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Volumn 10, Issue 4, 1981, Pages 431-465

The Predatory Theory of Rule

(1)  Levi, Margaret a  

a NONE

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EID: 84977229977     PISSN: 00323292     EISSN: 15527514     Source Type: Journal    
DOI: 10.1177/003232928101000403     Document Type: Article
Times cited : (109)

References (138)
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    • In this paper I am concerned both with identifying as the object of study a dependent variable that does indeed vary and with developing a theory that is capable of being translated into refutable hypotheses and that specifies the direction and strength of causality among important factors. My approach is not to be confused with the kind of empiricism, derived from Locke, that Marx criticized. Marx objected, as do I, to a theory based only on sensory experience. (See, [Boston: Routledge & Kegan Paul], for a discussion of Marx's critique.) Moreover, I intend to use deductive reasoning. I shall begin with stated assumptions and first principles in order to derive refutable hypotheses; the tests of these hypotheses can then be used to modify and improve the theory itself. This is how Marx's method in
    • In this paper I am concerned both with identifying as the object of study a dependent variable that does indeed vary and with developing a theory that is capable of being translated into refutable hypotheses and that specifies the direction and strength of causality among important factors. My approach is not to be confused with the kind of empiricism, derived from Locke, that Marx criticized. Marx objected, as do I, to a theory based only on sensory experience. (See Geoffrey Pilling, Marx's “Capital”: Philosophy and Political Economy [Boston: Routledge & Kegan Paul, 1980], pp. 26-35, for a discussion of Marx's critique.) Moreover, I intend to use deductive reasoning. I shall begin with stated assumptions and first principles in order to derive refutable hypotheses; the tests of these hypotheses can then be used to modify and improve the theory itself. This is how Marx's method in
    • (1980) Marx's “Capital”: Philosophy and Political Economy , pp. 26-35
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    • Capital is described by, (New York: Pergamon Press)
    • Capital is described by Oskar Lange, Political Economy (New York: Pergamon Press, 1980), vol. 1, pp. 92-147.
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    • For a discussion of the varieties of Marxism, see, Perry Anderson, Consideration on, (London: New Left Books)
    • For a discussion of the varieties of Marxism, see Perry Anderson, Consideration on Western Marxism (London: New Left Books, 1976).
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    • (New York: Seabury Press), chap. 3, offers an interesting discussion of scientific Marxism that emphasizes the tension between voluntarism and determinism in Marx's work. Recently, several works have appeared that attempt to extract from Marx's work theory that is scientific by the criteria of logic and consistency. In particular, see
    • Alvin Gouldner, The Two Marxisms (New York: Seabury Press, 1980), chap. 3, offers an interesting discussion of scientific Marxism that emphasizes the tension between voluntarism and determinism in Marx's work. Recently, several works have appeared that attempt to extract from Marx's work theory that is scientific by the criteria of logic and consistency. In particular, see
    • (1980) The Two Marxisms
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    • Facing Reality: A Critique of Karl Popper's Empiri cism
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    • Karl Polanyi's Social Theory: A Critique
    • Several other authors are also currently seeking the microfoundations of macro questions. See especially
    • Several other authors are also currently seeking the microfoundations of macro questions. See especially Michael Hechter, “Karl Polanyi's Social Theory: A Critique,” Politics & Society 10, no. 4 (1981): 399-429
    • (1981) Politics & Society , vol.10 , Issue.4 , pp. 399-429
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    • Material Interests, Class Compromise, and the Transition to Socialism
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    • New Directions in the Marxian Theory of Exploitation and Class
    • Interest and Ideology in the Study of Agrarian Politics forthcoming, forthcoming;
    • Bruce Cumings, “Interest and Ideology in the Study of Agrarian Politics,” Politics & Society, forthcoming; John E. Roemer, “New Directions in the Marxian Theory of Exploitation and Class,” Politics & Society, forthcoming;
    • Politics & Society
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    • Small Steps Forward for Political Economy
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    • The discussion in, (Chicago: University of Chicago Press), of the compatability of economic and sociological ap proaches is also relevant.
    • The discussion in Brian Barry, Sociologists, Economists and Democracy (Chicago: University of Chicago Press) 1978, pp. 180-83 of the compatability of economic and sociological ap proaches is also relevant
    • (1978) Sociologists, Economists and Democracy , pp. 180-183
    • Barry, B.1
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    • Primitive Rebels Among the finest pieces of work that borrow from the Marxist tradition in this way are:, (New York; Cambridge University), (New York: W. W. Norton and Company)
    • Among the finest pieces of work that borrow from the Marxist tradition in this way are: Edward Shorter and Charles Tilly, Strikes in France (New York; Cambridge University, 1974) Eric Hobshawm, Primitive Rebels (New York: W. W. Norton and Company, 1965)
    • (1974) Strikes in France
    • Shorter, E.1    Tilly, C.2    Hobshawm, E.3
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    • ed. Robert Tucker (New York: W. W. Norton and Company), argue that “the separate individuals form a class only insofar as they have to carry on a battle against another class; otherwise, they are on hostile terms with each other as competitors. On the other hand, the class in turn achieves an independent existence over against the individuals, so that the latter find their conditions of existence predestined, and hence have their personal development assigned to them by their class, become subsumed under it” Also, see
    • Karl Marx and Frederick Engels, The German Ideology, in The Marx-Engels Reader, ed. Robert Tucker (New York: W. W. Norton and Company, 1978), p. 179, argue that “the separate individuals form a class only insofar as they have to carry on a battle against another class; otherwise, they are on hostile terms with each other as competitors. On the other hand, the class in turn achieves an independent existence over against the individuals, so that the latter find their conditions of existence predestined, and hence have their personal development assigned to them by their class, become subsumed under it” Also, see
    • (1978) The German Ideology, in The Marx-Engels Reader , pp. 179
    • Marx, K.1    Engels, F.2
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    • 0038188394 scopus 로고    scopus 로고
    • A Theory of Group Solidarity
    • ed. Leigh McAllister (Greenwich, Conn.: JAI Press), for an interesting reformulation of this problem.
    • Michael Hechter, “A Theory of Group Solidarity,” in Choice Theoretic Models in Social Science with Marketing Applications, ed. Leigh McAllister (Greenwich, Conn.: JAI Press, 1981), for an interesting reformulation of this problem.
    • (1981) Choice Theoretic Models in Social Science with Marketing Applications
    • Hechter, M.1
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    • For example, see, Immanuel Wallerstein, The Modern World System (New York: Aca demic Press)
    • For example, see Immanuel Wallerstein, The Modern World System (New York: Aca demic Press, 1974)
    • (1974)
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    • (London: New Left Books), Maurice Dobb et aL, Transition from Feudalism to Capitalism (London: New Left Books, 1978)
    • Perry Anderson, Lineages of the Absolutist State (London: New Left Books, 1974): Maurice Dobb et aL, Transition from Feudalism to Capitalism (London: New Left Books, 1978).
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    • and, trans. Judith White (London: New Left Books).
    • and Nicos Poulantzas, Fascism and Dictatorship, trans. Judith White (London: New Left Books, 1974).
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    • The Marxist literature on the capitalist state is too extensive to cite completely. Among the major books and articles that attempt to lay out the theory are: Nicos Poulantzas, Political Power and Social Classes, trans. Timothy Hagen (London: New Left Books)
    • The Marxist literature on the capitalist state is too extensive to cite completely. Among the major books and articles that attempt to lay out the theory are: Nicos Poulantzas, Political Power and Social Classes, trans. Timothy Hagen (London: New Left Books, 1973)
    • (1973)
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    • (New York: Basic Books), and Marxism and Politics (Oxford : Oxford University Press, 1977)
    • Ralph Miliband, The State in Capitalist Society (New York: Basic Books, 1969) and Marxism and Politics (Oxford : Oxford University Press, 1977)
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    • and Erik Olin Wright, “Modes of Class Struggle and the Capitalist State,”, 186-220; Bob Jessop, “Recent Theories of the Capitalist State,” Cambridge Journal of Eco nomics 1 (1977): 353-77; Clause Offe, “The Theory of the Capitalist State and the Problem of Policy Formation,” in Stress and Contradictions in Modern Capitalism, ed. Leon Lindberg et al. (Lexington, Mass.: Lexington Books, 1975)
    • Gosta Esping-Anderson, Roger Friedland, and Erik Olin Wright, “Modes of Class Struggle and the Capitalist State,” Kapitalstate 4-5 (1976): 186-220; Bob Jessop, “Recent Theories of the Capitalist State,” Cambridge Journal of Eco nomics 1 (1977): 353-77; Clause Offe, “The Theory of the Capitalist State and the Problem of Policy Formation,” in Stress and Contradictions in Modern Capitalism, ed. Leon Lindberg et al. (Lexington, Mass.: Lexington Books, 1975)
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    • The Ruling Class Does Not Rule
    • and, Recent applications of particular Marxist notions of the capitalist state to actual policies include: Ian Gough, “State Expenditure in Advanced Capitalism,” New Left Review 92 (1975): 53-92; Goran Therbom, “The Rule of Capital and The Rise of Democracy,” New Left Review 103 (1977): 3-41; Francis G. Castles, The Social Democratic Image of Society (London: Routledge and Kegan Paul, 1978)
    • and Fred Block, ''The Ruling Class Does Not Rule,” Socialist Review 33 (1977): 6-28. Recent applications of particular Marxist notions of the capitalist state to actual policies include: Ian Gough, “State Expenditure in Advanced Capitalism,” New Left Review 92 (1975): 53-92; Goran Therbom, “The Rule of Capital and The Rise of Democracy,” New Left Review 103 (1977): 3-41; Francis G. Castles, The Social Democratic Image of Society (London: Routledge and Kegan Paul, 1978)
    • (1977) Socialist Review , vol.33 , pp. 6-28
    • Block, F.1
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    • City Trenches (New York: Pantheon Books)
    • Ira Katznelson, City Trenches (New York: Pantheon Books, 1981)
    • (1981)
    • Katznelson, I.1
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    • Crisis and American Society (Princeton: Princeton University Press;)
    • Manuel Castells, The Economic Crisis and American Society (Princeton: Princeton University Press; 1980)
    • (1980) The Economic
    • Castells, M.1
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    • Political Response to Capitalist Crisis: Neo-Marxist Theories of the State and the Case of the New Deal
    • Theda Skocpol, “Political Response to Capitalist Crisis: Neo-Marxist Theories of the State and the Case of the New Deal,” Politics & Society 10, no. 2 (1980): 155-201
    • (1980) Politics & Society , vol.10 , Issue.2 , pp. 155-201
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    • Policy Frag mentation and Capitalist Reform: The Defeat of National Land-Use Policy
    • Sidney Plotkin, “Policy Frag mentation and Capitalist Reform: The Defeat of National Land-Use Policy,” Politics & Society 9, no. 4 (1980): 409-45
    • (1980) Politics & Society , vol.9 , Issue.4 , pp. 409-445
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    • The Political Limits of Social Democracy: State Policy and Party Decomposition in Denmark and Sweden
    • ed. Maurice Zeitlin (Cambridge, Mass.: Winthrop Publishers)
    • Gosta Esping-Andersen, “The Political Limits of Social Democracy: State Policy and Party Decomposition in Denmark and Sweden,” in Classes, Conflict, and the State, ed. Maurice Zeitlin (Cambridge, Mass.: Winthrop Publishers, 1980), pp. 257-75.
    • (1980) Classes, Conflict, and the State , pp. 257-275
    • Esping-Andersen, G.1
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    • The Crisis of Liberal Democratic Capitalism: The Case of the United States
    • forthcoming.
    • Samuel Bowles and Herbert Gintis, “The Crisis of Liberal Democratic Capitalism: The Case of the United States,” Politics & Society, forthcoming.
    • Politics & Society
    • Bowles, S.1    Gintis, H.2
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    • For a discussion of this concept, see:
    • For a discussion of this concept, see: Miliband, Marxism and Politics, pp. 66-74
    • Marxism and Politics , pp. 66-74
    • Miliband1
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    • The Problem of the Capitalist State
    • “The Spec ificity of the Political,” Political and Ideology in Marxist Theory ed. Robin Blackburn (New York: Vintage Books), (London: New Left Books)
    • Ernesto Laclau, “The Spec ificity of the Political,” in Political and Ideology in Marxist Theory (London: New Left Books, 1977), pp. 51-79 Nicos Poulantzas and Ralph Miliband, “The Problem of the Capitalist State,” in Ideology in Social Science, ed. Robin Blackburn (New York: Vintage Books, 1973)
    • (1973) Ideology in Social Science , pp. 51-79
    • Poulantzas, N.1    Miliband, R.2    Laclau, E.3
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    • Class and Politics in Marxist Theory
    • The Powers That Be ed. Gary Littlejohn et al. (London: Croom Helm), (New York. Vintage Books)
    • Barry Hindess, “Class and Politics in Marxist Theory,” in Power and the State, ed. Gary Littlejohn et al. (London: Croom Helm, 1978) William G. Domhoff, The Powers That Be (New York. Vintage Books, 1979)
    • (1978) Power and the State
    • Hindess, B.1    Domhoff, W.G.2
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    • esp. the introduction; and Nicos Poulantzas, State, Power and Socialism, trans. Patrick Camiller (London: New Left Books), esp. pp. 25-27
    • Holloway and Picciotto, State and Capital, esp. the introduction; and Nicos Poulantzas, State, Power and Socialism, trans. Patrick Camiller (London: New Left Books, 1978), esp. pp. 25-27.
    • (1978) State and Capital
    • Holloway1    Picciotto2
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    • Beyond Relative Autonomy, State Managers as Historical Subjects
    • ed. Ralph Miliband and John Saville
    • Fred Block, “Beyond Relative Autonomy, State Managers as Historical Subjects,” in Socialist Register 1980, ed. Ralph Miliband and John Saville, pp. 227-42;
    • (1980) Socialist Register , pp. 227-242
    • Block, F.1
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    • (Cambridge: Cambridge University Press), and passim
    • John M. Maguire, Marx's “Theory of Politics” (Cambridge: Cambridge University Press, 1978), pp. 16-27 and passim
    • (1978) Marx's “Theory of Politics” , pp. 16-27
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    • and, (Boston: Routledge and Kegan Paul), find Marx himself occasionally guilty of this reduction.
    • and Paul Thomas, Karl Marx and the Anarchists (Boston: Routledge and Kegan Paul, 1980), pp. 56-122, find Marx himself occasionally guilty of this reduction.
    • (1980) Karl Marx and the Anarchists , pp. 56-122
    • Thomas, P.1
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    • chap. 2, tries to extend the notion of rationality beyond the more narrow identification of homo economicus with rational action. He continues to address this problem in his current work; see his “Rationality,” mimeographed (Oslo Department of History, University of Oslo).
    • Elster, Ulysses and the Sirens, chap. 2, tries to extend the notion of rationality beyond the more narrow identification of homo economicus with rational action. He continues to address this problem in his current work; see his “Rationality,” mimeographed (Oslo Department of History, University of Oslo, 1981).
    • (1981) Ulysses and the Sirens
    • Elster1
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    • (London: The Institute of Economic Affairs)
    • Steven N. S. Cheung, The Myth of Social Cost (London: The Institute of Economic Affairs, 1978), p. 53.
    • (1978) The Myth of Social Cost , pp. 53
    • Cheung, S.N.S.1
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    • One of the most interesting formulations of the Hobbesian dilemma is found in Talcott Parsons, (New York: Free Press)
    • One of the most interesting formulations of the Hobbesian dilemma is found in Talcott Parsons, The Structure of Social Action (New York: Free Press, 1949), pp. 89-94.
    • (1949) The Structure of Social Action , pp. 89-94
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    • (Blacksburg, Va.: University Publications), Adam Smith, The Wealth of Nations (London: Methuen, 1950), p. 203, also discussed the importance of the state for protecting private property rights and promoting economic growth. Other economists have attempted to use neoclassical economic assumptions to develop a theory of the state. For example, see Richard D. Auster and Morris Silver, The State as a Firm (Boston: Martinus Nijhoff Publishing, 1979). However, they treat the state as an actor rather than as an institution composed of actors, and they focus mostly on modem polities.
    • Gordon Tullock, The Social Dilemma (Blacksburg, Va.: University Publications, 1974), p. 17. Adam Smith, The Wealth of Nations (London: Methuen, 1950), p. 203, also discussed the importance of the state for protecting private property rights and promoting economic growth. Other economists have attempted to use neoclassical economic assumptions to develop a theory of the state. For example, see Richard D. Auster and Morris Silver, The State as a Firm (Boston: Martinus Nijhoff Publishing, 1979). However, they treat the state as an actor rather than as an institution composed of actors, and they focus mostly on modem polities.
    • (1974) The Social Dilemma , pp. 17
    • Tullock, G.1
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    • (Cambridge: Harvard University Press)
    • The Logic of Collective Action (Cambridge: Harvard University Press, 1965).
    • (1965) The Logic of Collective Action
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    • This was pointed out by, and Douglass C. North in their graduate seminar on economic organization at the University of Washington in 1979. They argued that the firm, too, has remained a black box for neoclassical economists. See Oliver Williamson, (New York: Free Press), for a seminal, if unsuccessful, attempt to rectify this lacuna.
    • This was pointed out by Steven N. S. Cheung and Douglass C. North in their graduate seminar on economic organization at the University of Washington in 1979. They argued that the firm, too, has remained a black box for neoclassical economists. See Oliver Williamson, Markets and Hierarchies: Analysis and Antitrust Implications (New York: Free Press, 1975) for a seminal, if unsuccessful, attempt to rectify this lacuna.
    • (1975) Markets and Hierarchies: Analysis and Antitrust Implications
    • Cheung, S.N.S.1
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    • Also, see, M. C. Jensen and William H. Meckling, “Theory of the Firm: Managerial Behavior, Agency Costs, and Ownership Struc ture,”, of Finance Economics 3 (1976): 305-60.
    • Also, see M. C. Jensen and William H. Meckling, “Theory of the Firm: Managerial Behavior, Agency Costs, and Ownership Struc ture,” Journal of Finance Economics 3 (1976): 305-60.
    • Journal
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    • See, especially, Economic, (Morristown, N.J.: General Learning Press), Such implications can also be drawn from: Anthony Downs, An Economic Theory of Democracy (New York: Harper and Row, 1957)
    • See, especially, Randall Bartlett, Economic Foundations of Political Neoclassical and Marxist Theories of Government Behavior (Morristown, N.J.: General Learning Press, 1976). Such implications can also be drawn from: Anthony Downs, An Economic Theory of Democracy (New York: Harper and Row, 1957)
    • (1976) Foundations of Political Neoclassical and Marxist Theories of Government Behavior
    • Bartlett, R.1
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    • No rules governing democratic elections or decision making yet exist that are capable of promoting optimum conditions for alL Someone always loses. The rules always exclude certain groups from having an effective influence on the policy-making process. The rules can also promote log-rolling, vote trading, or coalition formation in which one or another party is excluded from the pie. The most important statement of this problem is, 2nd ed. (New Haven: Yale University Press).
    • No rules governing democratic elections or decision making yet exist that are capable of promoting optimum conditions for alL Someone always loses. The rules always exclude certain groups from having an effective influence on the policy-making process. The rules can also promote log-rolling, vote trading, or coalition formation in which one or another party is excluded from the pie. The most important statement of this problem is Kenneth Arrow, Social Choice and Individual Values, 2nd ed. (New Haven: Yale University Press, 1963).
    • (1963) Social Choice and Individual Values
    • Arrow, K.1
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    • Also, see, John M. Orbell and L. A. Wilson, “Institutional Solutions to the N-Prisoners' Di lemma,”, 72, no. 2 (1979): 411-21;
    • Also, see John M. Orbell and L. A. Wilson, “Institutional Solutions to the N-Prisoners' Di lemma,” American Political Science Review 72, no. 2 (1979): 411-21;
    • American Political Science Review
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    • The Limits of Constitutional Design
    • and, A related finding is that the setting of the agenda, particularly through the pairing of choices, can predetermine the outcome. See, for example, Charles R. Plott and Michael E. Levine, “On Using the Agenda to Influence Group Decisions: Theory, Experiments, and Applications,” American Economic Review, forthcoming; and Joe A. Oppenheimer, “Problems with Applying Collective Good Theories to Alliances,” Journal of Conflict Resolution, forthcoming. For a good review of this literature, see Norman Frohlich and Joe A. Oppenheimer, Modern Political Economy (Englewood Cliffs, N.J.: Prentice-Hall, 1978) esp. chap. 2;
    • and Douglas Rae, “The Limits of Constitutional Design,” American Political Science Review 69, no. 4 (1975): 127-94. A related finding is that the setting of the agenda, particularly through the pairing of choices, can predetermine the outcome. See, for example, Charles R. Plott and Michael E. Levine, “On Using the Agenda to Influence Group Decisions: Theory, Experiments, and Applications,” American Economic Review, forthcoming; and Joe A. Oppenheimer, “Problems with Applying Collective Good Theories to Alliances,” Journal of Conflict Resolution, forthcoming. For a good review of this literature, see Norman Frohlich and Joe A. Oppenheimer, Modern Political Economy (Englewood Cliffs, N.J.: Prentice-Hall, 1978), esp. chap. 2;
    • (1975) American Political Science Review , vol.69 , Issue.4 , pp. 127-194
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    • (New York: Cambridge University Press), esp. chaps. 9-13;
    • Dennis C. Mueller, Public Choice (New York: Cambridge University Press, 1979), esp. chaps. 9-13;
    • (1979) Public Choice
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    • and, (New York: Columbia University Press), chaps. 2-3. In other words, such mundane factors as electoral arrangements, parliamentary procedures, and constitutional design can significantly influence whose preferences are taken into account when policies are being made.
    • and Robert Abrams, Foundations of Political Analysis (New York: Columbia University Press, 1980), chaps. 2-3. In other words, such mundane factors as electoral arrangements, parliamentary procedures, and constitutional design can significantly influence whose preferences are taken into account when policies are being made.
    • (1980) Foundations of Political Analysis
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    • has become the classic statement of this di lemma. However, Downs, An Economic Theory of Democracy, raised a similar issue with regard to voting.
    • Olson, The Logic of Collective Action, has become the classic statement of this di lemma. However, Downs, An Economic Theory of Democracy, raised a similar issue with regard to voting.
    • The Logic of Collective Action
    • Olson1
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    • Also, see, Terry M. Moe, (Chicago: University of Chi cago Press)
    • Also, see Terry M. Moe, The Organization of Interests (Chicago: University of Chi cago Press, 1980).
    • (1980) The Organization of Interests
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    • The Democratic State: A Public Choice Perspective
    • (Paper presented to the Public Choice Society, Charleston, S.C.)
    • William C. Mitchell, “The Democratic State: A Public Choice Perspective” (Paper presented to the Public Choice Society, Charleston, S.C., 1979)
    • (1979)
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    • Struc ture and Performance: The Task of Economic History
    • and
    • and Douglass C. North, “Struc ture and Performance: The Task of Economic History,” Journal of Economic Literature 16 (1978): 963-78.
    • (1978) Journal of Economic Literature , vol.16 , pp. 963-978
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    • Structure and Performance
    • North, “Structure and Performance.”
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    • This definition is derived from, (New York: International Publishers). To some extent it is also derived from
    • This definition is derived from Frederick Engels, The Origin of the Family, Private Property, and the State (New York: International Publishers, 1973), pp. 229-30. To some extent it is also derived from
    • (1973) The Origin of the Family, Private Property, and the State , pp. 229-230
    • Engels, F.1
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    • trans. Guenther Roth and Carl Wittich (New York: Bedminster Press). However, Weber says quite clearly that it is the modem state that monopolizes legitimate force; presumably premodern states did not always possess a monopoly.
    • Max Weber, Economy and Society, trans. Guenther Roth and Carl Wittich (New York: Bedminster Press, 1968), p. 56. However, Weber says quite clearly that it is the modem state that monopolizes legitimate force; presumably premodern states did not always possess a monopoly.
    • (1968) Economy and Society , pp. 56
    • Weber, M.1
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    • Anthropological accounts include:, (New York: W. W. Norton and Company)
    • Anthropological accounts include: Elman R. Service, Origins of the State and Civilization (New York: W. W. Norton and Company, 1975)
    • (1975) Origins of the State and Civilization
    • Service, E.R.1
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    • eds., (Philadelphia. Institute for the Study of Human Issues)
    • Ronald Cohen and Elman R. Service, eds., Origins of the State (Philadelphia. Institute for the Study of Human Issues, 1978)
    • (1978) Origins of the State
    • Cohen, R.1    Service, E.R.2
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    • Recent Research on the State
    • and, One of the underlying arguments is that the state arises when society reaches such a size that a specialized agency of justice and protection is required, however, there is consider able debate about what this size is and what determines it. For another view of these issues, see Auster and Silver, The State as a Firm, chap. 2. Sociologists and historians have also ex plored the question of state formation and transformation. For example, see Reinhard Bendix, Kings or People: Power and the Mandate to Rule (Berkeley: University of California Press, 1978)
    • and H. T. Wrigbt, “Recent Research on the State,” Annual Review of Anthropology 6 (1977): 379-97. One of the underlying arguments is that the state arises when society reaches such a size that a specialized agency of justice and protection is required, however, there is consider able debate about what this size is and what determines it. For another view of these issues, see Auster and Silver, The State as a Firm, chap. 2. Sociologists and historians have also ex plored the question of state formation and transformation. For example, see Reinhard Bendix, Kings or People: Power and the Mandate to Rule (Berkeley: University of California Press, 1978)
    • (1977) Annual Review of Anthropology , vol.6 , pp. 379-397
    • Wrigbt, H.T.1
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    • Moore, Social Origins of Dictatorship and Democracy; Wallerstein, The Modern World System; Anderson, Lineages; Gianfranco Poggi, (Stan ford: Stanford University Press)
    • Moore, Social Origins of Dictatorship and Democracy; Wallerstein, The Modern World System; Anderson, Lineages; Gianfranco Poggi, The Development of the Modern State (Stan ford: Stanford University Press, 1978)
    • (1978) The Development of the Modern State
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    • and, (Princeton: Princeton University Press), While the anthropol ogists tend to focus on the emergence of an institution that can be labeled a state, these ana lysts tend to investigate the emergence of the modem state. One theorist who addresses the question across many time periods and countries is, of course, Weber, in Economy and Society. Political philosophers have addressed the question of state emergence in yet another way. The great works in this literature abound, but among the most important older texts are: Thomas Hobbes, Leviathan, ed. Michael Oakshott (London: Collier-Macmillan, Ltd., 1962)
    • and Charles Tilly, ed., The Formation of National States in Western Europe (Princeton: Princeton University Press, 1975). While the anthropol ogists tend to focus on the emergence of an institution that can be labeled a state, these ana lysts tend to investigate the emergence of the modem state. One theorist who addresses the question across many time periods and countries is, of course, Weber, in Economy and Society. Political philosophers have addressed the question of state emergence in yet another way. The great works in this literature abound, but among the most important older texts are: Thomas Hobbes, Leviathan, ed. Michael Oakshott (London: Collier-Macmillan, Ltd., 1962)
    • (1975) The Formation of National States in Western Europe
    • Tilly, C.1
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    • ed. Peter Laslett (Cambridge: Cambridge University Press)
    • John Locke, Two Treatises of Government, ed. Peter Laslett (Cambridge: Cambridge University Press, 1960)
    • (1960) Two Treatises of Government
    • Locke, J.1
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    • and, trans. G. D. H. Cole (New York: E. P. Dutton and Company, 1950). Recent contributions to the tradition of constitutional design include: John Rawls, A Theory of Justice (Cambridge: Harvard University Press, 1971)
    • and Jean-Jacques Rousseau, The Social Contract, trans. G. D. H. Cole (New York: E. P. Dutton and Company, 1950). Recent contributions to the tradition of constitutional design include: John Rawls, A Theory of Justice (Cambridge: Harvard University Press, 1971)
    • The Social Contract
    • Rousseau, J.-J.1
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    • anan and Gordon Tulluck, (Ann Arbor. The University of Michigan Press)
    • James M. Buch anan and Gordon Tulluck, The Calculus of Consent (Ann Arbor. The University of Michigan Press, 1962).
    • (1962) The Calculus of Consent
    • Buch, J.M.1
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    • Regional Modes of Production and Patterns of State Formation in Western Europe
    • 85, no. 5 (1980): 1061-94. Support for their argument from a different continent and century is found in Allen Kommesser, “Regional Modes of Production and the Emergence of the State in Ancient India,” mimeographed (Seattle: Department of Political Science, University of Washington).
    • “Regional Modes of Production and Patterns of State Formation in Western Europe,” American Journal of Sociology 85, no. 5 (1980): 1061-94. Support for their argument from a different continent and century is found in Allen Kommesser, “Regional Modes of Production and the Emergence of the State in Ancient India,” mimeographed (Seattle: Department of Political Science, University of Washington, 1981).
    • (1981) American Journal of Sociology
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    • arose from the need to keep class antagonisms in check
    • In Origins of Private Property, Engels, argues that the state, but that “… it is, as a rule, the state of the most powerful economically dominant class.”
    • In Origins of Private Property, Engels, p. 231, argues that the state “arose from the need to keep class antagonisms in check,” but that “… it is, as a rule, the state of the most powerful economically dominant class.”
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    • Manifesto of the Communist Party
    • Also, see, Karl Marx and Frederick Engels, in Marx-Engels Reader, 1.
    • Also, see Karl Marx and Frederick Engels, “Manifesto of the Communist Party,” in Marx-Engels Reader, p. 48 1.
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    • Also, see, (Princeton: Princeton University Press), Several of the writers in the “resource mobilization” perspective also discuss the role and preconditions of leadership, especially John D. McCarthy and Mayer N. Zald, “Re source Mobilization and Social Movements A Partial Theory,” American Journal of Sociology 82, no. 6 (1977): 1212-41;
    • Also, see Norman Frohlich, Joe A. Oppenheimer and Oran Young Political Leadership and Collective Goods (Princeton: Princeton University Press, 1971). Several of the writers in the “resource mobilization” perspective also discuss the role and preconditions of leadership, especially John D. McCarthy and Mayer N. Zald, “Re source Mobilization and Social Movements A Partial Theory,” American Journal of Sociology 82, no. 6 (1977): 1212-41;
    • (1971) Political Leadership and Collective Goods
    • Frohlich, N.1    Oppenheimer, J.A.2    Young, O.3
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    • and, (Englewood Cliffs, N.J.: Prentice-Hall), 157-84
    • and Anthony Oberschall, Social Conflict and Social Movements, (Englewood Cliffs, N.J.: Prentice-Hall, 1973), pp. 116-18, 157-84.
    • (1973) Social Conflict and Social Movements , pp. 116-118
    • Oberschall, A.1
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    • This story is summarized from, (New York: Pantheon Books), The various epithets for Odysseus come from Homer, The Illiad, trans. Richmond Lattimore (Chicago: University of Chicago Press, 1951), pp. 63-70, 469
    • This story is summarized from Gustav Schwab, Gods and Heroes (New York: Pantheon Books, 1946), pp. 307-14. The various epithets for Odysseus come from Homer, The Illiad, trans. Richmond Lattimore (Chicago: University of Chicago Press, 1951), pp. 63, 70, 469.
    • (1946) Gods and Heroes , pp. 307-314
    • Schwab, G.1
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    • For concise histories of this period, see, (Cambridge: Cambridge University Press), esp. the essays by
    • For concise histories of this period, see The Cambridge Ancient History VI: Macedon, 401-301 B.C. (Cambridge: Cambridge University Press, 1969), esp. the essays by
    • (1969) The Cambridge Ancient History VI: Macedon, 401-301 B.C.
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    • Macedonian Supremacy in Greece
    • Alexander: The Conquest of Persia
    • and W. W. Tarn (“Alexander: The Conquest of Persia,” pp. 352-86 and “Macedonian Supremacy in Greece,” pp. 244-71)
    • Tarn, W.W.1
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    • For a fairly complete review of the Marxist literature on dependency, see, Anthony Brewer, (London: Roudedge & Kegan Paul)
    • For a fairly complete review of the Marxist literature on dependency, see Anthony Brewer, Marxirt Theories of Imperialism (London: Roudedge & Kegan Paul, 1980).
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    • Imperialism: The Highest Stage of Capitalism (New York. International Publishers).
    • Imperialism: The Highest Stage of Capitalism (New York. International Publishers, 1939).
    • (1939)
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    • See, esp. Shorter and Tilly, Strikes in France. For a discussion of the unionization of public employees in the United States, see Margaret Levi, Bureaucratic Insurgency: The Case, (Lexington: Lexington, Mass. : Lexington Books)
    • See esp. Shorter and Tilly, Strikes in France. For a discussion of the unionization of public employees in the United States, see Margaret Levi, Bureaucratic Insurgency: The Case of Police Unions (Lexington: Lexington, Mass. : Lexington Books, 1977).
    • (1977) of Police Unions
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    • and, (New York: Dodd & Mead), provide particularly useful analyses
    • and Eliot Freidson, Profession of Medicine (New York: Dodd & Mead, 1970), provide particularly useful analyses.
    • (1970) Profession of Medicine
    • Freidson, E.1
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    • These are from Olson, The Logic of Collective Action. For their elaboration and application to a wider range of organizations and movements, see Oberschall, Social Conflict; Charles Tilly, (Reading, Mass.: Addison-Wesley Publishing Company)
    • These are from Olson, The Logic of Collective Action. For their elaboration and application to a wider range of organizations and movements, see Oberschall, Social Conflict; Charles Tilly, From Mobilization to Revolution (Reading, Mass.: Addison-Wesley Publishing Company, 1978)
    • (1978) From Mobilization to Revolution
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    • Resource Mobilization
    • and McCarthy and Zald
    • and McCarthy and Zald, “Resource Mobilization.”
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    • Poor People against the State
    • Spring, Michael Lipsky and Margaret Levi, “Community Organization as a Political Resource,” in People and Politics in Urban Society, ed. Harlan Hahn (Beverly Hills Sage, 1972), pp. 175-99
    • Margaret Levi, “Poor People against the State,” The Review of Radical Political Economics 6 (Spring 1974): 76-98; Michael Lipsky and Margaret Levi, “Community Organization as a Political Resource,” in People and Politics in Urban Society, ed. Harlan Hahn (Beverly Hills Sage, 1972), pp. 175-99;
    • (1974) The Review of Radical Political Economics , vol.6 , pp. 76-98
    • Levi, M.1
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    • Manifesto
    • pp. 480-81.
    • Marx and Engels, “Manifesto,” pp. 480-81.
    • Marx1    Engels2
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    • The Rise and Decline of Ethnoregional Political Parties: Scotland, Wales, and Brittany
    • and, in Ethnicity and Economic Development, ed. William Lockwood, forthcoming.
    • and Margaret Levi and Michael Hechter, “The Rise and Decline of Ethnoregional Political Parties: Scotland, Wales, and Brittany,” in Ethnicity and Economic Development, ed. William Lockwood, forthcoming.
    • Levi, M.1    Hechter, M.2
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    • “Moments of Madness,“ Politics & Society 2, no. 2: 183-207.
    • “Moments of Madness,“ Politics & Society 2, no. 2 (1972): 183-207.
    • (1972)
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    • This seems to have been the view propounded by Marx and Engels in both “Mani festo,”, and The German Ideology, pp. 172-75. These ideas were developed further by Antonio Gramsci, Prison Notebooks, ed. and trans. Quintin Hoare and Geoffrey Nowell Smith (London: New Left Books). For an interesting and clear discussion of Gramsci's con cepts, see Jerome Karabel, “Revolutionary Contradictions: Antonio Gramsci and the Problem of Intellectuals,”, 6, no. 2 (1976): 123-72.
    • This seems to have been the view propounded by Marx and Engels in both “Mani festo,” p. 481, and The German Ideology, pp. 172-75. These ideas were developed further by Antonio Gramsci, Prison Notebooks, ed. and trans. Quintin Hoare and Geoffrey Nowell Smith (London: New Left Books, 1971). For an interesting and clear discussion of Gramsci's con cepts, see Jerome Karabel, “Revolutionary Contradictions: Antonio Gramsci and the Problem of Intellectuals,” Politics & Society 6, no. 2 (1976): 123-72.
    • (1971) Politics & Society , pp. 481
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    • Also, see, Perry Anderson, ''The Antinomies of Antonio Gramsci,”
    • Also, see Perry Anderson, ''The Antinomies of Antonio Gramsci,” New Left Review 100 (1977): 5-79;
    • (1977) New Left Review , vol.100 , pp. 5-79
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    • Hegemony and Ideology in Gramsci
    • and, in Gramsci and Marxist Theory, ed. Chantal Mouffe, (Boston: Routledge & Kegan Paul)
    • and Chantal Mouffe, “Hegemony and Ideology in Gramsci,” in Gramsci and Marxist Theory, ed. Chantal Mouffe (Boston: Routledge & Kegan Paul, 1979), pp. 168-204.
    • (1979) , pp. 168-204
    • Mouffe, C.1
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    • For example, see, Shorter and Tilly, Strikes in France; and Charles Tilly, Louise Tilly, and Richard Tilly, The Rebellious Century: 1830-1930 (Cambridge: Harvard University Press).
    • For example, see Shorter and Tilly, Strikes in France; and Charles Tilly, Louise Tilly, and Richard Tilly, The Rebellious Century: 1830-1930 (Cambridge: Harvard University Press, 1975).
    • (1975)
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    • Manifesto
    • “Manifesto,” p. 481.
  • 120
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    • The Rise and Decline of Ethnoregional Political Parties
    • Levi and Hechter, “The Rise and Decline of Ethnoregional Political Parties.”
    • Levi1    Hechter2
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    • The Demand for Order in Civil Society: A Review of Some of the Themes in the History of Urban Crime, Police, and Riot
    • in The Police, ed. David Bordua, (New York: John Wiley & Sons)
    • Allan Silver, “The Demand for Order in Civil Society: A Review of Some of the Themes in the History of Urban Crime, Police, and Riot,” in The Police, ed. David Bordua (New York: John Wiley & Sons, 1967), pp. 1-24.
    • (1967) , pp. 1-24
    • Silver, A.1
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    • Measurement Cost and the Organization of Markets
    • See, for example, Cheung, The Myth of Social Cost; Yoram Barzel, mimeographed (Seattle: Department of Economics, University of Washington).
    • See, for example, Cheung, The Myth of Social Cost; Yoram Barzel, “Measurement Cost and the Organization of Markets,” mimeographed (Seattle: Department of Economics, University of Washington, 1980).
    • (1980)
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    • North, Structure and Change: and Hechter, “A Theory of Group Solidarity,” also address the problems of monitoring. For another discussion of the problem, see, (New York: Basic Books)
    • North, Structure and Change: and Hechter, “A Theory of Group Solidarity,” also address the problems of monitoring. For another discussion of the problem, see Richard Edwards, Contested Terrain: The Transformation of the Workplace in the Twentieth Century (New York: Basic Books, 1979).
    • (1979) Contested Terrain: The Transformation of the Workplace in the Twentieth Century
    • Edwards, R.1
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    • A Theory of Group Solidarity
    • Hechter, “A Theory of Group Solidarity.”
    • Hechter1
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    • to Revolution, esp. pp. 10-16, 38-40.
    • Perry, From Rebellion to Revolution, esp. pp. 10-16, 38-40.
    • From Rebellion
    • Perry1
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    • Also, see, Economy and Society, esp. pp. 956-63.
    • Also, see North, Structure and Change. 67. Economy and Society, esp. pp. 956-63.
    • North, Structure and Change , pp. 67
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    • Politics Up-Ends the Bargaining Table
    • There is a considerable literature on how differences in bargaining power, based in part on essential services and in part on the right to engage in collective bargaining, result in differ ences in pay. See, for example, in Public Workers and Public Unions, ed. Sam Zagoria (New York: American Assembly)
    • There is a considerable literature on how differences in bargaining power, based in part on essential services and in part on the right to engage in collective bargaining, result in differ ences in pay. See, for example, A. H. Raskin, “Politics Up-Ends the Bargaining Table,” in Public Workers and Public Unions, ed. Sam Zagoria (New York: American Assembly, 1972)
    • (1972)
    • Raskin, A.H.1
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    • Ray mond D. Horton, Municipal Labor Relations in New York City: Lessons of the Lindsay-Wagner Years, (New York: Praeger Publishers), chap. 6;
    • Ray mond D. Horton, Municipal Labor Relations in New York City: Lessons of the Lindsay-Wagner Years (New York: Praeger Publishers, 1973), chap. 6;
    • (1973)
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    • A Model of Public Sector Wage Deter mination
    • and, in Public Sector Labor Relations, ed. David Lewin et aL, (Glen Ridge, N.J.: Thomas Horton & Daughters)
    • and Ronald G. Ehrenberg and Gerald S. Goldstein, “A Model of Public Sector Wage Deter mination,” in Public Sector Labor Relations, ed. David Lewin et aL (Glen Ridge, N.J.: Thomas Horton & Daughters, 1977), pp. 362-72.
    • (1977) , pp. 362-372
    • Ehrenberg, R.G.1    Goldstein, G.S.2
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    • (London: New Left Books), and chap. 11
    • Lenin, Imperialism; Ernest Mandel, Late Capitalism (London: New Left Books, 1975), pp. 84-85 and chap. 11.
    • (1975) Ernest Mandel, Late Capitalism , pp. 84-85
    • Lenin, I.1


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