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Volumn 2012, Issue 1, 2012, Pages 1-41

A positive political theory of rules and standards

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EID: 84860483689     PISSN: 02769948     EISSN: None     Source Type: Journal    
DOI: None     Document Type: Review
Times cited : (20)

References (142)
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    • 1288-90, arguing rules are preferable to standards because they provide greater definiteness and thus are conducive to greater internalization of the law and consequently the democratic value of self-governments
    • See, e.g., Dale A. Nance, Rules, Standards, and the Internal Point of View, 75 FORDHAM L. REV. 1287, 1288-90 (2006) (arguing rules are preferable to standards because they provide greater definiteness and thus are conducive to greater internalization of the law and consequently the democratic value of self-governments).
    • (2006) Fordham L. Rev. , vol.75 , pp. 1287
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    • (2007) J. L. Econ. & Org. , vol.23 , pp. 24
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    • Joseph L. Smith & Emerson H. Tiller, The Strategy of Judging: Evidence from Administrative Law, 31 J. LEGAL STUD. 61 (2002);
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    • Kathleen M. Sullivan, Foreword: The Justices of Rules and Standards, 106 HARV. L. REV. 22 (1992).
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    • Tonja Jacobi & Emerson H. Tiller, Legal Doctrine and Political Control, 23 J. L. ECON. & ORG. 326 (2007).
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    • Emerson H. Tiller & Frank B. Cross, What Is Legal Doctrine?, 100 NW. U. L. REV. 517, 517 (2006).
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    • Tiller, E.H.1    Cross, F.B.2
  • 15
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    • Frank B. Cross & Emerson H. Tiller, Judicial Partisanship and Obedience to Legal Doctrine: Whistleblowing on the Federal Courts of Appeals, 107 YALE L. J. 2155, 2156 (1998);
    • (1998) Yale L. J. , vol.107 , pp. 2155
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    • 35649016784 scopus 로고    scopus 로고
    • Legal doctrine and Political control
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    • Tonja Jacobi & Emerson H. Tiller, Legal Doctrine and Political Control, 23 J. L. ECON. & ORG. 326, 327 (2007);
    • (2007) J. L. Econ. & Org. , vol.23 , pp. 326
    • Jacobi, T.1    Tiller, E.H.2
  • 17
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    • 114
    • Emerson H. Tiller, Controlling Policy by Controlling Process: Judicial Influence on Regulatory Decision Making, 14 J. L. ECON. & ORG. 114, 114 (1998);
    • (1998) J. L. Econ. & Org. , vol.14 , pp. 114
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    • Judicial incentives and indeterminacy in substantive review of administrative decisions
    • 1054, "Theory has had some difficulty accounting for judicial behavior because the judiciary has been structured to sharply reduce the self-interested motivations typically identified with other political actors financial rewards, promotion, reelection."
    • See Sidney A. Shapiro & Richard E. Levy, Judicial Incentives and Indeterminacy in Substantive Review of Administrative Decisions, 44 DUKE L. J. 1051, 1054 (1995) ("[T]heory has had some difficulty accounting for judicial behavior because the judiciary has been structured to sharply reduce the self-interested motivations typically identified with other political actors (e.g., financial rewards, promotion, reelection).");
    • (1995) Duke L. J. , vol.44 , pp. 1051
    • Shapiro, S.A.1    Levy, R.E.2
  • 19
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    • Modeling collegial courts i: Path-dependence
    • 169, "Inability to identify a plausible objective function to impute to judges has frustrated economic analysis from the outset."
    • see also Lewis A. Kornhauser, Modeling Collegial Courts I: Path-Dependence, 12 INT'L REV. L. & ECON. 169, 169 (1992) ("[I]nability to identify a plausible objective function to impute to judges has frustrated economic analysis from the outset.").
    • (1992) Int'l Rev. L. & Econ. , vol.12 , pp. 169
    • Kornhauser, L.A.1
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    • What do judges and justices maximize? (the same thing everybody else does)
    • Judge Posner has touched on the question in
    • Judge Posner has touched on the question in Richard A. Posner, What Do Judges and Justices Maximize? (The Same Thing Everybody Else Does), 3 SUP. CT. ECON. REV. 1 (1993).
    • (1993) Sup. Ct. Econ. Rev. , vol.3 , pp. 1
    • Posner, R.A.1
  • 21
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    • 9-10
    • See, e.g., Herbert Wechsler, Toward Neutral Principles of Constitutional Law, 73 HARV. L. REV. 1, 9-10 (1959).
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    • Kent Greenawalt, How Law Can Be Determinate, 38 UCLA L. REV. 1, 2 (1990).
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  • 23
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    • 384-87, arguing that the significance of judges' concern with adherence to precedent unfortunately is overlooked by research
    • See Frank Cross, Appellate Court Adherence to Precedent, 2 J. EMPIRICAL LEGAL STUD. 369, 384-87 (2005) (arguing that the significance of judges' concern with adherence to precedent unfortunately is overlooked by research).
    • (2005) J. Empirical Legal Stud. , vol.2 , pp. 369
    • Cross, F.1
  • 26
    • 0041818542 scopus 로고    scopus 로고
    • noting that judges consistently report that reaching "legally correct" decisions is important to them
    • DAVID E. KLEIN, MAKING LAW IN THE UNITED STATES COURTS OF APPEALS 21 (2002) (noting that judges consistently report that reaching "legally correct" decisions is important to them).
    • (2002) Making Law in the United States Courts of Appeals , pp. 21
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  • 27
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    • Planned Parenthood of Se. Pa. v. Casey, 505 U. S. 833, 854 (1992).
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  • 28
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    • This decision-making model is summarized in, 255-64
    • This decision-making model is summarized in Frank B. Cross, Political Science and the New Legal Realism: A Case of Unfortunate Interdisciplinary Ignorance, 92 NW. U. L. REV. 251, 255-64 (1997).
    • (1997) Nw. U. L. Rev. , vol.92 , pp. 251
    • Cross, F.B.1
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    • Daniel B. Rodriguez, The Positive Political Dimensions of Regulatory Reform, 72 WASH. U. L. Q. 1, 100 (1994).
    • (1994) Wash. U. L. Q. , vol.72 , pp. 1
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    • Ethan Bueno de Mesquita & Matthew Stephenson, Informative Precedent and Intrajudicial Communication, 96 AM. POL. SCI. REV. 755, 755 (2002).
    • (2002) Am. Pol. Sci. Rev. , vol.96 , pp. 755
    • De Mesquita, E.B.1    Stephenson, M.2
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    • 918, suggesting that the judicial role induces reliance on legal materials in decision making
    • See James L. Gibson, Judges' Role Orientations, Attitudes, and Decisions: An Interactive Model, 72 AM. POL. SCI. REV. 911, 918 (1978) (suggesting that the judicial role induces reliance on legal materials in decision making);
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    • 114, same
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    • (1981) J. Pol. , vol.43 , pp. 104
    • Gibson, J.L.1
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  • 34
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  • 35
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    • "It pleases judges to carry out what they conceive as the judge's role."
    • See LAWRENCE BAUM, THE PUZZLE OF JUDICIAL BEHAVIOR 61 (1997) ("[I]t pleases judges to carry out what they conceive as the judge's role.");
    • (1997) The Puzzle of Judicial Behavior , pp. 61
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    • "The pleasure of judging is bound up with compliance with certain self-limiting rules"
    • see also RICHARD A. POSNER, OVERCOMING LAW 131 (1995) ("The pleasure of judging is bound up with compliance with certain self-limiting rules-").
    • (1995) Overcoming Law , pp. 131
    • Posner, R.A.1
  • 37
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    • Pub. Utils. Comm'n v. Pollak, 466, Frankfurter, J., recusing himself
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  • 38
    • 0003637442 scopus 로고
    • arguing that it is institutionally unsustainable to decide each case according to a judge's owns substantive preferences, and that following rules enables judges to cope with their large caseloads
    • H. W. PERRY, JR., DECIDING TO DECIDE: AGENDA SETTING IN THE UNITED STATES SUPREME COURT (1991) (arguing that it is institutionally unsustainable to decide each case according to a judge's owns substantive preferences, and that following rules enables judges to cope with their large caseloads);
    • (1991) Deciding to Decide: Agenda Setting in the United States Supreme Court
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  • 39
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    • Univ. Tex. Pub. Law Research Paper, Research Paper No. 042, reviewing the theories propounded by the realists of the era
    • see Brian Leiter, American Legal Realism (Univ. Tex. Pub. Law Research Paper, Research Paper No. 042, 2002), available at http://ssrn.com/abstract= 339562 (reviewing the theories propounded by the realists of the era).
    • (2002) American Legal Realism
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  • 40
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    • The jurisprudence of skepticism
    • Judge Posner warns readers not to "be so naive as to infer the nature of the judicial process from the rhetoric of judicial opinions.", 865
    • Judge Posner warns readers not to "be so naive as to infer the nature of the judicial process from the rhetoric of judicial opinions." Richard A. Posner, The Jurisprudence of Skepticism, 86 MICH. L. REV. 827, 865 (1988).
    • (1988) Mich. L. Rev. , vol.86 , pp. 827
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    • Remarks on the Theory of appellate decision and the rules of cannons about How statutes are to be construed
    • providing a list of cannons and "counter-cannons"-cannons supporting the opposite approach of interpretation-in statutory interpretation
    • Karl N. Llewellyn, Remarks on the Theory of Appellate Decision and the Rules of Cannons About How Statutes Are to Be Construed, 3 VAND. L. REV. 395 (1950) (providing a list of cannons and "counter-cannons"-cannons supporting the opposite approach of interpretation-in statutory interpretation);
    • (1950) Vand. L. Rev. , vol.3 , pp. 395
    • Llewellyn, K.N.1
  • 42
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    • Following the rules laid down: A critique of interpretivism and neutral principles
    • 793-804, Judge Kozinski explains that "judges know very well how to read the Constitution broadly when they are sympathetic to the right being asserted" but can be "equally ingenious in burying language" for rights they disfavor
    • Mark V. Tushnet, Following the Rules Laid Down: A Critique of Interpretivism and Neutral Principles, 96 HARV. L. REV. 781, 793-804 (1983). Judge Kozinski explains that "[j]udges know very well how to read the Constitution broadly when they are sympathetic to the right being asserted" but can be "equally ingenious in burying language" for rights they disfavor.
    • (1983) Harv. L. Rev. , vol.96 , pp. 781
    • Tushnet, M.V.1
  • 43
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    • Silveira v. Lockyer, 568 9th Cir, Kozinski, J., dissenting from denial of rehearing en banc
    • Silveira v. Lockyer, 328 F.3d 567, 568 (9th Cir. 2003) (Kozinski, J., dissenting from denial of rehearing en banc).
    • (2003) F.3d , vol.328 , pp. 567
  • 44
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    • Some thoughts on judging as gleaned from one hundred years of the harvard law review and other great books
    • 895, "Subtly or unconsciously, the judge's political orientation will affect decisionmaking."
    • Patricia M. Wald, Some Thoughts on Judging As Gleaned from One Hundred Years of the Harvard Law Review and Other Great Books, 100 HARV. L. REV. 887, 895 (1987) ("[S]ubtly or unconsciously, the judge's political orientation will affect decisionmaking.").
    • (1987) Harv. L. Rev. , vol.100 , pp. 887
    • Wald, P.M.1
  • 46
    • 33845342347 scopus 로고    scopus 로고
    • referring to ideology as the "supreme factor" in selecting Supreme Court nominees
    • MICHAEL COMISKEY, SEEKING JUSTICES: THE JUDGING OF SUPREME COURT NOMINEES 5-8 (2004) (referring to ideology as the "supreme factor" in selecting Supreme Court nominees).
    • (2004) Seeking Justices: The Judging of Supreme Court Nominees , pp. 5-8
    • Comiskey, M.1
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    • 33947498988 scopus 로고
    • The study of judicial decision-making as an aspect of Political behavior
    • Glendon A. Schubert, The Study of Judicial Decision-Making As an Aspect of Political Behavior 52 AM. POL. SCI. REV. 1007 (1958). For more modern applications
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    • Schubert, G.A.1
  • 52
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    • How the dissent becomes the majority: Using federalism to transform coalitions in the U. S. supreme court
    • 238
    • Vanessa Baird & Tonja Jacobi, How the Dissent Becomes the Majority: Using Federalism to Transform Coalitions in the U. S. Supreme Court, 59 DUKE L. J. 183, 238 (2009);
    • (2009) Duke L. J. , vol.59 , pp. 183
    • Baird, V.1    Jacobi, T.2
  • 53
    • 0033478228 scopus 로고    scopus 로고
    • Sophisticated voting and gate-keeping in the supreme court
    • Gregory A. Caldeira et al, Sophisticated Voting and Gate-Keeping in the Supreme Court, 15 J. L. & ECON. 549 (1999);
    • (1999) J. L. & Econ. , vol.15 , pp. 549
    • Caldeira, G.A.1
  • 54
    • 73049118602 scopus 로고    scopus 로고
    • Taking the measure of ideology: Empirically measuring supreme court cases
    • 75, finding that a model that accounts for judicial ideology but that takes that ideology to be strategically pursued best accounts for Supreme Court votes from 1953 to 2008
    • see Tonja Jacobi & Matthew Sag, Taking the Measure of Ideology: Empirically Measuring Supreme Court Cases, 98 GEO. L. J. 1, 75 (2009) (finding that a model that accounts for judicial ideology but that takes that ideology to be strategically pursued best accounts for Supreme Court votes from 1953 to 2008).
    • (2009) Geo. L. J. , vol.98 , pp. 1
    • Jacobi, T.1    Sag, M.2
  • 55
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    • Competing models of judicial coalition formation and case outcome determination
    • discussing coalition formation as a factor influencing Justices' votes
    • See generally Tonja Jacobi, Competing Models of Judicial Coalition Formation and Case Outcome Determination, 1 J. LEGAL ANALYSIS 411 (2009) (discussing coalition formation as a factor influencing Justices' votes).
    • (2009) J. Legal Analysis , vol.1 , pp. 411
    • Jacobi, T.1
  • 56
    • 73049088172 scopus 로고    scopus 로고
    • Measuring deviations from expected voting patterns on collegial courts
    • 833, reporting that a substantial number of cases show such disordered voting
    • Paul H. Edelman et al., Measuring Deviations from Expected Voting Patterns on Collegial Courts, 5 J. EMPIRICAL LEGAL STUD. 819, 833 (reporting that a substantial number of cases show such disordered voting);
    • J. Empirical Legal Stud. , vol.5 , pp. 819
    • Edelman, P.H.1
  • 57
    • 0030529058 scopus 로고    scopus 로고
    • Invitations to override: Congressional reversals of supreme court decisions
    • 521
    • see also Pablo T. Spiller & Emerson H. Tiller, Invitations to Override: Congressional Reversals of Supreme Court Decisions, 16 INT'L REV. L. & ECON. 503, 521 (1996).
    • (1996) Int'l Rev. L. & Econ. , vol.16 , pp. 503
    • Spiller, P.T.1    Tiller, E.H.2
  • 58
    • 84888998229 scopus 로고
    • The rule of law as a law of rules
    • 1179
    • Antonin Scalia, The Rule of Law As a Law of Rules, 56 U. CHI. L. REV. 1175, 1179 (1989).
    • (1989) U. Chi. L. Rev. , vol.56 , pp. 1175
    • Scalia, A.1
  • 61
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    • Jurisprudential regimes in supreme court decision making
    • 308
    • See Mark J. Richards & Herbert M. Kritzer, Jurisprudential Regimes in Supreme Court Decision Making, 96 AM. POL. SCI. REV. 305, 308 (2002).
    • (2002) Am. Pol. Sci. Rev. , vol.96 , pp. 305
    • Richards, M.J.1    Kritzer, H.M.2
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    • The authors found that "the language of the law seems to have a reality and motive force that shapes, to a large degree, the paths that the law enunciated by the Court takes."
    • See generally LEE EPSTEIN & JOSEPH F. KOBYLKA, THE SUPREME COURT AND LEGAL CHANGE: ABORTION AND THE DEATH PENALTY (1992). The authors found that "the language of the law seems to have a reality and motive force that shapes, to a large degree, the paths that the law enunciated by the Court takes."
    • (1992) The Supreme Court and Legal Change: Abortion and the Death Penalty
    • Epstein, L.1    Kobylka, J.F.2
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    • Predicting supreme court cases probabilistically: The search and seizure cases, 1962-1981
    • See Jeffrey A. Segal, Predicting Supreme Court Cases Probabilistically: The Search and Seizure Cases, 1962-1981, 78 AM. POL. SCI. REV. 891 (1984).
    • (1984) Am. Pol. Sci. Rev. , vol.78 , pp. 891
    • Segal, J.A.1
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    • Supreme court impact on compliance and outcomes: Miranda and new york times in the united states courts of appeals
    • 298-99
    • Donald R. Songer & Reginald S. Sheehan, Supreme Court Impact on Compliance and Outcomes: Miranda and New York Times in the United States Courts of Appeals, 43 W. POL. Q. 297, 298-99 (1990).
    • (1990) W. Pol. Q. , vol.43 , pp. 297
    • Songer, D.R.1    Sheehan, R.S.2
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    • Overruled: An event history analysis of lower court reaction to supreme court alteration of precedent
    • 548, finding that Court unanimity, complexity, issue area, and age of the overruled precedent all influenced the rapidity of lower court compliance
    • See Sara C. Benesh & Malia Reddick, Overruled: An Event History Analysis of Lower Court Reaction to Supreme Court Alteration of Precedent, 64 J. POL. 534, 548 (2002) (finding that Court unanimity, complexity, issue area, and age of the overruled precedent all influenced the rapidity of lower court compliance).
    • (2002) J. Pol. , vol.64 , pp. 534
    • Benesh, S.C.1    Reddick, M.2
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    • The supreme court's impact on the law of libel: Compliance by lower federal courts
    • 504, 517-19
    • See John Gruhl, The Supreme Court's Impact on the Law of Libel: Compliance by Lower Federal Courts, 33 W. POL. Q. 502, 504, 517-19 (1980).
    • (1980) W. Pol. Q. , vol.33 , pp. 502
    • Gruhl, J.1
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    • The circuit courts of appeals
    • 41 John B. Gates & Charles A. Johnson eds., A study of randomly selected Supreme Court cases found that legal model variables better predicted subsequent lower court decisions than did political model variables
    • Donald R. Songer, The Circuit Courts of Appeals, in THE AMERICAN COURTS: A CRITICAL ASSESSMENT 35, 41 (John B. Gates & Charles A. Johnson eds., 1991). A study of randomly selected Supreme Court cases found that legal model variables better predicted subsequent lower court decisions than did political model variables.
    • (1991) The American Courts: A Critical Assessment , pp. 35
    • Songer, D.R.1
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    • Note, law, politics, and judicial decision making: Lower federal court uses of supreme court decisions
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    • Charles A. Johnson, Note, Law, Politics, and Judicial Decision Making: Lower Federal Court Uses of Supreme Court Decisions, 21 LAW & SOC'Y REV. 325, 325 (1987).
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    • Johnson, C.A.1
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    • 1515, "The 'neutral principles' of the traditional legal model fare quite well as a descriptive model for judicial decisionmaking."
    • See Frank B. Cross, Decisionmaking in the U. S. Circuit Courts of Appeals, 91 CALIF. L. REV. 1457, 1515 (2003) ("[T]he 'neutral principles' of the traditional legal model fare quite well as a descriptive model for judicial decisionmaking.").
    • (2003) Calif. L. Rev. , vol.91 , pp. 1457
    • Cross, F.B.1
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    • The hierarchy of justice: Testing a principal-agent model of supreme court-circuit court interactions
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    • Donald R. Songer et al., The Hierarchy of Justice: Testing a Principal-Agent Model of Supreme Court-Circuit Court Interactions, 38 AM. J. POL. SCI. 673, 675 (1994).
    • (1994) Am. J. Pol. Sci. , vol.38 , pp. 673
    • Songer, D.R.1
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    • Environmental regulation, ideology, and the D. C. circuit
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    • Richard L. Revesz, Environmental Regulation, Ideology, and the D. C. Circuit, 83 VA. L. REV. 1717, 1717-19 (1997).
    • (1997) Va. L. Rev. , vol.83 , pp. 1717
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    • Data on this effect are provided throughout the book, but see figure 2.2 on pages 26-27 for a good graphic summary
    • See CASS R. SUNSTEIN ET AL., ARE JUDGES POLITICAL?: AN EMPIRICAL ANALYSIS OF THE FEDERAL JUDICIARY (2006). Data on this effect are provided throughout the book, but see figure 2.2 on pages 26-27 for a good graphic summary.
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    • Daniel R. Pinello, Linking Parly to Judicial Ideology in American Courts: A Meta-Analysis, 20 JUST. SYS. J. 219, 234-36 tbl.3 (1999). Political scientists have refined their measures of judicial ideology beyond mere party of appointing president, but these produce only a very marginal improvement in predictive power.
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    • see Wells v. City & Cnty. of Denver, 257 F.3d 1132, 1136-37 (10th Cir. 2001), where the court laid out the prevalent multifactor test for distinguishing between government and private speech in forum context to determine if the establishment clause had been violated. The factors the court considered in deciding whether the city had created a forum for private speakers included (1) the purpose of the sign, (2) editorial control, (3) the literal speaker, and (4) ultimate responsibility for the content.
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    • see also United States v. Peltier, 422 U. S. 531, 537 (1975) ("[I]f the law enforcement officers reasonably believed in good faith that evidence they had seized was admissible at trial, the 'imperative of judicial integrity' is not offended by the introduction into evidence of that material even if decisions subsequent to the search or seizure have broadened the exclusionary rule to encompass evidence seized in that manner.").
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    • David M. O'Brien, Federal Judgeships in Retrospect, in THE REAGAN PRESIDENCY: PRAGMATIC CONSERVATISM AND ITS LEGACIES 327, 335-36 (W. Elliot Brownlee & Hugh Davis Graham eds., 2003) (noting that "the Reagan administration's meticulous screening of judicial nominees and hard-line positions with moderate Republicans⋯ strengthened presidential control over judicial selection" and that "Reagan achieved remarkable success" in conservatively reforming the federal judiciary through his judicial appointments).
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    • see also United States v. Clarkson, 551 F.3d 1196 (10th Cir. 2009) (finding that the good-faith exception cannot apply to a circumstance in which an improper search was conducted based on police error-here conducting a search with an untrained or unreliable dog-since that would not effectively deter police misconduct, such as ensuring that a dog was actually trained or reliable before deploying it). In Herring, Justice Breyer maintained that Evans was "premised on a distinction between judicial errors and police errors"
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    • Herring v. United States, 555 U. S. 135, 158 (2009) (Breyer, J., dissenting), but the Opinion of the Court rejected that view.
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    • Note, however, that Herring has also been distinguished by lower courts. In United States v. Green, No. 1:08-CR-0041, M. D. Pa. Jan. 30, the district court held that Herring's limitation on the exclusionary rule applied only to police misconduct that is "attenuated" from the arrest, and thus does not apply to a pat-down search of an individual in the absence of reasonable suspicion that the individual was involved in criminal activity, based on the officers' on-thescene observations
    • *9-10 (M. D. Pa. Jan. 30, 2009), the district court held that Herring's limitation on the exclusionary rule applied only to police misconduct that is "attenuated" from the arrest, and thus does not apply to a pat-down search of an individual in the absence of reasonable suspicion that the individual was involved in criminal activity, based on the officers' on-thescene observations.
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  • 141
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    • similarly, in United States v. Thomas, No. 08-cr-87-bbc-02, W. D. Wis. Jan. 20, a trap and trace order issued at least partly in reliance on a misstated material fact was not exempted from the exclusionary rule
    • *6 (W. D. Wis. Jan. 20, 2009), a trap and trace order issued at least partly in reliance on a misstated material fact was not exempted from the exclusionary rule.
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    • *31 D. N. J. Jan. 21
    • *31 (D. N. J. Jan. 21, 2009).
    • (2009) U. S. Dist. Lexis , vol.2009 , pp. 4263


* 이 정보는 Elsevier사의 SCOPUS DB에서 KISTI가 분석하여 추출한 것입니다.