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Volumn 29, Issue 4, 2000, Pages 507-548

Path dependence in historical sociology

Author keywords

[No Author keywords available]

Indexed keywords


EID: 0034345564     PISSN: 03042421     EISSN: None     Source Type: Journal    
DOI: 10.1023/A:1007113830879     Document Type: Article
Times cited : (2396)

References (259)
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    • Ronald Aminzade, “Historical Sociology and Time,” Sociological Methods and Research 20 (1992): 462-467; Larry J. Griffin, “Temporality, Events, and Explanation in Historical Sociology: An Introduction,” Sociological Methods and Research 20 (1992): 413-414; Larry J. Griffin, “Narrative, Event-Structure, and Causal Interpretation in Historical Sociology,” American Journal of Sociology 98 (1993): 1099; Larry W. Isaac, “Transforming Localities: Reflections on Time, Causality, and Narrative in Contemporary Historical Sociology,” Historical Methods 30 (1997): 7; William H. Sewell, Jr., “Three Temporalities: Toward an Eventful Sociology,” in Terrence J. McDonald, editor. The Historic Turn in the Human Sciences (Ann Arbor: University of Michigan Press, 1996), 262-264; Margaret R. Somers, “We’re No Angels: Realism, Rational Choice, and Relationility in Social Science,” American Journal of Sociology 104 (1998): 768-769; Charles Tilly, “Future History,” Theory and Society 17/6 (1988): 710; Charles Tilly, “The Time of States,” Social Research 61 (1994): 270.
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    • Ronald Aminzade, “Historical Sociology and Time,” Sociological Methods and Research 20 (1992): 462-467; Larry J. Griffin, “Temporality, Events, and Explanation in Historical Sociology: An Introduction,” Sociological Methods and Research 20 (1992): 413-414; Larry J. Griffin, “Narrative, Event-Structure, and Causal Interpretation in Historical Sociology,” American Journal of Sociology 98 (1993): 1099; Larry W. Isaac, “Transforming Localities: Reflections on Time, Causality, and Narrative in Contemporary Historical Sociology,” Historical Methods 30 (1997): 7; William H. Sewell, Jr., “Three Temporalities: Toward an Eventful Sociology,” in Terrence J. McDonald, editor. The Historic Turn in the Human Sciences (Ann Arbor: University of Michigan Press, 1996), 262-264; Margaret R. Somers, “We’re No Angels: Realism, Rational Choice, and Relationility in Social Science,” American Journal of Sociology 104 (1998): 768-769; Charles Tilly, “Future History,” Theory and Society 17/6 (1988): 710; Charles Tilly, “The Time of States,” Social Research 61 (1994): 270.
    • (1998) American Journal of Sociology , vol.104 , pp. 768-769
    • Somers, M.R.1
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    • Future history
    • Ronald Aminzade, “Historical Sociology and Time,” Sociological Methods and Research 20 (1992): 462-467; Larry J. Griffin, “Temporality, Events, and Explanation in Historical Sociology: An Introduction,” Sociological Methods and Research 20 (1992): 413-414; Larry J. Griffin, “Narrative, Event-Structure, and Causal Interpretation in Historical Sociology,” American Journal of Sociology 98 (1993): 1099; Larry W. Isaac, “Transforming Localities: Reflections on Time, Causality, and Narrative in Contemporary Historical Sociology,” Historical Methods 30 (1997): 7; William H. Sewell, Jr., “Three Temporalities: Toward an Eventful Sociology,” in Terrence J. McDonald, editor. The Historic Turn in the Human Sciences (Ann Arbor: University of Michigan Press, 1996), 262-264; Margaret R. Somers, “We’re No Angels: Realism, Rational Choice, and Relationility in Social Science,” American Journal of Sociology 104 (1998): 768-769; Charles Tilly, “Future History,” Theory and Society 17/6 (1988): 710; Charles Tilly, “The Time of States,” Social Research 61 (1994): 270.
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    • Ronald Aminzade, “Historical Sociology and Time,” Sociological Methods and Research 20 (1992): 462-467; Larry J. Griffin, “Temporality, Events, and Explanation in Historical Sociology: An Introduction,” Sociological Methods and Research 20 (1992): 413-414; Larry J. Griffin, “Narrative, Event-Structure, and Causal Interpretation in Historical Sociology,” American Journal of Sociology 98 (1993): 1099; Larry W. Isaac, “Transforming Localities: Reflections on Time, Causality, and Narrative in Contemporary Historical Sociology,” Historical Methods 30 (1997): 7; William H. Sewell, Jr., “Three Temporalities: Toward an Eventful Sociology,” in Terrence J. McDonald, editor. The Historic Turn in the Human Sciences (Ann Arbor: University of Michigan Press, 1996), 262-264; Margaret R. Somers, “We’re No Angels: Realism, Rational Choice, and Relationility in Social Science,” American Journal of Sociology 104 (1998): 768-769; Charles Tilly, “Future History,” Theory and Society 17/6 (1988): 710; Charles Tilly, “The Time of States,” Social Research 61 (1994): 270.
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    • W. Brian Arthur, Increasing Returns and Path Dependence in the Economy (Ann Arbor: University of Michigan Press, 1994); Paul A. David, “Clio and the Economics of QWERTY,” American Economic Review 75 (1985): 332-337; Douglas C. North, Institutions, Institutional Change, and Economic Performance (Cambridge: Cambridge University Press, 1990).
    • (1994) Increasing Returns and Path Dependence in the Economy
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    • W. Brian Arthur, Increasing Returns and Path Dependence in the Economy (Ann Arbor: University of Michigan Press, 1994); Paul A. David, “Clio and the Economics of QWERTY,” American Economic Review 75 (1985): 332-337; Douglas C. North, Institutions, Institutional Change, and Economic Performance (Cambridge: Cambridge University Press, 1990).
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    • W. Brian Arthur, Increasing Returns and Path Dependence in the Economy (Ann Arbor: University of Michigan Press, 1994); Paul A. David, “Clio and the Economics of QWERTY,” American Economic Review 75 (1985): 332-337; Douglas C. North, Institutions, Institutional Change, and Economic Performance (Cambridge: Cambridge University Press, 1990).
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    • North, Institutions, Institutional Change, 100; Sheri Bernan, “Path Dependency and Political Action: Reexamining Responses to the Depression,” Comparative Politics 30 (1998): 379-400.
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    • New York: John Wiley and Sons, chapter 2
    • Path analysis has roots in the Simon-Blalock model of linear causal analysis. In a discussion of this model, Boudon identified a weak form of path analysis that he referred to as “dependence analysis." See Herbert A. Simon, Models of Man (New York: John Wiley and Sons, 1957), chapter 2; Hubert M. Blalock, Jr., Causal Inferences in Nonexperimental Research (Chapel Hill: University of North Carolina Press, 1964); and Raymond Boudon, “A Method of Linear Causal Analysis,” American Sociological Review 30 (1965): 365-374.
    • (1957) Models of Man
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    • Chapel Hill: University of North Carolina Press
    • Path analysis has roots in the Simon-Blalock model of linear causal analysis. In a discussion of this model, Boudon identified a weak form of path analysis that he referred to as “dependence analysis." See Herbert A. Simon, Models of Man (New York: John Wiley and Sons, 1957), chapter 2; Hubert M. Blalock, Jr., Causal Inferences in Nonexperimental Research (Chapel Hill: University of North Carolina Press, 1964); and Raymond Boudon, “A Method of Linear Causal Analysis,” American Sociological Review 30 (1965): 365-374.
    • (1964) Causal Inferences in Nonexperimental Research
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    • A method of linear causal analysis
    • Path analysis has roots in the Simon-Blalock model of linear causal analysis. In a discussion of this model, Boudon identified a weak form of path analysis that he referred to as “dependence analysis." See Herbert A. Simon, Models of Man (New York: John Wiley and Sons, 1957), chapter 2; Hubert M. Blalock, Jr., Causal Inferences in Nonexperimental Research (Chapel Hill: University of North Carolina Press, 1964); and Raymond Boudon, “A Method of Linear Causal Analysis,” American Sociological Review 30 (1965): 365-374.
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    • See Jack A. Goldstone, “Initial Conditions, General Laws, Path Dependence, and Explanation in Historical Sociology,” American Journal of Sociology 104 (1998): 843.
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    • This argument is developed in Paul Pierson, “Increasing Returns, Path Dependence, and the Study of Politics." American Political Science Review 94 (2000): 251-267. See also Arthur, Increasing Returns; Elhanan Helpman and Paul Krugman, Market Structure and Foreign Trade (Cambridge: MIT Press. 1985); Paul Krugman, “History and Industry Location: The Case of the Manufacturing Belt,” American Economic Review 81 (1991): 80-83: Paul M. Romer, “Increasing Returns and Long-Run Growth,” Journal of Political Economy 94 (1986): 1002-1037.
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    • This argument is developed in Paul Pierson, “Increasing Returns, Path Dependence, and the Study of Politics." American Political Science Review 94 (2000): 251-267. See also Arthur, Increasing Returns; Elhanan Helpman and Paul Krugman, Market Structure and Foreign Trade (Cambridge: MIT Press. 1985); Paul Krugman, “History and Industry Location: The Case of the Manufacturing Belt,” American Economic Review 81 (1991): 80-83: Paul M. Romer, “Increasing Returns and Long-Run Growth,” Journal of Political Economy 94 (1986): 1002-1037.
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    • Cambridge: MIT Press
    • This argument is developed in Paul Pierson, “Increasing Returns, Path Dependence, and the Study of Politics." American Political Science Review 94 (2000): 251-267. See also Arthur, Increasing Returns; Elhanan Helpman and Paul Krugman, Market Structure and Foreign Trade (Cambridge: MIT Press. 1985); Paul Krugman, “History and Industry Location: The Case of the Manufacturing Belt,” American Economic Review 81 (1991): 80-83: Paul M. Romer, “Increasing Returns and Long-Run Growth,” Journal of Political Economy 94 (1986): 1002-1037.
    • (1985) Market Structure and Foreign Trade
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    • History and industry location: The case of the manufacturing belt
    • This argument is developed in Paul Pierson, “Increasing Returns, Path Dependence, and the Study of Politics." American Political Science Review 94 (2000): 251-267. See also Arthur, Increasing Returns; Elhanan Helpman and Paul Krugman, Market Structure and Foreign Trade (Cambridge: MIT Press. 1985); Paul Krugman, “History and Industry Location: The Case of the Manufacturing Belt,” American Economic Review 81 (1991): 80-83: Paul M. Romer, “Increasing Returns and Long-Run Growth,” Journal of Political Economy 94 (1986): 1002-1037.
    • (1991) American Economic Review , vol.81 , pp. 80-83
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    • 0034336793 scopus 로고    scopus 로고
    • Increasing returns and long-run growth
    • This argument is developed in Paul Pierson, “Increasing Returns, Path Dependence, and the Study of Politics." American Political Science Review 94 (2000): 251-267. See also Arthur, Increasing Returns; Elhanan Helpman and Paul Krugman, Market Structure and Foreign Trade (Cambridge: MIT Press. 1985); Paul Krugman, “History and Industry Location: The Case of the Manufacturing Belt,” American Economic Review 81 (1991): 80-83: Paul M. Romer, “Increasing Returns and Long-Run Growth,” Journal of Political Economy 94 (1986): 1002-1037.
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    • Historical institutionalism in comparative politics
    • On the importance of the mechanisms underpinning self-reinforcing sequences, see KathleenThelen, “Historical Institutionalism in Comparative Politics." Annual Review of Political Science 2(1999): 388-392.
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    • Sequences of social events: Concepts and methods for the analysis of order in social processes
    • See Andrew Abbott, “Sequences of Social Events: Concepts and Methods for the Analysis of Order in Social Processes,” Historical Methods 16 (1983): 129-147: Griffin. “Temporality, Events, and Explanation"; Sewell, “Three Temporalities.
    • (1983) Historical Methods , vol.16 , pp. 129-147
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    • See Andrew Abbott, “Sequences of Social Events: Concepts and Methods for the Analysis of Order in Social Processes,” Historical Methods 16 (1983): 129-147: Griffin. “Temporality, Events, and Explanation"; Sewell, “Three Temporalities.
    • Temporality, Events, and Explanation
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    • See Andrew Abbott, “Sequences of Social Events: Concepts and Methods for the Analysis of Order in Social Processes,” Historical Methods 16 (1983): 129-147: Griffin. “Temporality, Events, and Explanation"; Sewell, “Three Temporalities.
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    • Quadagno, J.1    Knapp, S.J.2
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    • Path dependence of knowledge: Implications for the theory of the firm
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    • Bart Nooteboom, “Path Dependence of Knowledge: Implications for the Theory of the Firm,” in Lars Magnusson and Jan Ottosson, editors, Evolutionary Economics and Path Dependence (Cheltenham, U.K.: Edward Elgar, 1997), 57.
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    • Margaret Levi, “A Model, a Method, and a Map: Rational Choice in Comparative and Historical Analysis,” in Mark Irving Lichbach and Alan S. Zuckerman, editors, Comparative Politics: Rationality, Culture, and Structure (Cambridge: Cambridge University Press, 1997), 28.
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    • Levi, M.1
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    • James D. Fearon, “Counterfactuals and Hypothesis Testing in Political Science,” World Politics 43 (1991): 577-592; James D. Fearon, “Causes and Counterfactuals in Social Science: Exploring an Analogy Between Cellular Automata and Historical Processes,” in Philip E. Tetlock and Aaron Belkin, editors, Counterfactual Thought Experiments in World Politics (Princeton: Princeton University Press, 1996).
    • (1991) World Politics , vol.43 , pp. 577-592
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    • Causes and counterfactuals in social science: Exploring an analogy between cellular automata and historical processes
    • Philip E. Tetlock and Aaron Belkin, editors, Princeton: Princeton University Press
    • James D. Fearon, “Counterfactuals and Hypothesis Testing in Political Science,” World Politics 43 (1991): 577-592; James D. Fearon, “Causes and Counterfactuals in Social Science: Exploring an Analogy Between Cellular Automata and Historical Processes,” in Philip E. Tetlock and Aaron Belkin, editors, Counterfactual Thought Experiments in World Politics (Princeton: Princeton University Press, 1996).
    • (1996) Counterfactual Thought Experiments in World Politics
    • Fearon, J.D.1
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    • Some observations on formal methods of qualitative analysis
    • There are other understandings of “contingency" available in the literature. See, for example, Larry Griffin and Charles C. Ragin, “Some Observations on Formal Methods of Qualitative Analysis,” Sociological Methods and Research 23 (1994): 16; Edgar Kiser and Michael Hechter, “The Role of General Theory in Comparative-Historical Sociology,” American Journal of Sociology 97 (1991): 6; and Quadagno and Knapp, “Have Sociologists Forsaken Theory?" 499-500.
    • (1994) Sociological Methods and Research , vol.23 , pp. 16
    • Griffin, L.1    Ragin, C.C.2
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    • The role of general theory in comparative-historical sociology
    • There are other understandings of “contingency" available in the literature. See, for example, Larry Griffin and Charles C. Ragin, “Some Observations on Formal Methods of Qualitative Analysis,” Sociological Methods and Research 23 (1994): 16; Edgar Kiser and Michael Hechter, “The Role of General Theory in Comparative-Historical Sociology,” American Journal of Sociology 97 (1991): 6; and Quadagno and Knapp, “Have Sociologists Forsaken Theory?" 499-500.
    • (1991) American Journal of Sociology , vol.97 , pp. 6
    • Kiser, E.1    Hechter, M.2
  • 105
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    • There are other understandings of “contingency" available in the literature. See, for example, Larry Griffin and Charles C. Ragin, “Some Observations on Formal Methods of Qualitative Analysis,” Sociological Methods and Research 23 (1994): 16; Edgar Kiser and Michael Hechter, “The Role of General Theory in Comparative-Historical Sociology,” American Journal of Sociology 97 (1991): 6; and Quadagno and Knapp, “Have Sociologists Forsaken Theory?" 499-500.
    • Have Sociologists Forsaken Theory? , pp. 499-500
    • Quadagno1    Knapp2
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    • Chance in human affairs
    • See Jerome G. Manis and Bernard N. Meltzer, “Chance in Human Affairs,” Sociological Theory 12 (1994): 45-56; Gary King, Robert O. Keohane, and Sidney Verba, Designing Social Inquiry: Scientific Inference in Qualitative Research (Princeton: Princeton University Press, 1994), 59-60; Isaiah Berlin, Historical Inevitability (London: Oxford University Press, 1954); Lorenz Kruger, Lorraine J. Daston, and Michael Heidelberger, The Probabilistic Revolution: Ideas in History (Cambridge, Mass.: MIT Press, 1987).
    • (1994) Sociological Theory , vol.12 , pp. 45-56
    • Manis, J.G.1    Meltzer, B.N.2
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    • See Jerome G. Manis and Bernard N. Meltzer, “Chance in Human Affairs,” Sociological Theory 12 (1994): 45-56; Gary King, Robert O. Keohane, and Sidney Verba, Designing Social Inquiry: Scientific Inference in Qualitative Research (Princeton: Princeton University Press, 1994), 59-60; Isaiah Berlin, Historical Inevitability (London: Oxford University Press, 1954); Lorenz Kruger, Lorraine J. Daston, and Michael Heidelberger, The Probabilistic Revolution: Ideas in History (Cambridge, Mass.: MIT Press, 1987).
    • (1994) Designing Social Inquiry: Scientific Inference in Qualitative Research , pp. 59-60
    • King, G.1    Keohane, R.O.2    Verba, S.3
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    • London: Oxford University Press
    • See Jerome G. Manis and Bernard N. Meltzer, “Chance in Human Affairs,” Sociological Theory 12 (1994): 45-56; Gary King, Robert O. Keohane, and Sidney Verba, Designing Social Inquiry: Scientific Inference in Qualitative Research (Princeton: Princeton University Press, 1994), 59-60; Isaiah Berlin, Historical Inevitability (London: Oxford University Press, 1954); Lorenz Kruger, Lorraine J. Daston, and Michael Heidelberger, The Probabilistic Revolution: Ideas in History (Cambridge, Mass.: MIT Press, 1987).
    • (1954) Historical Inevitability
    • Berlin, I.1
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    • Cambridge, Mass.: MIT Press
    • See Jerome G. Manis and Bernard N. Meltzer, “Chance in Human Affairs,” Sociological Theory 12 (1994): 45-56; Gary King, Robert O. Keohane, and Sidney Verba, Designing Social Inquiry: Scientific Inference in Qualitative Research (Princeton: Princeton University Press, 1994), 59-60; Isaiah Berlin, Historical Inevitability (London: Oxford University Press, 1954); Lorenz Kruger, Lorraine J. Daston, and Michael Heidelberger, The Probabilistic Revolution: Ideas in History (Cambridge, Mass.: MIT Press, 1987).
    • (1987) The Probabilistic Revolution: Ideas in History
    • Kruger, L.1    Daston, L.J.2    Heidelberger, M.3
  • 110
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    • New York: Alfred A. Knopf, chapter 4
    • Edward Hallett Carr, What is History? (New York: Alfred A. Knopf, 1962), chapter 4.
    • (1962) What Is History?
    • Carr, E.H.1
  • 111
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    • Aminzade, “Historical Sociology,” 463; Collier and Collier, Shaping the Political Arena, 27; Gerardo L. Munck, “Between Theory and History and Beyond Traditional Area Studies: A New Comparative Perspective on Latin America,” Comparative Politics 25 (1993): 491.
    • Historical Sociology , pp. 463
    • Aminzade1
  • 112
    • 0003412899 scopus 로고    scopus 로고
    • Aminzade, “Historical Sociology,” 463; Collier and Collier, Shaping the Political Arena, 27; Gerardo L. Munck, “Between Theory and History and Beyond Traditional Area Studies: A New Comparative Perspective on Latin America,” Comparative Politics 25 (1993): 491.
    • Shaping the Political Arena , pp. 27
    • Collier1    Collier2
  • 113
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    • Between theory and history and beyond traditional area studies: A new comparative perspective on Latin America
    • Aminzade, “Historical Sociology,” 463; Collier and Collier, Shaping the Political Arena, 27; Gerardo L. Munck, “Between Theory and History and Beyond Traditional Area Studies: A New Comparative Perspective on Latin America,” Comparative Politics 25 (1993): 491.
    • (1993) Comparative Politics , vol.25 , pp. 491
    • Munck, G.L.1
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    • The fable of the keys
    • S. J. Liebowitz and Stephen E. Margolis, “The Fable of the Keys,” Journal of Law and Economics 33 (1990): 1-25. Additional typewriter formats besides QWERTY and Dvorak have emerged over time, and it is now clear that QWERTY is not an optimal design - even though, as discussed below, the costs of technology reversal would make it inefficient to abandon QWERTY. One might be inclined to argue that QWERTY should be considered a path-dependent outcome because its persis-tence reveals how historical conditions can lead to sub-optimal outcomes, even if its initial adoption and subsequent persistence are fully consistent with neoclassical theory. In this formulation, path dependence entails a self-reinforcing outcome that seems regrettable or illogical in light of currently available options, even though this outcome was fully predictable given the choices that were actually available when the initial selection process occurred (Liebowitz and Margolis, “Path-Dependence,” 211). This broad definition has the unfortunate consequence of making the presence or absence of path dependence hinge on discoveries that occur only after the self-reinforcing sequence is initiated. For example, in this formulation, the QWERTY typewriter became a path-dependent outcome only once actors gained knowledge of superior formats: before this time, it was not possible to assert that QWERTY was sub-optimal. In this definition, ther, the key event that triggers path dependence is knowledge that a superior alternative exists - not the actual adoption of the outcome in the first place. Yet, with many or most self-reinforcing institutions, new knowledge eventually leads actors to realize that an alternative arrangement might have better served needs. Hence, this definition stretches the concept of path dependence to include nearly all institutions, and may degenerate into a kind of “what if" analysis in which the investigator speculates about how the world could have been improved with better knowledge at an earlier point in time. In short, the mere presence of regrettable or seemingly illogical outcomes does not necessarily signify path dependence.
    • (1990) Journal of Law and Economics , vol.33 , pp. 1-25
    • Liebowitz, S.J.1    Margolis, S.E.2
  • 117
    • 84924000107 scopus 로고    scopus 로고
    • S. J. Liebowitz and Stephen E. Margolis, “The Fable of the Keys,” Journal of Law and Economics 33 (1990): 1-25. Additional typewriter formats besides QWERTY and Dvorak have emerged over time, and it is now clear that QWERTY is not an optimal design - even though, as discussed below, the costs of technology reversal would make it inefficient to abandon QWERTY. One might be inclined to argue that QWERTY should be considered a path-dependent outcome because its persis-tence reveals how historical conditions can lead to sub-optimal outcomes, even if its initial adoption and subsequent persistence are fully consistent with neoclassical theory. In this formulation, path dependence entails a self-reinforcing outcome that seems regrettable or illogical in light of currently available options, even though this outcome was fully predictable given the choices that were actually available when the initial selection process occurred (Liebowitz and Margolis, “Path-Dependence,” 211). This broad definition has the unfortunate consequence of making the presence or absence of path dependence hinge on discoveries that occur only after the self-reinforcing sequence is initiated. For example, in this formulation, the QWERTY typewriter became a path-dependent outcome only once actors gained knowledge of superior formats: before this time, it was not possible to assert that QWERTY was sub-optimal. In this definition, ther, the key event that triggers path dependence is knowledge that a superior alternative exists - not the actual adoption of the outcome in the first place. Yet, with many or most self-reinforcing institutions, new knowledge eventually leads actors to realize that an alternative arrangement might have better served needs. Hence, this definition stretches the concept of path dependence to include nearly all institutions, and may degenerate into a kind of “what if" analysis in which the investigator speculates about how the world could have been improved with better knowledge at an earlier point in time. In short, the mere presence of regrettable or seemingly illogical outcomes does not necessarily signify path dependence.
    • Path-Dependence , pp. 211
    • Liebowitz1    Margolis2
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    • Stinchcombe, Constructing Social Theories, 103-104; Krasner, “Sovereignty,” 80-85.
    • Sovereignty , pp. 80-85
    • Krasner1
  • 120
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    • The specific characteristics of institutions especial y susceptible to self-reinforcing path dependence will vary depending on the mechanism of reproduction that characterizes an institution (see below for a discussion of these mechanisms). In the case of utilitarian mechanisms of reproduction, institutions that quickly confer important benefits and rapidly impose costs to transformation are more likely to be characterized by path dependence. For example, in his work on technologies, which relies on an utilitarian framework, Arthur (Increasing Returns, 118) has noted that path dependence is especially likely when there are high set-up costs, positive network externalities, and immediate benefits of adoption through learning processes. These qualities probably apply to many social institutions (Pierson, “Increasing Returns"; Kiser and Hechter “The Debate on Historical Sociology,” 807). Likewise, with power mechanisms of reproduction, institutions that clearly and quickly benefit a particular group of actors without immediately disadvantaging other actors are particularly likely to be characterized by path dependence.
    • Increasing Returns , pp. 118
    • Arthur1
  • 121
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    • The specific characteristics of institutions especial y susceptible to self-reinforcing path dependence will vary depending on the mechanism of reproduction that characterizes an institution (see below for a discussion of these mechanisms). In the case of utilitarian mechanisms of reproduction, institutions that quickly confer important benefits and rapidly impose costs to transformation are more likely to be characterized by path dependence. For example, in his work on technologies, which relies on an utilitarian framework, Arthur (Increasing Returns, 118) has noted that path dependence is especially likely when there are high set-up costs, positive network externalities, and immediate benefits of adoption through learning processes. These qualities probably apply to many social institutions (Pierson, “Increasing Returns"; Kiser and Hechter “The Debate on Historical Sociology,” 807). Likewise, with power mechanisms of reproduction, institutions that clearly and quickly benefit a particular group of actors without immediately disadvantaging other actors are particularly likely to be characterized by path dependence.
    • Increasing Returns
    • Pierson1
  • 122
    • 68249136927 scopus 로고    scopus 로고
    • The specific characteristics of institutions especial y susceptible to self-reinforcing path dependence will vary depending on the mechanism of reproduction that characterizes an institution (see below for a discussion of these mechanisms). In the case of utilitarian mechanisms of reproduction, institutions that quickly confer important benefits and rapidly impose costs to transformation are more likely to be characterized by path dependence. For example, in his work on technologies, which relies on an utilitarian framework, Arthur (Increasing Returns, 118) has noted that path dependence is especially likely when there are high set-up costs, positive network externalities, and immediate benefits of adoption through learning processes. These qualities probably apply to many social institutions (Pierson, “Increasing Returns"; Kiser and Hechter “The Debate on Historical Sociology,” 807). Likewise, with power mechanisms of reproduction, institutions that clearly and quickly benefit a particular group of actors without immediately disadvantaging other actors are particularly likely to be characterized by path dependence.
    • The Debate on Historical Sociology , pp. 807
    • Kiser1    Hechter2
  • 125
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    • New York: Oxford University Press
    • These frameworks are derived from Collins’s well-known discussion of the rational/utilitarian, Durkheimian, conflict, and microinteractionist traditions. See Randall Collins, Four Sociological Traditions (New York: Oxford University Press, 1994). Of course, there are other ways of characterizing trie theoretical frameworks that guide sociological research. See, for example, Raymond Boudon, Problems of Sociological Epistemology (New York: Columbia University Press, 1980); Tom Campbell, Seven Theories of Human Society (Oxford: Clarendon Press, 1981); and Anthony Giddens, Central Problems in Social Theory: Action, Structure, and Contradiction in Social Analysis (Berkeley: University of California, 1979). I make no claim that the four-told typology discussed here is a definitive characterization. In addition, I am aware that these theoretical traditions might be conceived as “metatheories" that offer only general theorems and no specific propositions independent of “bridging assumptions." Here I take the liberty of giving empirical content to these theoretical traditions by specifying specific propositions associated with each tradition.
    • (1994) Four Sociological Traditions
    • Collins, R.1
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    • New York: Columbia University Press
    • These frameworks are derived from Collins’s well-known discussion of the rational/utilitarian, Durkheimian, conflict, and microinteractionist traditions. See Randall Collins, Four Sociological Traditions (New York: Oxford University Press, 1994). Of course, there are other ways of characterizing trie theoretical frameworks that guide sociological research. See, for example, Raymond Boudon, Problems of Sociological Epistemology (New York: Columbia University Press, 1980); Tom Campbell, Seven Theories of Human Society (Oxford: Clarendon Press, 1981); and Anthony Giddens, Central Problems in Social Theory: Action, Structure, and Contradiction in Social Analysis (Berkeley: University of California, 1979). I make no claim that the four-told typology discussed here is a definitive characterization. In addition, I am aware that these theoretical traditions might be conceived as “metatheories" that offer only general theorems and no specific propositions independent of “bridging assumptions." Here I take the liberty of giving empirical content to these theoretical traditions by specifying specific propositions associated with each tradition.
    • (1980) Problems of Sociological Epistemology
    • Boudon, R.1
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    • Oxford: Clarendon Press
    • These frameworks are derived from Collins’s well-known discussion of the rational/utilitarian, Durkheimian, conflict, and microinteractionist traditions. See Randall Collins, Four Sociological Traditions (New York: Oxford University Press, 1994). Of course, there are other ways of characterizing trie theoretical frameworks that guide sociological research. See, for example, Raymond Boudon, Problems of Sociological Epistemology (New York: Columbia University Press, 1980); Tom Campbell, Seven Theories of Human Society (Oxford: Clarendon Press, 1981); and Anthony Giddens, Central Problems in Social Theory: Action, Structure, and Contradiction in Social Analysis (Berkeley: University of California, 1979). I make no claim that the four-told typology discussed here is a definitive characterization. In addition, I am aware that these theoretical traditions might be conceived as “metatheories" that offer only general theorems and no specific propositions independent of “bridging assumptions." Here I take the liberty of giving empirical content to these theoretical traditions by specifying specific propositions associated with each tradition.
    • (1981) Seven Theories of Human Society
    • Campbell, T.1
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    • Berkeley: University of California
    • These frameworks are derived from Collins’s well-known discussion of the rational/utilitarian, Durkheimian, conflict, and microinteractionist traditions. See Randall Collins, Four Sociological Traditions (New York: Oxford University Press, 1994). Of course, there are other ways of characterizing trie theoretical frameworks that guide sociological research. See, for example, Raymond Boudon, Problems of Sociological Epistemology (New York: Columbia University Press, 1980); Tom Campbell, Seven Theories of Human Society (Oxford: Clarendon Press, 1981); and Anthony Giddens, Central Problems in Social Theory: Action, Structure, and Contradiction in Social Analysis (Berkeley: University of California, 1979). I make no claim that the four-told typology discussed here is a definitive characterization. In addition, I am aware that these theoretical traditions might be conceived as “metatheories" that offer only general theorems and no specific propositions independent of “bridging assumptions." Here I take the liberty of giving empirical content to these theoretical traditions by specifying specific propositions associated with each tradition.
    • (1979) Central Problems in Social Theory: Action, Structure, and Contradiction in Social Analysis
    • Giddens, A.1
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    • The utilitarians revistied
    • Charles Camic, “The Utilitarians Revistied,” American Journal of Sociology 85 (1979): 516-550; James S. Coleman. Foundations of Social Theory (Cambridge: Belknap Press, 1990); Collins, Four Sociological Traditions, chapter 2.
    • (1979) American Journal of Sociology , vol.85 , pp. 516-550
    • Camic, C.1
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    • Cambridge: Belknap Press
    • Charles Camic, “The Utilitarians Revistied,” American Journal of Sociology 85 (1979): 516-550; James S. Coleman. Foundations of Social Theory (Cambridge: Belknap Press, 1990); Collins, Four Sociological Traditions, chapter 2.
    • Foundations of Social Theory , pp. 1990
    • Coleman, J.S.1
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    • chapter 2
    • Charles Camic, “The Utilitarians Revistied,” American Journal of Sociology 85 (1979): 516-550; James S. Coleman. Foundations of Social Theory (Cambridge: Belknap Press, 1990); Collins, Four Sociological Traditions, chapter 2.
    • Four Sociological Traditions
    • Collins1
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    • History, necessity, and rational choice theory
    • Greg Hill, “History, Necessity, and Rational Choice Theory,” Rationality and Society 9 (1997): 189-213. Edgar Kiser (personal communication) points out that many rational choice analysts do not believe path dependence exists. He suggests that this might explain why there are so few (if any) empirical examinations of path dependence by rational choice theorists in the discipline of sociology.
    • (1997) Rationality and Society , vol.9 , pp. 189-213
    • Hill, G.1
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    • Introduction
    • Michael Hechter, Karl-Dieter Opp, and Richard Wippler, editors, New York: Aldine de Gruyter
    • Michael Hechter, Karl-Dieter Opp, and Richard Wippler, “Introduction,” in Michael Hechter, Karl-Dieter Opp, and Richard Wippler, editors, Social Institutions: Their Emergence, Maintenance and Effects (New York: Aldine de Gruyter, 1990), 5. See also Michael Hechter, “The Emergence of Cooperative Social Institutions,” in Hechter, Opp, and Wippler, editors, Social Institutions; Edgar Kiser, “The Revival of Narrative in Historical Sociology: What Rational Choice Can Contribute,” Politics and Society 24 (1996): 249-271. Recently, Kiser and Hechter have suggested that path dependence may be a useful mode of analysis for historical sociologists. See Edgar Kiser and Michael Hechter, “The Debate on Historical Sociology: Rational Choice Theory and Its Critics,” American Journal of Sociology 104 (1998): 785-816.
    • (1990) Social Institutions: Their Emergence, Maintenance and Effects , pp. 5
    • Hechter, M.1    Karl-Dieter, O.2    Wippler, R.3
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    • The emergence of cooperative social institutions
    • Hechter, Opp, and Wippler, editors
    • Michael Hechter, Karl-Dieter Opp, and Richard Wippler, “Introduction,” in Michael Hechter, Karl-Dieter Opp, and Richard Wippler, editors, Social Institutions: Their Emergence, Maintenance and Effects (New York: Aldine de Gruyter, 1990), 5. See also Michael Hechter, “The Emergence of Cooperative Social Institutions,” in Hechter, Opp, and Wippler, editors, Social Institutions; Edgar Kiser, “The Revival of Narrative in Historical Sociology: What Rational Choice Can Contribute,” Politics and Society 24 (1996): 249-271. Recently, Kiser and Hechter have suggested that path dependence may be a useful mode of analysis for historical sociologists. See Edgar Kiser and Michael Hechter, “The Debate on Historical Sociology: Rational Choice Theory and Its Critics,” American Journal of Sociology 104 (1998): 785-816.
    • Social Institutions
    • Hechter, M.1
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    • The revival of narrative in historical sociology: What rational choice can contribute
    • Michael Hechter, Karl-Dieter Opp, and Richard Wippler, “Introduction,” in Michael Hechter, Karl-Dieter Opp, and Richard Wippler, editors, Social Institutions: Their Emergence, Maintenance and Effects (New York: Aldine de Gruyter, 1990), 5. See also Michael Hechter, “The Emergence of Cooperative Social Institutions,” in Hechter, Opp, and Wippler, editors, Social Institutions; Edgar Kiser, “The Revival of Narrative in Historical Sociology: What Rational Choice Can Contribute,” Politics and Society 24 (1996): 249-271. Recently, Kiser and Hechter have suggested that path dependence may be a useful mode of analysis for historical sociologists. See Edgar Kiser and Michael Hechter, “The Debate on Historical Sociology: Rational Choice Theory and Its Critics,” American Journal of Sociology 104 (1998): 785-816.
    • (1996) Politics and Society , vol.24 , pp. 249-271
    • Kiser, E.1
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    • The debate on historical sociology: Rational choice theory and its critics
    • Michael Hechter, Karl-Dieter Opp, and Richard Wippler, “Introduction,” in Michael Hechter, Karl-Dieter Opp, and Richard Wippler, editors, Social Institutions: Their Emergence, Maintenance and Effects (New York: Aldine de Gruyter, 1990), 5. See also Michael Hechter, “The Emergence of Cooperative Social Institutions,” in Hechter, Opp, and Wippler, editors, Social Institutions; Edgar Kiser, “The Revival of Narrative in Historical Sociology: What Rational Choice Can Contribute,” Politics and Society 24 (1996): 249-271. Recently, Kiser and Hechter have suggested that path dependence may be a useful mode of analysis for historical sociologists. See Edgar Kiser and Michael Hechter, “The Debate on Historical Sociology: Rational Choice Theory and Its Critics,” American Journal of Sociology 104 (1998): 785-816.
    • (1998) American Journal of Sociology , vol.104 , pp. 785-816
    • Kiser, E.1    Hechter, M.2
  • 138
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    • Williamson, “Transaction Cost Economics,” 116-117. This learning explanation assumes that there are long-run benefits to institutional change.
    • Transaction Cost Economics , pp. 116-117
    • Williamson1
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    • Path dependence in regional development: Persistence and change in three industrial clusters in Santa Catarina, Brazil
    • Jorg Meyer-Stamer, “Path Dependence in Regional Development: Persistence and Change in Three Industrial Clusters in Santa Catarina, Brazil,” World Development 26 (1998): 1508.
    • (1998) World Development , vol.26 , pp. 1508
    • Meyer-Stamer, J.1
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    • Varieties of functional analysis
    • David L. Sills, editors, New York: MacMillan
    • Robert K. Merton, Social Theory and Social Structure: Toward the Codification of Theory and Research (Glencoe. Ill.: Free Press, 1949), 23-24; Francesca M. Cancian, “Varieties of Functional Analysis,” in David L. Sills, editors, International Encyclopedia of the Social Sciences (New York: MacMillan. 1968), 30.
    • (1968) International Encyclopedia of the Social Sciences , pp. 30
    • Cancian, F.M.1
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    • See Nagel, The Structure of Science, 24; Dietrich Rueschemeyer, Power and the Division of Labour (Stanford: Stanford University Press, 1986), 36-39.
    • The Structure of Science , pp. 24
    • Nagel1
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    • Stanford: Stanford University Press
    • See Nagel, The Structure of Science, 24; Dietrich Rueschemeyer, Power and the Division of Labour (Stanford: Stanford University Press, 1986), 36-39.
    • (1986) Power and the Division of Labour , pp. 36-39
    • Rueschemeyer, D.1
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    • New York: W.W. Norton and Company
    • This functional path-dependent logic underlies the punctuated equilibrium model of evolutionary change in biology. See Stephen Jay Gould, Wonderful Life: The Burgess Shale and the Nature of History (New York: W.W. Norton and Company. 1989); Stephen Jay Gould and Niles Eldredge, “Punctuated Equilibria: The Tempo and Mode of Evolution Reconsidered." Paleobiology 3 (1977): 115-151. Thus, in the punctuated equilibrium model, random mutations in specific individuals initially introduce change into a population. This change may rapidly spread through a whole species if - given earlier adaptations and immediate environmental incentives - it is functionally efficient. Once the adaptation is stabilized, it will tend to maintain itself and channel future change. This is true even though the selected adaptation may not be optimal for the species in a functional or utilitarian sense. See also Goldstone, “Initial Conditions,” 836, for a discussion of the path-dependent aspects of evolutionary biology.
    • (1989) Wonderful Life: The Burgess Shale and the Nature of History
    • Gould, S.J.1
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    • Punctuated equilibria: The tempo and mode of evolution reconsidered
    • This functional path-dependent logic underlies the punctuated equilibrium model of evolutionary change in biology. See Stephen Jay Gould, Wonderful Life: The Burgess Shale and the Nature of History (New York: W.W. Norton and Company. 1989); Stephen Jay Gould and Niles Eldredge, “Punctuated Equilibria: The Tempo and Mode of Evolution Reconsidered." Paleobiology 3 (1977): 115-151. Thus, in the punctuated equilibrium model, random mutations in specific individuals initially introduce change into a population. This change may rapidly spread through a whole species if - given earlier adaptations and immediate environmental incentives - it is functionally efficient. Once the adaptation is stabilized, it will tend to maintain itself and channel future change. This is true even though the selected adaptation may not be optimal for the species in a functional or utilitarian sense. See also Goldstone, “Initial Conditions,” 836, for a discussion of the path-dependent aspects of evolutionary biology.
    • (1977) Paleobiology , vol.3 , pp. 115-151
    • Gould, S.J.1    Eldredge, N.2
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    • A wide range of scholars have underscored the importance of identifying such mechanisms because they are the processes that “explain" how values on one variable actually cause values on another variable. For example, see Roy Bhaskar, A Realist Theory of Science (London: Leeds Books, 1975); Hubert M. Blalock, Causal Inferences in Nonexperimental Research (Chapel Hill: University of North Carolina Press, 1961); Jon Elster, Nuts and Bolts for the Social Sciences (Cambridge: Cambridge University Press, 1989); Alexander L. George and Timothy J. McKeown, “Case Studies and Theories of Organizational Decision Making,” Advances in Information Processing in Organizations 2 (1985): 21-58; John H. Goldthorpe, “Causation, Statistics and Sociology,” unpublished manuscript, Nuffield College. Oxford University, 1998; Peter Hedstrom and Richard Swedberg. editors. Social Mechanisms: An Analytical Approach to Social Theory (New York: Cambridge University Press, 1998); Kiser. “The Revival of Narrative"; Kiser and Hechter. “The Role of General Theory"; Somers, “We’re No Angels"; 722-784; George Steinmetz, “Critical Realism and Historical Sociology,” Comparative Studies in Society and History 40 (1998): 170-186. The study of causal mechanisms is connected with the realist school in the philosophy of science, which is itself quite divided (see Craig Calhoun. “Explanation in Historical Sociology: Narrative, General Theory, and Historically Specific Theory.’" American Journal of Sociology 104 [1998]: 846-871). In this article, I am not concerned with uncovering the ontological underpinnings of realism.
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    • A wide range of scholars have underscored the importance of identifying such mechanisms because they are the processes that “explain" how values on one variable actually cause values on another variable. For example, see Roy Bhaskar, A Realist Theory of Science (London: Leeds Books, 1975); Hubert M. Blalock, Causal Inferences in Nonexperimental Research (Chapel Hill: University of North Carolina Press, 1961); Jon Elster, Nuts and Bolts for the Social Sciences (Cambridge: Cambridge University Press, 1989); Alexander L. George and Timothy J. McKeown, “Case Studies and Theories of Organizational Decision Making,” Advances in Information Processing in Organizations 2 (1985): 21-58; John H. Goldthorpe, “Causation, Statistics and Sociology,” unpublished manuscript, Nuffield College. Oxford University, 1998; Peter Hedstrom and Richard Swedberg. editors. Social Mechanisms: An Analytical Approach to Social Theory (New York: Cambridge University Press, 1998); Kiser. “The Revival of Narrative"; Kiser and Hechter. “The Role of General Theory"; Somers, “We’re No Angels"; 722-784; George Steinmetz, “Critical Realism and Historical Sociology,” Comparative Studies in Society and History 40 (1998): 170-186. The study of causal mechanisms is connected with the realist school in the philosophy of science, which is itself quite divided (see Craig Calhoun. “Explanation in Historical Sociology: Narrative, General Theory, and Historically Specific Theory.’" American Journal of Sociology 104 [1998]: 846-871). In this article, I am not concerned with uncovering the ontological underpinnings of realism.
    • (1998) Social Mechanisms: An Analytical Approach to Social Theory
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    • A wide range of scholars have underscored the importance of identifying such mechanisms because they are the processes that “explain" how values on one variable actually cause values on another variable. For example, see Roy Bhaskar, A Realist Theory of Science (London: Leeds Books, 1975); Hubert M. Blalock, Causal Inferences in Nonexperimental Research (Chapel Hill: University of North Carolina Press, 1961); Jon Elster, Nuts and Bolts for the Social Sciences (Cambridge: Cambridge University Press, 1989); Alexander L. George and Timothy J. McKeown, “Case Studies and Theories of Organizational Decision Making,” Advances in Information Processing in Organizations 2 (1985): 21-58; John H. Goldthorpe, “Causation, Statistics and Sociology,” unpublished manuscript, Nuffield College. Oxford University, 1998; Peter Hedstrom and Richard Swedberg. editors. Social Mechanisms: An Analytical Approach to Social Theory (New York: Cambridge University Press, 1998); Kiser. “The Revival of Narrative"; Kiser and Hechter. “The Role of General Theory"; Somers, “We’re No Angels"; 722-784; George Steinmetz, “Critical Realism and Historical Sociology,” Comparative Studies in Society and History 40 (1998): 170-186. The study of causal mechanisms is connected with the realist school in the philosophy of science, which is itself quite divided (see Craig Calhoun. “Explanation in Historical Sociology: Narrative, General Theory, and Historically Specific Theory.’" American Journal of Sociology 104 [1998]: 846-871). In this article, I am not concerned with uncovering the ontological underpinnings of realism.
    • The Revival of Narrative
    • Kiser1
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    • A wide range of scholars have underscored the importance of identifying such mechanisms because they are the processes that “explain" how values on one variable actually cause values on another variable. For example, see Roy Bhaskar, A Realist Theory of Science (London: Leeds Books, 1975); Hubert M. Blalock, Causal Inferences in Nonexperimental Research (Chapel Hill: University of North Carolina Press, 1961); Jon Elster, Nuts and Bolts for the Social Sciences (Cambridge: Cambridge University Press, 1989); Alexander L. George and Timothy J. McKeown, “Case Studies and Theories of Organizational Decision Making,” Advances in Information Processing in Organizations 2 (1985): 21-58; John H. Goldthorpe, “Causation, Statistics and Sociology,” unpublished manuscript, Nuffield College. Oxford University, 1998; Peter Hedstrom and Richard Swedberg. editors. Social Mechanisms: An Analytical Approach to Social Theory (New York: Cambridge University Press, 1998); Kiser. “The Revival of Narrative"; Kiser and Hechter. “The Role of General Theory"; Somers, “We’re No Angels"; 722-784; George Steinmetz, “Critical Realism and Historical Sociology,” Comparative Studies in Society and History 40 (1998): 170-186. The study of causal mechanisms is connected with the realist school in the philosophy of science, which is itself quite divided (see Craig Calhoun. “Explanation in Historical Sociology: Narrative, General Theory, and Historically Specific Theory.’" American Journal of Sociology 104 [1998]: 846-871). In this article, I am not concerned with uncovering the ontological underpinnings of realism.
    • The Role of General Theory
    • Kiser1    Hechter2
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    • A wide range of scholars have underscored the importance of identifying such mechanisms because they are the processes that “explain" how values on one variable actually cause values on another variable. For example, see Roy Bhaskar, A Realist Theory of Science (London: Leeds Books, 1975); Hubert M. Blalock, Causal Inferences in Nonexperimental Research (Chapel Hill: University of North Carolina Press, 1961); Jon Elster, Nuts and Bolts for the Social Sciences (Cambridge: Cambridge University Press, 1989); Alexander L. George and Timothy J. McKeown, “Case Studies and Theories of Organizational Decision Making,” Advances in Information Processing in Organizations 2 (1985): 21-58; John H. Goldthorpe, “Causation, Statistics and Sociology,” unpublished manuscript, Nuffield College. Oxford University, 1998; Peter Hedstrom and Richard Swedberg. editors. Social Mechanisms: An Analytical Approach to Social Theory (New York: Cambridge University Press, 1998); Kiser. “The Revival of Narrative"; Kiser and Hechter. “The Role of General Theory"; Somers, “We’re No Angels"; 722-784; George Steinmetz, “Critical Realism and Historical Sociology,” Comparative Studies in Society and History 40 (1998): 170-186. The study of causal mechanisms is connected with the realist school in the philosophy of science, which is itself quite divided (see Craig Calhoun. “Explanation in Historical Sociology: Narrative, General Theory, and Historically Specific Theory.’" American Journal of Sociology 104 [1998]: 846-871). In this article, I am not concerned with uncovering the ontological underpinnings of realism.
    • We’re No Angels , pp. 722-784
    • Somers1
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