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Volumn 13, Issue 3-4, 2009, Pages 267-293

The Rule of Law in Peace and Capacity Building Operations: Moving beyond a Conventional State-Centred Imagination

Author keywords

capacity building; informal justice mechanisms; peace operations; peacebuilding; post Weberian; rule of law

Indexed keywords


EID: 85044810350     PISSN: 18754104     EISSN: 18754112     Source Type: Journal    
DOI: 10.1163/187541009X12463418050650     Document Type: Article
Times cited : (8)

References (130)
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    • International Humanitarian Law Series; Leiden: Martinus Nijhoff Publishers, 49, whereby it uses the ‘peace support operations’ term meaning to encompass both coercive and non-coercive multifunctional international interventions but with the principle of impartiality, short of war, and the goal of establishing sustainable peace
    • 1) See: Marten Zwanenburg, Accountability of Peace Support Operations (International Humanitarian Law Series; Leiden: Martinus Nijhoff Publishers, 2005), pp. 30, 49, whereby it uses the ‘peace support operations’ term meaning to encompass both coercive and non-coercive multifunctional international interventions but with the principle of impartiality, short of war, and the goal of establishing sustainable peace.
    • (2005) Accountability of Peace Support Operations , pp. 30
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  • 2
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    • The Rule of Law on Peace Operations
    • According to eds Melbourne Law School, University of Melbourne, it is seen as “a cornerstone of effective peace operations
    • 2) According to Jessica Howard and Bruce Oswald (eds.), ‘The Rule of Law on Peace Operations’, ‘Challenges of Peace Operations’ Project (Melbourne Law School, University of Melbourne, 2002), p. ix, it is seen as “a cornerstone of effective peace operations”.
    • (2002) ‘Challenges of Peace Operations’ Project , pp. ix
    • Howard, J.1    Oswald, B.2
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    • United Nations General Assembly Resolution 60/1 para. 134 (a)
    • 7) United Nations General Assembly Resolution 60/1, ‘2005 World Summit Outcome’ (2005), para. 134 (a), p. 29.
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    • 8) Sheryl Gay Stolberg, ‘On First Day, Obama Quickly Sets a New Tone’, The New York Times, 21 January 2009.
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    • 9) Thomas Carothers, ‘The Problem of Knowledge’, in Thomas Carothers (ed.), Promoting the Rule of Law Abroad: In Search of Knowledge (Washington DC: Carnegie Endowment for International Peace, 2006), pp. 15-30, p. 16.
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    • 11) Rachael Kleinfeld-Belton, ‘Competing Definitions of the Rule of Law: Implications for Practitioners’, Rule of Law Series, Democracy and Rule of Law Project, Carnegie Papers, Number 55 (Washington D.C.: Carnegie Endowment for International Peace, 2005).
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    • Academics, policy makers, and reformers have struggled to define the term “rule of law” and to date universal definition has been widely accepted VERA International Indicators Group Vera Institute of Justice
    • 12) “Academics, policy makers, and reformers have struggled to define the term “rule of law” and to date no universal definition has been widely accepted.” Jim Parsons et al., ‘Developing Indicators to Measure the Rule of Law: A Global Approach’, VERA International Indicators Group (Vera Institute of Justice, 2008), p. 3.
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    • Competing Definitions of the Rule of Law
    • also: Thomas Carothers ed, Washington DC: Carnegie Endowment for International Peace
    • See also: Rachel Kleinfeld, ‘Competing Definitions of the Rule of Law’, in Thomas Carothers (ed.), Promoting the Rule of Law Abroad: In Search of Knowledge (Washington DC: Carnegie Endowment for International Peace, 2006), pp. 31-74
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    • Security, Justice and the Rule of Law in Peace Operations
    • 716-17. For examples of how local ownership is recognised but not critically enough and to the extent we suggest herein
    • 15) See: Till Blume, ‘Security, Justice and the Rule of Law in Peace Operations’, International Peacekeeping, vol. 15, no. 5, 2008, pp. 713-21, pp. 716-17. For examples of how local ownership is recognised but not critically enough and to the extent we suggest herein.
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    • Rethinking the State
    • Post-Weberian’ herein refers to the condition in which both state and non-state actors comprise plausible sources of law and justice, with the point being to identify where and how the myriad sources operate, and potentially interact. This contrasts the Weberian ideal which presupposes that formal state mechanisms alone deliver law and justice practices.: K. Schiltche ed, Surrey, UK: Ashgate Publishers, 36-40
    • 17) ‘Post-Weberian’ herein refers to the condition in which both state and non-state actors comprise plausible sources of law and justice, with the point being to identify where and how the myriad sources operate, and potentially interact. This contrasts the Weberian ideal which presupposes that formal state mechanisms alone deliver law and justice practices. See: Joel S. Migdal and Klaus Schlitche, ‘Rethinking the State’, in K. Schiltche (ed.), The Dynamics of States: The Formation and Crises of State Domination (Surrey, UK: Ashgate Publishers, 2005), pp. 1-40, p. 36-40.
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    • Others before us have suggested the need to marry formal state with informal non-state mechanisms. for example, Port Moresby: Institute of National Affairs and Institute of Applied social and Economic Research who made the argument that because Papua New Guinea’s formal justice system was often entirely irrelevant to much of the population, it should be viewed within the broader context of the many informal social control mechanisms in order to enhance its performance
    • 18) Others before us have suggested the need to marry formal state with informal non-state mechanisms. See, for example, W. Clifford, L. Morauta, and B. Stuart, ‘Law and Order in Papua New Guinea’, (Port Moresby: Institute of National Affairs and Institute of Applied social and Economic Research 1984). who made the argument that because Papua New Guinea’s formal justice system was often entirely irrelevant to much of the population, it should be viewed within the broader context of the many informal social control mechanisms in order to enhance its performance.
    • (1984) Law and Order in Papua New Guinea
    • Clifford, W.1    Morauta, L.2    Stuart, B.3
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    • We intend to embed robustly what many such as Stromseth et al. acknowledge (yet fail to explore in depth) in statements such as the following: “community-based accountability proceedings that both enjoy local legitimacy and respect human rights can have an important immediate impact and also contribute to the longer-term goal of strengthening the rule of law eds
    • 20) We intend to embed robustly what many such as Stromseth et al. acknowledge (yet fail to explore in depth) in statements such as the following: “community-based accountability proceedings that both enjoy local legitimacy and respect human rights can have an important immediate impact and also contribute to the longer-term goal of strengthening the rule of law.” Stromseth, Wippman, and Brooks (eds.), Can Might Make Rights: Building the Rule of Law after Military Interventions, p. 308.
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    • 01, 6, makes an important point that we should guard against striving for a consensus definition, preferring instead to accept multiple perspectives. While agreeing with the essence of his point, we would argue that the absence of explicit understandings contains its own problems, including the risk of making RoL meaningless, and that we should therefore move toward a consensus which allows for multiple perspectives to be housed under the same roof. We reason to presume that a consensus definition would necessarily strangle the capacity for diverse perspectives
    • 21) Randy Peerenboom, ‘The Future of Rule of Law: Challenges and Prospects for the Field’, Hague Journal on the Rule of Law vol. 1, no. 01, 2009, pp. 5-14, p. 6, makes an important point that we should guard against striving for a consensus definition, preferring instead to accept multiple perspectives. While agreeing with the essence of his point, we would argue that the absence of explicit understandings contains its own problems, including the risk of making RoL meaningless, and that we should therefore move toward a consensus which allows for multiple perspectives to be housed under the same roof. We see no reason to presume that a consensus definition would necessarily strangle the capacity for diverse perspectives.
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    • We are also mindful that some contest whether the causal relationship between RoL and development may actually be the converse from what RoL advocates maintain : Thomas Carothers (ed, Washington DC: Carnegie Endowment for International Peace, 110
    • 22) We are also mindful that some contest whether the causal relationship between RoL and development may actually be the converse from what RoL advocates maintain (See: Stephen Golub, ‘A House without a Foundation’, in Thomas Carothers (ed.), Promoting the Rule of Law Abroad: In Search of Knowledge (Washington DC: Carnegie Endowment for International Peace, 2006), pp. 105-36, p. 110.
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    • 23) See Michael Kelly in Howard and Oswald (eds.), ‘The Rule of Law on Peace Operations’, p. 279, who argues that ‘We have to avoid the paradigm paralysis of attempting to impose what we are familiar with, and what has worked elsewhere.’
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    • who suggests that “Rule of Law should be seen as a set of institutions, not as single instruments and indicators
    • 29) See: Blume, ‘Security, Justice and the Rule of Law in Peace Operations’, p. 718, who suggests that “Rule of Law should be seen as a set of institutions, not as single instruments and indicators.”
    • Security, Justice and the Rule of Law in Peace Operations , pp. 718
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    • 41) Kofi Annan, ‘The Rule of Law and Transitional Justice in Conflict and Post-Conflict Societies’, Report of the Secretary-General (New York: United Nations, 2004), p. 4, para 6.
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    • 43) See: Differing conceptions for EUJUST LEX Iraq, EULEX Kosovo: http://www.consilium.europa.eu/showPage.asp?id=268&lang=en&mode=g, accessed 31 March 2009.
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    • For example, current SSR processes in DRC and Guinea-Bissau are discussed as activities in the realm of RoL different to the police, judiciary and customs focus in their Kosovo programs, despite the significant distinctions between what each entails
    • 44) For example, current SSR processes in DRC and Guinea-Bissau are discussed as activities in the realm of RoL no different to the police, judiciary and customs focus in their Kosovo programs, despite the significant distinctions between what each entails.
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    • 45) See: Rule of Law activities – http://www.osce.org/activities/13049.html;
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    • 48) The OSCE, as with the World Bank and multinational corporations, stress the free market aspect of the sanctity of private property and enforcement of contracts. See: Stromseth, Wippman, and Brooks (eds.), Can Might Make Rights: Building the Rule of Law after Military Interventions, p. 58.
    • Can Might Make Rights: Building the Rule of Law after Military Interventions , pp. 58
    • Stromseth, W.1    Brooks2
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    • 52) See, for example, ‘AU Constitutive Act’, the Preamble, http://www.africa-union.org/root/au/AboutAu/Constitutive_Act_en.htm, accessed 31 March 2009.
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    • 53) See Articles 3 &4 for example. ‘Inter-American Democratic Charter’, Organization of American States (OAS), http://www.oas.org/charter/docs/resolution1_en_p4.htm, accessed 31 March 2009.
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    • Asia-Europe Institute/Faculty of Law, University of Malaya, Kuala Lumpur, 3 September accessed 31 March 2009
    • 57) Rodolfo C. Severino, Secretary-General of ASEAN, ‘The ASEAN Way and the Rule of Law’, Address at International Law Conference on ASEAN Legal Systems and Regional Integration (Asia-Europe Institute/Faculty of Law, University of Malaya, Kuala Lumpur, 3 September 2001), http://www.aseansec.org/2849.htm, accessed 31 March 2009;
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    • See also: ‘ASEAN Vision 2020’ (1997), http://www.aseansec.org/1814.htm, accessed 31 March 2009.
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    • 64) Gordon Peake and Kaysie Studdard-Brown, ‘Policebuilding: The International Deployment Group in the Solomon Islands’, International Peacekeeping, vol. 12, no. 4, December 2005, pp. 520-32.
    • (2005) International Peacekeeping , vol.12 , Issue.4 , pp. 520-532
    • Peake, G.1    Studdard-Brown, K.2
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    • (2002) Mythmaking in the Rule of Law Orthodoxy , pp. 1
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    • a 2008 survey in eastern DRC, for example, the Government military was widely seen as dangerous, with only a third seeing them as ‘protectors’ (ICTJ–Living w/Fear 2008: 26). On the other hand, when asked how justice should be achieved, 15% mentioned traditional/customary means with a further 34% mentioning other non-state mechanisms (ICTJ 2008: 45). Findings from northern Uganda show a similar need to take seriously non-state sources. Specifically, when asked who they thought could “bring justice,” 40% replied the government, whereas 44% cited various non-state sources as being best suited for the task (ICTJ Uganda 2005: 31). Yet these beliefs, and plausibly the existing institutions and capacities that underpin them, tend to be invisible to dominant models
    • 69) In a 2008 survey in eastern DRC, for example, the Government military was widely seen as dangerous, with only a third seeing them as ‘protectors’ (ICTJ–Living w/Fear 2008: 26). On the other hand, when asked how justice should be achieved, 15% mentioned traditional/customary means with a further 34% mentioning other non-state mechanisms (ICTJ 2008: 45). Findings from northern Uganda show a similar need to take seriously non-state sources. Specifically, when asked who they thought could “bring justice,” 40% replied the government, whereas 44% cited various non-state sources as being best suited for the task (ICTJ Uganda 2005: 31). Yet these beliefs, and plausibly the existing institutions and capacities that underpin them, tend to be invisible to dominant models.
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    • The Rule of Law on Peace Operations
    • at 279, OECD
    • 70) Howard and Oswald, ‘The Rule of Law on Peace Operations’, at 279, OECD, ‘OECD-DAC Handbook on Security System Reform’ (2007), p. 195.
    • (2007) OECD-DAC Handbook on Security System Reform , pp. 195
    • Howard1    Oswald2
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    • a 2004 report on RoL ( footnote 42), the Secretary General stated that: “unfortunately, the international community has not always provided rule of law assistance that is appropriate to the country context. Too often, the emphasis has been on foreign experts, foreign models and foreign-conceived solutions to the detriment of durable improvements and sustainable capacity. Both national and international experts have a vital role to play, to be sure. But we have learned that effective and sustainable approaches begin with a thorough analysis of national needs and capacities, mobilizing to the extent possible expertise resident in the country.” also
    • 71) In a 2004 report on RoL (see footnote 42), the Secretary General stated that: “unfortunately, the international community has not always provided rule of law assistance that is appropriate to the country context. Too often, the emphasis has been on foreign experts, foreign models and foreign-conceived solutions to the detriment of durable improvements and sustainable capacity. Both national and international experts have a vital role to play, to be sure. But we have learned that effective and sustainable approaches begin with a thorough analysis of national needs and capacities, mobilizing to the extent possible expertise resident in the country.” See also: Howard and Oswald, ‘The Rule of Law on Peace Operations’, pp. 276-77.
    • The Rule of Law on Peace Operations , pp. 276-277
    • Howard1    Oswald2
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    • Writing for The World Bank, Samuels acknowledges that the preference for formal over informal or traditional mechanisms are among the major lessons not yet learned
    • 72) Writing for The World Bank, Samuels acknowledges that the preference for formal over informal or traditional mechanisms are among the major lessons not yet learned. Samuels, ‘Rule of Law Reform in Post-Conflict Countries: Operational Initiatives and Lessons Learnt’, pp. 16-23.
    • Rule of Law Reform in Post-Conflict Countries: Operational Initiatives and Lessons Learnt , pp. 16-23
    • Samuels1
  • 93
    • 33846075350 scopus 로고    scopus 로고
    • Rule of Law Programs in Peace Operations
    • New York: International Peace Academy
    • 75) Agnes Hurwitz and Kaysie Studdard, ‘Rule of Law Programs in Peace Operations’, The Security-Development Nexus Program (New York: International Peace Academy, 2005), p. 5.
    • (2005) The Security-Development Nexus Program , pp. 5
    • Hurwitz, A.1    Studdard, K.2
  • 95
    • 84954120765 scopus 로고    scopus 로고
    • said: “Many of the communities that we have worked with have interesting and viable concepts of communal justice that can be utilised and drawn upon in this respect
    • 77) Howard and Oswald, ‘The Rule of Law on Peace Operations’, pp. 276-77, said: “Many of the communities that we have worked with have interesting and viable concepts of communal justice that can be utilised and drawn upon in this respect.”
    • The Rule of Law on Peace Operations , pp. 276-277
    • Howard1    Oswald2
  • 97
    • 26944479464 scopus 로고    scopus 로고
    • Mythmaking in the Rule-of-Law Orthodoxy
    • Thomas Carothers ed, Washington DC: Carnegie Endowment for International Peace, points out how Hernando de Soto’s investigations of Peru should be interpreted to highlight how well informal systems can function – in specific contrast to Peru’s formal RoL providers
    • Further, Frank Upham, ‘Mythmaking in the Rule-of-Law Orthodoxy’, in Thomas Carothers (ed.), Promoting the Rule of Law Abroad: In Search of Knowledge (Washington DC: Carnegie Endowment for International Peace, 2006), pp. 75-104, points out how Hernando de Soto’s investigations of Peru should be interpreted to highlight how well informal systems can function – in specific contrast to Peru’s formal RoL providers.
    • (2006) Promoting the Rule of Law Abroad: In Search of Knowledge , pp. 75-104
    • Further, F.U.1
  • 101
    • 27444432442 scopus 로고    scopus 로고
    • Multi-Choice Policing in Uganda
    • 21
    • 81) Bruce Baker, ‘Multi-Choice Policing in Uganda’, Policing and Society, vol. 15, no. 1, 2005, pp. 19-41, p. 21.
    • (2005) Policing and Society , vol.15 , Issue.1 , pp. 19-41
    • Baker, B.1
  • 105
    • 85186416142 scopus 로고    scopus 로고
    • Transformative Consequences of Private Force: The Provision of Security from State to Market and Society
    • New York Marriott Marquis, New York, USA, It is important to note that Friedrich’s main argument – that the state should in effect maintain exclusive control over the delivery of force – is basically the opposite of ours. Concerning the community ‘self-help’ sources, Friedrichs uses the example of the deputization of local sheikhs after the recent US-led invasion of in Iraq as a warning of the unintended consequences which, to him, predictably occur when the state does not maintain a monopoly on the use of force. However his selective examples are limited to objectionable sources (e.g. Sharia law or merciless gangs). We repudiate his over-generalisation that community providers will predictably result in negative outcomes, in recognition of the many that might assist in positive outcomes
    • 86) Joerg Friedrichs, ‘Transformative Consequences of Private Force: The Provision of Security from State to Market and Society’, ISA's 50th Annual Convention – “Exploring the Past, Anticipating the Future” (New York Marriott Marquis, New York, USA, 2009), p. 3. It is important to note that Friedrich’s main argument – that the state should in effect maintain exclusive control over the delivery of force – is basically the opposite of ours. Concerning the community ‘self-help’ sources, Friedrichs uses the example of the deputization of local sheikhs after the recent US-led invasion of in Iraq as a warning of the unintended consequences which, to him, predictably occur when the state does not maintain a monopoly on the use of force. However his selective examples are limited to objectionable sources (e.g. Sharia law or merciless gangs). We repudiate his over-generalisation that community providers will predictably result in negative outcomes, in recognition of the many that might assist in positive outcomes.
    • (2009) ISA's 50th Annual Convention – “Exploring the Past, Anticipating the Future , pp. 3
    • Friedrichs, J.1
  • 109
    • 84954120765 scopus 로고    scopus 로고
    • They argue that: “From the earliest moment, international civil actors must seek to incorporate local participation and create consultative mechanisms
    • 90) See Howard and Oswald, ‘The Rule of Law on Peace Operations’, p. 279. They argue that: “From the earliest moment, international civil actors must seek to incorporate local participation and create consultative mechanisms.”
    • The Rule of Law on Peace Operations , pp. 279
    • Howard, S.1    Oswald2
  • 114
    • 84922268349 scopus 로고    scopus 로고
    • a 2005 think-piece for the Department of Peacekeeping Operations (DPKO) Best Practices Section, Oswald refers to local criminal justice structures of police, judiciary and corrections as the contextually important “law and order authorities.”
    • 96) In a 2005 think-piece for the Department of Peacekeeping Operations (DPKO) Best Practices Section, Oswald refers to local criminal justice structures of police, judiciary and corrections as the contextually important “law and order authorities.” See: Oswald, ‘Addressing the Institutional Law and Order Vacuum: Key Issues and Dilemmas for Peacekeeping Operations’, p. 4.
    • Addressing the Institutional Law and Order Vacuum: Key Issues and Dilemmas for Peacekeeping Operations , pp. 4
    • Oswald1
  • 119
    • 84941004592 scopus 로고    scopus 로고
    • Middle East Dilemmas
    • also: Thomas Carothers ed, WashingtonDC: Carnegie Endowment for International Peace, 254, whereby he uses Arab nation examples to argue that “the most promising approaches…tie ideals to practices
    • See also: David Mednicoff, ‘Middle East Dilemmas’, in Thomas Carothers (ed.), Promoting the Rule of Law Abroad: In Search of Knowledge (WashingtonDC: Carnegie Endowment for International Peace, 2006), pp. 251-74, p. 254, whereby he uses Arab nation examples to argue that “the most promising approaches…tie ideals to practices.”
    • (2006) Promoting the Rule of Law Abroad: In Search of Knowledge , pp. 251-274
    • Mednicoff, D.1
  • 123
    • 85186476995 scopus 로고    scopus 로고
    • As mentioned above, equal access concerning the ‘security’ function is the one exception wherein our principles do not refer solely to the behaviour of RoL providers since security conceptions should also refer to the behaviour of the public at large in terms of crime rates. We can, however, continue to enquire as to whether security providers deploy relatively equally so that access to security can be experienced equally as opposed to neglecting certain areas. The experience of law and order, in other words, can be uncoupled from the provision of security. The lesson to take from this distinction is that one eye should be on the levels of crime committed by the public while the other should consider the behaviour, resources and coverage of security providers
    • 104) As mentioned above, equal access concerning the ‘security’ function is the one exception wherein our principles do not refer solely to the behaviour of RoL providers since security conceptions should also refer to the behaviour of the public at large in terms of crime rates. We can, however, continue to enquire as to whether security providers deploy relatively equally so that access to security can be experienced equally as opposed to neglecting certain areas. The experience of law and order, in other words, can be uncoupled from the provision of security. The lesson to take from this distinction is that one eye should be on the levels of crime committed by the public while the other should consider the behaviour, resources and coverage of security providers.
  • 124
    • 85186413140 scopus 로고    scopus 로고
    • For a useful discussion on the accountability of intervening parties in a peace support operation context
    • 105) For a useful discussion on the accountability of intervening parties in a peace support operation context, see: Zwanenburg, Accountability of Peace Support Operations, pp. 287-314.
    • Accountability of Peace Support Operations , pp. 287-314
    • Zwanenburg1
  • 127
    • 85186443671 scopus 로고    scopus 로고
    • It might be better termed: ‘relevant or successful’ practices to underscore the need to leverage fully local realities as opposed to a one-size fits all supposition
    • 108) It might be better termed: ‘relevant or successful’ practices to underscore the need to leverage fully local realities as opposed to a one-size fits all supposition.
  • 128
    • 77649252089 scopus 로고    scopus 로고
    • Lessons Not Learned About Legal Reform
    • Thomas Carothers ed, Washington DC: Carnegie Endowment for International Peace
    • 109) Wade Channell, ‘Lessons Not Learned About Legal Reform’, in Thomas Carothers (ed.), Promoting the Rule of Law Abroad: In Search of Knowledge (Washington DC: Carnegie Endowment for International Peace, 2006), pp. 137-60.
    • (2006) Promoting the Rule of Law Abroad: In Search of Knowledge , pp. 137-160
    • Channell, W.1


* 이 정보는 Elsevier사의 SCOPUS DB에서 KISTI가 분석하여 추출한 것입니다.