Consolidated Capital Regulation for Financial Conglomerates

Capital Adequacy beyond Basel: Banking, Securities, and Insurance

Volumn , Issue , 2005, Pages

  Jackson, Howell E ^a  

^a HARVARD LAW SCHOOL   (United States)

Author keywords

Capital requirements; Capital rules; Consolidated capital oversight; Financial conglomerates; Risks

Indexed keywords

EID: 84920066566     PISSN: None     EISSN: None     Source Type: Book    
DOI: 10.1093/acprof:oso/9780195169713.003.0003     Document Type: Chapter

References (13)

1. Basel Committee on Banking Supervision (BCBS). 1988. International Convergence of Capital Measurement and Capital Standards. Basel Committee Publication No. 4. Available ta: www.bis.org/publ/bcbs04A.pdf.
2. Basel Committee on Banking Supervision (BCBS). 2003b. Consultative Document: The New Basel Accord. Available at:www.bis.org/bcbs/cp3full.pdf.
3. Cumming, Christine M., and Beverly J. Hirtle. 2001. The Challenge of Risk Management in Diversified Financial Companies. Federal Reserve Bank of New York Economic Policy Review 7(1): 1-17. Available at: www.ny.frb.org/ research/epr/01v07n1/0103cumm.pdf.
4. Cumming, Christine M., and Beverly J. Hirtle. 2002. Directive 2002/87/EC of the European Parliament and of the Council of 16 December 2002 on the Supplementary Supervision of Credit Institutions, Insurance Undertakings, and Investment Firms in a Financial Conglomerate and amending Council Directives 73/239/EEC, 79/267/EEC, 92/49/EEC, 92/96/EEC, 93/6/EEC and 93/22/EEC, and Directives 98/78/EC and 2000/12/EC of the European Parliament and of the Council.
5. Gordy, Michael B. 2002. A Risk-Factor Model Foundation for Ratings-Based Bank Capital Rules. Board of Governors of the Federal Reserve System FEDS Working Paper No. 2002-55. Available at: www.federalreserve.gov/pubs/ feds/2002/200255/200255pap.pdf.
6. Herring, Richard J., and Anthony M. Santomero. 1990. The Corporate Structure of Financial Conglomerates. Journal of Financial Services Research 4: 471-497.
7. Jackson, Howell E. 1993. The Superior Performance of Savings and Loan Associations with Substantial Holding Companies. Journal of Legal Studies 22:405-56.
8. Jackson, Howell E. 1994. The Expanding Obligations of Financial Holding Companies. Harvard Law Review 107: 507-619.
9. Jackson, Howell E., and Cameron Half. 2002. Background Paper on Evolving Trends in the Supervision of Financial Conglomerates. Available at:www.law.harvard.edu/programs/pifs/pdfs/jackson_half.pdf.
10. Joint Forum on Financial Conglomerates. 1999. Supervision of Financial Conglomerates. Basel Committee Joint Publication No. 47. Available at:www.bis.org/publ/bcbs47.pdf.
11. Kuritzkes, Andrew P., Til Schuermann, and Scott M. Weiner. 2003. Risk Measurement, Risk Management, and Capital Adequacy in Financial Conglomerates. In Brookings-Wharton Papers on Financial Services, ed. Richard Herring and Robert E. Litan. Washington, D.C.: Brookings Institution Press.
12. Meyers, Jan, and David Ballegeer. 2003. What EU Rules Mean for Financial Conglomerates. International Financial Law Review 22 (6): 50-53.
13. Scott, Hal S., and Shinsaku Iwahara. 1994. In Search of a Level Playing Field:The Implementation of the Basel Accord in Japan and the United States. Washington, D.C.: Group of Thirty Occasional Paper No. 46.