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Volumn 67, Issue 4, 2012, Pages

Direct-to-consumer genetic testing: Learning from the past and looking toward the future

Author keywords

[No Author keywords available]

Indexed keywords

CYTOCHROME P450 2C9; DNA; WARFARIN;

EID: 84873140602     PISSN: 1064590X     EISSN: None     Source Type: Journal    
DOI: None     Document Type: Review
Times cited : (7)

References (178)
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    • The Human Genome Project: Lessons from Large-Scale Biology
    • Francis S. Collins et al., The Human Genome Project: Lessons from Large-Scale Biology, 300 Science 286 (2003).
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    • Wired.com, last visited on Nov. 18, 2012
    • Wired.com, Human Genome Complete, http://www.wired.com/medtech/health/ news/2003/04/58471, last visited on Nov. 18, 2012.
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    • Risks of Presymptomatic Direct-to-Consumer Genetic Testing
    • See, e.g.
    • See, e.g., Justin P. Annes et al., Risks of Presymptomatic Direct-to-Consumer Genetic Testing, 363 NEW ENG. J. MED. 1100, 1100 (2010).
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    • For example, the genetic testing service 23andMe provides information for both of these purposes with the purchase of a 23andMe genetic "health kit." 23andMe.com, last visited on Nov. 18, 2012
    • For example, the genetic testing service 23andMe provides information for both of these purposes with the purchase of a 23andMe genetic "health kit." 23andMe.com, Health Reports: Complete List, https://www.23andme.com/ health/all/, last visited on Nov. 18, 2012.
    • Health Reports: Complete List
  • 7
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    • One Step at a Time: Ethical Barriers to Home Genetic Testing and Why the U.S. Health Care System is Not Ready
    • See, e.g.
    • See, e.g., Rebecca Andar Novick, One Step at a Time: Ethical Barriers to Home Genetic Testing and Why the U.S. Health Care System is Not Ready, 11 N.Y.U. J. INT'L L. & POL. 621, 624-631 (2008).
    • (2008) N.Y.U. J. Int'l L. & Pol. , vol.11 , Issue.621 , pp. 624-631
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  • 8
    • 84873111301 scopus 로고    scopus 로고
    • In September 2010, FDA sent letters to five DTC genetic testing companies, requesting that these companies submit premarket approval applications for their products. See FDA.gov, last visited on Nov. 18, 2012
    • In September 2010, FDA sent letters to five DTC genetic testing companies, requesting that these companies submit premarket approval applications for their products. See FDA.gov, Medical Devices Letters to Industry, http://www.fda.gov/MedicalDevices/ResourcesforYou/Industry/ucm111104. htm, last visited on Nov. 18, 2012.
    • Medical Devices Letters to Industry
  • 9
    • 84873166620 scopus 로고    scopus 로고
    • For example, the company Ancestry.com offers a genetic test to "help you find genetic cousins and expand your family tree." Ancestry.com, last visited on Nov. 18, 2012
    • For example, the company Ancestry.com offers a genetic test to "help you find genetic cousins and expand your family tree." Ancestry.com, DNA Testing by Ancestry.com, http://dna.ancestry.com/welcome.aspx., last visited on Nov. 18, 2012.
    • DNA Testing by Ancestry.com
  • 10
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    • note
    • This article will focus on the health-related tests.
  • 14
    • 79957460793 scopus 로고    scopus 로고
    • For example, the genetic testing service Navigenics will "analyze[] your DNA for genetic risk markers associated with a wide variety of health conditions and medication responses," so that a consumer can "personalize [his] health strategies." Navigenics.com, Since the first writing of this article, Navigenics has been acquired by Life Technologies. It appears that Navigenics will not continue to offer genetic testing services
    • For example, the genetic testing service Navigenics will "analyze[] your DNA for genetic risk markers associated with a wide variety of health conditions and medication responses," so that a consumer can "personalize [his] health strategies." Navigenics.com, Conditions and Medication Responses, http://www.navigenics.com/visitor/what-we-offer/ conditions-we-cover/. Since the first writing of this article, Navigenics has been acquired by Life Technologies. It appears that Navigenics will not continue to offer genetic testing services.
    • Conditions and Medication Responses
  • 15
  • 24
    • 84873157354 scopus 로고    scopus 로고
    • 23andMe, for example, states that their DNA chip "genotypes hundreds of thousands of SNPs at one time," and the company also "hand-pick[s] tens of thousands of additional SNPs of particular interest from the scientific literature and adds their corresponding probes to the DNA chip... to provide personal genetic information." 23andMe.com, last visited on Nov. 18, 2012
    • 23andMe, for example, states that their DNA chip "genotypes hundreds of thousands of SNPs at one time," and the company also "hand-pick[s] tens of thousands of additional SNPs of particular interest from the scientific literature and adds their corresponding probes to the DNA chip... to provide personal genetic information." 23andMe.com, How Does 23andMe Genotype my DNA?, https://www.23andme.com/you/faqwin/chip/, last visited on Nov. 18, 2012.
    • How Does 23andMe Genotype My DNA?
  • 26
    • 33947227273 scopus 로고    scopus 로고
    • Association of Warfarin Dose with Genes Involved in its Action and Metabolism
    • See, e.g.
    • See, e.g., Wadelius et al., Association of Warfarin Dose with Genes Involved in its Action and Metabolism, 121 Hum. Genet. 23, 23-34 (2004).
    • (2004) Hum. Genet. , vol.121 , Issue.23 , pp. 23-34
    • Wadelius1
  • 27
    • 84873185069 scopus 로고    scopus 로고
    • FDA.gov, R10, last visited on Nov. 18, 2012
    • FDA.gov, http://www.fda.gov/downloads/ScienceResearch/SpecialTopics/ CriticalPathInitiative/CriticalPathOpporrunitiesReports/UCM077254.pdf, R10, last visited on Nov. 18, 2012.
  • 28
    • 84873179442 scopus 로고    scopus 로고
    • 23andMe.com, last visited on Nov. 18, 2012
    • 23andMe.com, Warfarin Sensitivity-Sample Report, https://www.23andme.com/ health/Warfarin-Coumadin-Sensitivity/. last visited on Nov. 18, 2012.
    • Warfarin Sensitivity-Sample Report
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    • 84873205057 scopus 로고    scopus 로고
    • 23andMe.com, last visited on Nov. 18, 2012
    • 23andMe.com, Health Reports: Complete List, https://www.23andme.com/ health/all/, last visited on Nov. 18, 2012.
    • Health Reports: Complete List
  • 30
    • 84873133604 scopus 로고    scopus 로고
    • For example, 23andMe's association between genetics and response to a subset of antidepressant drugs is based on a single study. 23andMe.com, last visited on Nov. 18, 2012. A single study, without at least a confirmation trial, is insufficient to establish the association on which 23andMe relies
    • For example, 23andMe's association between genetics and response to a subset of antidepressant drugs is based on a single study. 23andMe.com, Antidepressant Response-Sample Report, https://www.23andme.com/health/ Antidepressant-Response/, last visited on Nov. 18, 2012. A single study, without at least a confirmation trial, is insufficient to establish the association on which 23andMe relies.
    • Antidepressant Response-Sample Report
  • 37
    • 0032964532 scopus 로고    scopus 로고
    • Genetic Markers to Predict Polygenic Disease: A New Problem for Social Genetics
    • D.J. Galton & G.A.A. Ferns, Genetic Markers to Predict Polygenic Disease: a New Problem for Social Genetics, 92 Quart. J. Med. 223 (1999).
    • (1999) Quart. J. Med. , vol.92 , pp. 223
    • Galton, D.J.1    Ferns, G.A.A.2
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    • 84873205057 scopus 로고    scopus 로고
    • 23andMe.com, last visited on Nov. 18, 2012
    • 23andMe.com, Health Reports: Complete List, https://www.23andme.com/ health/all/, last visited on Nov. 18, 2012.
    • Health Reports: Complete List
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    • 77957724588 scopus 로고    scopus 로고
    • Personal Genome Testing
    • See, e.g.
    • See, e.g., A.L. Maguire et al., Personal Genome Testing, 330 Science 181-82 (2010).
    • (2010) Science , vol.330 , pp. 181-182
    • Maguire, A.L.1
  • 43
    • 77957724588 scopus 로고    scopus 로고
    • Personal Genome Testing
    • The strongest call for increases regulation of DTC genetic tests comes from the scientific and medical community
    • Id. The strongest call for increases regulation of DTC genetic tests comes from the scientific and medical community.
    • (2010) Science , vol.330 , pp. 181-182
    • Maguire, A.L.1
  • 44
  • 45
    • 77957724588 scopus 로고    scopus 로고
    • Personal Genome Testing
    • Those who oppose increased regulation of DTC genetic tests include, unsurprisingly, the companies that offer such services, as well as various consumer groups
    • Id. Those who oppose increased regulation of DTC genetic tests include, unsurprisingly, the companies that offer such services, as well as various consumer groups.
    • (2010) Science , pp. 181-182
    • Maguire, A.L.1
  • 46
  • 48
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    • The Rationale behind the Informed Consent Doctrine
    • See, e.g.
    • See, e.g., L.B.Andrews, The Rationale Behind the Informed Consent Doctrine, 1 J. Med. Prac. Mgmt. 59-65 (1985).
    • (1985) J. Med. Prac. Mgmt. , vol.1 , pp. 59-65
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  • 49
    • 84873132771 scopus 로고    scopus 로고
    • Another Factor in the Decisional Calculus," the Learned Intermediary Doctrine, the Physician Patient Relationship, and Direct-To-Consumer Marketing
    • This concept is also referred to as the "learned intermediary doctrine." See, e.g.
    • This concept is also referred to as the "learned intermediary doctrine." See, e.g., Jeffrey J. Wiseman, Another Factor in the Decisional Calculus," The Learned Intermediary Doctrine, The Physician Patient Relationship, And Direct-To-Consumer Marketing, 52 S.C. L.R. 993 (2001).
    • (2001) S.C. L.R. , vol.52 , pp. 993
    • Wiseman, J.J.1
  • 50
    • 84873132771 scopus 로고    scopus 로고
    • Another Factor in the Decisional Calculus," the Learned Intermediary Doctrine, the Physician Patient Relationship, and Direct-To-Consumer Marketing
    • Id.
    • (2001) S.C. L.R. , vol.52 , pp. 993
    • Wiseman, J.J.1
  • 51
    • 84873132771 scopus 로고    scopus 로고
    • Another Factor in the Decisional Calculus," the Learned Intermediary Doctrine, the Physician Patient Relationship, and Direct-To-Consumer Marketing
    • Id.
    • (2001) S.C. L.R. , vol.52 , pp. 993
    • Wiseman, J.J.1
  • 52
    • 84873132771 scopus 로고    scopus 로고
    • Another Factor in the Decisional Calculus," the Learned Intermediary Doctrine, the Physician Patient Relationship, and Direct-To-Consumer Marketing
    • Id.
    • (2001) S.C. L.R. , vol.52 , pp. 993
    • Wiseman, J.J.1
  • 53
    • 84873132771 scopus 로고    scopus 로고
    • Another Factor in the Decisional Calculus," the Learned Intermediary Doctrine, the Physician Patient Relationship, and Direct-To-Consumer Marketing
    • Id.
    • (2001) S.C. L.R. , vol.52 , pp. 993
    • Wiseman, J.J.1
  • 55
    • 84873140682 scopus 로고    scopus 로고
    • For example, the genetic testing service deCodeme's website exclaims the health benefits of using its service and prominently includes patient testimonials on its webpage; the only disclaimer is found at the very bottom of the page in 8-point font of an almost illegible light grey against a white background. It states that deCodeme is for informational purposes only and "should NOT be used for medical decision making without consulting your physician." deCodeme.com, last visited Nov. 18, 2012
    • For example, the genetic testing service deCodeme's website exclaims the health benefits of using its service and prominently includes patient testimonials on its webpage; the only disclaimer is found at the very bottom of the page in 8-point font of an almost illegible light grey against a white background. It states that deCodeme is for informational purposes only and "should NOT be used for medical decision making without consulting your physician." deCodeme.com, Genes and Health, http://www.decodeme.com/genes- and-health, last visited Nov. 18, 2012.
    • Genes and Health
  • 56
    • 84873195198 scopus 로고    scopus 로고
    • note
    • Of the major testing companies 23andMe, deCodeme, and Navigenics, there is no mention on the companies' respective websites of the option of not testing.
  • 58
    • 0004185319 scopus 로고    scopus 로고
    • See, e.g., FDA official, Interview with the June 11, last visited Nov. 18, 2012
    • See, e.g., Alberto Gutierrez, FDA official, Interview with the New York Times, (http://www.nytimes.com/2010/06/12/health/12genome.html?-r=1&scp= 1&sq=gutierrez%20FDA%20genetic%20testing&st=cse (June 11, 2010), last visited Nov. 18, 2012.
    • (2010) New York Times
    • Gutierrez, A.1
  • 60
    • 84873119111 scopus 로고    scopus 로고
    • note
    • None of the three major genetic testing services companies (23andMe, deCodeme and Navigenics) requires mandatory genetic counseling, although they all offer these services to varying degrees.
  • 61
    • 84873111420 scopus 로고    scopus 로고
    • See infra page 424-426, for a discussion of the potential benefits of home genetic testing
    • See infra page 424-426, for a discussion of the potential benefits of home genetic testing.
  • 64
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    • Genetic Mapping in Human Disease
    • See, e.g.
    • See, e.g., David Altshuter et al., Genetic Mapping in Human Disease, 322 Science 881, 881 (2008).
    • (2008) Science , vol.322 , Issue.881 , pp. 881
    • Altshuter, D.1
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    • Genetic Mapping in Human Disease
    • Id.
    • (2008) Science , vol.322 , Issue.881 , pp. 881
    • Altshuter, D.1
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    • Genetic Mapping in Human Disease
    • Id. at 885, 886.
    • (2008) Science , vol.322 , Issue.885 , pp. 886
    • Altshuter, D.1
  • 67
  • 68
    • 77954407332 scopus 로고    scopus 로고
    • Genomewide Association Studies and Assessment of the Risk of Disease
    • Ten A. Manolio, Genomewide Association Studies and Assessment of the Risk of Disease, 363 New Eng. J. Med. 166, 173 (2010).
    • (2010) New Eng. J. Med. , vol.363 , Issue.166 , pp. 173
    • Manolio, T.A.1
  • 69
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    • Genomewide Association Studies and Assessment of the Risk of Disease
    • Id. at 173-74.
    • (2010) New Eng. J. Med. , vol.363 , pp. 173-174
    • Manolio, T.A.1
  • 70
    • 79952740767 scopus 로고    scopus 로고
    • Genetic Testing and Common Disorders in a Public Health Framework: Recommendations of the European Society of Human Genetics
    • Carla G. van El & Martina C. Cornel, Genetic Testing and Common Disorders in a Public Health Framework: Recommendations of the European Society of Human Genetics, 176 Eu. J. Hum. Genetics 1, 3 (2011).
    • (2011) Eu. J. Hum. Genetics , vol.176 , Issue.1 , pp. 3
    • Van El, C.G.1    Cornel, M.C.2
  • 71
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    • note
    • Although 23andMe's website makes clear that smoker status is the best predictor of lung cancer, similar situations could arise in which research has not yet revealed external risk factors whose predictive value is significantly greater than known genetic contributors.
  • 75
    • 84873186282 scopus 로고    scopus 로고
    • Of the major testing companies 23andMe, deCodeme, and Navigenics, only 23andMe mentions ethnicity. It does so in the context of specific tests. For example, it states on the prostate cancer information page that because a study including Japanese Americans was inconclusive, "the exact association in populations with Asian ancestry still needs to be confirmed." Presumably, this was only mentioned because a study in Asian Americans was in fact performed. There is no mention of ethnicity for other studies performed in only a single ethnic group. 23andMe.com, last visited Nov. 18, 2012
    • Of the major testing companies 23andMe, deCodeme, and Navigenics, only 23andMe mentions ethnicity. It does so in the context of specific tests. For example, it states on the prostate cancer information page that because a study including Japanese Americans was inconclusive, "the exact association in populations with Asian ancestry still needs to be confirmed." Presumably, this was only mentioned because a study in Asian Americans was in fact performed. There is no mention of ethnicity for other studies performed in only a single ethnic group. 23andMe.com, Prostate Cancer Sample Report, https://www.23andme.com/health/Prostate-Cancer/, last visited Nov. 18, 2012.
    • Prostate Cancer Sample Report
  • 82
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    • Glucosamine and Chondroitin for Treatment of Osteoarthritis: A Systematic Quality Assessment and Mela-Analysis
    • McAlindon T.E. at al., Glucosamine and Chondroitin for Treatment of Osteoarthritis: a Systematic Quality Assessment and Mela-Analysis, 283 J. Am. Med. Ass'n, 1469 (2000).
    • (2000) J. Am. Med. Ass'n , vol.283 , pp. 1469
    • McAlindon, T.E.1
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    • The Effect of Oral Glucosamine Sulfate on Insulin Sensitivity in Human Subjects
    • This study found that insulin sensitivity was reduced in obese patients, although it did not find an effect in overall populations
    • Joseph G. Yu et al., The Effect of Oral Glucosamine Sulfate on Insulin Sensitivity in Human Subjects, 26 Diabetes Care 1941 (2003). This study found that insulin sensitivity was reduced in obese patients, although it did not find an effect in overall populations.
    • (2003) Diabetes Care , vol.26 , pp. 1941
    • Yu, J.G.1
  • 86
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    • The Genetic Testing Process: How Much Counseling Is Needed?
    • See, e.g.
    • See, e.g., Shelly Cummings, The Genetic Testing Process: How Much Counseling Is Needed?, 18 J. Clinical Oncology 60, 62 (2000).
    • (2000) J. Clinical Oncology , vol.18 , Issue.60 , pp. 62
    • Cummings, S.1
  • 87
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    • Effect of Direct-to-Consumer Genomewide Profiling to Assess Disease Risk
    • Cinnamon S. Bloss et al., Effect of Direct-to-Consumer Genomewide Profiling to Assess Disease Risk, 364 New Eng. J. Med. 524 (2011).
    • (2011) New Eng. J. Med. , vol.364 , pp. 524
    • Bloss, C.S.1
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    • Effect of Direct-to-Consumer Genomewide Profiling to Assess Disease Risk
    • Id.
    • (2011) New Eng. J. Med. , vol.364 , pp. 524
    • Bloss, C.S.1
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    • Effect of Direct-to-Consumer Genomewide Profiling to Assess Disease Risk
    • Id. at 531.
    • (2011) New Eng. J. Med. , vol.364 , pp. 531
    • Bloss, C.S.1
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    • See, e.g., FDA official, Interview with the June 11, last visited Nov. 18, 2012
    • See, e.g., Alberto Gutierrez, FDA official, Interview with the New York Times, http://www.nytimes.com/2010/06/12/health/12genome.html?-r=1&scp= 1&sq=gutierrez%20FDA%20genetic%20testing&st=cse (June 11, 2010), last visited Nov. 18, 2012.
    • (2010) New York Times
    • Gutierrez, A.1
  • 91
    • 84873205057 scopus 로고    scopus 로고
    • 23andMe.com, last visited Nov. 12, 2012
    • 23andMe.com, Health Reports: Complete List, https://www.23andme.com/ health/all/, last visited Nov. 12, 2012.
    • Health Reports: Complete List
  • 92
    • 84873205057 scopus 로고    scopus 로고
    • 23andMe.com, last visited Nov. 12, 2012
    • 23andMe.com, Health Reports: Complete List, https://www.23andme.com/ health/all/, last visited Nov. 12, 2012.
    • Health Reports: Complete List
  • 93
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    • See, e.g.
    • See, e.g., Maguire et al., supra note 42.
    • Science
    • Maguire1
  • 94
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    • Health Behavior Changes after Genetic Risk Assessment for Alzheimer Disease: The REVEAL Study
    • S. Chao et al., Health Behavior Changes After Genetic Risk Assessment for Alzheimer Disease: the REVEAL Study, 22 Alzheimer Dis. Assoc. Disord. 94 (2008).
    • (2008) Alzheimer Dis. Assoc. Disord. , vol.22 , pp. 94
    • Chao, S.1
  • 96
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    • note
    • 23andMe charges $200 for their service, while deCodeMe charges $2000. Navigenics does not include pricing information on its website.
  • 100
    • 84873167259 scopus 로고    scopus 로고
    • Malpractice Claims Resulting from Negligent Preconception Genetic Testing: Do These Claims Present a Strain of Wrongful Birth or Wrongful Conception, and Does the Categorization even Matter
    • See, e.g., for a discussion of physician liability for negligence in the context of preconception genetic testing
    • See, e.g., Kathleen A. Mahoney, Malpractice Claims Resulting from Negligent Preconception Genetic Testing: Do These Claims Present a Strain of Wrongful Birth or Wrongful Conception, and Does the Categorization Even Matter, 39 Suffolk L. Rev. 773 (2006) for a discussion of physician liability for negligence in the context of preconception genetic testing.
    • (2006) Suffolk L. Rev. , vol.39 , pp. 773
    • Mahoney, K.A.1
  • 111
    • 84873161847 scopus 로고    scopus 로고
    • last visited Nov. 18, 2012
    • National Human Genome Research Institute, Genetic Discrimination Fact Sheet, http://www.genome.gov/10002328, last visited Nov. 18, 2012.
    • Genetic Discrimination Fact Sheet
  • 113
  • 115
    • 49449108845 scopus 로고    scopus 로고
    • Congress Passes Bill to Bar Bias Based on Genes
    • May 2
    • Amy Harmon, Congress Passes Bill to Bar Bias Based on Genes, N.Y. Times, May 2, 2008, at A1.
    • (2008) N.Y. Times
    • Harmon, A.1
  • 116
    • 84873118723 scopus 로고    scopus 로고
    • For example, the Navigenics website reassures customers with the rather disturbing statement that "unlike some other companies, we do not sell or share your genetic information," implying that some companies do in fact engage in these activities. Navigenics.com
    • For example, the Navigenics website reassures customers with the rather disturbing statement that "unlike some other companies, we do not sell or share your genetic information," implying that some companies do in fact engage in these activities. Navigenics.com, What we Offer, http://www. navigenics.com/visitor/what-we-offer.
    • What We Offer
  • 118
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    • Preparing for a Consumer-Driven Genomic Age
    • See
    • See James P. Evans et al., Preparing for a Consumer-Driven Genomic Age, 363 New Eng. J. Med. 1099 (2010).
    • (2010) New Eng. J. Med. , vol.363 , pp. 1099
    • Evans, J.P.1
  • 119
    • 84873199570 scopus 로고    scopus 로고
    • Providing a prime example of this situation is the case of Navigenics, which, since the first writing of this article, has been acquired by Life Technologies, Inc., a "global biotechnology company." Navigenics assures its customers that the company "remains committed to our founding principle of protecting the privacy and security of our members' genetic information."
    • Providing a prime example of this situation is the case of Navigenics, which, since the first writing of this article, has been acquired by Life Technologies, Inc., a "global biotechnology company." Navigenics assures its customers that the company "remains committed to our founding principle of protecting the privacy and security of our members' genetic information." http://www.navigenics.com/.
  • 120
    • 84873117212 scopus 로고    scopus 로고
    • Navigenics also states that "all customer information will be protected and handled according to regulatory guidelines." last visited Nov. 18, 2012
    • Navigenics also states that "all customer information will be protected and handled according to regulatory guidelines." http://www.navigenics.com/visitor/about-us/acquisition-faqs//, last visited Nov. 18, 2012.
  • 121
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    • See, e.g.
    • See, e.g., Maguire et al., supra note 42.
    • Science
    • Maguire1
  • 123
  • 124
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    • Cloning and Screening of Sequences Expressed in a Mouse Colon Tumor
    • The correlations between SNPs and health measures on which these tests rely are all performed by outside parties. Further, the DNA chip on which these services rely is a technology that was first developed and used by researchers in a medical college.
    • The correlations between SNPs and health measures on which these tests rely are all performed by outside parties. Further, the DNA chip on which these services rely is a technology that was first developed and used by researchers in a medical college. Leonard H. Augenlicht & D. Kobrin, Cloning and Screening of Sequences Expressed in a Mouse Colon Tumor, 42 Cancer Research, 1088-1093 (1982).
    • (1982) Cancer Research , vol.42 , pp. 1088-1093
    • Augenlicht, L.H.1    Kobrin, D.2
  • 126
    • 84873111301 scopus 로고    scopus 로고
    • In September 2010, FDA sent letters to five DTC genetic testing companies, requesting that these companies submit premarket approval applications for their products. See FDA.gov, last visited Nov. 18, 2012
    • In September 2010, FDA sent letters to five DTC genetic testing companies, requesting that these companies submit premarket approval applications for their products. See FDA.gov, Medical Devices Letters to Industry, http://www.fda.gov/MedicalDevices/ResourcesforYou/Industry/ucm111104. htm, last visited Nov. 18, 2012.
    • Medical Devices Letters to Industry
  • 128
    • 84873170198 scopus 로고    scopus 로고
    • A laboratory is defined under CLIA as "a facility for the biological, microbiological, serological, chemical, immunohematological, hematological, biophysical, cytological, pathological, or other examination of materials derived from the human body for the purpose of providing information for the diagnosis, prevention, or treatment of any disease or impairment of, or the assessment of the health of, human beings." 42 C.F.R. § 493.2 (2007). DTC genetic testing companies, which collect "materials derived from the human body" of consumers "for the purpose of providing" health assessment information arguably fall under this definition, and are thus subject to CLIA.
    • Id. A laboratory is defined under CLIA as "a facility for the biological, microbiological, serological, chemical, immunohematological, hematological, biophysical, cytological, pathological, or other examination of materials derived from the human body for the purpose of providing information for the diagnosis, prevention, or treatment of any disease or impairment of, or the assessment of the health of, human beings." 42 C.F.R. § 493.2 (2007). DTC genetic testing companies, which collect "materials derived from the human body" of consumers "for the purpose of providing" health assessment information arguably fall under this definition, and are thus subject to CLIA.
    • (2006) CMS Initiatives to Improve Quality of Lab. Testing under the CLIA Program
  • 129
    • 84873116814 scopus 로고    scopus 로고
    • 42 C.F.R. § 493.5 (2007)
    • 42 C.F.R. § 493.5 (2007).
  • 130
    • 84873116405 scopus 로고    scopus 로고
    • 42 C.F.R. § 493.15 (2007)
    • 42 C.F.R. § 493.15 (2007).
  • 131
    • 84873158433 scopus 로고    scopus 로고
    • ASHG Statement on Direct-to-Consumer Genetic Testing in the United States
    • See Am. Soc'y of Human Genetics Bd. of Dirs., available at
    • See Am. Soc'y of Human Genetics Bd. of Dirs., ASHG Statement on Direct-to-Consumer Genetic Testing in the United States, 81 Am. J. Human Genetics 635, 636 (2007), available at http://www.dnapolicy.org/resources/ ASHGDTCstatement.pdf.
    • (2007) Am. J. Human Genetics , vol.81 , Issue.635 , pp. 636
  • 133
    • 84873126540 scopus 로고    scopus 로고
    • 42 C.F.R. § 493.801 (2007)
    • 42 C.F.R. § 493.801 (2007).
  • 134
    • 84873147112 scopus 로고    scopus 로고
    • See 42 C.F.R. § 493.17
    • See 42 C.F.R. § 493.17 (2007).
    • (2007)
  • 135
    • 84899324306 scopus 로고    scopus 로고
    • ASHG Statement on Direct-to-Consumer Genetic Testing in the United States
    • See Am. Soc'y of Human Genetics Bd. of Dirs.
    • See Am. Soc'y of Human Genetics Bd. of Dirs., ASHG Statement on Direct-to-Consumer Genetic Testing in the United States, supra note 126.
    • Am. J. Human Genetics
  • 136
    • 84899324306 scopus 로고    scopus 로고
    • ASHG Statement on Direct-to-Consumer Genetic Testing in the United States
    • Id.
    • Am. J. Human Genetics
  • 137
    • 84873131383 scopus 로고    scopus 로고
    • 42 C.F.R. § 493.801(a)(2)(ii)
    • 42 C.F.R. § 493.801(a)(2)(ii).
  • 144
    • 13844299311 scopus 로고    scopus 로고
    • Direct-to-Consumer Genetic Tests, Government Oversight, and the First Amendment: What the Government Can (and Can't) Do to Protect the Public's Health
    • Gail H. Javitt, Erica Stanley & Kathy Hudson, Direct-to-Consumer Genetic Tests, Government Oversight, and the First Amendment: What the Government Can (and Can't) Do to Protect the Public's Health, 57 Okla. L. Rev. 251, 258 (2004).
    • (2004) Okla. L. Rev. , vol.57 , Issue.251 , pp. 258
    • Javitt, G.H.1    Stanley, E.2    Hudson, K.3
  • 145
    • 84873151588 scopus 로고    scopus 로고
    • For example, although DTC genetic tests are banned in some states, the genetic testing service Navigenics makes no mention on their website of these state restrictions. Navigenics.com, last visited Nov. 18, 2012. In its Terms of Service, 23andMe places the burden on the customer by stating that an agreement to the Terms of Service includes a representation that "you are [not] a person barred from receiving the Services under the laws of the jurisdiction in which you are resident or from which you use the Services."
    • For example, although DTC genetic tests are banned in some states, the genetic testing service Navigenics makes no mention on their website of these state restrictions. Navigenics.com, http://www.navigenics.com/, last visited Nov. 18, 2012. In its Terms of Service, 23andMe places the burden on the customer by stating that an agreement to the Terms of Service includes a representation that "you are [not] a person barred from receiving the Services under the laws of the jurisdiction in which you are resident or from which you use the Services."
  • 146
    • 84873207611 scopus 로고    scopus 로고
    • 23andMe.com, last visited Nov. 18, 2012
    • 23andMe.com, Terms of Service, https://www.23andme.com/about/tos/, last visited Nov. 18, 2012.
    • Terms of Service
  • 147
    • 84873208800 scopus 로고    scopus 로고
    • Only deCodeMe explains that it will omit certain genetic information for customers in states where dissemination of this information is illegal; however, this information is buried in the fine print and customers in these states will likely be surprised when they do not receive full testing information. deCodeMe.com, last visited Nov. 18, 2012
    • Only deCodeMe explains that it will omit certain genetic information for customers in states where dissemination of this information is illegal; however, this information is buried in the fine print and customers in these states will likely be surprised when they do not receive full testing information. deCodeMe.com, deCodeMe Genetic Scan Service Agreement and Informed Consent, http://www.decodeme.com/service-agreement, last visited Nov. 18, 2012.
    • DeCodeMe Genetic Scan Service Agreement and Informed Consent
  • 148
    • 0032896624 scopus 로고    scopus 로고
    • The Role of Food and Drug Administration Regulation of in Vitro Diagnostic Devices-Applications to Genetics Testing
    • Steve Gutman, The Role of Food and Drug Administration Regulation of In Vitro Diagnostic Devices-Applications to Genetics Testing, 45:5 Clin. Chem. 746 (1999).
    • (1999) Clin. Chem. , vol.45 , Issue.5 , pp. 746
    • Gutman, S.1
  • 149
    • 84873176024 scopus 로고    scopus 로고
    • See 21 U.S.C.A. §360
    • See 21 U.S.C.A. §360.
  • 150
    • 84873200464 scopus 로고    scopus 로고
    • See id. at §360(a)(A)(i)
    • See id. at §360(a)(A)(i).
  • 151
    • 84873124232 scopus 로고    scopus 로고
    • See id. at §360(a)(B)(ii)
    • See id. at §360(a)(B)(ii).
  • 152
    • 84873138844 scopus 로고    scopus 로고
    • See id. at §360(a)(C)(ii)
    • See id. at §360(a)(C)(ii).
  • 153
    • 0031682611 scopus 로고    scopus 로고
    • FDA Regulation of Genetic Testing: Institutional Reluctance and Public Guardianship
    • Anny Huang, FDA Regulation of Genetic Testing: Institutional Reluctance and Public Guardianship, 53 Food & Drug L.J. 555, 562 (1998).
    • (1998) Food & Drug L.J. , vol.53 , Issue.555 , pp. 562
    • Huang, A.1
  • 156
    • 84873177590 scopus 로고    scopus 로고
    • Oversight of Laboratory Developed Tests; Public Meeting; Request for Comments
    • June 17
    • Oversight of Laboratory Developed Tests; Public Meeting; Request for Comments, 75 Fed. Reg. 34,464 (June 17, 2010);
    • (2010) Fed. Reg. , vol.75 , Issue.34 , pp. 464
  • 158
    • 77952380012 scopus 로고
    • Due to resource constraints, administrative agencies may utilize what is known as enforcement discretion to set priorities for enforcement, or to choose not to institute enforcement proceedings in certain circumstances. The Supreme Court has found that these decisions are generally not subject to judicial review under the Administrative Procedure Act. 470 U.S. 821
    • Due to resource constraints, administrative agencies may utilize what is known as enforcement discretion to set priorities for enforcement, or to choose not to institute enforcement proceedings in certain circumstances. The Supreme Court has found that these decisions are generally not subject to judicial review under the Administrative Procedure Act. Heckler v. Chaney, 470 U.S. 821 (1985).
    • (1985) Heckler V. Chaney
  • 159
    • 84873208134 scopus 로고    scopus 로고
    • The active ingredients of DTC genetic tests fall within FDA's definition of ASRs, which includes "antibodies, both polyclonal and monoclonal, specific receptor proteins, ligands, nucleic acid sequences, and similar reagents which, through specific binding or chemical reactions with substances in a specimen, are intended for use in a diagnostic application for identification and quantification of an individual chemical substance or ligand in biological specimens." 21 CFR 864.4020(a)
    • Gutman, supra note 140, at 746. The active ingredients of DTC genetic tests fall within FDA's definition of ASRs, which includes "antibodies, both polyclonal and monoclonal, specific receptor proteins, ligands, nucleic acid sequences, and similar reagents which, through specific binding or chemical reactions with substances in a specimen, are intended for use in a diagnostic application for identification and quantification of an individual chemical substance or ligand in biological specimens." 21 CFR 864.4020(a).
    • Clin. Chem. , pp. 746
    • Gutman1
  • 161
    • 84873186131 scopus 로고    scopus 로고
    • See, e.g., 21 CFR 807.20(a) (requiring registration of devices); 21 CFR 809.10(e) (specifying labeling requirements); 21 CFR 809.30 (restricting the sale and use of ASR tests but not test results)
    • See, e.g., 21 CFR 807.20(a) (requiring registration of devices); 21 CFR 809.10(e) (specifying labeling requirements); 21 CFR 809.30 (restricting the sale and use of ASR tests but not test results).
  • 162
    • 84873111301 scopus 로고    scopus 로고
    • See FDA.gov, Last visited Nov. 18, 2012 The five companies included Knome, Inc., 23andMe, Inc., deCode Genetics, Ilumina, Inc., and Navigenics
    • See FDA.gov, Medical Devices Letters to Industry, http://www.fda.gov/ MedicalDevices/ResourcesforYou/Industry/ucm111104.htm. Last visited Nov. 18, 2012. The five companies included Knome, Inc., 23andMe, Inc., deCode Genetics, Ilumina, Inc., and Navigenics.
    • Medical Devices Letters to Industry
  • 164
    • 84873111301 scopus 로고    scopus 로고
    • FDA.gov, An LDT is a subset of the category of medical devices referred to as in vitro diagnostics. In vitro diagnostics are defined as "those reagents, instruments, and systems intended for use in the diagnosis of disease or other conditions, including a determination of state of health, in order to cure, mitigate, prevent, or treat disease or its sequelae." An LDT is an in vitro diagnostic that is developed and used by a single laboratory. 21 CFR 809.3(a)
    • FDA.gov, Medical Devices Letters to Industry, supra note 152. An LDT is a subset of the category of medical devices referred to as in vitro diagnostics. In vitro diagnostics are defined as "those reagents, instruments, and systems intended for use in the diagnosis of disease or other conditions, including a determination of state of health, in order to cure, mitigate, prevent, or treat disease or its sequelae." An LDT is an in vitro diagnostic that is developed and used by a single laboratory. 21 CFR 809.3(a).
    • Medical Devices Letters to Industry
  • 166
    • 84873115312 scopus 로고    scopus 로고
    • note
    • This narrower definition of an LDT would result in some non-DTC genetic tests that have historically fallen within the LDT exception to be excluded; for example, in cases in which a hospital outsources its diagnostic testing to an outside laboratory. FDA could use its enforcement discretion, however, to exempt such a subset of tests that do not present the same concerns as DTC genetic tests from the full regulatory approval process.
  • 167
    • 84873126657 scopus 로고    scopus 로고
    • note
    • It would also present a simple means to future DTC genetic testing companies of circumventing more comprehensive regulatory review - these companies would simply need to ensure that test development and test execution were carried out in the same lab.
  • 168
    • 84873125772 scopus 로고    scopus 로고
    • 42 C.F.R. § 493.801 (2007)
    • 42 C.F.R. § 493.801 (2007).
  • 169
    • 34249825558 scopus 로고    scopus 로고
    • See Genetics and Public Policy Center, July 25, last visited Nov. 18, 2012
    • See Genetics and Public Policy Center, Direct-to-Consumer Genetic Testing: Empowering or Endangering the Public? (July 25, 2006), http://www.dnapolicy.org/policy.issue.php?action=detail&issuebriefid=32, last visited Nov. 18, 2012.
    • (2006) Direct-to-Consumer Genetic Testing: Empowering or Endangering the Public?
  • 171
    • 84873204977 scopus 로고    scopus 로고
    • See 21 U.S.C.A. §360
    • See 21 U.S.C.A. §360.
  • 173
    • 84873189485 scopus 로고    scopus 로고
    • note
    • A diagnostic test diagnoses the absolute presence or absence of a given condition, while a predictive test predicts susceptibility (or resistance) to a specific condition. Although many of the concerns discussed in this article are general to both types of tests, each type raises specific concerns to varying degrees. For example, while diagnostic tests primarily raise concerns of adverse psychological reactions, predictive tests primarily raise concerns of ensuring that patients understand the meaning of the test results. Each should therefore be considered separately when making decisions about the appropriate degree of regulation.
  • 174
    • 84873170151 scopus 로고    scopus 로고
    • See 21 U.S.C.A. §360(a)(B)(ii)
    • See 21 U.S.C.A. §360(a)(B)(ii).
  • 178
    • 80053939418 scopus 로고    scopus 로고
    • A draft guidance issued in 2011 suggests that FDA intends to do just this, with three guidance documents for LDTs planned for the coming years. Jul. 12 available at
    • A draft guidance issued in 2011 suggests that FDA intends to do just this, with three guidance documents for LDTs planned for the coming years. Draft Guidance for Industry and Food and Drug Administration Staff - In Vitro Companion Diagnostic Devices (Jul. 12 2011), available at http://www.fda.gov/ downloads/MedicalDevices/DeviceRegulationandGuidance/GuidanceDocuments/ UCM262327.pdf.
    • (2011) Draft Guidance for Industry and Food and Drug Administration Staff - in Vitro Companion Diagnostic Devices


* 이 정보는 Elsevier사의 SCOPUS DB에서 KISTI가 분석하여 추출한 것입니다.