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Volumn 32, Issue 2, 2007, Pages 121-154

Color bind: Lessons from the failed homeland security advisory system

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EID: 37349082849     PISSN: 01622889     EISSN: 15314804     Source Type: Journal    
DOI: 10.1162/isec.2007.32.2.121     Document Type: Review
Times cited : (28)

References (138)
  • 1
    • 84858497167 scopus 로고    scopus 로고
    • Voters Unmoved by Terror Alerts
    • August 6, 18471,678367,00.html
    • "Voters Unmoved by Terror Alerts," Time.com, August 6, 2004, http://www.time.com/time/election2004/article/0,18471,678367,00.html.
    • (2004) Time.com
  • 2
    • 84858481608 scopus 로고    scopus 로고
    • Trail Tales: Color Code Conundrum
    • October 21, 2933,136190,00.html
    • Corbett Riner, Liza Porteus, and Mike Emanuel, "Trail Tales: Color Code Conundrum," FoxNews.com, October 21, 2004, http://www.foxnews. com/story/0,2933,136190,00.html.
    • (2004) FoxNews.com
    • Riner, C.1    Porteus, L.2    Emanuel, M.3
  • 5
    • 85044979275 scopus 로고    scopus 로고
    • The Politics of Warning: Terrorism and Risk Communication
    • September
    • and Lawrence Freedman, "The Politics of Warning: Terrorism and Risk Communication," Intelligence and National Security, Vol. 20, No. 3 (September 2005), pp. 379-418.
    • (2005) Intelligence and National Security , vol.20 , Issue.3 , pp. 379-418
    • Freedman, L.1
  • 6
    • 84858491746 scopus 로고    scopus 로고
    • Homeland Security Advisory System
    • Homeland Security Presidential Directive 3, March 11
    • "Homeland Security Advisory System," Homeland Security Presidential Directive 3, March 11, 2002, http://www.whitehouse.gov/news/ releases/2002/03/20020312-5.html.
    • (2002)
  • 7
    • 37349044101 scopus 로고    scopus 로고
    • Ibid.
  • 8
    • 37349039152 scopus 로고    scopus 로고
    • Kees van den Bos, Henke A.M. Wilke, and E. Allan Lind, When Do We Need Procedural Fairness? The Role of Trust in Authority, Journal of Personality and Social Psychology, 75, No. 6 (December 1998), pp. 1449-1458.
    • Kees van den Bos, Henke A.M. Wilke, and E. Allan Lind, "When Do We Need Procedural Fairness? The Role of Trust in Authority," Journal of Personality and Social Psychology, Vol. 75, No. 6 (December 1998), pp. 1449-1458.
  • 9
    • 37349094530 scopus 로고    scopus 로고
    • Readiness of the Commonwealth to Respond to Acts of War or Terrorism, 2003 Annual Report
    • Commonwealth of Kentucky Department of Military Affairs, p
    • Commonwealth of Kentucky Department of Military Affairs, "Readiness of the Commonwealth to Respond to Acts of War or Terrorism, 2003 Annual Report," p. 58.
  • 11
    • 37349036658 scopus 로고    scopus 로고
    • and State of Louisiana Military Department, Louisiana Homeland Security Strategy, March 31, 2003, pp. 60-64. For a collection of state homeland security plans, see National Memorial Institute for the Prevention of Terrorism, http://www.terrorisminfo.mipt.org/State-Homeland-Security-Plans.asp.
    • and State of Louisiana Military Department, Louisiana Homeland Security Strategy, March 31, 2003, pp. 60-64. For a collection of state homeland security plans, see National Memorial Institute for the Prevention of Terrorism, http://www.terrorisminfo.mipt.org/State-Homeland-Security-Plans.asp.
  • 12
    • 84857627792 scopus 로고    scopus 로고
    • Department of Homeland Security
    • Department of Homeland Security, "Homeland Security Advisory System," http://www.dhs.gov/xinfoshare/programs/Copy_of_press_release_0046. shtm.
    • Homeland Security Advisory System
  • 13
    • 84858488370 scopus 로고    scopus 로고
    • Department of Homeland Security, accessed April 21, 2006; site discontinued
    • Department of Homeland Security, "Alert 03-25," http://www.dhs.gov/interweb/assetlibrary/Threat_Orange_052003 (accessed April 21, 2006; site discontinued).
    • Alert 03-25
  • 15
    • 84858507775 scopus 로고    scopus 로고
    • Advisory Panel to Assess Domestic Response Capabilities for Terrorism Involving Weapons of Mass Destruction (Gilmore Commission, Forging America's New Normalcy: Securing Our Homeland, Protecting Our Liberty, Fifth Annual Report to Congress Arlington, Va, RAND Corporation, December 15, 2003, p. D-7-2
    • Advisory Panel to Assess Domestic Response Capabilities for Terrorism Involving Weapons of Mass Destruction (Gilmore Commission), "Forging America's New Normalcy: Securing Our Homeland, Protecting Our Liberty," Fifth Annual Report to Congress (Arlington, Va.: RAND Corporation, December 15, 2003), p. D-7-2, http://www.rand.org/nsrd/terrpanel/.
  • 16
    • 37349105100 scopus 로고    scopus 로고
    • GAO, Homeland Security: Agency Plans, Implementation, and Challenges Regarding the National Strategy for Homeland Security, GAO-05-33 (Washington, D.C.: GAO, January 2005), p. 40.
    • GAO, Homeland Security: Agency Plans, Implementation, and Challenges Regarding the National Strategy for Homeland Security, GAO-05-33 (Washington, D.C.: GAO, January 2005), p. 40.
  • 17
    • 37349054857 scopus 로고    scopus 로고
    • Adistinction between the public system and the private threat advisories and information bulletins first appears in a February 2004 GAO report, but the advisories and bulletins are treated as something separate from the HSAS system. GAO, Homeland Security Advisory System: Preliminary Observations Regarding Threat Level Increases from Yellow to Orange, GAO-04-453R Washington, D.C, GAO, February 26, 2004, p. 9
    • Adistinction between the public system and the private threat advisories and information bulletins first appears in a February 2004 GAO report, but the advisories and bulletins are treated as something separate from the HSAS system. GAO, Homeland Security Advisory System: Preliminary Observations Regarding Threat Level Increases from Yellow to Orange, GAO-04-453R (Washington, D.C.: GAO, February 26, 2004), p. 9.
  • 18
    • 37349009444 scopus 로고    scopus 로고
    • See, for example, State of Michigan, Homeland Security Advisory System, http://www.michigan.gov/homeland/0,1607,7-173-26812-,00.html.
    • See, for example, State of Michigan, "Homeland Security Advisory System," http://www.michigan.gov/homeland/0,1607,7-173-26812-,00.html.
  • 19
    • 37349050796 scopus 로고    scopus 로고
    • GAO, Homeland Security: Communication Protocols and Risk Communication Principles Can Assist in Refining the Advisory System, GAO-04-682 (Washington, D.C.: GAO, June 2004), pp. 12-13, 44. DHS's agency comments on this GAO report did not question its characterization of the HSAS.
    • GAO, Homeland Security: Communication Protocols and Risk Communication Principles Can Assist in Refining the Advisory System, GAO-04-682 (Washington, D.C.: GAO, June 2004), pp. 12-13, 44. DHS's agency comments on this GAO report did not question its characterization of the HSAS.
  • 21
    • 37349017747 scopus 로고    scopus 로고
    • Clinton M. Jenkin, Risk Perception and Terrorism: Applying the Psychometric Paradigm, Homeland Security Affairs, 2, No. 2 (July 2006), http://hsaj.org/?article=2.2.6;
    • Clinton M. Jenkin, "Risk Perception and Terrorism: Applying the Psychometric Paradigm," Homeland Security Affairs, Vol. 2, No. 2 (July 2006), http://hsaj.org/?article=2.2.6;
  • 22
    • 37349039150 scopus 로고    scopus 로고
    • Homeland Security Advisory System,
    • master's thesis, Naval Postgraduate School
    • and Scott A. Behunin, "Homeland Security Advisory System," master's thesis, Naval Postgraduate School, 2004.
    • (2004)
    • Behunin, S.A.1
  • 23
    • 37349103596 scopus 로고    scopus 로고
    • U.S. Northern Command official, phone interview by Jacob Shapiro, April 5, 2006. Northeastern city and state homeland security officials, phone interviews by Jacob Shapiro, March 30 and April 11, 2006, respectively.
    • U.S. Northern Command official, phone interview by Jacob Shapiro, April 5, 2006. Northeastern city and state homeland security officials, phone interviews by Jacob Shapiro, March 30 and April 11, 2006, respectively.
  • 24
    • 37349008690 scopus 로고    scopus 로고
    • Cleared threat advisories and information bulletins used to be available at http:// www.dhs.gov/dhspublic/display?theme?70 (accessed April 21, 2006), but they were removed in early 2007. All of the cleared advisories deal with changes to the color-coded threat level. Most of the cleared information bulletins are very general.
    • Cleared threat advisories and information bulletins used to be available at http:// www.dhs.gov/dhspublic/display?theme?70 (accessed April 21, 2006), but they were removed in early 2007. All of the cleared advisories deal with changes to the color-coded threat level. Most of the cleared information bulletins are very general.
  • 25
    • 37349127981 scopus 로고    scopus 로고
    • Indeed, the information contained in DHS threat advisories often reaches state homeland security officials through multiple paths at the same time. Susan Reinertson, former homeland security adviser for North Dakota, phone interview by Jacob Shapiro, March 30, 2006.
    • Indeed, the information contained in DHS threat advisories often reaches state homeland security officials through multiple paths at the same time. Susan Reinertson, former homeland security adviser for North Dakota, phone interview by Jacob Shapiro, March 30, 2006.
  • 26
    • 60950532573 scopus 로고    scopus 로고
    • How Would Sociologists Design a Homeland Security Alert System?
    • April
    • Lee Herring, "How Would Sociologists Design a Homeland Security Alert System?" ASA Footnotes, April 2003.
    • (2003) ASA Footnotes
    • Herring, L.1
  • 27
    • 37349088275 scopus 로고    scopus 로고
    • Federal government official, phone interview by Jacob Shapiro, March 10, 2005.
    • Federal government official, phone interview by Jacob Shapiro, March 10, 2005.
  • 28
    • 37349096780 scopus 로고    scopus 로고
    • Color-Coded System Created to Rate Threat of Terrorism,
    • March 13
    • Philip Shenon, "Color-Coded System Created to Rate Threat of Terrorism," New York Times, March 13, 2002.
    • (2002) New York Times
    • Shenon, P.1
  • 29
    • 37349053232 scopus 로고    scopus 로고
    • Ridge Plans Ranking System for Alerts
    • December 19
    • Ann McFeatters, "Ridge Plans Ranking System for Alerts," Pittsburgh Post-Gazette, December 19, 2001.
    • (2001) Pittsburgh Post-Gazette
    • McFeatters, A.1
  • 30
    • 37349102116 scopus 로고    scopus 로고
    • The following is based on a phone interview by Jacob Shapiro with a government official involved in the development of the HSAS while assigned to OHS, March 10, 2005
    • The following is based on a phone interview by Jacob Shapiro with a government official involved in the development of the HSAS while assigned to OHS, March 10, 2005.
  • 31
    • 84858503364 scopus 로고    scopus 로고
    • American Psychological Association, April 26
    • American Psychological Association, APA Comment on Homeland Security Advisory System, April 26, 2002, http://www.apa.org/ppo/issues/shomesecure. html.
    • (2002) APA Comment on Homeland Security Advisory System
  • 32
    • 84858484780 scopus 로고    scopus 로고
    • Partnership for Public Warning, April 25
    • Partnership for Public Warning, "Comments to the Director of the FBI," April 25, 2002, http://www.ppw.us/ppw/docs/ppw_response.pdf.
    • (2002) Comments to the Director of the FBI
  • 33
    • 37349021161 scopus 로고    scopus 로고
    • U.S. Conference of Mayors, Comments to the U.S. Department of Justice on the Administration of the New Homeland Security Advisory System (HSAS), April 26, 2002.
    • U.S. Conference of Mayors, "Comments to the U.S. Department of Justice on the Administration of the New Homeland Security Advisory System (HSAS)," April 26, 2002.
  • 34
    • 37349017041 scopus 로고    scopus 로고
    • U.S. Lowers Warning Level to 'Yellow' but Cautions That Serious Threat Remains,
    • Quoted in, February 28
    • Quoted in Philip Shenon and Eric Lichtblau, "U.S. Lowers Warning Level to 'Yellow' but Cautions That Serious Threat Remains," New York Times, February 28, 2003.
    • (2003) New York Times
    • Shenon, P.1    Lichtblau, E.2
  • 35
    • 37349089519 scopus 로고    scopus 로고
    • iPOLL Databank, Survey by Harvard School of Public Health, Project on Biological Security and the Public and ICR - International Communications Research, March 21-March 25, 2003;
    • iPOLL Databank, "Survey by Harvard School of Public Health, Project on Biological Security and the Public and ICR - International Communications Research, March 21-March 25, 2003";
  • 36
    • 37349044810 scopus 로고    scopus 로고
    • Survey by Pew Internet & American Life Project, Federal Computer Week, and Princeton Survey Research Associates, August 5-August 11, 2003
    • "Survey by Pew Internet & American Life Project, Federal Computer Week, and Princeton Survey Research Associates, August 5-August 11, 2003";
  • 37
    • 84858513388 scopus 로고    scopus 로고
    • January 7-January 8
    • and "Survey by Fox News and Opinion Dynamics, January 7-January 8, 2004," http://www.ropercenter.uconn.edu/ipoll.html.
    • (2004) Survey by Fox News and Opinion Dynamics
  • 38
    • 37349106513 scopus 로고    scopus 로고
    • Report Finds Threat Alerts in Color Code Baffle Public,
    • August 10
    • Philip Shenon, "Report Finds Threat Alerts in Color Code Baffle Public," New York Times, August 10, 2003.
    • (2003) New York Times
    • Shenon, P.1
  • 40
    • 37348998689 scopus 로고    scopus 로고
    • There is ample anecdotal evidence for this decline in confidence in the system. For example, the police department in Phoenix, Arizona, responded aggressively to the first orange alert on September 10, 2002, putting its officers on twelve-hour shifts. Subsequent alerts did not generate such unusual levels of security. See Kevin Johnson, In Orange Terror Alerts, Wary Cities Hold Back, USA Today, July 2, 2003. Utah state officials followed a similar path, raising their state alert level for the first orange alert, but keeping it at yellow for subsequent alerts because of the lack of specific information.
    • There is ample anecdotal evidence for this decline in confidence in the system. For example, the police department in Phoenix, Arizona, responded aggressively to the first orange alert on September 10, 2002, putting its officers on twelve-hour shifts. Subsequent alerts did not generate such unusual levels of security. See Kevin Johnson, "In Orange Terror Alerts, Wary Cities Hold Back," USA Today, July 2, 2003. Utah state officials followed a similar path, raising their state alert level for the first orange alert, but keeping it at yellow for subsequent alerts because of the lack of specific information.
  • 41
    • 37349003539 scopus 로고    scopus 로고
    • See Behunin, Homeland Security Advisory System, pp. 15-20. A similar pattern of increasing skepticism and decreasing activity in response to alerts emerged during interviews with local officials observing the TOPOFF 3 exercise, held April 5-6, 2005.
    • See Behunin, "Homeland Security Advisory System," pp. 15-20. A similar pattern of increasing skepticism and decreasing activity in response to alerts emerged during interviews with local officials observing the TOPOFF 3 exercise, held April 5-6, 2005.
  • 42
    • 85051745431 scopus 로고    scopus 로고
    • Homeland Security Advisory System: Possible Issues for Congressional Oversight
    • Washington, D.C, Library of Congress, August 6, Order Code RL 32023
    • Shawn Reese, Homeland Security Advisory System: Possible Issues for Congressional Oversight, CRS Report for Congress (Washington, D.C.: Library of Congress, August 6, 2003), Order Code RL 32023.
    • (2003) CRS Report for Congress
    • Reese, S.1
  • 43
    • 84928635173 scopus 로고    scopus 로고
    • High Alerts for Terror Get Harder to Impose,
    • September 13
    • Philip Shenon, "High Alerts for Terror Get Harder to Impose," New York Times, September 13, 2003.
    • (2003) New York Times
    • Shenon, P.1
  • 44
    • 37348999383 scopus 로고    scopus 로고
    • U.S. Department of Homeland Security, Office of the Press Secretary, August 1
    • Thomas Ridge, "Remarks Regarding Recent Threat Reports," U.S. Department of Homeland Security, Office of the Press Secretary, August 1, 2004.
    • (2004) Remarks Regarding Recent Threat Reports
    • Ridge, T.1
  • 45
    • 37349079658 scopus 로고    scopus 로고
    • U.S. Cites Terror Threats to Financial Facilities, Ridge Raises Alert Level for Washington, NYC, Newark,
    • August 2
    • Charlie Savage and Bryan Bender, "U.S. Cites Terror Threats to Financial Facilities, Ridge Raises Alert Level for Washington, NYC, Newark," Boston Globe, August 2, 2005.
    • (2005) Boston Globe
    • Savage, C.1    Bender, B.2
  • 46
    • 37349041845 scopus 로고    scopus 로고
    • iPOLL Databank, Survey by Fox News and Opinion Dynamics, August 3-August 4, 2004, http://www.ropercenter.uconn.edu/ipoll.html.
    • iPOLL Databank, "Survey by Fox News and Opinion Dynamics, August 3-August 4, 2004," http://www.ropercenter.uconn.edu/ipoll.html.
  • 47
    • 5344228750 scopus 로고    scopus 로고
    • The Effects of Government-Issued Terror Warnings on Presidential Approval Ratings
    • September
    • Robb Willer, "The Effects of Government-Issued Terror Warnings on Presidential Approval Ratings," Current Research in Social Psychology, Vol. 10, No. 1 (September 2004), pp. 1-12, http://www.uiowa.edu/ ~grpproc/.
    • (2004) Current Research in Social Psychology , vol.10 , Issue.1 , pp. 1-12
    • Willer, R.1
  • 48
    • 37349037339 scopus 로고    scopus 로고
    • For the political psychology behind this phenomenon, see Rose McDermott and Philip G. Zimbardo, The Psychological Consequences of Terrorist Alerts, in Bruce Bongar, Lisa M. Brown, Larry E. Beutler, James N. Breckenridge, and Zimbardo, eds., The Psychology of Terrorism (New York: Oxford University Press, 2006), pp. 818-851.
    • For the political psychology behind this phenomenon, see Rose McDermott and Philip G. Zimbardo, "The Psychological Consequences of Terrorist Alerts," in Bruce Bongar, Lisa M. Brown, Larry E. Beutler, James N. Breckenridge, and Zimbardo, eds., The Psychology of Terrorism (New York: Oxford University Press, 2006), pp. 818-851.
  • 49
    • 37349039151 scopus 로고    scopus 로고
    • Ridge Reveals Clashes on Alerts
    • Quoted in, May 10
    • Quoted in Mimi Hall, "Ridge Reveals Clashes on Alerts," USA Today, May 10, 2005.
    • (2005) USA Today
    • Hall, M.1
  • 50
    • 28244475190 scopus 로고    scopus 로고
    • New Jersey Domestic Security Preparedness Task Force, State of New Jersey, 2006, April 20, 2006
    • New Jersey Domestic Security Preparedness Task Force, 2004/2005 Progress Report (State of New Jersey, 2006), April 20, 2006, http://www.state.nj.us/lps/dsptf/NJDSPTF-04-05-021706.pdf.
    • (2004) Progress Report
  • 52
    • 37349111199 scopus 로고    scopus 로고
    • U.S. House of Representatives, Department of Homeland Security Authorization Act for Fiscal Year 2006, H.R.1817.RFS, sec. 223.
    • U.S. House of Representatives, Department of Homeland Security Authorization Act for Fiscal Year 2006, H.R.1817.RFS, sec. 223.
  • 53
    • 37349005652 scopus 로고    scopus 로고
    • House Panel Considers Security Improvements, Including New Warning System
    • March 28
    • Tim Starks, "House Panel Considers Security Improvements, Including New Warning System," Congressional Quarterly Today, March 28, 2006.
    • (2006) Congressional Quarterly Today
    • Starks, T.1
  • 56
    • 37349059058 scopus 로고    scopus 로고
    • From August 10 through August 14, the five major New York City newspapers ran a mere twenty-four stories containing the words terror and alert, compared with thirty-four containing terror and lines. Of the twenty-four, only six mentioned the color-coded alert system.
    • From August 10 through August 14, the five major New York City newspapers ran a mere twenty-four stories containing the words "terror" and "alert," compared with thirty-four containing "terror" and "lines." Of the twenty-four, only six mentioned the color-coded alert system.
  • 58
    • 84858499429 scopus 로고    scopus 로고
    • Australian Government
    • Australian Government, "National Counter-Terrorism Alert Level," http://www.nationalsecurity.gov.au/agd/www/nationalsecurity.nsf/ AllDocs/F2ED4B7E7B4C028ACA256FBF00816AE9?OpenDocument.
    • National Counter-Terrorism Alert Level
  • 59
    • 37349081078 scopus 로고    scopus 로고
    • Australia Reviews Terror Alert Level after London Bombings, Agence France-Presse, July 8, 2005.
    • "Australia Reviews Terror Alert Level after London Bombings," Agence France-Presse, July 8, 2005.
  • 60
    • 37349114274 scopus 로고    scopus 로고
    • Experts Call for Overhaul of Terror Alert System
    • September 13
    • "Experts Call for Overhaul of Terror Alert System," Sydney Morning Herald, September 13, 2005;
    • (2005) Sydney Morning Herald
  • 61
    • 37349002161 scopus 로고    scopus 로고
    • Balancing National Security and Human Rights: Lessons from Australia
    • University of Melbourne, Melbourne, Australia, June 21
    • and George Williams, "Balancing National Security and Human Rights: Lessons from Australia," Fulbright Public Lecture, University of Melbourne, Melbourne, Australia, June 21, 2005.
    • (2005) Fulbright Public Lecture
    • Williams, G.1
  • 63
    • 84858498498 scopus 로고    scopus 로고
    • MI5 Frequently Asked Questions: About Threats to National Security
    • "MI5 Frequently Asked Questions: About Threats to National Security," http://www.mi5.gov.uk/textonly/Page367.html.
  • 64
    • 70449679867 scopus 로고    scopus 로고
    • Evaluating the Effectiveness of French Counter-Terrorism
    • September
    • Ludo Block, "Evaluating the Effectiveness of French Counter-Terrorism," Terrorism Monitor, Vol. 3, No. 2 (September 2005), pp. 6-8;
    • (2005) Terrorism Monitor , vol.3 , Issue.2 , pp. 6-8
    • Block, L.1
  • 65
    • 37349017040 scopus 로고    scopus 로고
    • and French embassy in the United States, France's Experiences with - and Methods Combating - Terrorism, http://www.ambafrance-us.org/atoz/ terrorism.asp.
    • and French embassy in the United States, "France's Experiences with - and Methods Combating - Terrorism," http://www.ambafrance-us.org/atoz/ terrorism.asp.
  • 66
    • 37349123671 scopus 로고    scopus 로고
    • The New Normal: Wary but Resilient,
    • September 25
    • Alan Cowell, "The New Normal: Wary but Resilient," New York Times, September 25, 2005.
    • (2005) New York Times
    • Cowell, A.1
  • 67
    • 84858484993 scopus 로고    scopus 로고
    • Passover Terror Warnings Up
    • April 9, 7340,L- 3238110,00.html
    • Efrat Weiss, "Passover Terror Warnings Up," YNET, Yediot Aharonot Online, April 9, 2006, http://www.ynetnews.com/articles/0,7340,L- 3238110,00.html.
    • (2006) YNET, Yediot Aharonot Online
    • Weiss, E.1
  • 68
    • 84858505507 scopus 로고    scopus 로고
    • Israel Ministry of Foreign Affairs
    • Israel Ministry of Foreign Affairs, "2005 Terrorism Review," http://www.mfa.gov.il/MFA/Terrorism-?Obstacle?to?Peace/Terrorism?and?Islamic? Fundamentalism-/2005?Terrorism?Review.htm.
    • (2005) Terrorism Review
  • 69
    • 37349030550 scopus 로고    scopus 로고
    • The Task Force Barked a Warning and Israelis Blithely Streamed South
    • October 10
    • Yossi Melman, "The Task Force Barked a Warning and Israelis Blithely Streamed South," Haaretz, October 10, 2004.
    • (2004) Haaretz
    • Melman, Y.1
  • 70
    • 37349041186 scopus 로고    scopus 로고
    • Notice this context differs from alerts for natural disasters in two key respects. First, hurricanes, tornadoes, and floods are not strategic actors. The probability of a natural event is not affected when an alert is issued. Second, the intel is publicly available, and sharing it does not risk reducing the government's ability to collect information on future events.
    • Notice this context differs from alerts for natural disasters in two key respects. First, hurricanes, tornadoes, and floods are not strategic actors. The probability of a natural event is not affected when an alert is issued. Second, the "intel" is publicly available, and sharing it does not risk reducing the government's ability to collect information on future events.
  • 71
    • 37349105097 scopus 로고    scopus 로고
    • One key difference between terrorism alerts and systems warning of natural disasters is that when a weather alert is issued, the public can witness the warned-of event. Successful terrorism alerts may lead to nonevents, meaning the public learns nothing about the accuracy of the alert system
    • One key difference between terrorism alerts and systems warning of natural disasters is that when a weather alert is issued, the public can witness the warned-of event. Successful terrorism alerts may lead to nonevents, meaning the public learns nothing about the accuracy of the alert system.
  • 73
    • 37349080345 scopus 로고    scopus 로고
    • For example, the primary effect of adding water to a lake would be to raise the water level; the secondary effect might be to add just enough weight to burst a dam, causing extensive downstream damage. Example from Robert F. Graboyes, Secondary Effects Matter, Equilibria, 1 (1996/1997), http://www.rich.frb.org/pubs/equilibria/issue1/logic.html (accessed February 27, 2005; site discontinued).
    • For example, the primary effect of adding water to a lake would be to raise the water level; the secondary effect might be to add just enough weight to burst a dam, causing extensive downstream damage. Example from Robert F. Graboyes, "Secondary Effects Matter," Equilibria, Vol. 1 (1996/1997), http://www.rich.frb.org/pubs/equilibria/issue1/logic.html (accessed February 27, 2005; site discontinued).
  • 74
    • 37349044809 scopus 로고    scopus 로고
    • For an intelligence-oriented discussion of this and other concerns, see
    • For an intelligence-oriented discussion of this and other concerns, see Freedman, "The Politics of Warning."
    • The Politics of Warning
    • Freedman1
  • 75
    • 37349055543 scopus 로고    scopus 로고
    • This paradox is also identified in Bruce Schneier, Do Terror Alerts Work? Rake, October 2004
    • This paradox is also identified in Bruce Schneier, "Do Terror Alerts Work?" Rake, October 2004.
  • 76
    • 37349013027 scopus 로고    scopus 로고
    • It is discussed with respect to warnings about low-probability natural disasters in Michael H. Glantz, Usable Science 8: Early Warning Systems: Do's and Don'ts, report of Early Warning Systems workshop, Shanghai, China, October 20-23, 2003.
    • It is discussed with respect to warnings about low-probability natural disasters in Michael H. Glantz, "Usable Science 8: Early Warning Systems: Do's and Don'ts," report of "Early Warning Systems" workshop, Shanghai, China, October 20-23, 2003.
  • 77
    • 37349056854 scopus 로고    scopus 로고
    • More generally, the denominator is some nondecreasing function of N.
    • More generally, the denominator is some nondecreasing function of N.
  • 78
    • 37349094731 scopus 로고    scopus 로고
    • The arrest of millennium bomber Ahmed Ressam as he tried to enter the United States in December 1999 is entirely consistent with our analysis. First, contrary to much reporting on the incident, no evidence emerged at trial or in interviews with the arresting customs agents to suggest that they knew of any security alert. If an alert had been issued, it must have been issued through sufficiently secure channels that it was not entered into evidence at Ressam's trial. Suppose, for argument's sake, that this is what happened. The fact that a secret alert passed through official channels would motivate increased vigilance does not suggest that a general alert issued through public statements would have a similar galvanizing effect. See Mike Carter, Clarke Book Has Errors about Arrest of Ahmed Ressam, Seattle Times, April 12, 2004
    • The arrest of "millennium bomber" Ahmed Ressam as he tried to enter the United States in December 1999 is entirely consistent with our analysis. First, contrary to much reporting on the incident, no evidence emerged at trial or in interviews with the arresting customs agents to suggest that they knew of any security alert. If an alert had been issued, it must have been issued through sufficiently secure channels that it was not entered into evidence at Ressam's trial. Suppose, for argument's sake, that this is what happened. The fact that a secret alert passed through official channels would motivate increased vigilance does not suggest that a general alert issued through public statements would have a similar galvanizing effect. See Mike Carter, "Clarke Book Has Errors about Arrest of Ahmed Ressam," Seattle Times, April 12, 2004.
  • 79
    • 37349127980 scopus 로고    scopus 로고
    • Because alerts are rarely accompanied by specific intelligence, local authorities are likely to ignore HSAS in favor of actions based on the intelligence they are permitted to see. Behunin, Homeland Security Advisory System, pp. 21-24. A related problem is that many local officials do not have access to the private threat alerts that accompany changes in the alert level. Northeastern city homeland security official, phone interview by Shapiro.
    • Because alerts are rarely accompanied by specific intelligence, local authorities are likely to ignore HSAS in favor of actions based on the intelligence they are permitted to see. Behunin, "Homeland Security Advisory System," pp. 21-24. A related problem is that many local officials do not have access to the private "threat alerts" that accompany changes in the alert level. Northeastern city homeland security official, phone interview by Shapiro.
  • 80
    • 37349063537 scopus 로고    scopus 로고
    • Bus Driver Foils Suicide Bombing,
    • February 7
    • Margot Dudkevitch, "Bus Driver Foils Suicide Bombing," Jerusalem Post, February 7, 2002;
    • (2002) Jerusalem Post
    • Dudkevitch, M.1
  • 81
    • 37349063537 scopus 로고    scopus 로고
    • Bus Driver Prevents Suicide Bombing,
    • February 20
    • and Margot Dudkevitch, "Bus Driver Prevents Suicide Bombing," Jerusalem Post, February 20, 2002.
    • (2002) Jerusalem Post
    • Dudkevitch, M.1
  • 82
    • 0014271055 scopus 로고    scopus 로고
    • The related psychological problem of the diffusion of personal responsibility is detailed in the work of John M. Darley and B. Latane. See, for example, Darley and Latane, Bystander Intervention in Emergencies: Diffusion of Responsibility, Journal of Personal Social Psychology, 8 1968, pp. 377-383. The authors thank Rose McDermott for pointing this out
    • The related psychological problem of the diffusion of personal responsibility is detailed in the work of John M. Darley and B. Latane. See, for example, Darley and Latane, "Bystander Intervention in Emergencies: Diffusion of Responsibility," Journal of Personal Social Psychology, Vol. 8 (1968), pp. 377-383. The authors thank Rose McDermott for pointing this out.
  • 83
    • 33748510087 scopus 로고    scopus 로고
    • A Tangled Web of Southeast Asian Islamic Terrorism: The Jemaah Islamiyah Terrorist Network,
    • master's thesis, Monterey Institute of International Studies
    • Wayne Turnbull, "A Tangled Web of Southeast Asian Islamic Terrorism: The Jemaah Islamiyah Terrorist Network," master's thesis, Monterey Institute of International Studies, 2003.
    • (2003)
    • Turnbull, W.1
  • 84
    • 0041771284 scopus 로고    scopus 로고
    • What Do We Know About the Substitution Effect in Transnational Terrorism?
    • Andrew Silke, ed, London: Frank Cass
    • Walter Enders and Todd Sandler, "What Do We Know About the Substitution Effect in Transnational Terrorism?" in Andrew Silke, ed., Research on Terrorism: Trends, Achievements, and Failures (London: Frank Cass, 2004).
    • (2004) Research on Terrorism: Trends, Achievements, and Failures
    • Enders, W.1    Sandler, T.2
  • 85
    • 34547479862 scopus 로고    scopus 로고
    • Defending against Terrorist Attacks with Limited Resources
    • For analysis of how governments should take terrorists' ability to shift targets into account when making resource-allocation decisions for homeland security, see, August
    • For analysis of how governments should take terrorists' ability to shift targets into account when making resource-allocation decisions for homeland security, see Robert Powell, "Defending against Terrorist Attacks with Limited Resources," American Political Science Review, Vol. 101, No. 3 (August 2007), pp. 527-541.
    • (2007) American Political Science Review , vol.101 , Issue.3 , pp. 527-541
    • Powell, R.1
  • 86
    • 37349056220 scopus 로고    scopus 로고
    • For an analysis of how this same capability should influence government decisionmaking about sharing sensitive homeland security information, see Jacob N. Shapiro and David A. Siegel, Is This Paper Dangerous? Balancing Secrecy and Openness in Counter-terrorism, Stanford University and Florida State University, 2007
    • For an analysis of how this same capability should influence government decisionmaking about sharing sensitive homeland security information, see Jacob N. Shapiro and David A. Siegel, "Is This Paper Dangerous? Balancing Secrecy and Openness in Counter-terrorism," Stanford University and Florida State University, 2007.
  • 87
    • 4544366486 scopus 로고    scopus 로고
    • This is exactly the problem noted on the individual level in Scott D. Sagan, The Problem of Redundancy Problem: Why More Nuclear Security Forces May Lead to Less Nuclear Security, Risk Analysis, 24, No. 4 November 2004, pp. 935-946
    • This is exactly the problem noted on the individual level in Scott D. Sagan, "The Problem of Redundancy Problem: Why More Nuclear Security Forces May Lead to Less Nuclear Security," Risk Analysis, Vol. 24, No. 4 (November 2004), pp. 935-946.
  • 88
    • 37349023743 scopus 로고    scopus 로고
    • For a discussion of this problem in the context of privately owned critical infrastructure, see Congressional Budget Office, Washington, D.C, Congressional Budget Office, December
    • For a discussion of this problem in the context of privately owned critical infrastructure, see Congressional Budget Office, Homeland Security and the Private Sector (Washington, D.C.: Congressional Budget Office, December 2004), pp. 2-4.
    • (2004) Homeland Security and the Private Sector , pp. 2-4
  • 90
    • 84858486459 scopus 로고    scopus 로고
    • Preparing for the Worst
    • May 16
    • On using the alert system in a postattack setting, see "Preparing for the Worst," Online NewsHour, May 16, 2003, http://www.pbs.org/ newshour/bb/terrorism/jan-june03/cities_05-16.html.
    • (2003) Online NewsHour
  • 95
    • 37349112845 scopus 로고    scopus 로고
    • DHS Office of the Inspector General, A Review of the Top Officials 3 Exercise (Washington, D.C.: Office of Inspections and Special Reviews, Department of Homeland Security, November, 2005), p. 30.
    • DHS Office of the Inspector General, A Review of the Top Officials 3 Exercise (Washington, D.C.: Office of Inspections and Special Reviews, Department of Homeland Security, November, 2005), p. 30.
  • 96
    • 37349054855 scopus 로고    scopus 로고
    • This is especially true, given that two years passed between these two major exercises
    • This is especially true, given that two years passed between these two major exercises.
  • 99
    • 37349088274 scopus 로고    scopus 로고
    • Agencies Can Make Red Alert Specific to New Jersey Sites
    • March 27
    • Mark Rosman, "Agencies Can Make Red Alert Specific to New Jersey Sites," Tri-Town News, March 27, 2003.
    • (2003) Tri-Town News
    • Rosman, M.1
  • 100
    • 37349066681 scopus 로고    scopus 로고
    • Edwards, interview by Shapiro; and Salvatore S. Lanzilotti, Hawaii Medical Personnel Assessment, 2003 (Honolulu: Hawaii Department of Health, 2004).
    • Edwards, interview by Shapiro; and Salvatore S. Lanzilotti, "Hawaii Medical Personnel Assessment, 2003" (Honolulu: Hawaii Department of Health, 2004).
  • 103
    • 0009042677 scopus 로고
    • Oil-Spill Fantasies
    • November
    • Lee Clarke, "Oil-Spill Fantasies," Atlantic Monthly, November 1990, pp. 65-77.
    • (1990) Atlantic Monthly , pp. 65-77
    • Clarke, L.1
  • 105
    • 37349125013 scopus 로고    scopus 로고
    • The four are the Federal Emergency Management Agency, the Federal Bureau of Investigation, the Coast Guard, and the Transportation Security Administration
    • The four are the Federal Emergency Management Agency, the Federal Bureau of Investigation, the Coast Guard, and the Transportation Security Administration.
  • 107
    • 85124574632 scopus 로고    scopus 로고
    • A similar perspective was reached independently in Louise K. Comfort, Mark Dunn, David Johnson, Robert Skertich, and Adam Zagorecki, Coordination in Complex Systems: Increasing Efficiency in Disaster Mitigation and Response, International Journal of Emergency Management, 2, No. 2 (Spring 2004), pp. 62-80.
    • A similar perspective was reached independently in Louise K. Comfort, Mark Dunn, David Johnson, Robert Skertich, and Adam Zagorecki, "Coordination in Complex Systems: Increasing Efficiency in Disaster Mitigation and Response," International Journal of Emergency Management, Vol. 2, No. 2 (Spring 2004), pp. 62-80.
  • 108
    • 0037220156 scopus 로고    scopus 로고
    • This definition combines elements from a variety of sources, including Simon A. Levin, Complex Adaptive Systems: Exploring the Known, the Unknown, and the Unknowable, Bulletin of the American Mathematical Society, 40 October 2002, pp. 3-19;
    • This definition combines elements from a variety of sources, including Simon A. Levin, "Complex Adaptive Systems: Exploring the Known, the Unknown, and the Unknowable," Bulletin of the American Mathematical Society, Vol. 40 (October 2002), pp. 3-19;
  • 110
    • 0033515834 scopus 로고    scopus 로고
    • Complexity and the Economy
    • April
    • W. Brian Arthur, "Complexity and the Economy," Science, Vol. 284, No. 5411 (April 1999), pp. 107-109.
    • (1999) Science , vol.284 , Issue.5411 , pp. 107-109
    • Brian Arthur, W.1
  • 111
    • 84901707552 scopus 로고    scopus 로고
    • Public Health Response to Anthrax Incidents of 2001
    • GAO, Report 04-152 Washington, D.C, GAO, pp
    • GAO, Public Health Response to Anthrax Incidents of 2001, Report 04-152 (Washington, D.C.: GAO), pp. 17-18;
  • 112
    • 37349093844 scopus 로고    scopus 로고
    • For SW Area, Anthrax Discovery Arouses Anxiety,
    • October 27
    • Neely Tucker and Carol D. Leonnig, "For SW Area, Anthrax Discovery Arouses Anxiety," Washington Post, October 27, 2001;
    • (2001) Washington Post
    • Tucker, N.1    Leonnig, C.D.2
  • 113
    • 37349026374 scopus 로고    scopus 로고
    • Jittery Patients Pack Hospitals,
    • October 26
    • and Leef Smith and Avram Goldstein, "Jittery Patients Pack Hospitals," Washington Post, October 26, 2001.
    • (2001) Washington Post
    • Smith, L.1    Goldstein, A.2
  • 114
    • 37349099233 scopus 로고    scopus 로고
    • Center for Biomedical Informatics, University of Pittsburgh, private communication with Jacob Shapiro, June 22
    • Doug Frisdma, Center for Biomedical Informatics, University of Pittsburgh, private communication with Jacob Shapiro, June 22, 2004.
    • (2004)
    • Frisdma, D.1
  • 117
    • 37349088789 scopus 로고    scopus 로고
    • Julia Loughran, Thoughtlink, private communication with Jacob Shapiro, July 13, 2004. Thoughtlink provided contractor support for a number of DHS exercises in 2004.
    • Julia Loughran, Thoughtlink, private communication with Jacob Shapiro, July 13, 2004. Thoughtlink provided contractor support for a number of DHS exercises in 2004.
  • 118
    • 37349022600 scopus 로고    scopus 로고
    • Department of Homeland Security, December, No final version has been issued
    • Department of Homeland Security, National Preparedness Goal (Draft), December 2005. No final version has been issued.
    • (2005) National Preparedness Goal (Draft)
  • 119
    • 84894959048 scopus 로고    scopus 로고
    • News of Pandemonium May Have Slowed Aid,
    • October 5
    • Robert E. Pierre and Ann Gerhart, "News of Pandemonium May Have Slowed Aid," Washington Post, October 5, 2005.
    • (2005) Washington Post
    • Pierre, R.E.1    Gerhart, A.2
  • 120
    • 37349053231 scopus 로고    scopus 로고
    • Department of Homeland Security Office of Inspections and Special Reviews, A Performance Review of FEMA's Disaster Management in Response to Hurricane Katrina (Washington, D.C.: Office of Inspections and Special Reviews, Department of Homeland Security, March 2006), p. 21.
    • Department of Homeland Security Office of Inspections and Special Reviews, A Performance Review of FEMA's Disaster Management in Response to Hurricane Katrina (Washington, D.C.: Office of Inspections and Special Reviews, Department of Homeland Security, March 2006), p. 21.
  • 121
    • 33845504551 scopus 로고    scopus 로고
    • A Failure of Initiative
    • Select Bipartisan Committee to Investigate the Preparation for and Response to Hurricane Katrina, Washington, D.C, Government Printing Office
    • Select Bipartisan Committee to Investigate the Preparation for and Response to Hurricane Katrina, A Failure of Initiative: Final Report of the Select Bipartisan Committee to Investigate the Preparation for and Response to Hurricane Katrina (Washington, D.C.: Government Printing Office, 2006), pp. 109-111.
    • (2006) Final Report of the Select Bipartisan Committee to Investigate the Preparation for and Response to Hurricane Katrina , pp. 109-111
  • 122
    • 37349010102 scopus 로고    scopus 로고
    • Ibid., p. 110.
  • 123
    • 37349107621 scopus 로고    scopus 로고
    • Katrina also demonstrates the harsh reality that some disasters are so large that going on alert might not accomplish much
    • Katrina also demonstrates the harsh reality that some disasters are so large that going on alert might not accomplish much.
  • 124
    • 37349053914 scopus 로고    scopus 로고
    • Edwards, interview by Shapiro; Susan Reinertson, phone interview by Shapiro; and Northeastern state homeland security official, interview by Shapiro, April 11, 2006. Federal action plans have been circulated that contain improbable and empirically contradicted assumptions about how first responders will behave in the wake of an attack. See, for example, Lanzilotti, Hawaii Medical Personnel Assessment, 2003.
    • Edwards, interview by Shapiro; Susan Reinertson, phone interview by Shapiro; and Northeastern state homeland security official, interview by Shapiro, April 11, 2006. Federal action plans have been circulated that contain improbable and empirically contradicted assumptions about how first responders will behave in the wake of an attack. See, for example, Lanzilotti, "Hawaii Medical Personnel Assessment, 2003."
  • 126
    • 37349056853 scopus 로고    scopus 로고
    • Chemical industry associations have even argued that more stringent state laws should be superseded by any new federal legislation, effectively seeking to implement the minimum feasible level of protection. See Dana A. Shea, Legislative Approaches to Chemical Facility Security, CRS Report for Congress Washington, D.C, Library of Congress, April 12, 2006, Order Code RL 33043, p. 21
    • Chemical industry associations have even argued that more stringent state laws should be superseded by any new federal legislation, effectively seeking to implement the minimum feasible level of protection. See Dana A. Shea, Legislative Approaches to Chemical Facility Security, CRS Report for Congress (Washington, D.C.: Library of Congress, April 12, 2006), Order Code RL 33043, p. 21.
  • 127
    • 37349106510 scopus 로고    scopus 로고
    • On incentives to minimize security expenditures, see Congressional Budget Office
    • On incentives to minimize security expenditures, see Congressional Budget Office, Homeland Security and the Private Sector;
    • Homeland Security and the Private Sector
  • 128
    • 37349097821 scopus 로고    scopus 로고
    • EPA's Security Push Fails
    • July 14
    • and Carl Pine, "EPA's Security Push Fails," Pittsburgh Tribune-Review, July 14, 2002.
    • (2002) Pittsburgh Tribune-Review
    • Pine, C.1
  • 129
    • 37349130013 scopus 로고    scopus 로고
    • For examples of the impact of chemical industry lobbying, see John Mintz, Bush Seeks Voluntary Chemical Plant Security Steps, Washington Post, April 8, 2003; Frank J. Cilluffo, testimony before the Subcommittee on Economic Security, Infrastructure Protection, and Cybersecurity, House Homeland Security Committee, 109th Cong, 1st sess, June 15, 2005; and Bob Slaughter, testimony before the Senate Homeland Security and Governmental Affairs Committee, 109th Cong, 1st sess, July 13, 2005
    • For examples of the impact of chemical industry lobbying, see John Mintz, "Bush Seeks Voluntary Chemical Plant Security Steps," Washington Post, April 8, 2003; Frank J. Cilluffo, testimony before the Subcommittee on Economic Security, Infrastructure Protection, and Cybersecurity, House Homeland Security Committee, 109th Cong., 1st sess., June 15, 2005; and Bob Slaughter, testimony before the Senate Homeland Security and Governmental Affairs Committee, 109th Cong., 1st sess., July 13, 2005.
  • 130
    • 37349102115 scopus 로고    scopus 로고
    • Kees van den Bos, Henke A.M. Wilke, and E. Allan Lind, When Do We Need Procedural Fairness? The Role of Trust in Authority, Journal of Personality and Social Psychology, 75, No. 6 (December 1998), pp. 1449-1458.
    • Kees van den Bos, Henke A.M. Wilke, and E. Allan Lind, "When Do We Need Procedural Fairness? The Role of Trust in Authority," Journal of Personality and Social Psychology, Vol. 75, No. 6 (December 1998), pp. 1449-1458.
  • 131
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    • New Haven, Conn, Yale University Press
    • Tom R. Tyler, Why People Obey the Law (New Haven, Conn.: Yale University Press, 1990);
    • (1990) Why People Obey the Law
    • Tyler, T.R.1
  • 132
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    • Trust and Compliance
    • and John Braithwaite and Toni Makkai, "Trust and Compliance," Policing and Society, Vol. 4, No. 1 (1994), pp. 1-12.
    • (1994) Policing and Society , vol.4 , Issue.1 , pp. 1-12
    • Braithwaite, J.1    Makkai, T.2
  • 134
    • 37349096778 scopus 로고    scopus 로고
    • Tom R. Tyler and Peter DeGoey, Trust in Organizational Authorities: The Influence of Motive Attributions on Willingness to Accept Decisions, in Roderick M. Kramer and Tyler, eds., Trust in Organizations: Frontiers of Theory and Research (Thousand Oaks, Calif.: Sage, 1996), pp. 331-356.
    • Tom R. Tyler and Peter DeGoey, "Trust in Organizational Authorities: The Influence of Motive Attributions on Willingness to Accept Decisions," in Roderick M. Kramer and Tyler, eds., Trust in Organizations: Frontiers of Theory and Research (Thousand Oaks, Calif.: Sage, 1996), pp. 331-356.
  • 136
    • 37349021888 scopus 로고    scopus 로고
    • U.S. government official, phone interview by Jacob Shapiro, March 10, 2005.
    • U.S. government official, phone interview by Jacob Shapiro, March 10, 2005.
  • 137
    • 37349031939 scopus 로고    scopus 로고
    • Jacob Shapiro and David Siegel identify a wide range of conditions under which sharing a government's private information can enhance counterterrorism efforts by supporting more effective prevention and target hardening. Shapiro and Siegel, Is This Paper Dangerous
    • Jacob Shapiro and David Siegel identify a wide range of conditions under which sharing a government's private information can enhance counterterrorism efforts by supporting more effective prevention and target hardening. Shapiro and Siegel, "Is This Paper Dangerous?"
  • 138
    • 84858497483 scopus 로고    scopus 로고
    • Department of Homeland Security
    • Department of Homeland Security, "Fiscal Year 2006 UASI Eligibility List," http://www.dhs.gov/xlibrary/assets/FY06_UASI_Eligibility_List.pdf.
    • Fiscal Year 2006 UASI Eligibility List


* 이 정보는 Elsevier사의 SCOPUS DB에서 KISTI가 분석하여 추출한 것입니다.