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Volumn 32, Issue 4, 2004, Pages 315-356

Elements of a theory of human rights

(1)  Sen, Amartya a  

a NONE

Author keywords

[No Author keywords available]

Indexed keywords


EID: 14644424117     PISSN: 00483915     EISSN: 10884963     Source Type: Journal    
DOI: 10.1111/j.1088-4963.2004.00017.x     Document Type: Article
Times cited : (829)

References (160)
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    • note
    • The framers of the Universal Declaration of Human Rights in 1948 hoped, in fact, that this declaration would serve as a template for bills of rights in different nations, with national courts taking a lead in their enforcement.
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    • Since the Gilbert Murray Lecture given at Oxford in November 2002, in which this article originated, was arranged by OXFAM (Gilbert Murray was one of OXFAM's founders), it was also a suitable occasion to discuss this broader connection of human rights with a plurality of ways of pursuing them.
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    • However, the ethical force of freedoms can help to generate claims on others. On different aspects of the "entanglements" between descriptive and evaluative concerns
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    • The evaluative framework of substantive freedoms can provide a more robust appreciation of a person's inability to achieve what they have reason to value. On this see my
    • The evaluative framework of substantive freedoms can provide a more robust appreciation of a person's inability to achieve what they have reason to value. On this see my "Well-being, Agency and Freedom: The Dewey Lectures 1984," Journal of Philosophy 82 (1985): 169-220
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    • However, in the second case (that is, the entitlement to necessary medical care), we shall have to discuss whether this type of a "welfare right," or more generally, economic and social rights, can be seen as human rights, and this examination will be taken up in Section VIII.
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    • Oxford: Clarendon Pres, The approach is powerfully developed and applied
    • jointly edited with Martha Nussbaum, The Quality of Life (Oxford: Clarendon Press, 1993). The approach is powerfully developed and applied
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    • The importance of this variability for a theory of justice is discussed in my
    • The importance of this variability for a theory of justice is discussed in my "Justice: Means versus Freedoms," Philosophy & Public Affairs 19 (1990): 111-22
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    • note
    • Differences in the capability to function can arise even with the same set of personal means (such as primary goods) for a variety of reasons, such as (1) personal heterogeneities (related, for example, to disability, or proneness to illness), (2) environmental diversities (such as climatic conditions, or varying threats from epidemic diseases or from local crime), (3) variations in non-personal resources (such as the nature of public health care, or social cohesion), or (4) different relative positions vis-à-vis others (well illustrated by Adam Smith's discussion, in the Wealth of Nations, of the fact that the clothing and other resources one needs "to appear in public without shame" depends on what other people standardly wear and how they typically live in that society).
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    • The need for an explicit valuational exercise is, thus, seen as an advantage, rather than a limitation of the capability approach. For arguments in different directions on this issue
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    • The standard of living: Interests and capabilities
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    • Bernard Williams, "The Standard of Living: Interests and Capabilities," in Amartya Sen et al., The Standard of Living, ed. Geoffrey Hawthorn (Cambridge: Cambridge University Press, 1987), pp. 94-102
    • (1987) The Standard of Living , pp. 94-102
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    • Inequality reexamined, and "capability and well-being,"
    • ed. Nussbaum and Sen
    • Amartya Sen, Inequality Reexamined, and "Capability and Well-being," in The Quality of Life, ed. Nussbaum and Sen, pp. 31-53.
    • The Quality of Life , pp. 31-53
    • Sen, A.1
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    • Nature, function, and capability: Aristotle on political distribution
    • The capability approach can allow considerable difference in application. For a somewhat different perspective, see Martha Nussbaum, "Nature, Function, and Capability: Aristotle on Political Distribution," Oxford Studies in Ancient Philosophy, Supplementary Volume (1988), pp. 145-54.
    • (1988) Oxford Studies in Ancient Philosophy , vol.SUPPLEMENTARY VOLUME , pp. 145-54
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    • note
    • Women and Human Development: The Capabilities Approach. Nussbaum has discussed the importance of identifying an overarching "list of capabilities," with given priorities, in a more Aristotelian way. My own reluctance to join the search for such a canonical list arises partly from my difficulty in seeing how the exact lists and weights would be chosen without appropriate specification of the context of their use (which could vary), but also from a disinclination to accept any substantive diminution of the domain of public reasoning. The framework of capabilities, as I see it, helps to clarify and illuminate the subject matter of public reasoning, which can involve epistemic issues (including claims of objective importance) as well as ethical and political ones. It does not-and cannot-displace the need for public reasoning.
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    • Poverty, well-being and gender: What counts, who's heard?
    • Susan Okin, "Poverty, Well-being and Gender: What Counts, Who's Heard?" Philosophy & Public Affairs 31 (2003): 280-316.
    • (2003) Philosophy & Public Affairs , vol.31 , pp. 280-316
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    • Review of Sen's inequality reexamined
    • esp.278-80
    • On related issues see also Joshua Cohen, "Review of Sen's Inequality Reexamined," Journal of Philosophy 92 (1994): 275-88, esp. 278-80.
    • (1994) Journal of Philosophy , vol.92 , pp. 275-288
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    • Review: Amartya Sen's unequal world
    • esp.120-25
    • G. A. Cohen, "Review: Amartya Sen's Unequal World," The New Left Review (1995): 117-29, esp. 120-25.
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    • Oxford: Clarendon Press
    • I have discussed this issue in "Well-being, Agency and Freedom: The Dewey Lectures 1984." It is also important to examine how the concept of "freedom" links with a broadly defined idea of "interest," which underlies Joseph Raz's reasoned diagnosis: "Rights ground requirement for action in the interest of other beings." See The Morality of Freedom (Oxford: Clarendon Press, 1986), p. 180.
    • (1986) The Morality of Freedom , pp. 180
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    • Equality of what? On welfare, resources and capabilities
    • ed. Nussbaum and Sen
    • G. A. Cohen has presented arguments in favor of focusing on achieved functionings-related to his concept of "midfare"-rather than on capability; see his "On the Currency of Egalitarian Justice," and "Equality of What? On Welfare, Resources and Capabilities," in The Quality of Life, ed. Nussbaum and Sen, pp. 125-41
    • The Quality of Life , pp. 125-141
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    • Equality and equality of opportunity for welfare
    • Richard Arneson, "Equality and Equality of Opportunity for Welfare," Philosophical Studies 56 (1989): 77-112.
    • (1989) Philosophical Studies , vol.56 , pp. 77-112
    • Arneson, R.1
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    • The German ideology, with Friedrich Engels
    • ed. David McLellan (Oxford: Oxford University Press)
    • Karl Marx, The German Ideology, with Friedrich Engels, in Karl Marx: Selected Writings, ed. David McLellan (Oxford: Oxford University Press, 1977), p. 190.
    • (1977) Karl Marx: Selected Writings , pp. 190
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    • note
    • Though this is not the occasion to provide a critical assessment of "multiculturalism" as a social policy, it is perhaps worth noting here that there is a big difference between (1) valuing multiculturalism because of the way, and to the extent that, it enhances the freedoms of the people involved to choose to live as they would like (and have reason to like); and (2) valuing cultural diversity per se, which focuses on the descriptive characteristics of a societal pattern, rather than on the freedoms of the people involved.
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    • Capability is also central to the relationship between multiculturalism and gender equity. The important question that Susan Okin asks in her joint book, Is Multiculturalism Bad for Women?
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    • The plurality of concerns, involving processes as well as opportunities, which is inescapably involved in normative collective choice (including theories of justice), is discussed in my
    • The plurality of concerns, involving processes as well as opportunities, which is inescapably involved in normative collective choice (including theories of justice), is discussed in my Collective Choice and Social Welfare (1970).
    • (1970) Collective Choice and Social Welfare
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    • Well-being, agency and freedom: The Dewey lectures 1984
    • Since I have seen it asserted that I propound a capability-based theory of justice," I should make it absolutely clear that this could be true only in the rather limited sense of naming something according to a principal part of it (comparable with, say, using England for Great Britain, or Holland for the Netherlands
    • "Well-being, Agency and Freedom: The Dewey Lectures 1984," Journal of Philosophy 82 (1985)., Since I have seen it asserted that I propound a "capability-based theory of justice," I should make it absolutely clear that this could be true only in the rather limited sense of naming something according to a principal part of it (comparable with, say, using England for Great Britain, or Holland for the Netherlands).
    • (1985) Journal of Philosophy , vol.82
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    • Well-being, agency and freedom: The Dewey lectures 1984
    • particularly chapters 5 through 9, and, The issues involved are more fully addressed in my forthcoming book Freedom and Justice, to be published by Harvard University Press
    • my Collective Choice and Social Welfare, particularly chapters 5 through 9, and "Well-being, Agency and Freedom: The Dewey Lectures 1984." The issues involved are more fully addressed in my forthcoming book Freedom and Justice, to be published by Harvard University Press.
    • Collective Choice and Social Welfare
  • 104
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    • It was indeed in the context of identifying an inadequacy in the Rawlsian focus on primary goods in the Difference Principle, for judging distributional equity, that the use of the capability perspective was proposed in my 1979 Tanner Lectures, published as
    • It was indeed in the context of identifying an inadequacy in the Rawlsian focus on primary goods in the Difference Principle, for judging distributional equity, that the use of the capability perspective was proposed in my 1979 Tanner Lectures, published as "Equality of What?" (1980).
    • (1980) Equality of What?
  • 105
    • 34548327542 scopus 로고
    • What is equality? Part 2: Equality of resources
    • In judging distributional equity, the capability perspective also has, I believe, advantages over the concentration on what Ronald Dworkin calls "resources"
    • In judging distributional equity, the capability perspective also has, I believe, advantages over the concentration on what Ronald Dworkin calls "resources" in "What Is Equality? Part 2: Equality of Resources," Philosophy & Public Affairs 10 (1981): 185-243.
    • (1981) Philosophy & Public Affairs , vol.10 , pp. 185-243
  • 106
    • 44649151932 scopus 로고    scopus 로고
    • Dworkin has recently argued that on one interpretation, there is no substantial difference between my focus on capability and his focus on resources, while on another interpretation, he is just right and I am plain wrong, Cambridge, Mass.: Harvard University Press
    • Dworkin has recently argued that on one interpretation, there is no substantial difference between my focus on capability and his focus on resources, while on another interpretation, he is just right and I am plain wrong (Sovereign Virtue: The Theory and Practice of Equality [Cambridge, Mass.: Harvard University Press, 2000]).
    • (2000) Sovereign Virtue: The Theory and Practice of Equality
  • 107
    • 78751674975 scopus 로고    scopus 로고
    • note
    • I resist the temptation, which I must confess is fairly strong, to join that debate in this article.
  • 108
    • 42949091748 scopus 로고
    • Rights and agency
    • The rationale and reach of a consequence-sensitive framework for this type of ethical reasoning have been investigated in my essays
    • The rationale and reach of a consequence-sensitive framework for this type of ethical reasoning have been investigated in my essays "Rights and Agency," Philosophy & Public Affairs 11 (1982): 3-39
    • (1982) Philosophy & Public Affairs , vol.11 , pp. 3-39
  • 109
    • 0039452779 scopus 로고
    • Positional objectivity
    • "Positional Objectivity," Philosophy & Public Affairs 22 (1993): 126-45
    • (1993) Philosophy & Public Affairs , vol.22 , pp. 126-45
  • 110
    • 0001639313 scopus 로고    scopus 로고
    • Consequential evaluation and practical reason
    • "Consequential Evaluation and Practical Reason," Journal of Philosophy 97 (2000)
    • (2000) Journal of Philosophy , vol.97
  • 111
    • 0041399424 scopus 로고    scopus 로고
    • Cambridge, Mass.: Harvard University Press, essays 1 through 5
    • Making adequate room for parametric variations is a general feature of rational assessment, and not a characteristic only of ethical reasoning in particular. I have discussed this issue in Rationality and Freedom (Cambridge, Mass.: Harvard University Press, 2002), essays 1 through 5.
    • (2002) Rationality and Freedom
  • 112
    • 0003867020 scopus 로고    scopus 로고
    • The centrality of that general question is powerfully discussed, Cambridge, Mass.: Harvard University Press
    • The centrality of that general question is powerfully discussed by Thomas Scanlon, What We Owe to Each Other (Cambridge, Mass.: Harvard University Press, 1998).
    • (1998) What We Owe to Each Other
    • Scanlon, T.1
  • 113
    • 0001457237 scopus 로고
    • Internal consistency of choice
    • In this analysis I do not go into the distinction between agent-specific and agentneutral moral evaluations. The present line of characterization can be further extended through making room for
    • In this analysis I do not go into the distinction between agent-specific and agentneutral moral evaluations. The present line of characterization can be further extended through making room for "position specific" assessments, in ways that I have tried to investigate in "Rights and Agency," and "Positional Objectivity." 45. The admissibility of inescapable ambiguities within a framework of rational assessment is discussed in my "Internal Consistency of Choice," Econometrica 61 (1993): 495-521
    • (1993) Econometrica , vol.61 , pp. 495-521
  • 114
    • 0001202145 scopus 로고    scopus 로고
    • Maximization and the act of choice
    • "Maximization and the Act of Choice," Econometrica 65 (1997): 745-79
    • (1997) Econometrica , vol.65 , pp. 745-79
  • 115
    • 85012234649 scopus 로고    scopus 로고
    • both reprinted in Rationality and Freedom. 131-35
    • both reprinted in Rationality and Freedom. See also Inequality Reexamined, pp. 46-49, 131-35.
    • Inequality Reexamined , pp. 46-49
  • 116
    • 84985427928 scopus 로고
    • Criminal omissions and public duties: The French experience
    • Andrew Ashworth and Eva Steiner, "Criminal Omissions and Public Duties: The French Experience," Legal Studies 10 (1990): 153-64
    • (1990) Legal Studies , vol.10 , pp. 153-64
    • Ashworth, A.1    Steiner, E.2
  • 117
    • 79959697503 scopus 로고
    • Criminal omissions: The conventional view
    • Glanville Williams, "Criminal Omissions: The Conventional View," Law Quarterly Review 107 (1991): 86-98.
    • (1991) Law Quarterly Review , vol.107 , pp. 86-98
    • Williams, G.1
  • 118
    • 78751665363 scopus 로고    scopus 로고
    • note
    • As Charles Beitz has pointed out, human rights play "the role of a moral touchstone- a standard of assessment and criticism for domestic institutions, a standard of aspiration for their reform, and increasingly a standard of evaluation for the policies and practices of international economic and political organizations
  • 120
    • 78751678868 scopus 로고    scopus 로고
    • Analyses of the content of the right to development have been presented in United Nations Development Programme
    • New York: United Nations
    • Analyses of the content of the right to development have been presented in United Nations Development Programme, Human Development Report 2000 (New York: United Nations, 2000)
    • (2000) Human Development Report , vol.2000
  • 122
    • 78751669064 scopus 로고    scopus 로고
    • Development policy and the right to development
    • February 7-March 2
    • Arjun Sengupta, "Development Policy and the Right to Development," Frontline, February 7-March 2, 2001
    • (2001) Frontline
    • Sengupta, A.1
  • 124
    • 78751653490 scopus 로고    scopus 로고
    • note
    • It is also worth noting that even when the agents involved in activist promotion of human rights do not have any special legal status, they can still make a difference to political, social and administrative practice through the use of existing laws, combined with seeking public disclosures and critical debates. For example, unlike the Indian and South African Human Rights Commissions, which are recognized in the respective national laws, the Pakistan Human Rights Commission is basically just an NGO, and yet under the visionary and courageous leadership of
  • 125
    • 78751655403 scopus 로고    scopus 로고
    • note
    • Asma Jahangir, I. A. Rehman, and others, it has been remarkably effective in identifying and resisting violations of human rights, and in defending vulnerable persons, including religious minorities and ill-treated women. For a good discussion of some of these supportive activities
  • 126
    • 78751676756 scopus 로고    scopus 로고
    • Lahore: Human Rights Commission of Pakistan
    • The State of Human Rights, 2001 (Lahore: Human Rights Commission of Pakistan, 2002).
    • (2001) The State of Human Rights
  • 127
    • 78751656977 scopus 로고    scopus 로고
    • The importance and social reach of woman's participation in family decisions is discussed in my Development as Freedom, ch. 8
    • The importance and social reach of woman's participation in family decisions is discussed in my Development as Freedom, ch. 8, "Women's Agency and Social Change."
    • Women's Agency and Social Change
  • 131
    • 0003875144 scopus 로고    scopus 로고
    • Cambridge: Cambridge University Press
    • her Bounds of Justice (Cambridge: Cambridge University Press, 2000).
    • (2000) Bounds of Justice
  • 133
    • 78751656411 scopus 로고    scopus 로고
    • note
    • For this reason, I would argue, it would be a misapplication to invoke the familiar principle "ought implies can" to suggest that claims that are not yet fully realizable cannot be taken to be rights at all. To see the ethical force of some claims is also a demand to consider what one should do to make them realizable, for example through working for the development of new institutions.
  • 134
    • 33750166991 scopus 로고    scopus 로고
    • Human rights and the law of peoples
    • This corresponds to what Charles Beitz calls the practical conception" of human rights: "To say something is a human right is to say that social institutions that fail to protect the right are defective" with the implication that "international efforts to aid or promote reform are legitimate and in some cases may be morally required, Cambridge: Cambridge University Press
    • This corresponds to what Charles Beitz calls the "practical conception" of human rights: "To say something is a human right is to say that social institutions that fail to protect the right are defective" with the implication that "international efforts to aid or promote reform are legitimate and in some cases may be morally required." ("Human Rights and the Law of Peoples," in The Ethics of Assistance:Morality and the Distant Needy ed. Deen Chatterjee [Cambridge: Cambridge University Press, 2004], p. 210
    • (2004) The Ethics of Assistance: Morality and the Distant Needy , pp. 210
    • Chatterjee, D.1
  • 136
    • 78751653337 scopus 로고    scopus 로고
    • note
    • Even though this requirement has a largely procedural form, the very insistence on open public discussion from which no one is excluded involves an acceptance of equality, which has substantive implications also for the content of the deliberation. On the substantive aspects of deliberative democracy
  • 137
    • 0002805654 scopus 로고    scopus 로고
    • Procedure and substance in deliberative democracy
    • ed. Seyla Benhabib (Princeton: Princeton University Press)
    • Joshua Cohen, "Procedure and Substance in Deliberative Democracy," in Democracy and Difference: Contesting the Boundaries of the Political, ed. Seyla Benhabib (Princeton: Princeton University Press, 1996), pp. 95-119.
    • (1996) Democracy and Difference: Contesting the Boundaries of the Political , pp. 95-119
    • Cohen, J.1
  • 138
    • 0004048289 scopus 로고
    • Cambridge, Mass.: Harvard University Press
    • John Rawls, A Theory of Justice (Cambridge, Mass.: Harvard University Press, 1971).
    • (1971) A Theory of Justice
    • Rawls, J.1
  • 139
    • 78751671234 scopus 로고
    • New York: Columbia University Press
    • Political Liberalism (New York: Columbia University Press, 1993), esp. pp. 110-13.
    • (1993) , pp. 110-113
    • Liberalism, P.1
  • 140
    • 0004294588 scopus 로고    scopus 로고
    • On related matters, Cambridge, Mass.: Harvard University Press
    • On related matters, see also Amy Guttman and Dennis Thompson, Democracy and Disagreement (Cambridge, Mass.: Harvard University Press, 1996)
    • (1996) Democracy and Disagreement
    • Guttman, A.1    Thompson, D.2
  • 142
    • 0004168076 scopus 로고    scopus 로고
    • Cambridge, Mass.: Harvard University Press
    • particularly John Rawls, The Law of Peoples (Cambridge, Mass.: Harvard University Press, 1999)
    • (1999) The Law of Peoples
    • Rawls, J.1
  • 143
    • 78751671076 scopus 로고    scopus 로고
    • Rawls's formulation of the original position
    • See also Rawls's formulation of the original position in Political Liberalism, p. 12
    • Political Liberalism , pp. 12
  • 144
    • 78751678115 scopus 로고    scopus 로고
    • note
    • "I assume that the basic structure is that of a closed society: that is, we are to regard it as self-contained and as having no relations with other societies. . . . That a society is closed is a considerable abstraction, justified only because it enables us to focus on certain main questions free from distracting details." If my reasoning is right, the Rawlsian restrictions eliminate much more than the influence of "distracting details."
  • 145
    • 0004110659 scopus 로고    scopus 로고
    • rev. ed., 1790; republished, Oxford: Clarendon Press, 1, 2
    • Adam Smith, The Theory of Moral Sentiments (1759; rev. ed., 1790; republished, Oxford: Clarendon Press, 1976), III, 1, 2, p. 110.
    • (1759) The Theory of Moral Sentiments , vol.3 , pp. 110
    • Smith, A.1
  • 146
    • 42649131811 scopus 로고    scopus 로고
    • Open and closed impartiality
    • The Smithian perspective on moral reasoning is pursued in my
    • The Smithian perspective on moral reasoning is pursued in my "Open and Closed Impartiality," The Journal of Philosophy 99 (2002): 445-69.
    • (2002) The Journal of Philosophy , vol.99 , pp. 445-69
  • 147
    • 0141821577 scopus 로고    scopus 로고
    • Five fables about human rights
    • ed. Micheline R. Ishay (London: Routledge)
    • Quoted in Steven Lukes, "Five Fables about Human Rights," in The Human Rights Reader, ed. Micheline R. Ishay (London: Routledge, 1997), p. 238.
    • (1997) The Human Rights Reader , pp. 238
    • Lukes, S.1
  • 151
    • 0343257468 scopus 로고    scopus 로고
    • Human rights and asian values
    • ch. 10. Also, New Republic, July 14 and 21
    • See my Development as Freedom, ch. 10. Also "Human Rights and Asian Values," The New Republic, July 14 and 21, 1997, pp. 33-40.
    • (1997) Development As Freedom , pp. 33-40
  • 152
    • 78751660887 scopus 로고    scopus 로고
    • The reach of reason: East and west
    • July 20
    • "The Reach of Reason: East and West," The New York Review of Books, July 20, 2000, pp. 33-38.
    • (2000) The New York Review of Books , pp. 33-38
  • 153
    • 3142700395 scopus 로고    scopus 로고
    • Democracy and its global roots
    • October
    • "Democracy and Its Global Roots," The New Republic, October, 2003, pp. 28-35.
    • (2003) The New Republic , pp. 28-35
  • 154
    • 0003555042 scopus 로고
    • Boston: Little, Brown & Co
    • Nelson Mandela, Long Walk to Freedom (Boston: Little, Brown&Co, 1994), p. 21.
    • (1994) Long Walk to Freedom , pp. 21
    • Mandela, N.1
  • 156
    • 78751659801 scopus 로고
    • rev. ed., V.2.15; republished, Oxford: Clarendon Press
    • Adam Smith, The Theory of Moral Sentiments (rev. ed., 1790, V.2.15; republished, Oxford: Clarendon Press, 1976), p. 210.
    • (1790) The Theory of Moral Sentiments , pp. 210
    • Smith, A.1
  • 157
    • 42649131811 scopus 로고    scopus 로고
    • Open and closed impartiality
    • I have discussed this issue in
    • I have discussed this issue in "Open and Closed Impartiality," Journal of Philosophy 99 (2002): 445-69.
    • (2002) Journal of Philosophy , vol.99 , pp. 445-469
  • 158
    • 0002363364 scopus 로고
    • ed. R. L. Meek, D. D. Raphael and P. G. Stein (Oxford: Clarendon Press; reprinted, Indianapolis: Liberty Press
    • Adam Smith, Lectures on Jurisprudence, ed. R. L. Meek, D. D. Raphael and P. G. Stein (Oxford: Clarendon Press, 1978; reprinted, Indianapolis: Liberty Press, 1982), p. 104.
    • (1978) Lectures on Jurisprudence , pp. 104
    • Smith, A.1
  • 160
    • 78751652650 scopus 로고    scopus 로고
    • note
    • The treatment of prisoners held by the United States in the so-called war against terrorism raises important issues of human rights, and the analysis of the prevailing practice can be helped by more wide-ranging public discussion and a fuller understanding of the nature of global concerns on this issue.


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