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See Josh Lerner and Jean Tirole, The economics of technology sharing: open source and beyond 2 (Harvard NOM Research Paper No. 04-35, 2004); available at http://papers.ssrn.com/sol3/papers.cfm?abstract-id=620904 (Nov. 2004) (describing computer software as "the most prominent example of open source production").
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See also Lerner and Tirole, op. cit. n. 3, at 2 ("In an open-source project, . a body of original material is made publicly available for others to use, under certain conditions. In many cases, anyone who makes use of the material must agree to make all enhancements to the original material available un der these same conditions.")
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See also Lerner and Tirole, op. cit. n. 3, at 2 ("In an open-source project, . a body of original material is made publicly available for others to use, under certain conditions. In many cases, anyone who makes use of the material must agree to make all enhancements to the original material available un der these same conditions.").
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available at (May 2008)(using the terms "open sourcebiotechnology" and "open science" interchangeably to describe projects for which "participants agree to either grant licenses or enforce their rights in a way that maintains the availability of the inventions and improvements in the future")
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See Robin Feldman and Kris Nelson, Open source, open access, and open transfer: market approaches to research bottle necks 17; available at http://papers.ssrn.com/sol3/papers.cfm?abstract-id = 1127571 (May 2008)(using the terms "open sourcebiotechnology" and "open science" interchangeably to describe projects for which "participants agree to either grant licenses or enforce their rights in a way that maintains the availability of the inventions and improvements in the future");
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14
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The Bermuda Statement is an international agreement favoring release into the public domain of genetic databases achieved through public funding. See Human Genome Project, U.S. Department of Energy Office of Science available at (Feb. 25-28, 1996)
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Summary of Principles Agreed at the First International Strategy Meeting on Human Genome Sequencing
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The Fort Lauderdale Agreement emphatically reaffirmed the Bermuda Statement. See National Human Genome Research Institute, National Institutes of Health, Reaffirmation and Extension of NHGRI Rapid Data Release Policies: Large-scale Sequencing and Other Community Resource Projects; available at www.genome.gov/10506537 (Feb. 2003).
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17
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78650778403
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"All investigators who receive NIH support to conduct genome-wide analysis of genetic variation in a study pop-ulation are expected to submit to the NIH GWAS data repository descriptive information about their studies for inclusion in an open access portion of the NIH GWAS data repository")
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"All investigators who receive NIH support to conduct genome-wide analysis of genetic variation in a study pop-ulation are expected to submit to the NIH GWAS data repository descriptive information about their studies for inclusion in an open access portion of the NIH GWAS data repository")
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18
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Hereinafter In the U.K., the Wellcome Trust requires researchers "that it funds to maximise the availability of research data with as few restrictions as possible." Wellcome Trust Policy on Data Management and Sharing; available at (Jan. 2007)
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Hereinafter "NIH GWAS Data Sharing Policy"). In the U.K., the Wellcome Trust requires researchers "that it funds to maximise the availability of research data with as few restrictions as possible." Wellcome Trust Policy on Data Management and Sharing; available at www.wellcome.ac.uk/About-us/Policy/ Policy-and-position-statements/WTX035043.htm (Jan. 2007).
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Among the best known national repositories, also known as population biobanks, are the Estonian Genome Project, the Icelandic Health Sector Database, the International HapMap Project, the UK Biobank, and several U.S. biobanks, such as the Framingham Heart Study and the Marshfield Clinic's Personalized Medicine Research Project
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Anne Cambon-Thomsen et al., Trends in ethical and legal frameworks for the use of human biobanks. Eur Respir J 2007;30:373. Among the best known national repositories, also known as population biobanks, are the Estonian Genome Project, the Icelandic Health Sector Database, the International HapMap Project, the UK Biobank, and several U.S. biobanks, such as the Framingham Heart Study and the Marshfield Clinic's Personalized Medicine Research Project.
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Elger and Caplan, op. cit. n. 16 at 661 (stating that three-fourths of U.S. clinical trials by pharmaceutical companies include a provision for storing human tissue for future use).
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The terms "data producers" and "data users" are not mutually exclusive, as scientists may in some situations be data producers, yet be data users in others
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The terms "data producers" and "data users" are not mutually exclusive, as scientists may in some situations be data producers, yet be data users in others.
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Indeed, one expert has noted that certain researchers may infact fear exposing their data to review in case it is found to be wanting in some way available at
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Indeed, one expert has noted that certain researchers may infact fear exposing their data to review in case it is found to be wanting in some way. Nature Opinion Forum: Prepublication Data Sharing: The Toronto Statement; available at http://network.nature.com/groups/naturenewsandopinion/forum/topics/ 5433
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Nature Opinion Forum: Prepublication Data Sharing: The Toronto Statement
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35
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78650779833
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He noted, however, that in reality, researchers typically contact a colleague personally to clarify their questions, as opposed to publicly challenging the work. Id
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He noted, however, that in reality, researchers typically contact a colleague personally to clarify their questions, as opposed to publicly challenging the work. Id.
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See Andrew Singleton, Professional challenges and rewards of open data sharing, Seminar on Genome-Wide Association Studies for the Rest of Us: Adding Genome-Wide Association to Population Studies; available at www.genome.gov/ Multime-dia/OD/GWAS-Boston-07/11-Singleton-Professional.ppt#4 (June 22, 2007)
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Hereinafter "Singleton")
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Hereinafter "Singleton").
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Id
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Id.
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Id. It should be noted that while open source sharing of data is possible, open source sharing of actual tissue samples is not, 2 because of the limited amount of tissue that can be collected and stored. Data producers must husband this resource care fully to ensure optimal allocation. Boggio, op. cit. n. 15 at 231
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Id. It should be noted that while open source sharing of data is possible, open source sharing of actual tissue samples is not, 2 because of the limited amount of tissue that can be collected and stored. Data producers must husband this resource care fully to ensure optimal allocation. Boggio, op. cit. n. 15 at 231.
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at Release Early, Release Often; available at Aug. 2, 2002
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Eric S. Raymond, The cathedral and the bazaar, at Release Early, Release Often; available at www.catb.org/∼esr/writ-ings/cathedral-bazaar/cathedral- bazaar/ar01s04.html (Aug. 2, 2002).
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Creative Commons is a nonprofit corporation that aims to facilitate content-sharing in accordance with the law of copyright (last visited Mar. 18, 2010)
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Creative Commons is a nonprofit corporation that aims to facilitate content-sharing in accordance with the law of copyright. See http://creativecommons.org/about/ (last visited Mar. 18, 2010).
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See Nelson, op. cit. n. 21 at 163 (citing Professor James Boyle of Duke Law School)
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See Nelson, op. cit. n. 21 at 163 (citing Professor James Boyle of Duke Law School).
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44
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78650787421
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(last visited Mar. 18, 2010)
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See ccMixter, About, at http://ccmixter.org/about (last visited Mar. 18, 2010).
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UK Biobank, a research initiative funded by both private and public sources, aims to collect tissue samples and personal data from at least 500,000 individuals in the U.K. and use this data for research into the prevention, diagnosis and treatment of human disease. UK Biobank, UK Available at (last visited Apr. 11, 2010)
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UK Biobank, a research initiative funded by both private and public sources, aims to collect tissue samples and personal data from at least 500,000 individuals in the U.K. and use this data for research into the prevention, diagnosis and treatment of human disease. UK Biobank, UK Biobank-What Is It? Available at www.ukbiobank.ac.uk/about/what.php (last visited Apr. 11, 2010).
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78650788244
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Available at (Oct. 2007)
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Available at www.ukbiobank.ac.uk/docs/EGFlatestJan20082. pdf (Oct. 2007).
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See Gitter, op. cit. n. 2 at 1493-1494 (describing the grant-back requirement imposed by Incyte Genomics, Inc.).
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See Boggio, op. cit. n. 15 at 235.
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Cf. Gitter, op. cit. n. 2, at 1489-1490 (explaining the obstacles to achieving the open source model with respect to the International HapMap Project without an adequate enforcement mechanism)
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Cf. Gitter, op. cit. n. 2, at 1489-1490 (explaining the obstacles to achieving the open source model with respect to the International HapMap Project without an adequate enforcement mechanism).
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(noting that "there is a strong motivation for commercial players to support open source development of any technology upstream of their own place in the relevant value chain")
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GWA studies "explore the association between specific genes (genotype information) and observable traits, such as blood pressure and weight, or the presence or absence of a disease or condition (phenotype information)," Thereby facilitating the development of new diagnostic methods and treatments
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GWA studies "explore the association between specific genes (genotype information) and observable traits, such as blood pressure and weight, or the presence or absence of a disease or condition (phenotype information)," Thereby facilitating the development of new diagnostic methods and treatments.
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NIH GWAS Data Sharing Policy, op. cit. n. 9.
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Describing the NIH's GAIN project, a GWAS, as promoting data access "by rapidly placing data in the public domain and by encouraging the initial genotype-phe-notype associations identified through GAIN to remain unen cumbered by intellectual property claims" in order to maximize the benefit provided by these "community resources.")
-
Describing the NIH's GAIN project, a GWAS, as promoting data access "by rapidly placing data in the public domain and by encouraging the initial genotype-phe-notype associations identified through GAIN to remain unen cumbered by intellectual property claims" in order to maximize the benefit provided by these "community resources.").
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67
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See Nelson, op. cit. n. 21 at 161-162 (explaining that, in response to an NIH mandate regarding data sharing, researchers chose to delay compliance so as to see whether and how the NIH would enforce its mandate)
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See Nelson, op. cit. n. 21 at 161-162 (explaining that, in response to an NIH mandate regarding data sharing, researchers chose to delay compliance so as to see whether and how the NIH would enforce its mandate).
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68
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Reichman and Uhlir, op. cit. n. 12 at 322-323
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Id. at 346-346
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Id. at 346-346.
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70
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70249116045
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Attendees at the 2009 Toronto International Data Release Workshop, which gathered data producers and users in the field of genomics to develop best practices for prepublication data sharing, recognized that data producers might "request a protected time period to allow them to be the first to publish the data set" and declared that the period of exclusivity "should be limited to global analyses of the data and ideally expire within one year." 170
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Attendees at the 2009 Toronto International Data Release Workshop, which gathered data producers and users in the field of genomics to develop best practices for prepublication data sharing, recognized that data producers might "request a protected time period to allow them to be the first to publish the data set" and declared that the period of exclusivity "should be limited to global analyses of the data and ideally expire within one year." Prepublication data sharing. Nature 2009;461:168, 170.
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NIH GWAS Data Sharing Policy, op. cit. n. 9
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NIH GWAS Data Sharing Policy, op. cit. n. 9.
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available at last visited Mar. 20, 2010
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See Lowrance, op. cit. n. 19 at 36
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See Lowrance, op. cit. n. 19 at 36.
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76
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See Reichman and Uhlir, op. cit. n. 12 at 355. The NIH provides a freely accessible GWAS database, where the U.K. Biobank permits access via an application system. See supra note 34 and accompanying text
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See Reichman and Uhlir, op. cit. n. 12 at 355. The NIH provides a freely accessible GWAS database, where the U.K. Biobank permits access via an application system. See supra note 34 and accompanying text.
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77
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available at (last visited Mar. 20, 2010)
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PLoS One, Editorial and Publishing Policies; available at www.plosone.org/static/policies.action#sharing (last visited Mar. 20, 2010).
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available at (last visited Mar. 20, 2010)
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Nature.com, Authors & Referees @npg; available at www.nature.com/authors/editorial-policies/availability.html (last visited Mar. 20, 2010).
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Paul N. Schofield et al. Post-publication sharing of data and tools. Nature 2009;461:171.
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The Nuremberg Code is an international agreement that prohibits countries from conducting experimental medical treatments on patients without their express informed consent.)
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The Nuremberg Code is an international agreement that prohibits countries from conducting experimental medical treatments on patients without their express informed consent.);
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84
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The Declaration of Helsinki is a "statement of ethical principles to provide guidance to physicians and other participants in medical research involving human subjects. Medical research involving human subjects includes research on identifiable human material or identifiable data")
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The Declaration of Helsinki is a "statement of ethical principles to provide guidance to physicians and other participants in medical research involving human subjects. Medical research involving human subjects includes research on identifiable human material or identifiable data");
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86
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The Nat'l Comm'n for the Protection of Human Subjects of Biomedical & Behavioral Research available at (Apr. 18, 1979)(The Belmont Report is a set of national recommendations in the U.S. regarding research on human subjects.); 45 CFR part 46 (2007)(The Common Rule) (The Common Rule is a U.S. federal policy protecting human subjects of federally funded research, but in practice has been adopted by many other institutions for their non-federally funded research.)
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The Nat'l Comm'n for the Protection of Human Subjects of Biomedical & Behavioral Research, The Belmont Report: Ethical Principles and Guidelines for the Protection of Human Subjects of Research; available at www.hhs.gov/ohrp/ humansubjects/guidance/bel-mont.htm (Apr. 18, 1979)(The Belmont Report is a set of national recommendations in the U.S. regarding research on human subjects.); 45 CFR part 46 (2007)(The Common Rule) (The Common Rule is a U.S. federal policy protecting human subjects of federally funded research, but in practice has been adopted by many other institutions for their non-federally funded research.).
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See Cambon-Thomsen, op. cit. n. 14 at 869.
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Id. at 69-74 (citing numerous examples of research participants who expressed preferences as to the specific uses to be made of their tissue samples).
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Id.
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See Lunshof et al., op. cit. n. 68 at 408.
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96
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See Elger and Caplan, op. cit. n. 16 at 662
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See Elger and Caplan, op. cit. n. 16 at 662.
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See Cambon-Thomsen, op. cit. n. 14 at 869 (citation omitted)
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See Cambon-Thomsen, op. cit. n. 14 at 869 (citation omitted).
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98
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78650776017
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Id
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Id.
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99
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Id. at 871
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Id. at 871.
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100
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78650761491
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Id. at 869, Box 2
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Id. at 869, Box 2.
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101
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78650779208
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Id. at 871
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Id. at 871.
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102
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78650764760
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See supra note 44 for a definition of a GWAS
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See supra note 44 for a definition of a GWAS.
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103
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78650762515
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Policy for sharing of data obtained in NIH supported or conducted genome-wide association studies (GWAS), 72 FR at 49,294 72 (Aug. 28, 2007)
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Policy for sharing of data obtained in NIH supported or conducted genome-wide association studies (GWAS), 72 FR at 49,294 72 (Aug. 28, 2007).
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104
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78650761283
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Policy for sharing of data obtained in NIH supported or conducted genome-wide association studies (GWAS), 72 FR at 49,291
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Policy for sharing of data obtained in NIH supported or conducted genome-wide association studies (GWAS), 72 FR at 49,291.
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105
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78650773190
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Policy for sharing of data obtained in NIH supported or conducted genome-wide association studies (GWAS), 72 FR at 49,295
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Policy for sharing of data obtained in NIH supported or conducted genome-wide association studies (GWAS), 72 FR at 49,295.
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106
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78650798943
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Id
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Id.
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107
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78650779392
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National Institutes of Health Data Access 1; available at Aug. 28, 2008
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National Institutes of Health, Modifications to Genome-Wide Association Studies (GWAS) Data Access 1; available at http://grants.nih.gov/grants/gwas/ data-sharing-policy-modifications-20080828.pdf (Aug. 28, 2008).
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Modifications to Genome-Wide Association Studies (GWAS)
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108
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78650775574
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Policy for sharing of data obtained in NIH supported or conducted genome-wide association studies (GWAS), 72 FR at 49,295. One reason for posting the genotype-phenotype association measures, aside from allowing cross-checking of the data, was "to discourage premature patent claims by placing the phenotype and genotype data and first-line analysis in the public domain." The GAIN Collaborative Research Group, op. cit. n. 46 at 1049
-
Policy for sharing of data obtained in NIH supported or conducted genome-wide association studies (GWAS), 72 FR at 49,295. One reason for posting the genotype-phenotype association measures, aside from allowing cross-checking of the data, was "to discourage premature patent claims by placing the phenotype and genotype data and first-line analysis in the public domain." The GAIN Collaborative Research Group, op. cit. n. 46 at 1049.
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109
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78650791624
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Policy for sharing of data obtained in NIH supported or conducted genome-wide association studies (GWAS), 72 FR at 49,296; Nat'l Inst. Health, NIH Points to Consider for IRBs and Institutions in Their Review of Data Submission Plans for Institutional Certifications under NIH's Policy for Sharing of Data Obtained in NIH Supported or Conducted Genome-Wide Association Studies (GWAS) 7; available at
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Policy for sharing of data obtained in NIH supported or conducted genome-wide association studies (GWAS), 72 FR at 49,296; Nat'l Inst. Health, NIH Points to Consider for IRBs and Institutions in Their Review of Data Submission Plans for Institutional Certifications under NIH's Policy for Sharing of Data Obtained in NIH Supported or Conducted Genome-Wide Association Studies (GWAS) 7; available at http://grants.nih.gov/grants/gwas/gwas-ptc.pdf (2007).
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110
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78650776800
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Supra n. 81
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Supra n. 81.
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111
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78650785624
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Policy for sharing of data obtained in NIH supported or con ducted genome-wide association studies (GWAS), 72 FR at 49,295. De-identification "means that the identities of data sub jects cannot be readily ascertained or otherwise associated with the data by the repository staff or secondary data users []
-
Policy for sharing of data obtained in NIH supported or con ducted genome-wide association studies (GWAS), 72 FR at 49,295. De-identification "means that the identities of data sub jects cannot be readily ascertained or otherwise associated with the data by the repository staff or secondary data users [];
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112
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78650792828
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The 18 identifiers enumerated [in the HIPAA Privacy Rule] are removed; and the submitting institution has no actual knowledge that the remaining information could be used alone or in com bination with other information to identify the subject of the data." Policy for sharing of data obtained in NIH supported or conducted genome-wide association studies (GWAS), 72 Fed. Reg. at 49,295 and n. 6
-
The 18 identifiers enumerated [in the HIPAA Privacy Rule] are removed; and the submitting institution has no actual knowledge that the remaining information could be used alone or in com bination with other information to identify the subject of the data." Policy for sharing of data obtained in NIH supported or conducted genome-wide association studies (GWAS), 72 Fed. Reg. at 49,295 and n. 6.
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-
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113
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78650776588
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The eighteen identifiers that must be removed pursuant to HIPAA are names; addresses; dates relating to the individual (such as birth date and date of admission to the hospital), except for the year; Telephone and fax numbers; e-mail addresses; Social Security numbers; medical record numbers; health plan beneficiary numbers; account numbers; certificate/license numbers; vehicle identifiers and serial numbers, including license plate numbers; device identifiers and serial numbers; URLs; Internet Protocol (IP) address numbers; biometric identifiers, including finger and voice prints; full face photographic images and any comparable images; and any other unique identifying number, characteristic, or code. 45 CFR §164.514(b)(2)(i) (2007)
-
The eighteen identifiers that must be removed pursuant to HIPAA are names; addresses; dates relating to the individual (such as birth date and date of admission to the hospital), except for the year; Telephone and fax numbers; e-mail addresses; Social Security numbers; medical record numbers; health plan beneficiary numbers; account numbers; certificate/license numbers; vehicle identifiers and serial numbers, including license plate numbers; device identifiers and serial numbers; URLs; Internet Protocol (IP) address numbers; biometric identifiers, including finger and voice prints; full face photographic images and any comparable images; and any other unique identifying number, characteristic, or code. 45 CFR §164.514(b)(2)(i) (2007).
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Genomic research and human subject privacy
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"If someone has access to in dividual genetic data and performs matches to public SNP data, a small set of SNPs could lead to successful matching and identification of the individual.") 602 (stating, with respect to protecting information privacy for genomic research subjects, that "[o]nly rarely will a completely open access model be defensible when sufficient amounts of genomic data are present to be unique to the individual")
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("If someone has access to in dividual genetic data and performs matches to public SNP data, a small set of SNPs could lead to successful matching and identification of the individual."). See also William W. Lowrance and Francis S. Collins. Identifiability in genomic research. Science 2007;317:600, 602 (stating, with respect to protecting information privacy for genomic research subjects, that "[o]nly rarely will a completely open access model be defensible when sufficient amounts of genomic data are present to be unique to the individual").
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National Institutes of Health, NIH Points to Consider for IRBs and Institutions in Their Review of Data Submission Plans for Institutional Certifications under NIH's Policy for Sharing of Data Obtained in NIH Supported or Conducted Genome- Wide Association Studies (GWAS) 4; available at Nov. 12, 2007)(citation omitted
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National Institutes of Health, NIH Points to Consider for IRBs and Institutions in Their Review of Data Submission Plans for Institutional Certifications under NIH's Policy for Sharing of Data Obtained in NIH Supported or Conducted Genome- Wide Association Studies (GWAS) 4; available at http://grants.nih.gov/grants/gwas/gwas-ptc.pdf (Nov. 12, 2007)(citation omitted).
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See National Institutes of Health, Modifications to Genome-Wide Association Studies (GWAS) Data Access 1; available at http://grants.nih.gov/ grants/gwas/data-sharing-policy-modifications-20080828.pdf (Aug. 28, 2008).
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See supra notes 42-43 and accompanying text.
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See Bregman-Eschet, op. cit. n. 17 at 11.
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14844354907
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Greenberg v. Miami Children's Hosp. Research Inst, Inc., 264 F. Supp. 2d 1064, 1074-1076 (S.D. Fla. 2003)
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Greenberg v. Miami Children's Hosp. Research Inst, Inc., 264 F. Supp. 2d 1064, 1074-1076 (S.D. Fla. 2003);
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Cf id. at 260 (noting that the plaintiff parents in Greenberg had premised their research participation in the belief that their contributions would promote widely affordable and accessible carrier and prenatal testing for Canavan disease)
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Cf id. at 260 (noting that the plaintiff parents in Greenberg had premised their research participation in the belief that their contributions would promote widely affordable and accessible carrier and prenatal testing for Canavan disease).
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