메뉴 건너뛰기




Volumn , Issue , 2005, Pages

Enforcement of Risk-Based Capital Rules

Author keywords

Banks; Capital adequacy regulation; Credit risk; Formal actions; Operational risk; Risk management; Securities firms

Indexed keywords


EID: 84920081681     PISSN: None     EISSN: None     Source Type: Book    
DOI: 10.1093/acprof:oso/9780195169713.003.0008     Document Type: Chapter
Times cited : (6)

References (24)
  • 1
    • 84920065886 scopus 로고    scopus 로고
    • Various years. Top 100 Banking Companies by Total Assets
    • Available at
    • American Banker. Various years. Top 100 Banking Companies by Total Assets. Available at: www.americanbanker.com/rankings.html?ranking=/BTHC.html.
  • 2
    • 84920068939 scopus 로고    scopus 로고
    • Uniform Financial Institutions Rating System
    • December 26
    • Board of Governors of the Federal Reserve System. 2002. Uniform Financial Institutions Rating System (December 26).
    • (2002)
  • 3
    • 84920105639 scopus 로고
    • Blech Stumbles, and Some Biotech Stocks Tumble
    • (September 23
    • Calian, Sara. 1994. Blech Stumbles, and Some Biotech Stocks Tumble. The Wall Street Journal (September 23).
    • (1994) The Wall Street Journal
    • Calian, S.1
  • 4
    • 84920066568 scopus 로고    scopus 로고
    • History of the Eighties -Lessons for the Future. Vol. 1: An Examination of the Banking Crises of the 1980s and Early 1990s
    • Available at
    • Federal Deposit Insurance Corporation (FDIC). 1996. History of the Eighties -Lessons for the Future. Vol. 1: An Examination of the Banking Crises of the 1980s and Early 1990s. Available at: www.fdic.gov/bank/historical/history/ vol1.html.
    • (1996)
  • 5
    • 0042776228 scopus 로고    scopus 로고
    • (December 31). Available at
    • Federal Deposit Insurance Corporation (FDIC). 1998. Quarterly Banking Profile (December 31). Available at: http:// www2.fdic.gov/qbp/1998dec/qbp.pdf.
    • (1998) Quarterly Banking Profile
  • 6
    • 84920080792 scopus 로고    scopus 로고
    • Quarterly Banking Profile
    • Table 1-A. Selected Indicators. FDICInsured Commercial Banks (March 31). Available at
    • Federal Deposit Insurance Corporation (FDIC). 2002. Quarterly Banking Profile. Table 1-A. Selected Indicators. FDICInsured Commercial Banks (March 31). Available at: http://www2.fdic.gov/ qbp/2002mar/qbp.pdf.
    • (2002)
  • 7
    • 84920075791 scopus 로고    scopus 로고
    • Quarterly Banking Profile
    • Table 1-A. Selected Indicators. FDIC-Insured Commercial Banks. Available at
    • Federal Deposit Insurance Corporation (FDIC). 2003. Quarterly Banking Profile, Table 1-A. Selected Indicators. FDIC-Insured Commercial Banks. Available at: http://www2.fdic.gov/qbp/ qbpSelect.asp?menuItem=QBP.
    • (2003)
  • 8
    • 84920103698 scopus 로고
    • Available at
    • Federal Deposit Insurance Corporation Improvement Act (FDICIA). 1991. Available at: http://www.fdic.gov/regulations/laws/rules/8000-2400.html.
    • (1991)
  • 9
    • 84920090376 scopus 로고    scopus 로고
    • Profits and Balance Sheet Developments at U.S. Commercial Banks in 2000
    • Washington, D.C. (June)
    • Federal Reserve Bulletin. 2001. Profits and Balance Sheet Developments at U.S. Commercial Banks in 2000. Washington, D.C. (June).
    • (2001)
  • 10
    • 84920079362 scopus 로고    scopus 로고
    • Profits and Balance Sheet Developments at U.S. Commercial Banks in 2001
    • Washington, D.C. (June)
    • Federal Reserve Bulletin. 2002. Profits and Balance Sheet Developments at U.S. Commercial Banks in 2001. Washington, D.C. (June).
    • (2002)
  • 11
    • 0346649362 scopus 로고    scopus 로고
    • Risk-Based Capital: Regulatory and Industry Approaches to Capital and Risk
    • Report to the Chairman, Committee on Banking, Housing, and Urban Affairs, U.S. Senate, and the Chairman, Committee on Banking and Financial Services, House of Representatives, Washington, D.C. (GAO/GGD-98-153) (July). Available at
    • General Accounting Office (GAO). 1998. Risk-Based Capital: Regulatory and Industry Approaches to Capital and Risk. Report to the Chairman, Committee on Banking, Housing, and Urban Affairs, U.S. Senate, and the Chairman, Committee on Banking and Financial Services, House of Representatives, Washington, D.C. (GAO/GGD-98-153) (July). Available at: http://www.gao.gov/ archive/1998/gg98153.pdf.
    • (1998)
  • 12
    • 21844457848 scopus 로고    scopus 로고
    • Comparison of Financial Institution Regulators' Enforcement and Prompt Corrective Action Authorities
    • Washington, D.C. (January 31). Available at
    • General Accounting Office (GAO). 2001. Comparison of Financial Institution Regulators' Enforcement and Prompt Corrective Action Authorities. Washington, D.C. (January 31). Available at: http://www.gao.gov/new.items/d01322r.pdf.
    • (2001)
  • 13
    • 84920095683 scopus 로고    scopus 로고
    • Surprising Observations about the Supervision of Banks Downgraded to CAMELS 3
    • Unpublished paper
    • Gilbert, R. Alton. 2003. Surprising Observations about the Supervision of Banks Downgraded to CAMELS 3. Unpublished paper.
    • (2003)
    • Gilbert, R.A.1
  • 14
    • 4243225293 scopus 로고    scopus 로고
    • Do Depositors Care About Enforcement Actions?
    • Working Paper 2000-020A, Table 1, at 40. Federal Reserve (p.329) Bank of St. Louis, (July 1). Available at
    • Gilbert, R. Alton., and M. D. Vaughan. 2000. Do Depositors Care About Enforcement Actions? Working Paper 2000-020A, Table 1, at 40. Federal Reserve (p.329) Bank of St. Louis, (July 1). Available at: http:// research.stlouisfed.org/wp/2000/2000-020.pdf.
    • (2000)
    • Gilbert, R.A.1    Vaughan, M.D.2
  • 15
    • 84920087854 scopus 로고    scopus 로고
    • H.R. 10 and Financial Modernization. Appendix B, Table 2
    • Testimony of Chairman of the Federal Reserve Board before the Subcommittee on Finance and Hazardous Materials, Committee on Commerce, U.S. House of Representatives, April 28. Washington, D.C. Available at
    • Greenspan, Alan. 1999. H.R. 10 and Financial Modernization. Appendix B, Table 2. Testimony of Chairman of the Federal Reserve Board before the Subcommittee on Finance and Hazardous Materials, Committee on Commerce, U.S. House of Representatives, April 28. Washington, D.C. Available at: http://www.federalreserve.gov/boarddocs/ testimony/1999/19990428.htm.
    • (1999)
    • Greenspan, A.1
  • 16
    • 0004191538 scopus 로고    scopus 로고
    • International Financial Statistics Yearbook
    • Washington, D.C.: IMF
    • International Monetary Fund (IMF). 1997. International Financial Statistics Yearbook. Washington, D.C.: IMF.
    • (1997)
  • 17
    • 0003676925 scopus 로고    scopus 로고
    • World Economic Outlook
    • Washington, D.C.: IMF (September)
    • International Monetary Fund (IMF). 2002. World Economic Outlook. Washington, D.C.: IMF (September).
    • (2002)
  • 18
    • 0038126468 scopus 로고    scopus 로고
    • Regulation of Financial Institutions. American Casebook Series
    • St. Paul, Minn.: West Group
    • Jackson, Howell, and E. Symons. 1999. Regulation of Financial Institutions. American Casebook Series. St. Paul, Minn.: West Group.
    • (1999)
    • Jackson, H.1    Symons, E.2
  • 19
    • 84920072157 scopus 로고    scopus 로고
    • OCC Prompt Corrective Action Directive
    • November 15, 2001. Press Release (February 7)
    • Office of the Comptroller of the Currency (OCC). 2002. OCC Prompt Corrective Action Directive, November 15, 2001. Press Release (February 7).
    • (2002)
  • 20
    • 84920089046 scopus 로고    scopus 로고
    • The Failure of BestBank, Boulder, Colorado
    • Audit Report No. 99-005 (January 22). Available at
    • Office of Inspector General, FDIC (OIG). 1999. The Failure of BestBank, Boulder, Colorado. Audit Report No. 99-005 (January 22). Available at:www.fdic.gov/oig/a-rep99/99-005.html.
    • (1999)
  • 21
    • 84920064015 scopus 로고    scopus 로고
    • Issues Related to the Failure of Superior Bank, FSB, Hinsdale, Illinois
    • Audit Report No. 02-005 (February 6). Available at
    • Office of Inspector General, FDIC (OIG). 2002. Issues Related to the Failure of Superior Bank, FSB, Hinsdale, Illinois. Audit Report No. 02-005 (February 6). Available at: www.fdic.gov/oig/ a-rep02/02-005.pdf.
    • (2002)
  • 22
    • 84920103571 scopus 로고    scopus 로고
    • Material Loss Review of the Failure of the Connecticut Bank of Commerce, Stamford, Connecticut
    • Audit Report No. 03-017 (March 10). Available at
    • Office of Inspector General, FDIC (OIG). 2003. Material Loss Review of the Failure of the Connecticut Bank of Commerce, Stamford, Connecticut. Audit Report No. 03-017 (March 10). Available at: www.fdic.gov/oig/a-rep03/03-017.pdf.
    • (2003)
  • 23
    • 84920064334 scopus 로고    scopus 로고
    • Broker Dealer Categories
    • Securities Industry Association (SIA). 2001a. Broker Dealer Categories.
    • (2001)
  • 24
    • 84920065477 scopus 로고    scopus 로고
    • Yearbook Report on Capital Adequacy
    • Securities Industry Association (SIA). 2001b. Yearbook Report on Capital Adequacy.
    • (2001)


* 이 정보는 Elsevier사의 SCOPUS DB에서 KISTI가 분석하여 추출한 것입니다.