N2+1: A review of FSA enforcement and discipline since N2

Journal of Financial Regulation and Compliance

Volumn 11, Issue 2, 2003, Pages 146-150

  Parish, Philip ^a  

^a Litigation Department Edwards Wildman Palmer UK LLP   (United Kingdom)

Author keywords

Enforcement; Listing rule breaches; Market abuse; Mis selling; Money laundering

Indexed keywords

EID: 84899192307     PISSN: 13581988     EISSN: 17400279     Source Type: Journal    
DOI: 10.1108/13581980310810462     Document Type: Review

References (0)