메뉴 건너뛰기




Volumn 649, Issue 1, 2013, Pages 76-97

Innovation-Framing Regulation

Author keywords

Asset Backed Commercial Paper; Basel II; Dodd Frank Wall Street Reform and Consumer Protection Act; financial crisis; innovation; regulatory design; Volcker Rule

Indexed keywords


EID: 84881054906     PISSN: 00027162     EISSN: 15523349     Source Type: Journal    
DOI: 10.1177/0002716213489249     Document Type: Article
Times cited : (9)

References (56)
  • 2
    • 78649292048 scopus 로고    scopus 로고
    • Technologies of compliance: Risk and regulation in a digital age
    • Bamberger Kenneth.Technologies of compliance: Risk and regulation in a digital age.Texas Law Review. 2009;88 (4): 669-739.
    • (2009) Texas Law Review , vol.88 , Issue.4 , pp. 669-739
    • Bamberger, K.1
  • 3
    • 80051496826 scopus 로고    scopus 로고
    • Transnational governance as the layering of rules: Intersections of public and private standards
    • Bartley Tim.Transnational governance as the layering of rules: Intersections of public and private standards.Theoretical Inquiries in Law. 2011;12 (2): 517-42.
    • (2011) Theoretical Inquiries in Law , vol.12 , Issue.2 , pp. 517-542
    • Bartley, T.1
  • 5
    • 0003647334 scopus 로고    scopus 로고
    • 2nd ed.Chicago, IL: University of Chicago Press.;, Chicago, IL: University of Chicago Press
    • Baumgartner Frank R.,Jones Bryan D.Agendas and instability in American politics. 2009. Agendas and instability in American politics. 2nd ed.Chicago, IL: University of Chicago Press.Chicago, IL: University of Chicago Press; 2009:.
    • (2009) Agendas and Instability in American Politics
    • Baumgartner, F.R.1    Jones, B.D.2
  • 7
    • 0000079986 scopus 로고
    • Opting out of the legal system: Extracontractual relations in the diamond industry
    • Bernstein Lisa.Opting out of the legal system: Extracontractual relations in the diamond industry.Journal of Legal Studies. 1993;21 (1): 115-57.
    • (1993) Journal of Legal Studies , vol.21 , Issue.1 , pp. 115-157
    • Bernstein, L.1
  • 8
    • 84881081981 scopus 로고    scopus 로고
    • London: LSE Law, Society and Economy
    • Black JuliaLondon: LSE Law, Society and Economy; 2008:.
    • (2008)
    • Black, J.1
  • 9
    • 79955846230 scopus 로고    scopus 로고
    • Thinking beyond Basel III: Necessary solutions for capital and liquidity
    • Blundell-Wignall Adrian,Atkinson Paul.Thinking beyond Basel III: Necessary solutions for capital and liquidity.OECD Journal: Financial Market Trends. 2010 2010; (1): 9-33.
    • (2010) OECD Journal: Financial Market Trends , Issue.1 , pp. 9-33
    • Blundell-Wignall, A.1    Atkinson, P.2
  • 10
    • 84881075974 scopus 로고    scopus 로고
    • A transactional genealogy of scandal: From Michael Milken to Enron to Goldman Sachs
    • Bratton William,Levitin Adam.A transactional genealogy of scandal: From Michael Milken to Enron to Goldman Sachs.Southern California Law Review.
    • Southern California Law Review
    • Bratton, W.1    Levitin, A.2
  • 11
    • 84881071243 scopus 로고    scopus 로고
    • Principles-based regulation-Moving from theory to practice
    • May, London. Available
    • BriaultClive. May2007. Principles-based regulation-Moving from theory to practice. Speech at Financial Conduct Authority ABI 2007 Conference, London. Available from http://www.fsa.gov.uk/pages/Library/Communication/Speeches/2007/0510_cb.shtml.
    • (2007) Speech at Financial Conduct Authority ABI 2007 Conference
    • Briault, C.1
  • 12
    • 84881046487 scopus 로고    scopus 로고
    • British Columbia Securities Commission,proposed National Instrument 51-106 and proposed amendments to National Instrument 52-109, proposed amendments to National Instrument 45-106 and National Instrument 45-102, CSA staff notice 11-315, 15 June. Available from
    • British Columbia Securities Commission. 2011. 11-315 extension of consultation period - proposed National Instrument 41-103, proposed National Instrument 51-106 and proposed amendments to National Instrument 52-109, proposed amendments to National Instrument 45-106 and National Instrument 45-102, CSA staff notice 11-315, 15 June. Available from http://www.bcsc.bc.ca/policy.aspx?id=12846&cat=1%20-%20Procedure%20and%20Related%20Matters.
    • (2011) 11-315 extension of consultation period - proposed National Instrument 41-103
  • 13
    • 84881038885 scopus 로고    scopus 로고
    • Canadian Securities Administrators,s. 2.35 (short term debt). Available
    • Canadian Securities Administrators. 2011. National instrument 45-106, prospectus and registration exemptions, s. 2.35 (short term debt). Available from www.bcsc.bc.ca/uploadedFiles/securitieslaw/policy4/45-106_[NI]_-_Post_-_IFRS.pdf.
    • (2011) National instrument 45-106, prospectus and registration exemptions
  • 14
    • 84856796745 scopus 로고    scopus 로고
    • Research report prepared for the Expert Panel on Securities Regulation. Ottawa: Expert Panel on Securities Regulation
    • ChantJohn. 2009. The ABCP Crisis in Canada: The implications for the regulation of financial markets. Research report prepared for the Expert Panel on Securities Regulation. Ottawa: Expert Panel on Securities Regulation. Available from http://www.groupeexperts.ca/eng/reports/research-studies/index.html.
    • (2009) The ABCP Crisis in Canada: The implications for the regulation of financial markets
    • Chant, J.1
  • 16
    • 84881069201 scopus 로고
    • New Haven, CT
    • Cover Robert M.New Haven, CT:; 1983:.
    • (1983)
    • Cover, R.M.1
  • 19
    • 84881073555 scopus 로고    scopus 로고
    • Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub.L.No. 111-203, 124 Stat. 1376
    • Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub.L.No. 111-203, 124 Stat. 1376 (2010)
    • (2010)
  • 20
    • 39049163913 scopus 로고    scopus 로고
    • New governance, compliance, and principles-based securities regulation
    • Ford Cristie L.New governance, compliance, and principles-based securities regulation.American Business Law Journal. 2008;45:1-55.
    • (2008) American Business Law Journal , vol.45 , pp. 1-55
    • Ford, C.L.1
  • 21
    • 84875022069 scopus 로고    scopus 로고
    • Macro- and micro-level effects on responsive financial regulation
    • Ford Cristie L.Macro- and micro-level effects on responsive financial regulation.UBC Law Review. 2011;44:589-626.
    • (2011) UBC Law Review , vol.44 , pp. 589-626
    • Ford, C.L.1
  • 23
    • 69249125735 scopus 로고    scopus 로고
    • Code, crash and open source: The outsourcing of financial regulation to risk models and the global financial crisis
    • Gerding Erik F.Code, crash and open source: The outsourcing of financial regulation to risk models and the global financial crisis.Washington Law Review. 2009;84 (2): 127-98.
    • (2009) Washington Law Review , vol.84 , Issue.2 , pp. 127-198
    • Gerding, E.F.1
  • 24
    • 39649123740 scopus 로고    scopus 로고
    • Deconstructing equity: Public ownership, agency costs, and complete financial markets
    • Gilson Ronald J.,Whitehead Charles K.Deconstructing equity: Public ownership, agency costs, and complete financial markets.Columbia Law Review. 2008;108:231-64.
    • (2008) Columbia Law Review , vol.108 , pp. 231-264
    • Gilson, R.J.1    Whitehead, C.K.2
  • 25
    • 84881068688 scopus 로고    scopus 로고
    • ABCP maker misled investors: OSC
    • 28September2
    • GreenwoodJohn. 28September2011. ABCP maker misled investors: OSC. Financial Post. Available from http://business.financialpost.com.
    • (2011) Financial Post
    • Greenwood, J.1
  • 28
    • 71949088891 scopus 로고    scopus 로고
    • Hearing on Protecting Homeowners: Preventing Abusive Lending While Preserving Access to Credit, Before the Subcommittee on Housing and Community Opportunity and the Subcommittee on Financial Institutions and Consumer Credit, November5, 2003 (statement of CowanCameron L.). Available from
    • Hearing on Protecting Homeowners: Preventing Abusive Lending While Preserving Access to Credit, Before the Subcommittee on Housing and Community Opportunity and the Subcommittee on Financial Institutions and Consumer Credit, United States House of Representatives, November5, 2003 (statement of CowanCameron L.). Available from http://financialservices.house.gov/media/pdf/110503cc.pdf.
    • United States House of Representatives
  • 30
    • 33747074656 scopus 로고    scopus 로고
    • The new vote buying: Empty voting and hidden (morphable) ownership
    • Hu Henry,Black Bernard.The new vote buying: Empty voting and hidden (morphable) ownership.Southern California Law Review. 2006;79 (4): 811-908.
    • (2006) Southern California Law Review , vol.79 , Issue.4 , pp. 811-908
    • Hu, H.1    Black, B.2
  • 32
    • 21144468370 scopus 로고
    • Rules versus standards: An economic analysis
    • Kaplow Louis.Rules versus standards: An economic analysis.Duke Law Journal. 1992;42:557-629.
    • (1992) Duke Law Journal , vol.42 , pp. 557-629
    • Kaplow, L.1
  • 33
    • 33749180121 scopus 로고    scopus 로고
    • Cosmetic compliance and the failure of negotiated governance
    • Krawiec Kimberley.Cosmetic compliance and the failure of negotiated governance.Washington University Law Quarterly. 2003;81:487-544.
    • (2003) Washington University Law Quarterly , vol.81 , pp. 487-544
    • Krawiec, K.1
  • 34
    • 84881060566 scopus 로고    scopus 로고
    • Don't "screw Joe the plummer": The sausage-making of financial reform
    • Krawiec Kimberley.Don't "screw Joe the plummer": The sausage-making of financial reform.Arizona Law Review. 2013;55:53-103.
    • (2013) Arizona Law Review , vol.55 , pp. 53-103
    • Krawiec, K.1
  • 35
    • 0039745578 scopus 로고    scopus 로고
    • The new Chicago School
    • Lessig Lawrence.The new Chicago School.Journal of Legal Studies. 1998;17 (2): 661-91.
    • (1998) Journal of Legal Studies , vol.17 , Issue.2 , pp. 661-691
    • Lessig, L.1
  • 36
    • 77952637158 scopus 로고    scopus 로고
    • Faulty Basel
    • Levinson Marc.Faulty Basel.Foreign Affairs. 2010;89 (3): 76-88.
    • (2010) Foreign Affairs , vol.89 , Issue.3 , pp. 76-88
    • Levinson, M.1
  • 37
    • 84881068374 scopus 로고    scopus 로고
    • Sornette DidierIvliev SergeyWoodward Hilary, ed.;, Berlin: Springer
    • Lobanov AlexeyMarket risk and financial markets modeling. Sornette DidierIvliev SergeyWoodward Hilary, ed. Berlin: Springer; 2012:129-39.
    • (2012) Market Risk and Financial Markets Modeling , pp. 129-139
    • Lobanov, A.1
  • 38
    • 11244303709 scopus 로고    scopus 로고
    • The renew deal: The fall of regulation and the rise of governance in contemporary legal thought
    • Lobel Orly.The renew deal: The fall of regulation and the rise of governance in contemporary legal thought.Minnesota Law Review. 2004;89:262-390.
    • (2004) Minnesota Law Review , vol.89 , pp. 262-390
    • Lobel, O.1
  • 39
    • 69249123740 scopus 로고    scopus 로고
    • Triple-A failure
    • 27April
    • LowensteinRoger. 27April2008. Triple-A failure. The New York Times Magazine. Available from http://www.nytimes.com/magazine.
    • (2008) The New York Times Magazine
    • Lowenstein, R.1
  • 41
    • 84881080286 scopus 로고    scopus 로고
    • National Post. 27September
    • National Post. 27September2007. Credit crisis "made in Canada." Available from http://www.canada.com/nationalpost/news/story.html?id=3f92dc01-2dce-41a1-8035-358121a6725a.
    • (2007) Credit crisis "made in Canada."
  • 42
    • 84881083969 scopus 로고    scopus 로고
    • BASEL III-Responses to consultative documents, vital aspects of the consultative processes and the journey culminating in the present framework (Part 1)
    • Ojo Marianne.BASEL III-Responses to consultative documents, vital aspects of the consultative processes and the journey culminating in the present framework (Part 1).Banking & Financial Services Policy Report. 2011;30 (9): 26-46.
    • (2011) Banking & Financial Services Policy Report , vol.30 , Issue.9 , pp. 26-46
    • Ojo, M.1
  • 43
    • 1842521292 scopus 로고    scopus 로고
    • Cambridge: Cambridge University Press
    • Parker ChristineThe open corporation. Cambridge: Cambridge University Press; 2002:.
    • (2002) The Open Corporation
    • Parker, C.1
  • 44
    • 0007578909 scopus 로고    scopus 로고
    • The Siskel and Ebert of financial markets? Two thumbs down for the credit rating agencies
    • Partnoy Frank.The Siskel and Ebert of financial markets? Two thumbs down for the credit rating agencies.Washington University Law Quarterly. 1999;77 (3): 619-714.
    • (1999) Washington University Law Quarterly , vol.77 , Issue.3 , pp. 619-714
    • Partnoy, F.1
  • 45
    • 84881053899 scopus 로고    scopus 로고
    • Berkeley: University of California
    • Quinn Sarah LehmanBerkeley: University of California; 2010:.
    • (2010)
    • Quinn, S.L.1
  • 46
    • 1442303947 scopus 로고    scopus 로고
    • Destabilization rights
    • Sabel Charles F.,Simon William H.Destabilization rights.Harvard Law Review. 2004;117 (4): 1015-1101.
    • (2004) Harvard Law Review , vol.117 , Issue.4 , pp. 1015-1101
    • Sabel, C.F.1    Simon, W.H.2
  • 50
    • 0347512704 scopus 로고    scopus 로고
    • Why the law hates speculators: Regulation and private ordering in the market for OTC derivatives
    • Stout Lynn A.Why the law hates speculators: Regulation and private ordering in the market for OTC derivatives.Duke Law Journal. 1999;48:701-86.
    • (1999) Duke Law Journal , vol.48 , pp. 701-786
    • Stout, L.A.1
  • 52
    • 85195981030 scopus 로고    scopus 로고
    • Princeton, NJ: Princeton University Press
    • Tyler Tom R.Why people obey the law. Princeton, NJ: Princeton University Press; 2006:.
    • (2006) Why People Obey the Law
    • Tyler, T.R.1
  • 53
    • 77953774534 scopus 로고    scopus 로고
    • The Turner Review: A regulatory response to the global banking crisis
    • UK Financial Services Authority
    • UK Financial Services Authority. 2009. The Turner Review: A regulatory response to the global banking crisis. London: Financial Services Authority. Available from http://www.fsa.gov.uk.
    • (2009) London: Financial Services Authority
  • 54
    • 84881072765 scopus 로고    scopus 로고
    • The supervision of northern rock: A lessons learned review
    • UK Financial Services Authority, Internal Audit Division
    • UK Financial Services Authority, Internal Audit Division. 2008. The supervision of northern rock: A lessons learned review. London: Financial Services Authority. Available from http://www.fsa.gov.uk.
    • (2008) London: Financial Services Authority
  • 55
    • 84881059457 scopus 로고    scopus 로고
    • Exchange Act Release No. 34-49830, 69 Fed. Reg. 34, 428 (June21, 2004). Available from, U.S. Securities and Exchange Commission
    • U.S. Securities and Exchange Commission. 2004. Alternative net capital requirements for broker-dealers that are part of consolidated supervised entities, Exchange Act Release No. 34-49830, 69 Fed. Reg. 34,428 (June21, 2004). Available from http://www.sec.gov/rules/final/34-49830.pdf.
    • (2004) Alternative net capital requirements for broker-dealers that are part of consolidated supervised entities


* 이 정보는 Elsevier사의 SCOPUS DB에서 KISTI가 분석하여 추출한 것입니다.