78, 27 July 1990.49 Roberta Cohen and Jacques Cuenod, 'Improving Institutional Arrangements for the Internally Displaced', (Brookings Institution; Refugee Policy Group Project on Internal Displacement, 1995), p. 2.
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    • US Committee for Refugees, 'The Flight of the Iraqi Refugees', p. 3.
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    • UN Security Council Resolution S/RES/688, 5 April 1991 (Boulder: Westview Press)
    • UN Security Council Resolution S/RES/688, 5 April 1991; Thomas G. Weiss and Cindy Collins, Humanitarian Challenges and Intervention (Boulder: Westview Press, 2000), p. 25.
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    • OCHA Internal Displacement Unit, No Refuge, pp. 16-17
    • OCHA Internal Displacement Unit, No Refuge, pp. 16-17
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    • Ibid., p. 19
    • Ibid., p. 19.
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    • Deng suggested that in order to be legitimate, a government must demonstrate responsible sovereignty by providing protection for people and if unable, to call upon the international community to assist: 'under exceptional circumstances when governments fail to discharge this responsibility,' he argues 'the international community should step in to provide the needed protection and assistance [. . .]' Francis M. Deng, 'Promoting Responsible Sovereignty in Africa', in Francis M. Deng and Terrence Lyons (eds), African Reckoning: A Quest for Good Governance (Washington D.C.: The Brookings Institution, 1998), p. 3.
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    • The Emergency Relief Coordinator, who is also the head of OCHA, coordinates emergency relief between the various UN agencies. The IASC is composed of the heads of the major UN humanitarian and development agencies and departments and two NGO consortia. Deng sat as a member following this change. UN, 'Background of the IASC'; Roberta Cohen, 'Nowhere to Run, No Place to Hide', p. 143
    • Cohen and Deng, Masses in Flight, pp. 170-172 The Emergency Relief Coordinator, who is also the head of OCHA, coordinates emergency relief between the various UN agencies. The IASC is composed of the heads of the major UN humanitarian and development agencies and departments and two NGO consortia. Deng sat as a member following this change. UN, 'Background of the IASC'; Roberta Cohen, 'Nowhere to Run, No Place to Hide', p. 143.
    • Masses in Flight , pp. 170-172
    • Cohen1    Deng2
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    • The mandate of the emergency relief coordinator and the role of ocha's interagency internal displacement division
    • see also Dennis McNamara, 'The Mandate of the Emergency Relief Coordinator and the Role of OCHA's Interagency Internal Displacement Division', Refugee Survey Quarterly 24 (2005), pp. 65-7.
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    • While the resolution (CHR 1993/1995) passed unopposed, some states, including Sudan, voiced concerns over the issue of state sovereignty
    • While the resolution (CHR 1993/1995) passed unopposed, some states, including Sudan, voiced concerns over the issue of state sovereignty. Bagshaw Developing a Normative Framework, p. 81.
    • Bagshaw Developing A Normative Framework , pp. 81
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    • For a fuller discussion of the two studies
    • For a fuller discussion of the two studies, see Weiss and Korn, Internal Displacement, 57-60;
    • Internal Displacement , pp. 57-60
    • Weiss1    Korn2
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    • The resolution was adopted by consensus with 55 co-sponsors, including a number of countries with IDP problems, and in spite of concerns that this introduced a danger of 'standard setting by the back door
    • The resolution was adopted by consensus with 55 co-sponsors, including a number of countries with IDP problems, and in spite of concerns that this introduced a danger of 'standard setting by the back door.' Bagshaw Developing a Normative Framework, p. 134.
    • Bagshaw Developing A Normative Framework , pp. 134
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    • Commission on Human Rights (CHR) Resolution 1998/50: Internally Displaced Persons. 17 April 1998
    • Commission on Human Rights (CHR) Resolution 1998/50: Internally Displaced Persons. 17 April 1998.
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    • CHR Resolution 2000/53: Internally Displaced Persons. 25 April 2000
    • CHR Resolution 2000/53: Internally Displaced Persons. 25 April 2000.
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    • CHR Resolution 2002/56: Internally Displaced Persons. 25 April 2002. The Human Rights Council (HRC) has adopted similar language. HRC Resolution 6/32: Mandate of the Representative of the Secretary-General on the human rights of internally displaced persons. 14 December 2007
    • CHR Resolution 2002/56: Internally Displaced Persons. 25 April 2002. The Human Rights Council (HRC) has adopted similar language. HRC Resolution 6/32: Mandate of the Representative of the Secretary-General on the human rights of internally displaced persons. 14 December 2007.
  • 115
    • 77952599340 scopus 로고    scopus 로고
    • UN General Assembly Resolution A/RES/56/164: Protection of and assistance to internally displaced persons. 20 February 2002
    • UN General Assembly Resolution A/RES/56/164: Protection of and assistance to internally displaced persons. 20 February 2002.
  • 116
    • 77952612394 scopus 로고    scopus 로고
    • Ibid., A/RES/58/177: Protection of and assistance to internally displaced persons. 12 March 2004
    • Ibid., A/RES/58/177: Protection of and assistance to internally displaced persons. 12 March 2004.
  • 117
    • 77952593214 scopus 로고    scopus 로고
    • Brookings Institution Project on Internal Displacement 'Summary Report'
    • Brookings Institution Project on Internal Displacement 'Summary Report'.
  • 118
    • 85016222388 scopus 로고    scopus 로고
    • These include the Organisation for Security and Co-operation in Europe (OSCE), the African Union (AU), the Economic Community of West African States (ECOWAS), the Intergovernmental Authority on Development (IGAD), the Organisation of American States (OAS), and the Parliamentary Assembly of the Council of Europe
    • Mooney, 'Concept of Internal Displacement', p. 166. These include the Organisation for Security and Co-operation in Europe (OSCE), the African Union (AU), the Economic Community of West African States (ECOWAS), the Intergovernmental Authority on Development (IGAD), the Organisation of American States (OAS), and the Parliamentary Assembly of the Council of Europe.
    • Concept of Internal Displacement , pp. 166
    • Mooney1
  • 119
    • 11144316008 scopus 로고    scopus 로고
    • The guiding principles on internal displacement: An innovation in international standard setting
    • Roberta Cohen, 'The Guiding Principles on Internal Displacement: An Innovation in International Standard Setting', Global Governance, 10 (2004);
    • (2004) Global Governance , vol.10
    • Cohen, R.1
  • 122
    • 35348958923 scopus 로고    scopus 로고
    • A developing trend: Laws and policies on internal displacement
    • notes that these laws and policies have followed four models: '1) a brief instrument adopting the Guiding Principles; 2) a law or policy developed to address a specific cause or stage of displacement; 3) a law or policy developed to protect a specific right [. . .] and 4) a comprehensive law or policy addressing all causes and stages [. . .]'
    • Jessica Wyndham, ('A Developing Trend: Laws and Policies on Internal Displacement', Human Rights Brief, (2006), p. 8.) notes that these laws and policies have followed four models: '1) a brief instrument adopting the Guiding Principles; 2) a law or policy developed to address a specific cause or stage of displacement; 3) a law or policy developed to protect a specific right [. . .] and 4) a comprehensive law or policy addressing all causes and stages [. . .]'.
    • (2006) Human Rights Brief , pp. 8
    • Wyndham, J.1
  • 124
    • 77952663284 scopus 로고    scopus 로고
    • Notes: In some cases, more than one piece of legislation or policy has been passed. In those cases, year of adoption of the first policy is used. Sources: *IDMC(Geneva: Norwegian Refugee Council)
    • Notes: In some cases, more than one piece of legislation or policy has been passed. In those cases, year of adoption of the first policy is used. Sources: *IDMC, Internal Displacement: Global Overview of Trends and Developments, 2006-7 (Geneva: Norwegian Refugee Council, 2007/8), pp. 90-95
    • (2007) Internal Displacement: Global Overview of Trends and Developments, 2006-7 , pp. 90-95
  • 125
    • 77952665180 scopus 로고    scopus 로고
    • All figures rounded to the nearest thousand. Where IDP figures are represented by a range, I have used the low estimate. 2007 data. # 2006 data. **Wyndham, 'A Developing Trend' 8- 9. Brookings Institution- University of Bern Project on Internal Displacement, 'National and Regional Laws and Policies on Internal Displacement Database' 2008} accessed on 5 August 2008
    • All figures rounded to the nearest thousand. Where IDP figures are represented by a range, I have used the low estimate. 2007 data. # 2006 data. **Wyndham, 'A Developing Trend' 8- 9. Brookings Institution- University of Bern Project on Internal Displacement, 'National and Regional Laws and Policies on Internal Displacement Database' 2008, http://www.brookings.edu/ projects/idp/Lawsand- Policies/idp-policies-index.aspx.} accessed on 5 August 2008.
  • 126
    • 70749089524 scopus 로고    scopus 로고
    • This remains an area where little comparative research of government implementation policies has been done, and is a fruitful area for future research. For an exception (Swedish International Development Cooperation Agency, Stockholm
    • This remains an area where little comparative research of government implementation policies has been done, and is a fruitful area for future research. For an exception, see John Borton, Margie Buchanan-Smith, and Ralf Otto, 'Support to Internally Displaced Persons - Learning from Evaluations' (Swedish International Development Cooperation Agency, Stockholm, 2005), pp. 77-82.
    • (2005) 'Support to Internally Displaced Persons - Learning from Evaluations , pp. 77-82
    • Borton, J.1    Buchanan-Smith, M.2    Otto, R.3
  • 127
    • 77952663706 scopus 로고    scopus 로고
    • Constitutional Court Decision T-327, cited in Internal Displacement Monitoring Centre, 'Known References to the Guiding Principles on Internal Displacement' (2005)
    • Constitutional Court Decision T-327, cited in Internal Displacement Monitoring Centre, 'Known References to the Guiding Principles on Internal Displacement' (2005).
  • 128
    • 84901159906 scopus 로고    scopus 로고
    • A 2004 judgment found that the state of IDP assistance and protection in Colombia was 'unconstitutional and summoned the State to address promptly the structural causes [. . .]' while a follow-up decision in 2006 required the government to produce more comprehensive indicators on its implementation of the earlier law. UN HRC, Walter Kälin', Addendum: Mission to Colombia (Geneva: HRC)
    • A 2004 judgment found that the state of IDP assistance and protection in Colombia was 'unconstitutional and summoned the State to address promptly the structural causes [. . .]' while a follow-up decision in 2006 required the government to produce more comprehensive indicators on its implementation of the earlier law. UN HRC, 'Report of the Representative of the Secretary- General on the Human Rights of Internally Displaced Persons, Walter Kälin', Addendum: Mission to Colombia (Geneva: HRC, 2007), p. 9;
    • (2007) Report of the Representative of the Secretary- General on the Human Rights of Internally Displaced Persons , pp. 9
  • 130
    • 77952600142 scopus 로고    scopus 로고
    • Brookings Institution - University of Bern Project on Internal Displacement/ Republic of Uganda, Kampala, Uganda, 3-4 July 2006' (Washington D.C.: Brookings Institution)
    • Brookings Institution - University of Bern Project on Internal Displacement/ Republic of Uganda, 'Workshop on the Implementation of Uganda's National Policy for Internally Displaced Persons, Kampala, Uganda, 3-4 July 2006' (Washington D.C.: Brookings Institution, 2006), p. 12.
    • (2006) Workshop on the Implementation of Uganda's National Policy for Internally Displaced Persons , pp. 12
  • 133
    • 78649678284 scopus 로고    scopus 로고
    • Recent developments: The elaboration of a legal framework for the protection of internally displaced persons in Africa
    • Chaloka Beyani, 'Recent Developments: The Elaboration of a Legal Framework for the Protection of Internally Displaced Persons in Africa', Journal of African Law, 50 (2006), pp. 187-197
    • (2006) Journal of African Law , vol.50 , pp. 187-197
    • Beyani, C.1
  • 135
    • 77952609380 scopus 로고    scopus 로고
    • UNHCR accessed 12 Feb 2010
    • UNHCR, 'Kampala Convention signatories reaches Twenty', {http://www.unhcrrlo.org/AfricanNews/News%20Archive2. aspx?id=840} accessed 12 Feb 2010.
    • Kampala Convention Signatories Reaches Twenty
  • 137
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    • Some reflections on national and international responsibility in situations of internal displacement
    • India has asserted that the principles were not legally binding and that international action should be with the consent of the country concerned. Statement by A. Gopinathan, O. Mishra (ed.) (New Delhi: Jadavpur University and Manak)
    • India has asserted that the principles were not legally binding and that international action should be with the consent of the country concerned. Statement by A. Gopinathan, cited in Roberta Cohen, 'Some Reflections on National and International Responsibility in Situations of Internal Displacement', in O. Mishra (ed.), Forced Migration in the South Asian Region: Displacement, Human Rights & Conflict Resolution (New Delhi: Jadavpur University and Manak, 2004), p. 4.
    • (2004) Forced Migration in the South Asian Region: Displacement, Human Rights & Conflict Resolution , pp. 4
    • Cohen, R.1
  • 138
    • 77952660692 scopus 로고    scopus 로고
    • China has asserted that 'the Guiding Principles are not UN principles because they have not been officially adopted by the UN', as have Egypt and Syria. Cohen; Press Release GA/SHC/3676, 29 Nov
    • China has asserted that 'the Guiding Principles are not UN principles because they have not been officially adopted by the UN', as have Egypt and Syria. Cohen, 'Some Reflections', p. 4; Press Release GA/SHC/3676, 29 Nov, 2001.
    • (2001) Some Reflections , pp. 4
  • 139
    • 77952609379 scopus 로고    scopus 로고
    • The only vote held on the principles was an indirect mention in the General Assembly in 2000. It received over 100 votes in approval, but 31 abstentions, demonstrating that some governments do harbour reservations
    • The only vote held on the principles was an indirect mention in the General Assembly in 2000. It received over 100 votes in approval, but 31 abstentions, demonstrating that some governments do harbour reservations. Weiss and Korn, Internal Displacement, p. 112.
    • Internal Displacement , pp. 112
    • Weiss1    Korn2
  • 140
    • 0005432654 scopus 로고    scopus 로고
    • Guiding principles on internal displacement: Annotations
    • Walter Kälin, 'Guiding Principles on Internal Displacement: Annotations', Studies in Transnational Legal Policy, 32 (2000), p. v.
    • (2000) Studies in Transnational Legal Policy , vol.32
    • Kälin, W.1
  • 141
    • 84872749402 scopus 로고    scopus 로고
    • Principle 15 in OCHA
    • Principle 15 in OCHA 'Guiding Principles'.
    • Guiding Principles
  • 142
    • 27144458617 scopus 로고    scopus 로고
    • This view is disputed. Catherine Phuong, (International Protection, p. 61) argues that this principle goes beyond existing international law, but that 'this bold and extensive reinterpretation of the law [. . .] fills some of the gaps which exist in the current legal framework.'
    • Kälin, 'Annotations', pp. 37-39 This view is disputed. Catherine Phuong, (International Protection, p. 61) argues that this principle goes beyond existing international law, but that 'this bold and extensive reinterpretation of the law [. . .] fills some of the gaps which exist in the current legal framework.'
    • Annotations , pp. 37-39
    • Kälin1
  • 144
    • 0034065122 scopus 로고    scopus 로고
    • Norms are what states make of them: The political psychology of norm violation
    • see also Vaughn P. Shannon, 'Norms Are What States Make of Them: The Political Psychology of Norm Violation', International Studies Quarterly, 44 (2000), pp. 300-3.
    • (2000) International Studies Quarterly , vol.44 , pp. 300-303
    • Shannon, V.P.1
  • 145
    • 27744596800 scopus 로고    scopus 로고
    • On norms, rulebreaking, and security communities: A constructivist response
    • 260, adds that when norm violating actions lead to international criticism, 'offending states have often felt compelled to justify - if not modify - their actions. Had no norm existed, there would be weaker grounds for critique and little pressure on states to justify their actions.' My thanks to an anonymous reviewer for this point
    • Alice Ba, ('On Norms, Rulebreaking, and Security Communities: A Constructivist Response', International Relations of the Asia-Pacific, 5 (2005), p. 260) adds that when norm violating actions lead to international criticism, 'offending states have often felt compelled to justify - if not modify - their actions. Had no norm existed, there would be weaker grounds for critique and little pressure on states to justify their actions.' My thanks to an anonymous reviewer for this point.
    • (2005) International Relations of the Asia-Pacific , pp. 5
    • Ba, A.1
  • 146
    • 84872749402 scopus 로고    scopus 로고
    • The principles are 'without prejudice to individual criminal responsibility under international law, in particular relating to genocide, crimes against humanity and war crimes.' OCHA
    • The principles are 'without prejudice to individual criminal responsibility under international law, in particular relating to genocide, crimes against humanity and war crimes.' OCHA, Guiding Principles, p. 1.
    • Guiding Principles , pp. 1
  • 147
    • 77952595360 scopus 로고    scopus 로고
    • Therefore, persons suspected of serious offences cannot avoid prosecution and punishment 'simply on account of their being internally displaced [. . .]' Kälin, Annotations, p. 7
    • Therefore, persons suspected of serious offences cannot avoid prosecution and punishment 'simply on account of their being internally displaced [. . .]' Kälin, Annotations, p. 7.
  • 148
    • 84937264898 scopus 로고    scopus 로고
    • The kibeho crisis: Towards a more effective system of international protection for idps
    • Stephanie T. E Kleine-Ahlbrandt, 'The Kibeho Crisis: Towards a More Effective System of International Protection for IDPs', Forced Migration Review (1998), p. 8;
    • (1998) Forced Migration Review , pp. 8
    • Kleine-Ahlbrandt, S.T.E.1
  • 149
    • 77952612393 scopus 로고    scopus 로고
    • Rwanda's internally displaced: A corundum within a corundum
    • Roberta Cohen and Francis Mading Deng (eds), (Washington D.C.: The Brookings Institution)
    • Larry Minear and Randolph Kent, 'Rwanda's Internally Displaced: A Corundum within a Corundum', in Roberta Cohen and Francis Mading Deng (eds), The Forsaken People (Washington D.C.: The Brookings Institution, 1998), pp. 64-65
    • (1998) The Forsaken People , pp. 64-65
    • Minear, L.1    Kent, R.2
  • 153
    • 77952601009 scopus 로고    scopus 로고
    • This was in spite of significant evidence that the death toll was much higher. The UN mission in Rwanda altered its initial estimate of 4,050 dead after a 'more scientific' recount to 2,000 dead, even though it also issued a confidential report accusing the RPA 'of digging up and secretly removing corpses from the Kibeho camp in order to conceal the exact number of fatalities.' This accusation was supported by the Fédération Internationale des Ligues des Droits de l'Homme and Human Rights Watch (Cambridge: Cambridge University Press)
    • This was in spite of significant evidence that the death toll was much higher. The UN mission in Rwanda altered its initial estimate of 4,050 dead after a 'more scientific' recount to 2,000 dead, even though it also issued a confidential report accusing the RPA 'of digging up and secretly removing corpses from the Kibeho camp in order to conceal the exact number of fatalities.' This accusation was supported by the Fédération Internationale des Ligues des Droits de l'Homme and Human Rights Watch. Johan Pottier, Re-Imagining Rwanda: Conflict, Survival and Disinformation in the Late Twentieth Century (Cambridge: Cambridge University Press, 2002), pp. 160-2;
    • (2002) Re-Imagining Rwanda: Conflict, Survival and Disinformation in the Late Twentieth Century , pp. 160-162
    • Pottier, J.1
  • 154
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    • Médecins Sans Frontières, April 1995'
    • Médecins Sans Frontières, 'Report on Events in Kibeho Camp, April 1995' (1995).
    • (1995) Report on Events in Kibeho Camp
  • 157
    • 27144520139 scopus 로고    scopus 로고
    • Using the laws of war to protect the displaced
    • Médecins Sans Frontières (ed.), Paris
    • Françoise Bouchet-Saulnier, 'Using the Laws of War to Protect the Displaced', in Médecins Sans Frontières (ed.), MSF Activity Report 2000-2001 (Paris: 2001).
    • (2001) MSF Activity Report 2000-2001
    • Bouchet-Saulnier, F.1
  • 162
    • 77952644487 scopus 로고    scopus 로고
    • OCHA. The acting UN Humanitarian Coordinator, Rosemary McCreery, inspected the temporary accommodation centres and found that they were close to their maximum capacities and lacked running water and sufficient sanitary conditions. UNICEF, 'Situation Report No. 47: UNICEF Humanitarian Assistance in the Northern Caucasus 27 July-9', (2002)
    • OCHA, 'Humanitarian Action in the North Caucasus - Russian Federation Information Bulletin 1-31 July', (2002). The acting UN Humanitarian Coordinator, Rosemary McCreery, inspected the temporary accommodation centres and found that they were close to their maximum capacities and lacked running water and sufficient sanitary conditions. UNICEF, 'Situation Report No. 47: UNICEF Humanitarian Assistance in the Northern Caucasus 27 July-9', (2002).
    • (2002) Humanitarian Action in the North Caucasus - Russian Federation Information Bulletin
  • 169
    • 51349115533 scopus 로고    scopus 로고
    • Putin and Russia's wars in chechnya
    • Dale R. Herspring (ed.)(New York: Rowman & Littlefield Publishers
    • Jacob W. Kipp, 'Putin and Russia's Wars in Chechnya', in Dale R. Herspring (ed.), Putin's Russia: Past Imperfect, Future Uncertain (New York: Rowman & Littlefield Publishers, 2003), p. 191.
    • (2003) Putin's Russia: Past Imperfect, Future Uncertain , pp. 191
    • Kipp, J.W.1
  • 170
    • 70350213004 scopus 로고    scopus 로고
    • Putin and the media
    • The Russian state controlled a significant portion of the mass media, and took action against broadcasters who questioned government policy, Herspring (ed.)
    • The Russian state controlled a significant portion of the mass media, and took action against broadcasters who questioned government policy. Masha Lipman and Michael McFaul, 'Putin and the Media', in Herspring (ed.), Putin's Russia.
    • Putin's Russia
    • Lipman, M.1    McFaul, M.2
  • 172
    • 77952615800 scopus 로고    scopus 로고
    • Putin and Russian foreign policy
    • Herspring (ed.)
    • Dale R. Herspring and Peter Rutland, 'Putin and Russian Foreign Policy', in Herspring (ed.), Putin's Russia, p. 240.
    • Putin's Russia , pp. 240
    • Herspring, D.R.1    Rutland, P.2
  • 173
    • 77952641019 scopus 로고    scopus 로고
    • Putin and Russian foreign policy
    • Ibid.
    • Dale R. Herspring and Peter Rutland, 'Putin and Russian Foreign Policy'. Putin's Russia. Ibid., p. 194.
    • Putin's Russia , pp. 194
    • Herspring, D.R.1    Rutland, P.2


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