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Volumn 16, Issue 4, 1997, Pages 377-420

Preserving the identity crisis: Autonomy, system and sovereignty in European law

Author keywords

EC law; Kelsen; Legal system; Legal theory

Indexed keywords


EID: 0031522948     PISSN: 01675249     EISSN: None     Source Type: Journal    
DOI: 10.2307/3504982     Document Type: Article
Times cited : (47)

References (182)
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    • I concentrate solely upon the 'European Community', used as an umbrella term for the three Communities upon which the European Union is based: the European Community (ex European Economic Community); the ECSC; Euratom
    • I concentrate solely upon the 'European Community', used as an umbrella term for the three Communities upon which the European Union is based: the European Community (ex European Economic Community); the ECSC; Euratom.
  • 3
    • 85190473463 scopus 로고
    • Berkeley and Los Angeles: University of California Press, From hereinafter Kelsen's works referred to most often are abbreviated
    • To 'know' and 'describe' law are given by Kelsen to be the exclusive purpose of his theory of law: Kelsen, The Pure Theory of Law (Berkeley and Los Angeles: University of California Press, 1967), p. 1. From hereinafter Kelsen's works referred to most often are abbreviated: The Pure Theory of Law as PTL; Introduction to the Problems of Legal Theory (Oxford: Clarendon Press, 1992) , tr. B. and S. Paulson, as IPLT; General Theory of Law and State (New York: Russell and Russell, 1961) as GTLS; Principles of International Law, 2nd ed., revised and edited by Robert W. Tucker (New York: Holt, Rinehart and Winston, 1966), as PIL.
    • (1967) The Pure Theory of Law , pp. 1
    • Kelsen1
  • 4
    • 0043198308 scopus 로고
    • Oxford: Clarendon Press
    • To 'know' and 'describe' law are given by Kelsen to be the exclusive purpose of his theory of law: Kelsen, The Pure Theory of Law (Berkeley and Los Angeles: University of California Press, 1967), p. 1. From hereinafter Kelsen's works referred to most often are abbreviated: The Pure Theory of Law as PTL; Introduction to the Problems of Legal Theory (Oxford: Clarendon Press, 1992) , tr. B. and S. Paulson, as IPLT; General Theory of Law and State (New York: Russell and Russell, 1961) as GTLS; Principles of International Law, 2nd ed., revised and edited by Robert W. Tucker (New York: Holt, Rinehart and Winston, 1966), as PIL.
    • (1992) The Pure Theory of Law as PTL; Introduction to the Problems of Legal Theory
  • 5
    • 0043198312 scopus 로고
    • tr. B. New York: Russell and Russell
    • To 'know' and 'describe' law are given by Kelsen to be the exclusive purpose of his theory of law: Kelsen, The Pure Theory of Law (Berkeley and Los Angeles: University of California Press, 1967), p. 1. From hereinafter Kelsen's works referred to most often are abbreviated: The Pure Theory of Law as PTL; Introduction to the Problems of Legal Theory (Oxford: Clarendon Press, 1992) , tr. B. and S. Paulson, as IPLT; General Theory of Law and State (New York: Russell and Russell, 1961) as GTLS; Principles of International Law, 2nd ed., revised and edited by Robert W. Tucker (New York: Holt, Rinehart and Winston, 1966), as PIL.
    • (1961) IPLT; General Theory of Law and State
    • Paulson, S.1
  • 6
    • 0005325837 scopus 로고
    • revised and New York: Holt, Rinehart and Winston, as PIL
    • To 'know' and 'describe' law are given by Kelsen to be the exclusive purpose of his theory of law: Kelsen, The Pure Theory of Law (Berkeley and Los Angeles: University of California Press, 1967), p. 1. From hereinafter Kelsen's works referred to most often are abbreviated: The Pure Theory of Law as PTL; Introduction to the Problems of Legal Theory (Oxford: Clarendon Press, 1992) , tr. B. and S. Paulson, as IPLT; General Theory of Law and State (New York: Russell and Russell, 1961) as GTLS; Principles of International Law, 2nd ed., revised and edited by Robert W. Tucker (New York: Holt, Rinehart and Winston, 1966), as PIL.
    • (1966) GTLS; Principles of International Law, 2nd Ed.
    • Tucker, R.W.1
  • 7
    • 0003515773 scopus 로고
    • London and Edinburgh: Butterworths, Cotterrell terms this approach 'conceptualism', but 'constructivism' has been preferred here
    • Roger Cotterrell, The Politics of Jurisprudence (London and Edinburgh: Butterworths, 1989), p. 86. Cotterrell terms this approach 'conceptualism', but 'constructivism' has been preferred here.
    • (1989) The Politics of Jurisprudence , pp. 86
    • Cotterrell, R.1
  • 8
    • 0041695325 scopus 로고    scopus 로고
    • Case 26/62, (1963) ECR 1, at 12
    • Case 26/62, (1963) ECR 1, at 12.
  • 9
  • 10
    • 0043198228 scopus 로고    scopus 로고
    • To say that theory 'creates' its object is not to say that it creates law in the way that law is created by a legal authority. This 'creation' has a purely epistemological character. See Kelsen, PTL, p. 72.
    • PTL , pp. 72
    • Kelsen1
  • 12
    • 84979126215 scopus 로고
    • Beyond the Sovereign State
    • See Neil MacCormick, 'Beyond the Sovereign State', Modern Law Review 56 (1993): 1-18; Jones, 'The Legal Nature of the European Community: A Jurisprudential Model Using H.L.A. Hart's Model of Law and Legal System', Cornell International Law Journal 17 (1984): 1-59.
    • (1993) Modern Law Review , vol.56 , pp. 1-18
    • MacCormick, N.1
  • 13
    • 84979126215 scopus 로고
    • The Legal Nature of the European Community: A Jurisprudential Model Using H.L.A. Hart's Model of Law and Legal System
    • See Neil MacCormick, 'Beyond the Sovereign State', Modern Law Review 56 (1993): 1-18; Jones, 'The Legal Nature of the European Community: A Jurisprudential Model Using H.L.A. Hart's Model of Law and Legal System', Cornell International Law Journal 17 (1984): 1-59.
    • (1984) Cornell International Law Journal , vol.17 , pp. 1-59
    • Jones1
  • 15
    • 0042697173 scopus 로고    scopus 로고
    • Case 26/62, Van Gend en Loos, (1963) ECR 1
    • Case 26/62, Van Gend en Loos, (1963) ECR 1.
  • 17
    • 0042195982 scopus 로고    scopus 로고
    • PIL, p. 251.
    • PIL , pp. 251
  • 18
    • 0042195986 scopus 로고    scopus 로고
    • PIL, p. 262.
    • PIL , pp. 262
  • 19
    • 0043198223 scopus 로고    scopus 로고
    • PIL, pp. 262-263.
    • PIL , pp. 262-263
  • 20
    • 0041695336 scopus 로고    scopus 로고
    • PIL, p. 260.
    • PIL , pp. 260
  • 21
    • 0043198221 scopus 로고    scopus 로고
    • A legal community may, for example, be validated but not constituted by international law. Section III, infra, discusses the possibility that a State legal order is validated by international law. However, such an order is not constituted by international law, since it has a prima facie claim to autonomy and validity that renders it independent from the international legal order
    • PIL, p. 262. A legal community may, for example, be validated but not constituted by international law. Section III, infra, discusses the possibility that a State legal order is validated by international law. However, such an order is not constituted by international law, since it has a prima facie claim to autonomy and validity that renders it independent from the international legal order.
    • PIL , pp. 262
  • 22
    • 0042697179 scopus 로고    scopus 로고
    • footnote 89
    • PIL, p. 264, footnote 89.
    • PIL , pp. 264
  • 23
    • 0041695335 scopus 로고    scopus 로고
    • footnote 89
    • PIL, p. 265, footnote 89.
    • PIL , pp. 265
  • 24
    • 0042195994 scopus 로고    scopus 로고
    • Case 26/62, (1963) ECR 1
    • Case 26/62, (1963) ECR 1.
  • 25
    • 0041695326 scopus 로고    scopus 로고
    • Arguments and observations of the Commission, at p. 7
    • Arguments and observations of the Commission, at p. 7.
  • 26
    • 0042697183 scopus 로고    scopus 로고
    • At p. 12
    • At p. 12.
  • 27
    • 0042195984 scopus 로고    scopus 로고
    • See, e.g., Re the Draft Treaty on a European Economic Area, Opinion 1/91 (First EEA Case), (1991) ECR 6079, para. 21 of the judgment
    • See, e.g., Re the Draft Treaty on a European Economic Area, Opinion 1/91 (First EEA Case), (1991) ECR 6079, para. 21 of the judgment.
  • 28
    • 0042697167 scopus 로고
    • Commentary on Opinions 1/91 and 1/92
    • Henry Schermers, 'Commentary on Opinions 1/91 and 1/92', Common Market Law Review 29 (1992): 991-1009, p. 1004.
    • (1992) Common Market Law Review , vol.29 , pp. 991-1009
    • Schermers, H.1
  • 29
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    • footnote 89
    • PIL, p. 265, footnote 89.
    • PIL , pp. 265
  • 30
    • 0042697178 scopus 로고    scopus 로고
    • PTL, pp. 30-31.
    • PTL , pp. 30-31
  • 31
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    • Making Sense of Integration: A Philosophy of Law for the European Community
    • Ian Ward, 'Making Sense of Integration: A Philosophy of Law for the European Community', Journal of European Integration 17 (1993): 101-136, at p. 132.
    • (1993) Journal of European Integration , vol.17 , pp. 101-136
    • Ward, I.1
  • 32
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    • A Model of the European Communities' Legal System
    • Dowrick, 'A Model of the European Communities' Legal System', Yearbook of European Law 3 (1983): 169-237.
    • (1983) Yearbook of European Law , vol.3 , pp. 169-237
    • Dowrick1
  • 33
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    • The European Court of Justice: Taking Rights Seriously?
    • Coppel and O'Neill, 'The European Court of Justice: Taking Rights Seriously?', Legal Studies 12 (1992): 227-245; Ward, 'Making Sense of Integration: A Philosophy of Law for the European Community', Journal of European Integration 17 (1993): 101-136.
    • (1992) Legal Studies , vol.12 , pp. 227-245
    • Coppel1    O'Neill2
  • 34
    • 0010930922 scopus 로고
    • Making Sense of Integration: A Philosophy of Law for the European Community
    • Coppel and O'Neill, 'The European Court of Justice: Taking Rights Seriously?', Legal Studies 12 (1992): 227-245; Ward, 'Making Sense of Integration: A Philosophy of Law for the European Community', Journal of European Integration 17 (1993): 101-136.
    • (1993) Journal of European Integration , vol.17 , pp. 101-136
    • Ward1
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    • London: Butterworths
    • Ronald Dworkin, Taking Rights Seriously (London: Butterworths, 1977), p. 101, quoted in Neil MacCormick, 'Jurisprudence and the Constitution', Current Legal Problems 36 (1983): 13-30, p. 23.
    • (1977) Taking Rights Seriously , pp. 101
    • Dworkin, R.1
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    • Jurisprudence and the Constitution
    • Ronald Dworkin, Taking Rights Seriously (London: Butterworths, 1977), p. 101, quoted in Neil MacCormick, 'Jurisprudence and the Constitution', Current Legal Problems 36 (1983): 13-30, p. 23.
    • (1983) Current Legal Problems , vol.36 , pp. 13-30
    • MacCormick, N.1
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    • 0041695334 scopus 로고    scopus 로고
    • 'Jurisprudence . . . '
    • If, as Dworkin's theory requires, we must refer to a set of institutions in order to "filter out of background morality a set of principles which 'fit' the said institutions . . . , then it follows that some procedure must exist for identifying the institutions independently of either background morality or a fortiori institutional morality"; see Neil MacCormick, op. cit. ('Jurisprudence . . . '), p. 24.
    • Current Legal Problems , pp. 24
    • MacCormick, N.1
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    • 0042195993 scopus 로고    scopus 로고
    • The statement "something ought to be" describes a norm while the statement "something is" describes an existent fact
    • The statement "something ought to be" describes a norm while the statement "something is" describes an existent fact (PTL, pp. 5-6).
    • PTL , pp. 5-6
  • 39
    • 0042697175 scopus 로고    scopus 로고
    • Only in this way can the command of a gangster be distinguished from the command of a tax-man
    • Only in this way can the command of a gangster be distinguished from the command of a tax-man.
  • 40
    • 0009327079 scopus 로고    scopus 로고
    • Oxford: Clarendon Press
    • The term 'chain of validity' is not used by Kelsen but I have adopted it from Joseph Raz, The Concept of a Legal System, 2nd ed. (Oxford: Clarendon Press, 1980). It is also used by Paulson in his translation of the first edition of Reine Rechtslehre, IPLT.
    • (1980) The Concept of a Legal System, 2nd Ed.
    • Raz, J.1
  • 41
    • 0042195992 scopus 로고    scopus 로고
    • The term 'chain of validity' is not used by Kelsen but I have adopted it from Joseph Raz, The Concept of a Legal System, 2nd ed. (Oxford: Clarendon Press, 1980). It is also used by Paulson in his translation of the first edition of Reine Rechtslehre, IPLT.
    • Reine Rechtslehre, IPLT
    • Paulson1
  • 42
    • 0041695337 scopus 로고    scopus 로고
    • PTL, p. 8.
    • PTL , pp. 8
  • 44
    • 0042697267 scopus 로고    scopus 로고
    • The constitutive Treaties of the Community: the European Community [EC] Treaty (renaming the European Economic Community founded by the Treaty Establishing the European Economic Community [EEC]); the Treaty Establishing the European Coal and Steel Community [ECSC]; the Treaty Establishing the European Atomic Energy Community [Euratom]; the Single European Act [SEA]; the Treaty on European Union [TEU]
    • The constitutive Treaties of the Community: the European Community [EC] Treaty (renaming the European Economic Community founded by the Treaty Establishing the European Economic Community [EEC]); the Treaty Establishing the European Coal and Steel Community [ECSC]; the Treaty Establishing the European Atomic Energy Community [Euratom]; the Single European Act [SEA]; the Treaty on European Union [TEU].
  • 45
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    • Kelsen draws a distinction between a dynamic and a static legal order. In the latter, validity is dependent on content, in the former, on creation. See PTL, pp. 195-198.
    • PTL , pp. 195-198
    • Kelsen1
  • 46
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    • Variola v Amministrazione italiana delle Finanze, Case 34/73 (1973) ECR 981, paragraph 8 of the judgment
    • Variola v Amministrazione italiana delle Finanze, Case 34/73 (1973) ECR 981, paragraph 8 of the judgment.
  • 47
    • 0042697269 scopus 로고    scopus 로고
    • Draft amendment to the EEC Treaty, proposed by the European Parliament, 18 April 1991, OJ C129, 20.5.91, p. 136, at p. 138
    • Draft amendment to the EEC Treaty, proposed by the European Parliament, 18 April 1991, OJ C129, 20.5.91, p. 136, at p. 138.
  • 48
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    • Draft amendment to the EEC Treaty, proposed by the Commission, EC Supplement 2/91 p. 117, at p. 121
    • Draft amendment to the EEC Treaty, proposed by the Commission, EC Supplement 2/91 p. 117, at p. 121.
  • 50
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    • PTL, p. 221.
    • PTL , pp. 221
  • 51
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    • GTLS, p. 124.
    • GTLS , pp. 124
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    • These grounds of review are set out also in Articles 33 ECSC and 146 Euratom
    • These grounds of review are set out also in Articles 33 ECSC and 146 Euratom.
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    • The European Court and the Legal Basis of Community Legislation
    • Kieran Bradley, 'The European Court and the Legal Basis of Community Legislation', European Law Review 13 (1988): 379-402, p. 379.
    • (1988) European Law Review , vol.13 , pp. 379-402
    • Bradley, K.1
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    • PTL, pp. 199-201.
    • PTL , pp. 199-201
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    • See (IV/M53) OJ 1991 L334/42
    • See (IV/M53) OJ 1991 L334/42.
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    • Regulation 4064/89/EEC (Merger Control Regulation, OJ 1989 L395), under Article 2
    • Regulation 4064/89/EEC (Merger Control Regulation, OJ 1989 L395), under Article 2.
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    • Article 189 EC
    • Article 189 EC.
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    • GTLS, p. 124.
    • GTLS , pp. 124
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    • PTL, p. 222.
    • PTL , pp. 222
  • 62
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    • PTL, p. 222.
    • PTL , pp. 222
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    • notes, rank with general provisions of the basic Treaties as major constitutional provisions
    • For example, the Decision to Replace Financial Contributions from Member States by the Communities' Own Resources, 21 April 1970, and the Decision on Direct Elections to the European Parliament, 20 September 1976, which, Dowrick (op. cit., p. 181) notes, rank with general provisions of the basic Treaties as major constitutional provisions.
    • PTL , pp. 181
    • Dowrick1
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    • Kelsen's term 'Grundnorm' is translated 'basic norm' in the English versions of his texts
    • Kelsen's term 'Grundnorm' is translated 'basic norm' in the English versions of his texts.
  • 65
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    • PTL, p. 218.
    • PTL , pp. 218
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    • IPLT, p. 58; PTL, p. 202, p. 218.
    • IPLT , pp. 58
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    • IPLT, p. 58; PTL, p. 202, p. 218.
    • PTL , pp. 202
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    • The basic norm in the case of a national legal order may be formulated as follows: "Coercive acts sought to be performed under the conditions and in the manner which the historically first constitution, and the norms created according to it, prescribe. (In short: One ought to behave as the constitution prescribes.)" (PTL, p. 201).
    • PTL , pp. 201
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    • PTL, p. 202
    • PTL , pp. 202
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    • PTL, p. 205.
    • PTL , pp. 205
  • 71
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    • PTL, p. 205.
    • PTL , pp. 205
  • 72
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    • PTL, p. 199.
    • PTL , pp. 199
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    • PTL, p. 209.
    • PTL , pp. 209
  • 74
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    • PTL, p. 209.
    • PTL , pp. 209
  • 75
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    • PTL, p. 223.
    • PTL , pp. 223
  • 76
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    • GTLS, p. 126; PTL, pp. 221-224.
    • GTLS , pp. 126
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    • GTLS, p. 126; PTL, pp. 221-224.
    • PTL , pp. 221-224
  • 78
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    • Case 6/64, (1964) ECR 585
    • Case 6/64, (1964) ECR 585.
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    • At p. 593
    • At p. 593.
  • 80
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    • At p. 594
    • At p. 594.
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    • Liberalism, Nationalism, and the Post-Sovereign State
    • in Bellamy, R., and Castiglione, D. (eds.), Oxford: Blackwell
    • Neil MacCormick, 'Liberalism, Nationalism, and the Post-Sovereign State', in Bellamy, R., and Castiglione, D. (eds.), Constitutionalism in Transformation: European and Theoretical Perspectives (Oxford: Blackwell, 1996), pp. 141-155.
    • (1996) Constitutionalism in Transformation: European and Theoretical Perspectives , pp. 141-155
    • MacCormick, N.1
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    • The Autonomy of the Community Legal Order - An Analysis of Possible Foundations
    • Schilling, 'The Autonomy of the Community Legal Order - An Analysis of Possible Foundations', Harvard International Law Journal 37 (1996): 389-409, p. 407.
    • (1996) Harvard International Law Journal , vol.37 , pp. 389-409
    • Schilling1
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    • The Autonomy of the Community Legal Order -Through the Looking Glass
    • Weiler and Haltern, 'The Autonomy of the Community Legal Order -Through the Looking Glass', Harvard International Law Journal 37 (1996): 411-448, p. 433.
    • (1996) Harvard International Law Journal , vol.37 , pp. 411-448
    • Weiler1    Haltern2
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    • See, for example, the Brunner decision: Judgment of Oct. 12, 1993, BverfG, 89 BVerfGE 155 (Brunner v Treaty on European Union); English translation
    • See, for example, the Brunner decision: Judgment of Oct. 12, 1993, BverfG, 89 BVerfGE 155 (Brunner v Treaty on European Union); English translation CMLR 1 (1994): 57-108.
    • (1994) CMLR , vol.1 , pp. 57-108
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    • E.g. Van Gend, Case 26/62, (1963) ECR 1; Costa v ENEL, Case 6/64, (1964) ECR 585
    • E.g. Van Gend, Case 26/62, (1963) ECR 1; Costa v ENEL, Case 6/64, (1964) ECR 585.
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    • See, e.g., Polydor, Case 270/80, (1982) ECR 329
    • See, e.g., Polydor, Case 270/80, (1982) ECR 329.
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    • Legal Approaches to European Integration: The Role of the Court and Legislator in the Completion of the European Common Market
    • Easson, 'Legal Approaches to European Integration: The Role of the Court and Legislator in the Completion of the European Common Market', Revue d'integration européenne 12 (1989): 101-119, p. 103.
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    • Internationale Handelsgesellschaft v EVGF, decision of the Bundesverfassungsgericht, 29 May 1974, CMLR2 (1974) at 549, para. 19 of the judgment
    • Internationale Handelsgesellschaft v EVGF, decision of the Bundesverfassungsgericht, 29 May 1974, CMLR2 (1974) at 549, para. 19 of the judgment.
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    • Schilling, op. cit., pp. 390-395.
    • Schilling1
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    • Liège: Presses universitaires de Liège
    • E.g. Pescatore notes two occasions on which the Treaties were amended through international law as opposed to the procedures prescribed within them: Pierre Pescatore, L'ordre juridique des Communautés europeénnes (Liège: Presses universitaires de Liège, 1975), pp. 62-63.
    • (1975) L'ordre Juridique des Communautés Europeénnes , pp. 62-63
    • Pescatore, P.1
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    • Cours générale de droit communautaire
    • "Il n'est pas indifférent de savoir si l'on doit qualifier le Traité de traité international ou de constitution."
    • Jacqué, 'Cours générale de droit communautaire', Collected Courses of the Academy of European Law I.1 (1990): 237-359, p. 256: "Il n'est pas indifférent de savoir si l'on doit qualifier le Traité de traité international ou de constitution."
    • (1990) Collected Courses of the Academy of European Law I. , vol.1 , pp. 237-359
    • Jacqué1
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    • PTL, p. 198.
    • PTL , pp. 198
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    • Van Gend, Case 26/62, (1963) ECR 1
    • Van Gend, Case 26/62, (1963) ECR 1.
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    • Opinion 1/91, 14 December 1991, (1991) ECR1-6079, paragraph 21 of the judgment
    • Opinion 1/91, 14 December 1991, (1991) ECR1-6079, paragraph 21 of the judgment.
  • 101
    • 0042196002 scopus 로고    scopus 로고
    • Les Verts-Parti Ecologiste v European Parliament, Case 294/83, (1986) ECR 1339, para. 23 of the judgment
    • Les Verts-Parti Ecologiste v European Parliament, Case 294/83, (1986) ECR 1339, para. 23 of the judgment.
  • 102
    • 0042697268 scopus 로고    scopus 로고
    • Internationale Handelsgesellschaft v EVGF, decision of the Bundesverfassungsgericht, 29 May 1974, CMLR 2 (1974) at 549, para. 19 of the judgment
    • Internationale Handelsgesellschaft v EVGF, decision of the Bundesverfassungsgericht, 29 May 1974, CMLR 2 (1974) at 549, para. 19 of the judgment.
  • 103
    • 0043198241 scopus 로고    scopus 로고
    • "Le caractère constitutionnel des traités se manifeste essentiellement dans l'exclusion du jeu des règles de droit international en ce qui concerne la révision des traités"
    • Jean Paul Jacqué, op. cit., p. 269: "Le caractère constitutionnel des traités se manifeste essentiellement dans l'exclusion du jeu des règles de droit international en ce qui concerne la révision des traités".
    • The Law of the United Nations , pp. 269
    • Jacqué, J.P.1
  • 104
    • 0041695351 scopus 로고    scopus 로고
    • Under the Vienna Convention on the Law of Treaties, signed on 23 May 1968
    • Under the Vienna Convention on the Law of Treaties, signed on 23 May 1968.
  • 105
    • 0043198242 scopus 로고    scopus 로고
    • The procedure laid down by the Treaties regarding their revision is to be found in Article N(1) of the Treaty on European Union, which basically repeats the content of the old Articles 236 EEC, 204 Euratom and 96 ECSC, which were repealed by the TEU
    • The procedure laid down by the Treaties regarding their revision is to be found in Article N(1) of the Treaty on European Union, which basically repeats the content of the old Articles 236 EEC, 204 Euratom and 96 ECSC, which were repealed by the TEU.
  • 107
    • 0042195996 scopus 로고    scopus 로고
    • Defrenne v Sabena, Case 43/75 (1976) ECR 455, at para. 58 of the judgment
    • Defrenne v Sabena, Case 43/75 (1976) ECR 455, at para. 58 of the judgment.
  • 108
    • 0042196003 scopus 로고    scopus 로고
    • Reply of the Council to written question 398/77, OJ C 270, 10 November 1977, 18
    • Reply of the Council to written question 398/77, OJ C 270, 10 November 1977, 18.
  • 109
    • 0042697236 scopus 로고    scopus 로고
    • Kelsen, GTLS, p. 62, PTL, p. 116.
    • GTLS , pp. 62
    • Kelsen1
  • 110
    • 0042697237 scopus 로고    scopus 로고
    • Kelsen, GTLS, p. 62, PTL, p. 116.
    • PTL , pp. 116
  • 111
    • 4243935985 scopus 로고
    • Y a-t-il des limites matérielles à la révision des traités instituant les communautés européennes?
    • José Luís da Cruz Vilaça and Nuno Piçarra, 'Y a-t-il des limites matérielles à la révision des traités instituant les communautés européennes?', Cahiers de droit européen 1-2 (1993): 3-37, p. 16.
    • (1993) Cahiers de Droit Européen , vol.1-2 , pp. 3-37
    • Da Cruz Vilaça, J.L.1    Piçarra, N.2
  • 114
    • 0041695330 scopus 로고
    • When and Why Does the Grundnorm Change?
    • Harris, 'When and Why Does the Grundnorm Change?' Cambridge Law Journal 29 (1971): 103-133, p. 122.
    • (1971) Cambridge Law Journal , vol.29 , pp. 103-133
    • Harris1
  • 115
    • 0043198306 scopus 로고    scopus 로고
    • This is so in the absence of a written constitutional norm validating custom as a source of law: see infra p. 19
    • This is so in the absence of a written constitutional norm validating custom as a source of law: see infra p. 19.
  • 116
    • 0043198228 scopus 로고    scopus 로고
    • In PTL Kelsen also suggests that custom is created by an act of will "individual or collective" (pp. 225-226), which Harris interprets as authorising the population at large "to fashion the ultimate norms of the constitution in any way which meets with general approval"
    • Kelsen's suggested Grundnorm of international law is: "Coercion of State against State ought to be exercised under the conditions and in the manner, that conforms with the custom constituted by the actual behaviour of the States" (Kelsen, PTL, p. 216). In PTL Kelsen also suggests that custom is created by an act of will "individual or collective" (pp. 225-226), which Harris interprets as authorising the population at large "to fashion the ultimate norms of the constitution in any way which meets with general approval":
    • PTL , pp. 216
    • Kelsen1
  • 117
    • 0041695349 scopus 로고    scopus 로고
    • ('When and why . . . '), Harris thus formulates the Grundnorm of the United Kingdom (which has no written constitution) as: "Coercive acts ought to be applied only under the conditions and in the ways customarily recognised as constitutional from time to time by the population at large" (p. 111). Harris' interpretation has been followed here
    • Harris, op. cit. ('When and why . . . '), p. 111. Harris thus formulates the Grundnorm of the United Kingdom (which has no written constitution) as: "Coercive acts ought to be applied only under the conditions and in the ways customarily recognised as constitutional from time to time by the population at large" (p. 111). Harris' interpretation has been followed here.
    • PTL , pp. 111
    • Harris1
  • 118
    • 0004220262 scopus 로고    scopus 로고
    • Oxford: Clarendon Press
    • Hart, The Concept of Law (Oxford: Clarendon Press, 1961), p. 97.
    • (1961) The Concept of Law , pp. 97
    • Hart1
  • 120
    • 0004690086 scopus 로고    scopus 로고
    • Oxford: Clarendon Press
    • Harris, Law and Legal Science (Oxford: Clarendon Press, 1979), p. 74.
    • (1979) Law and Legal Science , pp. 74
    • Harris1
  • 121
    • 0004690086 scopus 로고    scopus 로고
    • ('When and why . . . ') footnote 57a
    • Harris, op. cit. ('When and why . . . '), p. 117, footnote 57a.
    • Law and Legal Science , pp. 117
    • Harris1
  • 122
    • 0043198236 scopus 로고
    • Validity and the Basic Norm
    • particularly pp. 699-701, for an opposing view
    • See Graham Hughes, 'Validity and the Basic Norm', California Law Review 59 (1971): 695-714, particularly pp. 699-701, for an opposing view.
    • (1971) California Law Review , vol.59 , pp. 695-714
    • Hughes, G.1
  • 123
    • 0040606268 scopus 로고
    • The Function of a Constitution
    • tr. Ian Stewart, in Tur and Twining (eds.), Oxford: Clarendon Press
    • Kelsen, 'The Function of a Constitution', tr. Ian Stewart, in Tur and Twining (eds.), Essays on Kelsen (Oxford: Clarendon Press, 1986), pp. 109-119, p. 117.
    • (1986) Essays on Kelsen , pp. 109-119
    • Kelsen1
  • 124
    • 85048997511 scopus 로고
    • On the Pure Theory of Law
    • 1
    • Kelsen, 'On the Pure Theory of Law', 1 Israel Law Review 1 (1966): 1-7, p. 6.
    • (1966) Israel Law Review , vol.1 , pp. 1-7
    • Kelsen1
  • 125
    • 0042697234 scopus 로고    scopus 로고
    • 'The Function of a Constitution'
    • Kelsen, op. cit. ('The Function of a Constitution'), p. 117.
    • Israel Law Review , pp. 117
    • Kelsen1
  • 126
    • 0004690086 scopus 로고    scopus 로고
    • op. cit.
    • Harris, op. cit. (Law and Legal Science), p. 79, referring to H. Vaihinger, The Philosophy of 'As If' (1924), pp. 85-90.
    • Law and Legal Science , pp. 79
    • Harris1
  • 129
    • 0043198307 scopus 로고    scopus 로고
    • PTL, p. 328.
    • PTL , pp. 328
  • 130
    • 0043198289 scopus 로고    scopus 로고
    • 'Beyond the Sovereign State'
    • MacCormick, op. cit. ('Beyond the Sovereign State'), p. 9
    • PTL , pp. 9
    • MacCormick1
  • 131
    • 0004690086 scopus 로고    scopus 로고
    • op. cit. "The expression 'developed legal system' is commonly used to refer to the typical panoply of such institutions to be found in a contemporary industrialized society"
    • Harris, op. cit. (Law and Legal Science), p. 13: "The expression 'developed legal system' is commonly used to refer to the typical panoply of such institutions to be found in a contemporary industrialized society".
    • Law and Legal Science , pp. 13
    • Harris1
  • 132
    • 0042196029 scopus 로고    scopus 로고
    • This objection to the monist theory is made by MacCormick in 'Beyond the Sovereign State', but he then retracts in 'Liberalism, Nationalism, and the Post-Sovereign State' (p. 8.), saying that Kelsen does take the internal point of view into account. If this is so, it is no longer clear why he prefers the Hartian over the Kelsenian model
    • This objection to the monist theory is made by MacCormick in 'Beyond the Sovereign State', but he then retracts in 'Liberalism, Nationalism, and the Post-Sovereign State' (p. 8.), saying that Kelsen does take the internal point of view into account. If this is so, it is no longer clear why he prefers the Hartian over the Kelsenian model.
  • 133
    • 0003880778 scopus 로고    scopus 로고
    • Oxford: Clarendon Press, Ronald Dworkin puts this idea in a slightly different way: "When Kelsen says that if international and municipal law conflicted, we could not speak of them both as valid at the same time, he means that someone who had to decide what he ought to do - a judge for instance - could not treat them both as valid in the conclusory sense, could not, in Kelsen's phrase, serve two masters": 'Comments on the Unity of Law Doctrine'
    • Raz, The Authority of Law (Oxford: Clarendon Press, 1979), p. 138. Ronald Dworkin puts this idea in a slightly different way: "When Kelsen says that if international and municipal law conflicted, we could not speak of them both as valid at the same time, he means that someone who had to decide what he ought to do - a judge for instance - could not treat them both as valid in the conclusory sense, could not, in Kelsen's phrase, serve two masters": 'Comments on the Unity of Law Doctrine', in Kiefer and Munitz (eds.), Ethics and Social Justice (Albany: State University of New York Press, 1968), p. 200, at p. 201). For criticism of Kelsen, see Hart, 'Kelsen's Doctrine of the Unity of Law', in the same volume (p. 171).
    • (1979) The Authority of Law , pp. 138
    • Raz1
  • 134
    • 0042196049 scopus 로고
    • Albany: State University of New York Press
    • Raz, The Authority of Law (Oxford: Clarendon Press, 1979), p. 138. Ronald Dworkin puts this idea in a slightly different way: "When Kelsen says that if international and municipal law conflicted, we could not speak of them both as valid at the same time, he means that someone who had to decide what he ought to do - a judge for instance - could not treat them both as valid in the conclusory sense, could not, in Kelsen's phrase, serve two masters": 'Comments on the Unity of Law Doctrine', in Kiefer and Munitz (eds.), Ethics and Social Justice (Albany: State University of New York Press, 1968), p. 200, at p. 201). For criticism of Kelsen, see Hart, 'Kelsen's Doctrine of the Unity of Law', in the same volume (p. 171).
    • (1968) Ethics and Social Justice , pp. 200
    • Kiefer1    Munitz2
  • 135
    • 0041695391 scopus 로고    scopus 로고
    • in the same volume
    • Raz, The Authority of Law (Oxford: Clarendon Press, 1979), p. 138. Ronald Dworkin puts this idea in a slightly different way: "When Kelsen says that if international and municipal law conflicted, we could not speak of them both as valid at the same time, he means that someone who had to decide what he ought to do - a judge for instance - could not treat them both as valid in the conclusory sense, could not, in Kelsen's phrase, serve two masters": 'Comments on the Unity of Law Doctrine', in Kiefer and Munitz (eds.), Ethics and Social Justice (Albany: State University of New York Press, 1968), p. 200, at p. 201). For criticism of Kelsen, see Hart, 'Kelsen's Doctrine of the Unity of Law', in the same volume (p. 171).
    • Kelsen's Doctrine of the Unity of Law , pp. 171
    • Hart1
  • 136
    • 0042583101 scopus 로고
    • Berkeley: University of California Press
    • Kelsen, What is Justice (Berkeley: University of California Press, 1960), p. 284.
    • (1960) What Is Justice , pp. 284
    • Kelsen1
  • 137
    • 0042196040 scopus 로고    scopus 로고
    • note 82
    • PTL, p. 218, note 82.
    • PTL , pp. 218
  • 138
    • 0003880778 scopus 로고    scopus 로고
    • op. cit. In his discussion of the point of view of legal science, Raz comments that the legal scientist does not only describe a point of view but actually adopts one, although it is adopted in a "special professional and uncommitted sense" (p. 143)
    • Raz, op. cit. (The Authority of Law), p. 140. In his discussion of the point of view of legal science, Raz comments that the legal scientist does not only describe a point of view but actually adopts one, although it is adopted in a "special professional and uncommitted sense" (p. 143).
    • The Authority of Law , pp. 140
    • Raz1
  • 139
    • 0042196034 scopus 로고    scopus 로고
    • IPLT, p. 120.
    • IPLT , pp. 120
  • 140
    • 0043198297 scopus 로고    scopus 로고
    • PTL, pp. 333-339.
    • PTL , pp. 333-339
  • 141
    • 0043198289 scopus 로고    scopus 로고
    • ('Liberalism . . . '), where he suggests that the monist theory can offer three models of the relationship between national, international and Community law. He assumes that the Grundnorm will be pre-supposed in relation only to the international legal order, and so discusses models equivalent to the first, second and seventh proposed here
    • Compare Neil MacCormick, op. cit. ('Liberalism . . . '), where he suggests that the monist theory can offer three models of the relationship between national, international and Community law. He assumes that the Grundnorm will be pre-supposed in relation only to the international legal order, and so discusses models equivalent to the first, second and seventh proposed here.
    • PTL
    • MacCormick, N.1
  • 142
    • 0042196033 scopus 로고    scopus 로고
    • PTL, p. 337.
    • PTL , pp. 337
  • 143
    • 0041695392 scopus 로고    scopus 로고
    • PTL, p. 333.
    • PTL , pp. 333
  • 144
    • 0041695402 scopus 로고    scopus 로고
    • "Since international law regulates the behavior of states, it must determine what is a 'state' in the sense of international law - it must determine . . . under what conditions their acts are to be regarded as acts of state, that is, legal acts in the meaning of international law". The European Community regulates the behaviour of its members, and so must determine, in this model, under what conditions their acts are to be regarded as acts in the meaning of Community law
    • PTL, p. 337: "Since international law regulates the behavior of states, it must determine what is a 'state' in the sense of international law - it must determine . . . under what conditions their acts are to be regarded as acts of state, that is, legal acts in the meaning of international law". The European Community regulates the behaviour of its members, and so must determine, in this model, under what conditions their acts are to be regarded as acts in the meaning of Community law.
    • PTL , pp. 337
  • 145
    • 0041695396 scopus 로고    scopus 로고
    • At time of writing the UK, Ireland and Denmark (1972), Greece (1981), Spain and Portugal (1986), Austria, Finland and Sweden (1995)
    • At time of writing the UK, Ireland and Denmark (1972), Greece (1981), Spain and Portugal (1986), Austria, Finland and Sweden (1995).
  • 146
    • 0042697241 scopus 로고    scopus 로고
    • Belgium, Germany, France, Italy, Luxembourg and the Netherlands
    • Belgium, Germany, France, Italy, Luxembourg and the Netherlands.
  • 147
    • 0042196028 scopus 로고    scopus 로고
    • The legal order in the narrower sense "comprises the norms of the constitution and the norms created - in accordance with the constitution - by the acts of legislation, jurisdiction, and administration. The national legal order in the wider sense includes the recognized international law. Figuratively speaking we may say: the state which recognizes international law thereby submits to international law". However, the ultimate reason for the national legal order's validity is not international law's principle of efficacy but the Grundnorm presupposed in relation to it
    • The legal order in the narrower sense "comprises the norms of the constitution and the norms created - in accordance with the constitution - by the acts of legislation, jurisdiction, and administration. The national legal order in the wider sense includes the recognized international law. Figuratively speaking we may say: the state which recognizes international law thereby submits to international law". However, the ultimate reason for the national legal order's validity is not international law's principle of efficacy but the Grundnorm presupposed in relation to it.
  • 148
    • 0043198246 scopus 로고    scopus 로고
    • PTL, p. 332.
    • PTL , pp. 332
  • 149
    • 0042195981 scopus 로고    scopus 로고
    • Case 6/64 Costa v ENEL (1964) ECR 585
    • Case 6/64 Costa v ENEL (1964) ECR 585.
  • 150
    • 0041695397 scopus 로고
    • Judgment of Oct. 12, BverfG, 89 BVerfGE 155
    • Brunner, Judgment of Oct. 12, 1993, BverfG, 89 BVerfGE 155 (Brunner v Treaty on European Union); English translation (1994) 1 Common Market Law Reports 57. This case involved a challenge to the validity of Germany's accession to the Maastricht Treaty: see Neil MacCormick's article 'The Maastricht-Urteil: Sovereignty Now', European Law Journal 1 (1995): 259-266.
    • (1993) Brunner
  • 151
    • 0041695388 scopus 로고
    • English translation
    • Brunner, Judgment of Oct. 12, 1993, BverfG, 89 BVerfGE 155 (Brunner v Treaty on European Union); English translation (1994) 1 Common Market Law Reports 57. This case involved a challenge to the validity of Germany's accession to the Maastricht Treaty: see Neil MacCormick's article 'The Maastricht-Urteil: Sovereignty Now', European Law Journal 1 (1995): 259-266.
    • (1994) Brunner v Treaty on European Union , pp. 1
  • 152
    • 0042196041 scopus 로고    scopus 로고
    • This case involved a challenge to the validity of Germany's accession to the Maastricht Treaty
    • Brunner, Judgment of Oct. 12, 1993, BverfG, 89 BVerfGE 155 (Brunner v Treaty on European Union); English translation (1994) 1 Common Market Law Reports 57. This case involved a challenge to the validity of Germany's accession to the Maastricht Treaty: see Neil MacCormick's article 'The Maastricht-Urteil: Sovereignty Now', European Law Journal 1 (1995): 259-266.
    • Common Market Law Reports , vol.57
  • 153
    • 84982531124 scopus 로고
    • The Maastricht-Urteil: Sovereignty Now
    • Brunner, Judgment of Oct. 12, 1993, BverfG, 89 BVerfGE 155 (Brunner v Treaty on European Union); English translation (1994) 1 Common Market Law Reports 57. This case involved a challenge to the validity of Germany's accession to the Maastricht Treaty: see Neil MacCormick's article 'The Maastricht-Urteil: Sovereignty Now', European Law Journal 1 (1995): 259-266.
    • (1995) European Law Journal , vol.1 , pp. 259-266
    • MacCormick, N.1
  • 154
    • 0042196035 scopus 로고    scopus 로고
    • Neil MacCormick evaluates each model on its plausibility in relation to actual Community practice, but Kelsen's conceptual approach rejects such empirical testing of his theory
    • Neil MacCormick evaluates each model on its plausibility in relation to actual Community practice, but Kelsen's conceptual approach rejects such empirical testing of his theory.
  • 155
    • 0041695410 scopus 로고    scopus 로고
    • PTL, p. 346.
    • PTL , pp. 346
  • 156
    • 0042697251 scopus 로고    scopus 로고
    • PTL, p. 346.
    • PTL , pp. 346
  • 157
    • 0043198285 scopus 로고    scopus 로고
    • Looking back tO Kelsen's earlier preference for the primacy of international law in the light of this later work, it is possible to identify the 'non-scientific, political' considerations upon which he bases his choice: he "values the idea of a legal organization of the world" and so rejects the concept of sovereignty and opposes the primacy of the nation state model on the grounds that it has the consequence of 'denaturing' international law's function of co-ordinating all states
    • PTL, p. 346. Looking back tO Kelsen's earlier preference for the primacy of international law in the light of this later work, it is possible to identify the 'non-scientific, political' considerations upon which he bases his choice: he "values the idea of a legal organization of the world" and so rejects the concept of sovereignty and opposes the primacy of the nation state model on the grounds that it has the consequence of 'denaturing' international law's function of co-ordinating all states (IPLT, p. 117).
    • PTL , pp. 346
  • 158
    • 0041695401 scopus 로고    scopus 로고
    • PTL, p. 346. Looking back tO Kelsen's earlier preference for the primacy of international law in the light of this later work, it is possible to identify the 'non- scientific, political' considerations upon which he bases his choice: he "values the idea of a legal organization of the world" and so rejects the concept of sovereignty and opposes the primacy of the nation state model on the grounds that it has the consequence of 'denaturing' international law's function of co-ordinating all states (IPLT, p. 117).
    • IPLT , pp. 117
  • 159
    • 0041695399 scopus 로고    scopus 로고
    • IPLT, pp. 115-116.
    • IPLT , pp. 115-116
  • 160
    • 0040777716 scopus 로고    scopus 로고
    • The European Constitution and the Nation State
    • Ian Ward, 'The European Constitution and the Nation State', Oxford Journal of Legal Studies 16 (1996): 161-174, p. 165.
    • (1996) Oxford Journal of Legal Studies , vol.16 , pp. 161-174
    • Ward, I.1
  • 161
    • 0042697252 scopus 로고
    • Identity and Difference: The European Union and Post-modernism
    • (1995), Shaw, J., and More, G. (eds.), Oxford: Clarendon Press
    • Ian Ward, (1995), 'Identity and Difference: The European Union and Post-modernism', in Shaw, J., and More, G. (eds.), New Legal Dynamics of European Union (Oxford: Clarendon Press, 1995), pp. 15-28, p. 24.
    • (1995) New Legal Dynamics of European Union , pp. 15-28
    • Ward, I.1
  • 164
    • 0042196039 scopus 로고    scopus 로고
    • Oxford: Clarendon Press, 'The European Constitution . . . ', referring to Lord
    • Ward, op. cit. ('The European Constitution . . . '), p. 164, referring to Lord Mackenzie Stuart, 'Subsidiarity - A Busted Flush?', in D. Curtin and D. O'Keeffe (eds.), Constitutional Adjudication in European Community Law and National Law (Dublin: Butterworths, 1992), pp. 12-24.
    • New Legal Dynamics of European Union , pp. 164
    • Ward1
  • 165
    • 0041695398 scopus 로고
    • Subsidiarity - A Busted Flush?
    • D. Curtin and D. O'Keeffe (eds.), Dublin: Butterworths
    • Ward, op. cit. ('The European Constitution . . . '), p. 164, referring to Lord Mackenzie Stuart, 'Subsidiarity - A Busted Flush?', in D. Curtin and D. O'Keeffe (eds.), Constitutional Adjudication in European Community Law and National Law (Dublin: Butterworths, 1992), pp. 12-24.
    • (1992) Constitutional Adjudication in European Community Law and National Law , pp. 12-24
    • Stuart, M.1
  • 166
    • 0039334020 scopus 로고    scopus 로고
    • (Pre)conceptions in European Law
    • Ian Ward, '(Pre)conceptions in European Law', Journal of Law and Society 23 (1996): 198-212, p. 203.
    • (1996) Journal of Law and Society , vol.23 , pp. 198-212
    • Ward, I.1
  • 168
    • 35349010784 scopus 로고
    • Les rapports de système entre le droit interne et le droit international public
    • Kelsen, 'Les rapports de système entre le droit interne et le droit international public', Recueil des Cours, Académie de droit international IV 14 (1927): 231-326.
    • (1927) Recueil des Cours, Académie de Droit International , vol.4 , Issue.14 , pp. 231-326
    • Kelsen1
  • 169
    • 0042196044 scopus 로고    scopus 로고
    • GTLS, pp. 408-409; PTL, pp. 18-19, 25, 205-208, 328.
    • GTLS , pp. 408-409
  • 170
    • 0042697253 scopus 로고    scopus 로고
    • GTLS, pp. 408-409; PTL, pp. 18-19, 25, 205-208, 328.
    • PTL , pp. 18-19
  • 171
    • 0041695388 scopus 로고
    • Judgment of Oct. 12, 1993, BverfG, 89 BVerfGE 155 English translation
    • Judgment of Oct. 12, 1993, BverfG, 89 BVerfGE 155 (Brunner v Treaty on European Union); English translation (1994) 1 Common Market Law Reports 57, at para. 49 of the judgment.
    • (1994) Brunner v Treaty on European Union , pp. 1
  • 172
    • 0043198293 scopus 로고    scopus 로고
    • at para. of the judgment
    • Judgment of Oct. 12, 1993, BverfG, 89 BVerfGE 155 (Brunner v Treaty on European Union); English translation (1994) 1 Common Market Law Reports 57, at para. 49 of the judgment.
    • Common Market Law Reports , vol.57 , pp. 49
  • 173
    • 0041695411 scopus 로고    scopus 로고
    • particularly paras. of the judgment
    • Brunner, particularly paras. 54-55 of the judgment.
    • Brunner , pp. 54-55
  • 176
    • 0042697255 scopus 로고    scopus 로고
    • The Court claims that it would have the last word on the validity of Community legislation that conflicts with German constitutional provisions: Brunner, para. 49 and 99 of the judgment
    • The Court claims that it would have the last word on the validity of Community legislation that conflicts with German constitutional provisions: Brunner, para. 49 and 99 of the judgment.
  • 179
    • 0043198298 scopus 로고    scopus 로고
    • As Schilling notes, the weakness of the Hartian approach "lies in its appeal to a reasonable interpretation" of conflicting laws (op. cit., p. 399).
    • The Maastricht-Urteil , pp. 399
  • 181
    • 0042195999 scopus 로고
    • A Case Study of Legal Architecture: The Hans Kelsen of the Oliver Wendell Holmes Lectures: Public International Law Pragmatist
    • Hans Kelsen, Law and Peace in International Relations: The Oliver Wendell Holmes Lectures, (1942), pp. 54-55, quoted in David Kennedy, 'A Case Study of Legal Architecture: The Hans Kelsen of the Oliver Wendell Holmes Lectures: Public International Law Pragmatist', Current Legal Theory XIII 1 (1995): 33-60, p. 49.
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    • preface
    • GTLS, preface, p. xvii.
    • GTLS


* 이 정보는 Elsevier사의 SCOPUS DB에서 KISTI가 분석하여 추출한 것입니다.