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Volumn 20, Issue 4, 2009, Pages 417-445

The responsibility of accomplices in the case-law of the ad hoc tribunals

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EID: 76349096915     PISSN: 10468374     EISSN: 15729850     Source Type: Journal    
DOI: 10.1007/s10609-009-9105-1     Document Type: Article
Times cited : (9)

References (241)
  • 1
    • 76349102873 scopus 로고    scopus 로고
    • Leaders, organizers, instigators and accomplices participating in the formulation or execution of a common plan or conspiracy to commit any of the foregoing crimes are responsible for all acts performed by any persons in execution of such plan
    • These statutes contain a general provision which reads as follows: "Leaders, organizers, instigators and accomplices participating in the formulation or execution of a common plan or conspiracy to commit any of the foregoing crimes are responsible for all acts performed by any persons in execution of such plan." Cf. art. 6 § 3 of the Charter of the International Military Tribunal at Nuremberg;
    • Cf. art. 6 § 3 of the Charter of the International Military Tribunal at Nuremberg
  • 2
    • 76349098047 scopus 로고    scopus 로고
    • Note
    • art. 5 § 2 of the Charter of the International Military Tribunal for the Far East.
  • 3
    • 76349083659 scopus 로고
    • If he was [.] b) [.] an accessory to the commission of any such crime or ordered or abetted the same
    • Note. (art. II § 2 of, 20 December 1945, Official Gazette of the Control Council of Germany, No. 3 Berlin, 31 January 1946)
    • Control Council Law No. 10, which was enacted for the purpose of conducting trials in the separate zones of Allied occupation, provides, inter alia, the criminal responsibility of any person "if he was [.] b) [.] an accessory to the commission of any such crime or ordered or abetted the same" (art. II § 2 of Control Council Law No. 10, 20 December 1945, Official Gazette of the Control Council of Germany, No. 3 Berlin, 31 January 1946).
    • (1945) Control Council Law No. 10
  • 4
    • 76349103775 scopus 로고
    • The So-Called 'Industrialists' Cases: The Flick Case
    • See, e.g., VI Trials ofWar Criminals Before the Nuremberg Military Tribunals
    • See, e.g., the so-called 'industrialists' cases: the Flick case, VI Trials ofWar Criminals Before the Nuremberg Military Tribunals 1192;
    • (1192)
  • 5
    • 76349100991 scopus 로고    scopus 로고
    • Note
    • the I.G. Farben case, VII-VIII Trials of War Criminals Before the Nuremberg Military Tribunals.
    • The I.G. Farben Case
  • 6
    • 76349102379 scopus 로고
    • Note
    • the Krupp case, IX Trials of War Criminals Before the Nuremberg Military Tribunals 1436.
    • (1436) The Krupp case
  • 7
    • 76349083415 scopus 로고    scopus 로고
    • Emphasis added
    • Emphasis added. Cf. art. 7(1) of the ICTY Statute.
    • Cf. Art. ICTY Statute , vol.7 , Issue.1
  • 8
    • 76349101708 scopus 로고    scopus 로고
    • and art. of the
    • and art. 6(1) of the ICTR Statute.
    • ICTR Statute , vol.6 , Issue.1
  • 9
    • 76349105539 scopus 로고    scopus 로고
    • The Statutes of the ad hoc Tribunals for former Yugoslavia and Rwanda are yet another example of regulations which, partly due to the wording of earlier conventions such as that on genocide, lack a clear notion of perpetration and participation
    • "The Statutes of the ad hoc Tribunals for former Yugoslavia and Rwanda are yet another example of regulations which, partly due to the wording of earlier conventions such as that on genocide, lack a clear notion of perpetration and participation." Cf. A. Eser, Individual Criminal Responsibility, in A. Cassese, P. Gaeta and J.R.W.D. Jones (eds.), The Rome Statute of the International Criminal Court: A Commentary (2002), p. 786.
    • (2002) The Rome Statute of the International Criminal Court: A Commentary , pp. 786
  • 10
    • 76349091868 scopus 로고    scopus 로고
    • Note
    • Representatives of this model are, for example, Italy and Austria.
  • 11
    • 76349112973 scopus 로고    scopus 로고
    • Note
    • The differential participation model is adopted, inter alia, by the majority of European countries, the U.S. and several Latin American countries.
  • 12
    • 76349111400 scopus 로고    scopus 로고
    • Judgment, (IT-94-1), Appeals Chamber, 15 July 1999, (Tadić AJ)
    • Judgment, Tadić (IT-94-1), Appeals Chamber, 15 July 1999, § 229 (Tadić AJ).
    • (1999) Tadić , pp. 229
  • 13
    • 76349094114 scopus 로고    scopus 로고
    • For the latter position cf. e.g. Decision on Motion by Momir Talić for Provisional Release, Trial Chamber, 28 March
    • For the latter position cf. e.g. Decision on Motion by Momir Talić for Provisional Release, Brd{stroke}anin and Talić (IT-99-36/1), Trial Chamber, 28 March 2001, §§ 40-45.
    • (2001) Brd{stroke}anin and Talić (IT-99-36/1) , pp. 40-45
  • 14
    • 76349113622 scopus 로고    scopus 로고
    • Note, Appeals Chamber, 21 May, (Ojdanić Decision), Separate Opinion of Judge Shahabuddeen
    • Decision on Ojdanić's Motion Challenging Jurisdiction - Joint Criminal Enterprise, Milutinović (IT-99-37-AR72), Appeals Chamber, 21 May 2003, § 20 (Ojdanić Decision), Separate Opinion of Judge Shahabuddeen, § 7.
    • (2003) Milutinović (IT-99-37-AR72)
  • 15
    • 76349113622 scopus 로고    scopus 로고
    • Note, Appeals Chamber, 21 May, (Ojdanić Decision), Separate Opinion of Judge Shahabuddeen
    • Ibid., §192.
    • (2003) Milutinović (IT-99-37-AR72) , pp. 192
  • 16
    • 33947582154 scopus 로고    scopus 로고
    • Judgement, Appeals Chamber, 17 September
    • Judgement, Krnojelac (IT-97-25), Appeals Chamber, 17 September 2003, § 70 f.
    • (2003) Krnojelac (IT-97-25) , pp. 70
  • 17
    • 76349123186 scopus 로고    scopus 로고
    • Note
    • Text adopted by the ILC at its 48th session, in 1996, and submitted to the General Assembly as a part of the Commission's report covering the work of that session. Cf. Report of the International Law Commission on the work of its 48th session, 6 May - 26 July 1996, A/51/10, §§ 30-50.
    • (1996) Cf. Report of the International Law Commission on the work of its 48th session , vol.51 A , Issue.10
  • 19
    • 1942460911 scopus 로고    scopus 로고
    • Cf. section 8 of the
    • Cf. section 8 of the Criminal Law Act.
    • Criminal Law Act
  • 20
    • 76349095601 scopus 로고
    • Note
    • If the principal offender did not perform the actus reus and hence is not guilty, neither is the accomplice guilty (Thornton v. Mitchell (1940) 1 All ER 339).
    • (1940) Thornton v. Mitchell
  • 21
    • 76349107182 scopus 로고
    • 1 KB
    • Ferguson v. Weaving [1951] 1 KB 818-819.
    • (1951) Ferguson v. Weaving , pp. 818-819
  • 23
    • 84900748832 scopus 로고
    • Bainbridge (1960) 1 QB 129;
    • (1960) Bainbridge , vol.1 QB , pp. 129
  • 25
  • 26
    • 1942460911 scopus 로고    scopus 로고
    • Cf. section 4 of the
    • Cf. section 4 of the Criminal Law Act.
    • Criminal Law Act
  • 27
    • 76349092514 scopus 로고    scopus 로고
    • Note
    • It is noteworthy that the Law Commission has proposed to reduce the forms of complicity to assisting and encouraging (LCCP, Assisting and encouraging crime, Part IV).
    • Assisting and encouraging crime , vol.IV
  • 28
    • 76349091655 scopus 로고
    • (Woolf J.)
    • A-G v. Able (1984) 1 QB 795, 812 (Woolf J.).
    • (1984) A-G v. Able , vol.1 QB
  • 30
    • 76349086238 scopus 로고
    • All
    • Tuck v. Robson (1970) 1 All ER 1175.
    • (1970) Tuck v. Robson , vol.1 KB , pp. 571
  • 31
    • 76349106486 scopus 로고
    • See also Du Cros v. Lambourne (1907) 1 KB 40.
    • (1907) Du Cros v. Lambourne , vol.1 KB , pp. 40
  • 32
    • 84923063197 scopus 로고
    • All
    • Clarkson (1971) 3 All ER 344.
    • (1971) Clarkson , vol.3 ER , pp. 344
  • 33
    • 76349101236 scopus 로고
    • NCB v. Gamble (1959) 1 QB 11.
    • (1959) NCB v. Gamble , vol.1 QB , pp. 11
  • 34
    • 76349105998 scopus 로고    scopus 로고
    • This point was confirmed in, Cr App
    • This point was confirmed in R v. J.F. Alford Transport Ltd (1997) 2 Cr App R 326.
    • (1997) R v. J.F. Alford Transport Ltd , vol.2 R , pp. 326
  • 35
    • 76349118597 scopus 로고
    • Bainbridge (1960) 1 QB 219.
    • (1960) Bainbridge , vol.1 QB , pp. 219
  • 38
    • 76349104876 scopus 로고
    • Trying to help another person to commit a crime
    • in P. Smith (ed.)
    • J.R. Spencer, Trying to help another person to commit a crime, in P. Smith (ed.), Criminal Law. Essays in Honour of J.C. Smith (1987), pp. 148, 164.
    • (1987) Criminal Law. Essays in Honour of J.C. Smith
    • Spencer, J.R.1
  • 39
    • 76349114527 scopus 로고    scopus 로고
    • Cf. Art. 121(7), §§ 1, 2 of the new Penal Code.
    • Penal Code , vol.121 , Issue.7
  • 40
    • 76349094307 scopus 로고
    • Even attempted complicity is punished (Crim., 14 April)
    • Even attempted complicity is punished (Crim., 14 April 1904, Rec. Sirey 1907, I.251).
    • (1904) Rec. Sirey 1907 , vol.I , pp. 251
  • 41
    • 84874220579 scopus 로고    scopus 로고
    • Cf. Art. 59 of the old
    • Cf. Art. 59 of the old Penal Code.
    • Penal Code
  • 42
    • 76349107635 scopus 로고
    • 17 May, 1962
    • Crim., 17 May 1962, D, 1962, 473.
    • (1962) Crim. , vol.D , pp. 473
  • 43
    • 76349108094 scopus 로고
    • 1 September
    • Crim., 1 September 1987, B No. 308.
    • (1987) Crim. , vol.B , pp. 308
  • 44
    • 76349085000 scopus 로고    scopus 로고
    • Cf. Arts. of the new
    • Cf. Arts. 321(1), 434(6) of the new Penal Code.
    • Penal Code , vol.321-434 , Issue.1-6
  • 45
    • 76349083883 scopus 로고
    • Note
    • Cf. for instance the cases involving a customs agent and a notary for having turned a blind eye (Crim., 27 October 1971, B. No. 284; Crim., 1975).
    • (1975)
  • 46
    • 76349092306 scopus 로고    scopus 로고
    • Cf. Art. of the new
    • Cf. Art. 223(6) of the new Penal Code.
    • Penal Code , vol.223 , Issue.6
  • 47
    • 76349098273 scopus 로고    scopus 로고
    • Cf. Art. of the new
    • Cf. Art. 121-7 of the new Penal Code.
    • Penal Code , vol.7-121 , Issue.6
  • 49
    • 76349087648 scopus 로고    scopus 로고
    • The knowledge requirement is applicable even to complicity in genocide and crimes against humanity (Crim., 23 January 1997)
    • The knowledge requirement is applicable even to complicity in genocide and crimes against humanity (Crim., 23 January 1997, D 1997, 147).
    • (1997) , vol.D , pp. 147
  • 50
    • 76349108853 scopus 로고
    • Note
    • Crim., 31 December 1947, B. No. 270; 21 May 1996, B. No. 206.
    • (1947)
  • 51
    • 33947586920 scopus 로고    scopus 로고
    • Judgement, Trial Chamber, 2 September
    • Judgement, Akayesu (ICTR-96-4), Trial Chamber, 2 September 1998, § 528.
    • (1998) Akayesu (ICTR-96-4) , pp. 528
  • 52
    • 76349115178 scopus 로고    scopus 로고
    • Judgement, Trial Chamber, 10 December
    • Judgement, Furundžija (IT-95-17/1-T), Trial Chamber, 10 December 1998, § 243.
    • Furundžija (IT-95-17/1-T) , pp. 234
  • 53
    • 76349115178 scopus 로고    scopus 로고
    • Note, Judgement, Trial Chamber, 10 December
    • Ibid., § 224, citing the Hechingen Deportation case, settled by a German court in the French Occupied Zone of Germany.
    • Furundžija (IT-95-17/1-T) , pp. 224
  • 54
    • 76349093423 scopus 로고    scopus 로고
    • All criminal systems provide that an accomplice may also be tried, even where the principal perpetrator of the crime has not been identified, or where, for any other reasons, guilt could not be proven
    • Note
    • However, the responsibility of the latter need not be proved in order to hold the accomplice accountable. This Trial Chamber in fact noted that "all criminal systems provide that an accomplice may also be tried, even where the principal perpetrator of the crime has not been identified, or where, for any other reasons, guilt could not be proven." See Akayesu TJ, § 530.
    • Akayesu, T.J.1
  • 55
  • 56
    • 33947586291 scopus 로고    scopus 로고
    • See also Judgement, Trial Chamber, 3 March
    • See also Judgement, Blaskić (IT-95-14), Trial Chamber, 3 March 2000, § 285.
    • (2000) Blaskić (IT-95-14) , pp. 285
  • 57
    • 33947661014 scopus 로고    scopus 로고
    • Judgement, Trial Chamber, 7 May
    • Judgement, Tadić (IT-94-1-T), Trial Chamber, 7 May 1997, § 691;
    • (1997) Tadić (IT-94-1-T) , pp. 691
  • 58
    • 76349092513 scopus 로고    scopus 로고
    • Judgement, Trial Chamber, 16 November
    • Judgement, Delalić (IT-96-21), Trial Chamber, 16 November 1998, § 326.
    • (1998) Delalić (IT-96-21) , pp. 326
  • 59
    • 76349110156 scopus 로고    scopus 로고
    • Note
    • UN Doc. A/51/10, 24 (emphasis in the original).
  • 61
    • 76349113175 scopus 로고    scopus 로고
    • Tadić, § 229.
    • Tadić , pp. 229
  • 62
    • 76349091654 scopus 로고    scopus 로고
    • See also Judgement, Appeals Chamber, 20 February
    • See also Judgement, Delalić (IT-96-21), Appeals Chamber, 20 February 2001, § 352;
    • (2001) Delalić (IT-96-21) , pp. 352
  • 63
    • 76349122248 scopus 로고    scopus 로고
    • (IT-95-14), Appeals Chamber, 29 July
    • Judgement, Blas¡kić (IT-95-14), Appeals Chamber, 29 July 2004, §§ 45-46.
    • (2004) Blas¡kić , pp. 45-46
    • Judgement1
  • 64
    • 76349096308 scopus 로고    scopus 로고
    • (IT-99-36), Appeals Chamber, 3 April
    • Judgement, Brd-anin (IT-99-36), Appeals Chamber, 3 April 2007, § 151.
    • (2007) Brd-anin , pp. 151
    • Judgement1
  • 65
    • 76349096947 scopus 로고    scopus 로고
    • See e.g. (ICTR-96-13), Appeals Chamber, 27 January
    • See e.g. Judgement, Musema (ICTR-96-13), Appeals Chamber, 27 January 2000, § 126.
    • (2000) Musema , pp. 126
    • Judgement1
  • 66
    • 76349112756 scopus 로고    scopus 로고
    • (IT-95-14), Trial Chamber, 3 March
    • Judgement, Blas¡kić (IT-95-14), Trial Chamber, 3 March 2000, § 271.
    • (2000) Blas¡kić , pp. 271
    • Judgement1
  • 67
    • 76349098046 scopus 로고    scopus 로고
    • (ICTR-98-44A), Trial Chamber, 1 December
    • Judgement, Kajelijeli (ICTR-98-44A), Trial Chamber, 1 December 2003, § 766.
    • (2003) Kajelijeli , pp. 766
    • Judgement1
  • 68
    • 76349093186 scopus 로고    scopus 로고
    • (IT-01-42), Trial Chamber, 31 January
    • Judgement, Strugar (IT-01-42), Trial Chamber, 31 January 2005, § 349.
    • (2005) Strugar
    • Judgement1
  • 69
    • 76349114310 scopus 로고    scopus 로고
    • (ICTR-2001-64), Appeals Chamber, 7 July
    • Judgement, Gacumbitsi (ICTR-2001-64), Appeals Chamber, 7 July 2006, § 140.
    • Gacumbitsi , pp. 140
    • Judgement1
  • 70
    • 84959038583 scopus 로고    scopus 로고
    • Akayesu TJ, § 484.
    • Akayesu TJ , pp. 484
  • 72
    • 76349110582 scopus 로고    scopus 로고
    • (IT-98-30/1), Trial Chamber, 2 November
    • Judgement, Kvoc¡ka (IT-98-30/1), Trial Chamber, 2 November 2001, § 254.
    • (2001) Kvoc¡ka , pp. 254
    • Judgement1
  • 73
    • 76349124716 scopus 로고    scopus 로고
    • (ICTR-96-10 and ICTR-96-17), Trial Chamber, 21 February
    • Judgement, Ntakirutimana and Ntakirutimana (ICTR-96-10 and ICTR-96-17), Trial Chamber, 21 February 2003, § 787.
    • (2003) , pp. 787
    • Judgement1    Ntakirutimana2    Ntakirutimana3
  • 76
    • 33645639280 scopus 로고    scopus 로고
    • Note
    • Guénaë l Mettraux further notes that "the Prosecution has never been requested to specify in any of its indictments whether the accused had been charged in relation to one sort of assistance rather than the other". See G. Mettraux, International Crimes and the ad hoc Tribunals (2005), p. 284.
    • (2005) International Crimes and the ad Hoc Tribunals , pp. 284
    • Mettraux, G.1
  • 80
    • 76349090741 scopus 로고    scopus 로고
    • Note
    • Trial Chamber, 28 April 2005, § 553.
  • 81
    • 76349096061 scopus 로고    scopus 로고
    • Note
    • Semanza TJ, § 384, fn. 638, where reference is made to several criminal law manuals and dictionaries.
    • Semanza, T.J.1
  • 82
    • 76349089015 scopus 로고    scopus 로고
    • (IT-03-68), Trial Chamber, 30 June
    • Judgement, Orić (IT-03-68), Trial Chamber, 30 June 2006, § 271.
    • (2006) Orić , pp. 271
    • Judgement1
  • 85
    • 76349109945 scopus 로고    scopus 로고
    • (ICTR-99-46), Appeals Chamber, 7 July
    • Judgement, Ntagerura (ICTR-99-46), Appeals Chamber, 7 July 2006, § 372.
    • (2006) Ntagerura , pp. 372
    • Judgement1
  • 86
    • 76349102377 scopus 로고    scopus 로고
    • (IT-02-60), Trial Chamber, 17 January
    • Judgement, Blagojević and Jokić (IT-02-60), Trial Chamber, 17 January 2005, § 731.
    • (2005) , pp. 731
    • Judgement1    Blagojević2    Jokić3
  • 87
    • 76349095600 scopus 로고    scopus 로고
    • (IT-02-60), Appeals Chamber, 9 May
    • Judgement, Blagojević and Jokić (IT-02-60), Appeals Chamber, 9 May 2007, § 180.
    • (2007) , pp. 180
    • Judgement1    Blagojević2    Jokić3
  • 88
    • 76349109737 scopus 로고    scopus 로고
    • Note
    • Such a requirement was already afirmed in the ILC's Draft Code (UN Doc. A/51/10, 21).
  • 89
    • 76349124438 scopus 로고    scopus 로고
    • fn
    • See e.g. Kordic¡ and erkez TJ, § 375, fn. 509.
    • , vol.375 , pp. 509
    • Kordic¡1    Erkez, T.J.2
  • 90
    • 76349109946 scopus 로고    scopus 로고
    • (ICTR-95-1A), 7 June fn. 19
    • Judgement, Bagilishema (ICTR-95-1A), 7 June 2001, § 29, fn. 19.
    • (2001) Bagilishema , vol.29
    • Judgement1
  • 94
    • 76349110813 scopus 로고    scopus 로고
    • (ICTR-99-46), Trial Judgement, 25 February
    • Judgement, Ntagerura (ICTR-99-46), Trial Judgement, 25 February 2004, § 660.
    • (2004) Ntagerura , pp. 660
    • Judgement1
  • 98
    • 76349107180 scopus 로고    scopus 로고
    • (IT-96-23 and 96-23/1), Trial Chamber, 22 February
    • Judgement, Kunarac (IT-96-23 and 96-23/1), Trial Chamber, 22 February 2001, § 393.
    • (2001) Kunarac , pp. 393
    • Judgement1
  • 100
    • 76349093879 scopus 로고    scopus 로고
    • (ICTR-95-1), Appeals Chamber, 21 May
    • Judgement, Kayishema and Ruzindana (ICTR-95-1), Appeals Chamber, 21 May 1999, §§ 201-202.
    • (1999) , pp. 201-202
    • Judgement1    Kayishema2    Ruzindana3
  • 101
    • 76349111133 scopus 로고    scopus 로고
    • (ICTR-01-65), Trial Chamber, 12 September
    • Judgement, Mpambara (ICTR-01-65), Trial Chamber, 12 September 2006, § 22.
    • (2006) Mpambara , pp. 22
    • Judgement1
  • 105
    • 76349111870 scopus 로고    scopus 로고
    • (IT-97-25), Trial Chamber, 15 March
    • Judgement, Krnojelac (IT-97-25), Trial Chamber, 15 March 2002, § 89.
    • (2002) Krnojelac , pp. 89
    • Judgement1
  • 106
    • 76349107873 scopus 로고    scopus 로고
    • (IT-95-9), Trial Chamber
    • Judgement, Simić (IT-95-9), Trial Chamber, § 165.
    • Simić , pp. 165
    • Judgement1
  • 107
    • 33751567786 scopus 로고    scopus 로고
    • (ICTR-2001-71-I), Trial Chamber, 15 July
    • Judgement, Ndindabahizi (ICTR-2001-71-I), Trial Chamber, 15 July 2004, § 457.
    • (2004) Ndindabahizi , pp. 457
    • Judgement1
  • 108
    • 76349094727 scopus 로고    scopus 로고
    • (ICTR-2001-66), Trial Chamber, 13 December
    • Judgement, Seromba (ICTR-2001-66), Trial Chamber, 13 December 2006, § 308.
    • (2006) Seromba , pp. 308
    • Judgement1
  • 109
    • 76349124102 scopus 로고    scopus 로고
    • AJ, (emphasis added)
    • Blaškić AJ, § 47 (emphasis added).
    • Blaškić , pp. 47
  • 110
    • 76349084101 scopus 로고    scopus 로고
    • See also AJ
    • See also Ntagerura AJ, § 370;
    • Ntagerura , pp. 370
  • 112
    • 76349084101 scopus 로고    scopus 로고
    • See AJ
    • See Ntagerura AJ, § 370;
    • Ntagerura , pp. 370
  • 114
    • 84864533716 scopus 로고    scopus 로고
    • See also Judgement, (ICTR-95-1C), Trial Chamber, 14 March
    • See also Judgement, Rutaganira (ICTR-95-1C), Trial Chamber, 14 March 2005, § 64.
    • (2005) Rutaganira , pp. 64
  • 115
    • 84889732620 scopus 로고    scopus 로고
    • The expression is borrowed from the Brd{stroke}anin
    • The expression is borrowed from the Brd{stroke}anin Appeal Judgement, § 274.
    • Appeal Judgement , pp. 274
  • 116
    • 76349100322 scopus 로고    scopus 로고
    • Cf. Article, of the
    • Cf. Article 7(3) of the ICTY Statute;
    • ICTY Statute , vol.7 , Issue.3
  • 117
    • 76349094306 scopus 로고    scopus 로고
    • Article, of the
    • Article 6(3) of the ICTR Statute.
    • ICTR Statute , vol.6 , Issue.3
  • 118
    • 76349096727 scopus 로고    scopus 로고
    • Note
    • As pertains to superior responsibility
  • 119
    • 76349101707 scopus 로고
    • see e.g. Review of indictment pursuant to Rule 61 of the Rules of procedure and evidence, (IT-94-2-R61), 20 October
    • see e.g. Review of indictment pursuant to Rule 61 of the Rules of procedure and evidence, Nikolić (IT-94-2-R61), 20 October 1995, § 24.
    • (1995) Nikolić , pp. 24
  • 120
    • 76349103773 scopus 로고    scopus 로고
    • Note, (Judgement, (IT-96-21), Trial Chamber, 16 November, §§)
    • It should be noted that the jurisprudence is currently divided on the nature of the criminal liability of the commander. While superior responsibility was commonly considered as a mode of liability for the crimes of subordinates (Judgement, Delalić (IT-96-21), Trial Chamber, 16 November 1998, §§ 331-333),
    • (1998) Delalić , pp. 331-333
  • 121
    • 76349095176 scopus 로고    scopus 로고
    • recently some ICTY Trial Chambers challenged this assumption (Judgement, (IT-01-48), Trial Chamber, 16 November
    • recently some ICTY Trial Chambers challenged this assumption (Judgement, Halilović (IT-01-48), Trial Chamber, 16 November 2005, § 54;
    • (2005) Halilović , pp. 54
  • 122
    • 76349109736 scopus 로고    scopus 로고
    • Judgement, (IT-01-47), Trial Chamber, 15 March
    • Judgement, Hadžihasanović (IT-01-47), Trial Chamber, 15 March 2006, §§ 74-75).
    • (2006) Hadžihasanović , pp. 74-75
  • 123
    • 76349091867 scopus 로고    scopus 로고
    • In particular, the Orić chamber held that the superior's failure to act is a separate crime of omission (TJ)
    • In particular, the Orić chamber held that the superior's failure to act is a separate crime of omission (Orić TJ, §§ 292-293).
    • Orić , pp. 292-293
  • 124
    • 76349121581 scopus 로고    scopus 로고
    • Note
    • The issue was argued on appeal but the Appeals Chamber, as a result of its reversal of Orić's convictions under Article 7(3), considered it unnecessary to address it.
  • 126
    • 76349094726 scopus 로고    scopus 로고
    • TJ, (emphasis in the original)
    • Blaškić TJ, § 337 (emphasis in the original).
    • Blaškić , pp. 337
  • 127
    • 76349114526 scopus 로고    scopus 로고
    • TJ
    • Krnojelac TJ, § 173;
    • Krnojelac , pp. 173
  • 128
    • 76349106732 scopus 로고    scopus 로고
    • Judgement, (IT-98-34), Trial Chamber, 31 March
    • Judgement, Naletilić and Martinović (IT-98-34), Trial Chamber, 31 March 2003, § 81;
    • (2003) Naletilić and Martinović , pp. 81
  • 129
    • 76349117059 scopus 로고    scopus 로고
    • Judgement, (IT-98-29), Trial Chamber, 5 December
    • Judgement, Galić (IT-98-29), Trial Chamber, 5 December 2003, § 177.
    • (2003) Galić , pp. 177
  • 130
    • 76349092099 scopus 로고    scopus 로고
    • AJ
    • Blaškić AJ, § 91
    • Blaškić , pp. 91
  • 131
    • 23844478746 scopus 로고    scopus 로고
    • referring to Judgement, (IT-95-14/1), Appeals Chamber, 24 March
    • referring to Judgement, Aleksovski (IT-95-14/1), Appeals Chamber, 24 March 2000, § 183.
    • (2000) Aleksovski , pp. 183
  • 132
    • 76349093878 scopus 로고    scopus 로고
    • This approach was finally endorsed by the ICTR Appeals Chamber in, AJ
    • This approach was finally endorsed by the ICTR Appeals Chamber in Kajelijeli AJ, § 81.
    • Kajelijeli , pp. 81
  • 133
    • 76349105094 scopus 로고    scopus 로고
    • La responsabilité des supérieurs hiérarchiques et l'effet d'exonération de l'ordre du supérieur dans le Statut de la Cour Pénale Internationale
    • See e.g., in M. Chiavario (ed.)
    • See e.g. A.M. Maugeri, La responsabilité des supérieurs hiérarchiques et l'effet d'exoné ration de l'ordre du supérieur dans le Statut de la Cour Pénale Internationale, in M. Chiavario (ed.), La justice pénale internationale entre passéet avenir (2003), p. 318,
    • (2003) La Justice Pénale Internationale Entre Passéet Avenir , pp. 318
    • Maugeri, A.M.1
  • 134
    • 76349084530 scopus 로고    scopus 로고
    • Note
    • who speaks in terms of violation "du principe du ne bis in idem substantial."
  • 135
    • 84940645754 scopus 로고    scopus 로고
    • Judgement, Trial Chamber
    • Judgement, Kordić and Čerkez, Trial Chamber, § 369.
    • Kordić and Čerkez , pp. 369
  • 136
    • 76349104016 scopus 로고    scopus 로고
    • TJ, (emphasis in the original)
    • Furundžija TJ, § 252 (emphasis in the original).
    • Furundžija , pp. 252
  • 137
    • 76349113174 scopus 로고    scopus 로고
    • Note
    • In fact some of these cases required that the accomplice share the criminal intent of the principal.
  • 138
    • 76349098472 scopus 로고    scopus 로고
    • Ibid., §§ 237-241.
    • Furundžija , pp. 237-241
  • 139
    • 76349112972 scopus 로고    scopus 로고
    • Note
    • The Chamber also cited Art. 30 (Mental element) of the ICC Statute, which speaks of 'intent and knowledge'. The appropriateness of this reference, though, is doubtful, considering that the Rome Statute requires a particular mens rea from accomplices, which is dealt with in Art. 25.3 (c).
  • 140
    • 76349117289 scopus 로고    scopus 로고
    • See
    • See supra, § 2.
  • 141
    • 76349097380 scopus 로고    scopus 로고
    • TJ
    • Blaškić TJ, § 286.
    • Blaškić , pp. 286
  • 142
    • 76349085227 scopus 로고    scopus 로고
    • See also, TJ
    • See also Bagilishema TJ, § 32.
    • Bagilishema , pp. 32
  • 144
    • 76349106731 scopus 로고    scopus 로고
    • See also, AJ
    • See also Tadić AJ, § 229;
    • Tadić , pp. 229
  • 146
    • 76349096060 scopus 로고    scopus 로고
    • TJ
    • Kunarac TJ, § 392.
    • Kunarac , pp. 392
  • 147
    • 76349098735 scopus 로고    scopus 로고
    • TJ
    • Delalic TJ, § 328.
    • Delalic , pp. 328
  • 148
    • 76349098272 scopus 로고    scopus 로고
    • TJ
    • Orić TJ, § 288.
    • Orić , pp. 288
  • 149
    • 76349084101 scopus 로고    scopus 로고
    • AJ
    • Ntagerura AJ, § 370;
    • Ntagerura , pp. 370
  • 150
    • 76349110154 scopus 로고    scopus 로고
    • Judgement, (IT-95-13), Trial Chamber, 29 September
    • Judgement, Mrkšić (IT-95-13), Trial Chamber, 29 September 2007, § 556;
    • (2007) Mrkšić , pp. 556
  • 151
    • 76349101470 scopus 로고    scopus 로고
    • TJ
    • Seromba TJ, § 309;
    • Seromba , pp. 309
  • 152
    • 76349114082 scopus 로고    scopus 로고
    • Judgement, (ICTR-2001-66), Appeals Chamber, 12 March
    • Judgement, Seromba (ICTR-2001-66), Appeals Chamber, 12 March 2008, § 56;
    • (2008) Seromba , pp. 56
  • 153
    • 76349099863 scopus 로고    scopus 로고
    • (IT-04-82), Trial Chamber, 10 July
    • Boškoski and Tarčulovski (IT-04-82), Trial Chamber, 10 July 2008, § 403.
    • (2008) Boškoski and Tarčulovski , pp. 403
  • 154
    • 76349121823 scopus 로고    scopus 로고
    • AJ, (emphasis added)
    • Tadić AJ, § 229 (emphasis added).
    • Tadić , pp. 229
  • 155
    • 76349106934 scopus 로고    scopus 로고
    • See also
    • See also Kunarac TJ, § 392;
    • Kunarac TJ , pp. 392
  • 157
    • 84959052896 scopus 로고    scopus 로고
    • Aleksovski AJ, §§ 162-163;
    • Aleksovski AJ , pp. 162-163
  • 160
    • 76349122981 scopus 로고    scopus 로고
    • Judgerment, Appeals Chamber, 28 November
    • Judgerment, Simić (IT-95-9), Appeals Chamber, 28 November 2006, § 86.
    • (2006) Simić (IT-95-9) , pp. 86
  • 162
    • 76349122247 scopus 로고    scopus 로고
    • See also
    • See also Blaškić TJ, § 287;
    • Blaškić TJ , pp. 287
  • 163
    • 84959055344 scopus 로고    scopus 로고
    • KvočKa TJ, § 255;
    • KvočKa TJ , pp. 255
  • 166
    • 76349099167 scopus 로고    scopus 로고
    • Strugar TJ, § 350.
    • Strugar TJ , pp. 350
  • 168
    • 84959054942 scopus 로고    scopus 로고
    • Simić AJ, § 86.
    • Simić AJ , pp. 86
  • 170
    • 76349090738 scopus 로고    scopus 로고
    • Aiding and abetting
    • Note
    • William A. Schabas further argues that in comparative criminal law 'aiding and abetting' and 'complicity' mean essentially the same thing.
    • William, A.1
  • 174
    • 76349125143 scopus 로고    scopus 로고
    • Judgement, Trial Chamber, 27 January
    • Judgement, Musema (ICTR-96-13), Trial Chamber, 27 January 2000, §§ 171, 173;
    • (2000) Musema (ICTR-96-13)
  • 175
    • 76349119041 scopus 로고    scopus 로고
    • Note
    • Stakić TJ, § 534. In contrast, conspiracy, direct and public incitement and attempt to commit genocide have been consistently considered as inchoate crimes.
    • Stakić TJ , pp. 534
  • 176
    • 33947610669 scopus 로고    scopus 로고
    • See e.g. Judgement, Trial Chamber, 6 December
    • See e.g. Judgement, Rutaganda (ICTR-96-3), Trial Chamber, 6 December 1999, § 34;
    • (1999) Rutaganda (ICTR-96-3) , pp. 34
  • 177
    • 76349121345 scopus 로고    scopus 로고
    • Musema TJ, § 115;
    • Musema TJ , pp. 115
  • 178
    • 76349083881 scopus 로고    scopus 로고
    • Semanza TJ, § 378;
    • Semanza TJ , pp. 378
  • 181
    • 76349098510 scopus 로고    scopus 로고
    • See also Judgement, Appeals Chamber, 19 April
    • See also Judgement, Krstić (IT-98-33), Appeals Chamber, 19 April 2004, § 143.
    • (2004) Krstić (IT-98-33) , pp. 143
  • 182
    • 76349099401 scopus 로고    scopus 로고
    • See, eg
    • See, e.g., Brd{stroke}anin TJ, §§ 724-727;
    • Brd{stroke}anin TJ , pp. 724-727
  • 184
    • 76349092304 scopus 로고    scopus 로고
    • Note
    • Decision on Defence Motions Challenging the Pleading of a Joint Criminal Enterprise in a Count of Complicity in Genocide in the Amended Indictment, Karemera (ICTR-98-44), Trial Chamber, 18 May 2006, § 8. Judge Short has correctly noted that complicity in genocide is a particular form of responsibility, whose peculiarity lies in the fact that it only applies to the crime of genocide (ibid., Separate Opinion of Judge Short on Complicity in Genocide and Joint Criminal Enterprise Theory, § 8).
    • (2006) Karemera (ICTR-98-44) , pp. 8
  • 185
    • 76349114080 scopus 로고    scopus 로고
    • Complicity in genocide is often charged as an alternative count to the count of genocide [.] and can result in a finding of guilt for 'complicity in genocide'
    • As was noted by Judge Short, "complicity in genocide is often charged as an alternative count to the count of genocide [.] and can result in a finding of guilt for 'complicity in genocide'"
  • 186
    • 76349114080 scopus 로고    scopus 로고
    • Complicity in genocide is often charged as an alternative count to the count of genocide [.] and can result in a finding of guilt for 'complicity in genocide'
    • (ibid., § 8)
  • 187
    • 84959040497 scopus 로고    scopus 로고
    • Cf. also, Separate Opinion of Judge Shahabuddeen
    • Cf. also Gacumbitsi AJ, Separate Opinion of Judge Shahabuddeen, § 57.
    • Gacumbitsi AJ , pp. 57
  • 192
    • 76349096726 scopus 로고    scopus 로고
    • Note
    • supra note 54, p. 257 ff.
    • Semanza TJ
  • 193
    • 76349102376 scopus 로고    scopus 로고
    • Note
    • Mettraux affirms, in primis, that the requirement of knowledge of the principal's genocidal intent by the accomplice is not suficiently supported by state practice and thereby cannot be said to be part of customary law. He also argues: "[i]f[.] a conviction for aiding and abetting genocide may be entered without the principal having been identi.ed and [.] the establishment of the accused's mens rea depends on proof having been made of his knowledge of the principal's genocidal intent, how could he ever be said to have known of something that has not been established by the court? "
  • 194
    • 76349089014 scopus 로고    scopus 로고
    • Note
    • Ibid., p. 260
  • 196
    • 76349093422 scopus 로고    scopus 로고
    • Schabas confuses the intent on furthering the crime with the mens rea in respect of the elements of the crime
    • who comments:, In a similar vein see also Partial Dissenting Opinion of Judge Shahabuddeen
    • who comments: "Schabas confuses the intent on furthering the crime with the mens rea in respect of the elements of the crime." In a similar vein see also Krstić AJ, Partial Dissenting Opinion of Judge Shahabuddeen, § 66.
    • Krstić AJ , pp. 66
  • 197
    • 76349117736 scopus 로고    scopus 로고
    • See
    • See Akayesu TJ, § 523.
    • Akayesu TJ , pp. 523
  • 199
    • 33947611503 scopus 로고    scopus 로고
    • Judgement, Appeals Chamber, 5 July
    • Judgement, Jelisić (IT-95-10), Appeals Chamber, 5 July 2001, § 47.
    • (2001) Jelisić (IT-95-10) , pp. 47
  • 200
    • 76349117288 scopus 로고    scopus 로고
    • In this sense see, Partial Dissenting Opinion of Judge Shahabuddeen
    • In this sense see Krstić AJ, Partial Dissenting Opinion of Judge Shahabuddeen, § 64.
    • Krstić AJ , pp. 64
  • 201
    • 76349088559 scopus 로고    scopus 로고
    • These authorities were mentioned in
    • These authorities were mentioned in Krstić AJ, § 141.
    • Krstić AJ , pp. 141
  • 202
    • 76349091175 scopus 로고    scopus 로고
    • Note, (District Court, 23 December, LJN: AU8685)
    • The knowledge requirement with respect to complicity in genocide was also endorsed by a Dutch court in the Van Anraat case (District Court, 23 December 2005, LJN: AU8685).
    • (2005) Van Anraat case
  • 203
    • 76349119960 scopus 로고    scopus 로고
    • Note
    • Akayesu TJ, § 547.
    • Akayesu TJ , pp. 547
  • 204
    • 84959065293 scopus 로고    scopus 로고
    • Note
    • An opposite approach, requiring specific intent for complicity in genocide, and knowledge for aiding and abetting genocide, was expressed in Kayishema TJ, at §§ 91, 205.
    • Kayishema TJ
  • 205
    • 76349103772 scopus 로고    scopus 로고
    • Note
    • Yet it was cited with approval in Musema AJ, § 170 f.
    • Musema AJ
  • 206
    • 76349124921 scopus 로고    scopus 로고
    • An accused is liable as an accomplice to genocide if he knowingly aided or abetted or instigated one or more persons in the commission of genocide
    • Note
    • See, for instance, § 545 of the Judgement, where the Chamber affirms that "an accused is liable as an accomplice to genocide if he knowingly aided or abetted or instigated one or more persons in the commission of genocide" (emphasis added).
  • 208
    • 76349112754 scopus 로고    scopus 로고
    • Note
    • Decision on Rule 98 Bis Motion for Judgement of Acquittal, Stakić (IT-97-24), Trial Chamber, 31 October 2002, § 60.
    • (2002) Stakić (IT-97-24) , pp. 60
  • 209
    • 76349098955 scopus 로고    scopus 로고
    • Note
    • In fact, this position has constantly been upheld by the Prosecution. See e.g. Prosecution's Final Trial Brief (Public Version), in Stakić, 30 May 2003, §§ 293-296;
    • (2003) Stakić , pp. 293-296
  • 212
    • 84959053681 scopus 로고    scopus 로고
    • In the same sense see also
    • In the same sense see also Bagilishema TJ, § 71.
    • Bagilishema TJ , pp. 71
  • 213
    • 76349109735 scopus 로고    scopus 로고
    • Semanza TJ, §§ 394-395;
    • Semanza TJ , pp. 394-395
  • 214
    • 76349119494 scopus 로고    scopus 로고
    • followed by
    • followed by Stakić TJ, § 531.
    • Stakić TJ , pp. 531
  • 215
    • 76349120889 scopus 로고    scopus 로고
    • Krstić AJ, § 139.
    • Krstić AJ , pp. 139
  • 216
    • 76349083188 scopus 로고    scopus 로고
    • This view was endorsed by the ICTR Appeals Chamber in
    • This view was endorsed by the ICTR Appeals Chamber in Ntakirutimana and Ntakirutimana AJ, § 500
    • Ntakirutimana and Ntakirutimana AJ , pp. 500
  • 217
    • 76349099401 scopus 로고    scopus 로고
    • and followed by
    • and followed by Brd{stroke}anin TJ, §§ 729-730;
    • Brd{stroke}anin TJ , pp. 729-730
  • 222
    • 76349087646 scopus 로고    scopus 로고
    • Note
    • This distinction is applicable to every category of JCE. Nevertheless, as far as JCE III is concerned, it bears noting that an accused can be held responsible even for crimes not agreed upon in the common plan if it was foreseeable that such crimes might be perpetrated and the accused willingly took that risk (cf. Tadić AJ, § 228).
    • Cf. Tadić AJ , pp. 228
  • 223
    • 76349103555 scopus 로고    scopus 로고
    • Accessories after the fact of genocide, as well as the residue of culpable genocide-related conducts that do not rise to the level of individual responsibility described in Article 6(1)
    • Note
    • Chile Eboe-Osuji instead argues that the concept of _complicity in genocide' is apt to capture "accessories after the fact of genocide, as well as the residue of culpable genocide-related conducts that do not rise to the level of individual responsibility described in Article 6(1)." See C. Eboe-Osuji, "Complicity in Genocide" versus "Aiding and Abetting Genocide", 3 Journal of International Criminal Justice (2005), p. 79.
    • (2005) Complicity in Genocide , pp. 79
    • Eboe-Osuji, C.1
  • 224
    • 76349109077 scopus 로고    scopus 로고
    • Note
    • The author's stance is a consequence of his interpreting Article 6(1) in terms of the unitary-participation model, thus considering aiding and abetting a primary form of responsibility. The same is required for instigating. See art. 25(3)(b).
  • 226
    • 76349090024 scopus 로고    scopus 로고
    • Note
    • See also art. 78(1), ICC Statute, which states that "[i]n determining the sentence the Court shall take into account [.] the individual circumstances of the convicted person."
  • 227
    • 76349100988 scopus 로고    scopus 로고
    • Note
    • Direct and public incitement to genocide in fact is the object of a specific mention in art. 25(3)(e).
  • 229
    • 76349089012 scopus 로고    scopus 로고
    • International Review of the Red Cross
    • International Review of the Red Cross (2001), p. 448.
    • (2001) , pp. 448
  • 230
    • 76349119284 scopus 로고    scopus 로고
    • The Statutes of the ad hoc Tribunals for former Yugoslavia and Rwanda are yet another example of regulations which, partly due to the wording of earlier conventions such as that on genocide, lack a clear notion of perpetration and participation
    • cf. Eser
    • Its inclusion in the provision is supported by Eser (cf. Eser, 'Individual Criminal Responsibility', supra note 5, 807).
    • (2002) The Rome Statute of the International Criminal Court: A Commentary , pp. 807
  • 231
    • 76349086711 scopus 로고    scopus 로고
    • [t]his presumption [that ex post facto assistance sufices for criminal liability] was questioned in the context of the ICC. If aiding, etc., ex post facto were deemed necessary to be criminalized, an explicit provision would be needed
    • It should be mentioned that a footnote to art. 23 of the Draft ICC Statute (1998) reads: "[t]his presumption [that ex post facto assistance sufices for criminal liability] was questioned in the context of the ICC. If aiding, etc., ex post facto were deemed necessary to be criminalized, an explicit provision would be needed."
    • (1998)
  • 232
    • 76349124920 scopus 로고    scopus 로고
    • [with intent] [knowledge] to facilitate the commission of such a crime, aids, abets or otherwise assists in the commission
    • Note
    • The final draft submitted by the Preparatory Committee to the Rome Conference imposed the individual criminal responsibility on who "[with intent] [knowledge] to facilitate the commission of such a crime, aids, abets or otherwise assists in the commission." Cf. M. Cherif Bassiouni, The Legislative History of the Footnote 121 continued International Criminal Court: An Article-by-Article Evolution of the Statute (2005) 194.
    • (2005) The Legislative History of the International Criminal Court: An Article-by-Article Evolution of the Statute , pp. 194
  • 233
    • 76349096524 scopus 로고    scopus 로고
    • Note
    • So far art. 25.3(c) has never been relied upon in the arrest warrants.
  • 237
    • 76349121821 scopus 로고    scopus 로고
    • 'L'attestation du droit international pé nal coutumier dans la jurisprudence du Tribunal pour l'ex-Yougoslavie: "ré gularités" et "régles"
    • On the issue, see generally L. Gradoni, 'L'attestation du droit international pé nal coutumier dans la jurisprudence du Tribunal pour l'ex-Yougoslavie: "ré gularités" et "régles"' in M. Delmas-Marty, E. Fronza, E. Lambert-Abdelgawad (eds.), Les sources du droit international pénal (2005), p. 25 ff.
    • (2005) Les Sources du Droit International Pénal
    • Gradoni, L.1
  • 238
    • 76349085454 scopus 로고    scopus 로고
    • Les dynamiques d'é laboration des norms pénales internationales: Une analyse à partir de la jurisprudence sur le viol et la participation criminelle
    • (emphasis in the original)
    • See E. Fronza and N. Guillou, Les dynamiques d'é laboration des norms pénales internationales: une analyse à partir de la jurisprudence sur le viol et la participation criminelle, in M. Chiavario (ed.), La justice pénale internationale entre passéet avenir, supra note 74, 28 (emphasis in the original).
    • La Justice Pénale Internationale Entre Passéet Avenir , pp. 28
    • Fronza, E.1    Guillou, N.2
  • 240
    • 76349112310 scopus 로고    scopus 로고
    • Note
    • who observes that "[t]here clearly seems to be a well-cultivated culture in the workings of the ad hoc tribunals, unlike the careful judgements of the ICJ, that judicial decisions of both domestic and international tribunals may by themselves evince the crystallization of a rule of customary international law."
  • 241
    • 76349125382 scopus 로고    scopus 로고
    • Note
    • Apart from English and French law, the main domestic systems referred to in the case-law were those of Canada, United States, Germany, China, Argentina and, obviously, Rwanda and the Socialist Federal Republic of Yugoslavia. Cf. Blagojević and Jokić TJ, fn. 2208.
    • Blagojević and Jokić TJ , pp. 2208


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