Whistleblower Law: A Guide to Legal Protections for Corporate Employees

Whistleblower Law: A Guide to Legal Protections for Corporate Employees

Volumn , Issue , 2004, Pages 1-287

  Kohn, Stephen M ^a   Kohn, Michael D ^a   Colapinto, David K ^a  

^a Kohn and Colapinto   (United States)

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EID: 85081066456     PISSN: None     EISSN: None     Source Type: Book    
DOI: None     Document Type: Book

References (137)

1. Senate Judiciary Committee Report, ‘The Corporate and Criminal Fraud Accountability Act of 2002,” Senate Report No. 107-146 (May 6, 2002).
2. Congressional Record, pp. S7412-21 (July 26, 2002)
3. Polizzi v Gibbs & Hill, Inc., 87-ERA-38, Order Rejecting in Part, etc., by SOL, at 2-3 (July 18,1989).
4. Morefield v Exelon Services, Inc., 2004-SOX-2, D&O of ALJ, p. 2 (January 28, 2004)
5. DSzO of SOL, at 3 (March 17,1995).
6. National Railroad v Morgan, 536 U.S. 101, 112-13 (2002)
7. English v Whitfield, 858 F.2d 957, 961 (4th Cir. 1988).
8. National Railroad v Morgan, 536 U.S. 101,115-16 (2002).
9. National Railroad v Morgan, 536 U.S. 101,115-16 (2002).
10. National Railroad v Morgan, 536 U.S. 101,115, n. (2002).
11. Connecticut Light & Power v Department of Labor, 85 F.3d 89, 96 (2nd Cir. 1996).
12. McCafferty v Centerion, 96-ERA-6, Order Denying Stay by ARB (October 16, 1996).
13. Batts v TVA, 82-ERA-5, slip op. of ALJ, at 1 (May 3,1982).
14. Majors v Asea Brown Boveri, Inc., 96-ERA-33, D&O of ARB, at 1 n. 1 (August 1,1997).
15. Hemingway v Northeast Utilities, 99-ERA-14 (August 31,2000).
16. Young v Schlumberger Oil Field Services, 2000-STA-28, D&O of ARB at 10 (February 28, 2003).
17. Timmons v Mattingly Testing Services, 95-ERA-40, D&O of ARB, at 5 (June 21,1996).
18. Khandelwal v Southern California Edison, 97-ERA-6, Order of ARB (November 30, 2000).
19. O’Sullivan et al. v Northeast Nuclear Energy Co., 88-ERA-37/38, recommended D&O of ALJ, at 15-16 (August 18,1989).
20. Flor v U.S. Department of Energy, 93-TSC-l, at 9-12
21. Moore v DOE, 98-CAA-16, D&O of ARB, p. 4 (June 25, 2001).
22. Reid v Methodist Medical Center, 93-CAA-4, D&O of SOL, at 32 (April 3, 1995).
23. Robinson v Martin Marietta Services, 94-TSC-7, D&O of ARB, at 4 (September 23,1996).
24. Tracanna v Arctic Slope Inspection Svc, 97-WPC-l, D&O of ARB, at 5 n. 6 (November 6,1997).
25. Assistant SOL, et al. v Gammons Wire Feeder Corp., 87-STA-5, D&O or SOL (September 17,1987).
26. In the Matter ofSupervan, Inc., 94-SCA-14, D&O of ARB, p. 5 (September 30, 2002)
27. Timmons v Mattingly Testing Services, 95-ERA-40, D&O or Remand by ARB, at 5-6 (June 21, 1996)
28. Kohn, Concepts and Procedures in Whistleblower Law, pp. 276-80,319-325 (Greenwood Press, Westport CT: 2000)
29. Beliveau v Naval Undersea Warfare Center, 97-SDW-6, Order Denying Motion for Reconsideration by ALJ (May 31,2000)
30. Welch v Cardinal Bankshares Corp., 2003-SOX-15, Order of ALJ requiring In Camera Inspection (August 1, 2003) and Order Compelling Discovery (August 15, 2003).
31. Diego v United Parcel Service Co., 2003-AIR-27, Order Granting Motion to Compel by ALJ, p. 2 (September 24, 2003).
32. Holden v Gulf States Utilities, 92-ERA-44, D&O of Remand by SOL, at 8 (April 14,1995).
33. Madonia v Dominicki Finer Food, 98-STA-2, Order of ARB, at 4 (January 29,1999)
34. Foley v Boston Edison Co., 97-ERA-56, Order of ARB, at 4 (February 2,1999)
35. Mackowiak v University Nuclear Systems, Inc., 82-ERA-8, D&O of remand by ALJ, at 4 (July 25,1986).
36. Morgan v United States, 298 U.S. 468 (1936).
37. National Hockey League v Metropolitan Hockey Club, 427 U.S. 639 (1976)
38. Ridings v Commonwealth Edison, 88-ERA-27, recommended order by ALJ, at 14-15 (March 10,1989).
39. Cox v Lockheed Martin, 97-ERA-17, D&O of ARB, pp. 5-6 (March 30, 2001)
40. Grafv Wackenhut Services, 1998-ERA-37, Order of recusal by ALJ (April 28, 2000).
41. Cable v Arizona Public Service Co., 90-ERA-15, D&O of SOL (November 13, 1992).
42. Johnson v Roadway Express, 99-STA-5, D&O of ARB, p. 8 (December 30, 2003)
43. Berkman v U.S. Coast Guard, 97-CAA-2/9, D&O of ARB, p. 15 (February 29, 2000).
44. Hasan v Commonwealth Edison, 99-ERA-17, D&O of ARB, p. 3 (December 28, 2000).
45. Thomas v APS, 89-ERA-19, D&O of SOL, at 22 n. 10 (September 17,1993).
46. Crosby v Hughes Aircraft Co., 85-TSC-2, D&O of SOL, at 14 (August 17,1993).
47. Boyd v Belcher Oil Co., 87-STA-9, D&O of Deputy SOL, at 3-4 (December 2, 1987).
48. Bartlik v TVA, 88-ERA-15, Final D&O of SOL, at 4-5 (April 7,1993).
49. McCafferty v Centerion, 96-ERA-6, Order of ARB, at 16 n. 23 (September 24, 1997).
50. Spencer v Hatfield Elec Co., 86-ERA-33, D&O of SOL, at 3-4 (October 24, 1988)
51. Smith v Norco Technical Sews., etc., 85-ERA-17, D&O of SOL, at 4 (October 2,1987).
52. Perez v Guthmiller Trucking Co., Inc., 87-STA-13, D&O of SOL, at 13-14, 27 (December 7,1988).
53. Kohn, Concepts and Procedures in Whistleblower Law, pp. 21-77 (Greenwood Press, 2000)
54. Kohn, Concepts and Procedures in Whistleblower Law, pp. 81-95, 201-216 (Greenwood Press, 2000)
55. Peck v Safe Air International, 2001-AIR-3, D&O of ARB, p. 6 (January 30, 2004).
56. Welch v Cardinal Bankshares Corp., 2003-SOX-15, Recommended D&O of ALJ, p. 36 (January 28, 2004)
57. Getman v Southwest Securities, 2003-SOX-8, D&O of ALJ, p. 10 (February 2, 2004).
58. Georgia Power Company v DOL, No. 01-10916, p. 15 (11th Cir. 2002)
59. Poll v R.J. Trucking, 96-STA-35, pp. 6, D&O of ARB (June 28,2002)
60. Tracanna v Arctic Slope, 97-WPC-l, D&O of ARB, p. 8 (July 31, 2001)
61. Hale v Baldwin Assocs., 85-ERA-37, recommended D&O of ALJ, at 18 (October 20,1986).
62. Reeves v Sanderson Plumbing, 120 S. Ct. 2097, 2108 (2000)
63. S. Kohn, Concepts and Procedures in Whistleblower Law, pp. 266-71
64. Newkirk v Cypress Trucking Lines, Inc., 88-STA-17, D&O of SOL, at 8 (February 13,1989)
65. Timmons v Mattingly Testing Services, 95-ERA-40, D&O of ARB, at 13 (collecting cases).
66. Donovan on Behalf of Chacon v Phelps Dodge Corp., 709 F.2d 86, 93 (D.C. Cir. 1983).
67. In re Five Star Products, Inc., CLI-93-23, M&O of NRC Commission, 38 NRC 169 (October 21,1993).
68. Landers v Commonwealth-Lord Joint Venture, 83-ERA-5, slip op. of ALJ at 5, adopted by SOL (September 9,1983).
69. Morefield v. Exelon Service, 2004-SOX-2, D&O of ALJ (January 28, 2004).
70. Knox v U.S. Department of Interior, 2001-CAA-3, D&O of ALJ, p. 3 (December 30, 2002).
71. Willy v Coastal Corp., 85-CAA-l, D&O of SOL, at 13 (June 1, 1994)
72. Mandreger v Detroit Edison Co., 88-ERA-17, D&O of SOL, at 13-14 (March 30, 1994)
73. Crosier v Portland General Electric Co., 91-ERA-2, D&O of SOL, at 6-7 (January 5, 1994)
74. Pillow v Bechtel Construction, 87-ERA-35, SOL D&O of Remand, at 11 (July 19, 1993)
75. Goldstein v EBASCO Constructors, Inc., 86-ERA-36, D&O of SOL, at 5-10 (April 7,1992)
76. Jarvis v Battelle Pacific Northwest, 97-ERA-15, D&O of ARB, at 8 (August 27, 1998).
77. Saporito v Florida Power & Light Co., 89-ERA-7/17, SOL Remand Order, at 1 (June 3,1994).
78. Gutierrez v Regents of the University of California, 98-ERA-19, D&O of ARB, p. 6 (November 13, 2002).
79. Phillips v Stanley Smith Security, 96-ERA-30, D&O of ARB, pp. 17-18 (January 31, 2001)
80. Higgins v Pascack Valley Hosp., 730 A.2d 327 (N.J. 1999)
81. Halloum v. Intel Corp., 2003-SOX-7, D&O of ALJ, p. 10 (March 4, 2004).
82. Crosier v Westinghouse Hanford Co., 92-CAA-3, SOL D&O, at 6 (January 12, 1994)
83. Timmons v Mattingly Testing Services, 95-ERA-40, D&O of Remand by ARB, p. 12 (June 21,1996)
84. Bassett v Niagara Mohawk Power Corp., 85-ERA-34, D&O of SOL, at 4 (September 28, 1993).
85. Diaz-Robainas v Florida Power & Light Co., 92-ERA-10, D&O of SOL (January 19, 1996)
86. McMahan v California Water Quality Control Board, 90-WPC-l, D&O of SOL, at 5 (July 16,1993).
87. Hobby v Georgia Power Co., 90-ERA-30, D&O of Remand by SOL, at 27 (August 4,1995).
88. Leveille v New York Air National Guard, 94-TSC-3/4, D&O of SOL (December 11,1995)
89. Samodurov v General Physics Corp., 89-ERA-20, D&O of SOL, at 9-10 (November 16,1993)
90. Hasan v DOL, 2002 WL 734775, p. 3 n. 2 (10th Cir. 2002).
91. Nolan v AC Express, 92-STA-37, D&O of remand by SOL, at 1 (January 17, 1995).
92. Halloum v Intel Corp., 2003-SOX-7, D&O of ALJ, p. 10 and n. 18 (March 4, 2004).
93. Hobby v Georgia Power Co., 90-ERA-30, R. D&O of ALJ, at 48 (September 17, 1998).
94. Penina Glazer and Myron Glazer, The Whistleblowers: Exposing Corruption in Government and Industry (New York: Basic Books, 1989).
95. Hobby v Georgia Power Company, 90-ERA-30, D&O on Damages by ARB, pp. 12-13 (February 9, 2001)
96. Assistant Secretary v Guaranteed Overnight Delivery, 95-STA-37, D&O of ARB, at 2-3 (September 5,1996).
97. Hobby v Georgia Power Company, 90-ERA-30, D&O of ARB on Damages, p. 20 (February 9, 2001)
98. Hobby v Georgia Power Company, 90-ERA-30, D&O of ARB on Damages, p. 20 (February 9, 2001)
99. Berkman v U.S. Coast Guard Academy, 97-CAA-2, D&O of Remand by ARB, at 33 (February 29, 2000).
100. Pennsylvania v Delaware Valley Citizens Council for Clean Air, 478 U.S. 546, 562 (1986)
101. Goldstein v EBASCO Constr., Inc, 86-ERA-36, recommended supplemental D&O of ALJ, at 2 (May 17,1988).
102. Hamlin v Charter Township of Flint, 165 F.3d 426, 437 (6th Cir. 1999).
103. Gutierrez v Regents of the University of California, 98-ERA-19, Order Awarding Attorney Fees by ARB, p. 3 (February 6, 2004).
104. Laffey v Northwest Airlines, Inc., 572 F. Supp. 354, 371-372 (D. D.C. 1983).
105. Clay v Castle Coal, 90-STA-37, D&O of SOL, at 7 (June 3,1994).
106. Hensley v Northwest Permanente PC. Retirement Plan and Trust, 1999 WL 1271576 (D. Or. 1999).
107. Blackburn v Reich, 79 F.3d 1375 (4th Cir. 1996)
108. Phelan v Bell, 8 F.3d 369, 375 (6th Cir. 1993).
109. White v New Hampshire Dept. of Employment Security, 455 U.S. 445 (1982).
110. Buckhannon Bd. & CareHome, Inc. v West Virginia Dept. of Health & Human Services, 532 U.S. 598, 603 n.4 (2001)
111. Laffey v Northwest Airlines, Inc., 572 F. Supp. 354, 371-372 (D. D.C. 1983).
112. Johnson v Bechtel Construction, 95-ERA-ll, Supplemental Order of SOL, at 2 (February 26,1996).
113. Faust v Chemical Leaman Tank Lines, 92-SWD-2/93-STA-15, D&O of ARB, at 3 (June 13, 1996)
114. Khandelwal v Southern California Edison, 97-ERA-6, Order of Remand by ARB (March 31,1998).
115. Frobose v American Savings and Loan, 152 F.3d 602, 611-612 (7th Cir. 1998).
116. Frobose v American Savings and Loan, 152 F.3d 602, 611-612.
117. Hill v TVA, Case No. 87-ERA-23, RD&O of ALJ, p. 3 (July 24,1991).
118. Hill v TVA, Case No. 87-ERA-23, RD&O of ALJ, p. 3 (July 24,1991).
119. Hill v TVA, Case No. 87-ERA-23, RD&O of ALJ, p. 3 (July 24,1991).
120. Hill v TVA, Case No. 87-ERA-23, RD&O of ALJ, p. 7 (July 24,1991).
121. Hill v TVA, Case No. 87-ERA-23, RD&O of ALJ, p. 7 (July 24,1991).
122. Hill v TVA, Case No. 87-ERA-23, RD&O of ALJ, p. 9 (July 24,1991).
123. Hill v TVA, Case No. 87-ERA-23, RD&O of ALJ, p. 9 (July 24,1991).
124. Hill v TVA, Case No. 87-ERA-23, RD&O of ALJ, p. 31 (July 24,1991).
125. Hill v TVA, Case No. 87-ERA-23, RD&O of ALJ, p. 40 (July 24,1991).
126. Mitchell v APS, Case No. 91-ERA-9, RD&O of ALJ, p. 9 (July 2,1992).
127. Mitchell v APS, Case No. 91-ERA-9, RD&O of ALJ, p. 9 (July 2,1992).
128. Mitchell v APS, Case No. 91-ERA-9, RD&O of ALJ, p. 9 (July 2,1992).
129. Mitchell v APS, Case No. 91-ERA-9, RD&O of ALJ, pp. 9-10 (July 2,1992).
130. Mitchell v APS, Case No. 91-ERA-9, RD&O of ALJ, pp. 9-10 (July 2,1992).
131. “NRC eases rules at Northeast’s Millstone,” Reuters (March 11,1999).
132. Daniels v Pipefitters’ Assʼn Local Union No. 597, 983 F.2d 800, 801-02 (7th Cir.1993)
133. National Acceptance, 705 F.2d at 929-932
134. Koester v American Republic Investments, Inc., 11 F.3d 818, 823-24 (8th Cir.1993)
135. RAD Services, Inc. v Aetna Casualty & Surety Co., 808 F.2d 271, 274-75, 277 (3d Cir.1986)
136. Brink’s, Inc. v City of New York, 717 F.2d 700 (2d Cir.1983)
137. Hoover v Knight, 678 F.2d 578, 581-82 (5th Cir.1982)