메뉴 건너뛰기




Volumn 10, Issue , 2013, Pages 147-165

From dishonesty to disaster: The reasons and consequences of rogue traders' fraudulent behavior

Author keywords

Dishonesty; Financial crime; Rogue trading

Indexed keywords


EID: 84884494205     PISSN: 18776361     EISSN: None     Source Type: Book Series    
DOI: 10.1108/S1877-6361(2013)0000010011     Document Type: Article
Times cited : (6)

References (65)
  • 1
    • 84868021372 scopus 로고    scopus 로고
    • Metafraud:A meta-learning framework for detecting financial fraud
    • Abbasi, A., Albrecht, C., Vance, A., & Hansen, J. (2012). Metafraud:A meta-learning framework for detecting financial fraud. MIS Quarterly, 36(4), 1293-1327.
    • (2012) MIS Quarterly , vol.36 , Issue.4 , pp. 1293-1327
    • Abbasi, A.1    Albrecht, C.2    Vance, A.3    Hansen, J.4
  • 2
    • 84884487377 scopus 로고    scopus 로고
    • Control lessons from the socie'te' ge'ne'rale fraud
    • October-November
    • Allen, S. (2008). Control lessons from the Socie'te' Ge'ne'rale fraud. Bank Accounting & Finance, October-November, 29-34.
    • (2008) Bank Accounting & Finance , pp. 29-34
    • Allen, S.1
  • 3
    • 84884482438 scopus 로고    scopus 로고
    • February 8, Retrieved from
    • Allied orders fraud inquiry. (2002, February 8). CNN. Retrieved from http://articles.cnn.com/2002-02-08/world/allied.inquiry-1-allied-irish-chief- executive-allfirst-john-rusnak?-s=PM:WORLD.
    • (2002) Allied Orders Fraud Inquiry
  • 5
    • 84884492284 scopus 로고    scopus 로고
    • Dishonesty, choices and investing
    • June
    • Ariely, D. (2012). Dishonesty, choices and investing. AAII Journal, June, 30-33.
    • (2012) AAII Journal , pp. 30-33
    • Ariely, D.1
  • 6
    • 0040884260 scopus 로고    scopus 로고
    • Boys will be boys: Gender, overconfidence, and common stock investment
    • Barber, B. M., & Odean, T. (2001). Boys will be boys: Gender, overconfidence, and common stock investment. The Quarterly Journal of Economics, 116(1), 261-292.
    • (2001) The Quarterly Journal of Economics , vol.116 , Issue.1 , pp. 261-292
    • Barber, B.M.1    Odean, T.2
  • 8
    • 84933495629 scopus 로고
    • The incentive effects of tournament compensation systems
    • Becker, B., & Huselid, M. (1992). The incentive effects of tournament compensation systems. Administrative Science Quarterly, 37(2), 336-350.
    • (1992) Administrative Science Quarterly , vol.37 , Issue.2 , pp. 336-350
    • Becker, B.1    Huselid, M.2
  • 10
    • 0026673759 scopus 로고
    • Are white-collar and common offenders the same? An empirical and theoretical critique of a recently proposed general theory of crime
    • Benson, M. L., & Moore, E. (1992). Are white-collar and common offenders the same? An empirical and theoretical critique of a recently proposed general theory of crime. Journal of Research in Crime and Delinquency, 29(3), 251-272.
    • (1992) Journal of Research in Crime and Delinquency , vol.29 , Issue.3 , pp. 251-272
    • Benson, M.L.1    Moore, E.2
  • 11
    • 84884479236 scopus 로고    scopus 로고
    • Biography, Retrieved from
    • Biography. (2012). Nick Leeson official website. Retrieved from http://www.nickleeson.com/biography/full-biography.html.
    • (2012) Nick Leeson Official Website
  • 13
    • 77951187257 scopus 로고    scopus 로고
    • FINRA advises on rogue trading
    • Chapman, P. (2008). FINRA advises on rogue trading. Traders Magazine, 21(282), 30.
    • (2008) Traders Magazine , vol.21 , Issue.282 , pp. 30
    • Chapman, P.1
  • 14
    • 85054047902 scopus 로고    scopus 로고
    • Fraud investigations - employee fraud
    • Chauhan, A., & Kenkre, M. (2011). Fraud investigations - employee fraud. Credit Control, 32(3/4), 8-17.
    • (2011) Credit Control , vol.32 , Issue.3-4 , pp. 8-17
    • Chauhan, A.1    Kenkre, M.2
  • 16
    • 84884491188 scopus 로고    scopus 로고
    • January 24, Retrieved from
    • Clark, N., & Jolly, D. (2008, January 24). Fraud costs French bank $7.1 billion. The New York Times. Retrieved from http://www.nytimes.com/ 2008/01/25/business/worldbusiness/25bankweb.html?-r=1.
    • (2008) Fraud Costs French Bank $7.1 Billion
    • Clark, N.1    Jolly, D.2
  • 21
    • 84884488590 scopus 로고    scopus 로고
    • Retrieved from
    • Davis, J. (2011). Where rogue trading can thrive. Independent Investor. Retrieved from http://www.independent-investor.com/articles-by-markets/where- rogue-trading-can-thrive.
    • (2011) Where Rogue Trading Can Thrive
    • Davis, J.1
  • 22
    • 37149011777 scopus 로고    scopus 로고
    • Leadership, culture and employee deceit: The case of the national Australia bank
    • Dellaportas, S., Cooper, B. J., & Braica, P. (2007). Leadership, culture and employee deceit: The case of the National Australia Bank. Corporate Governance: An International Review, 15(6), 1442-1452.
    • (2007) Corporate Governance: An International Review , vol.15 , Issue.6 , pp. 1442-1452
    • Dellaportas, S.1    Cooper, B.J.2    Braica, P.3
  • 24
    • 84986165610 scopus 로고    scopus 로고
    • Living in a fool's paradise: The collapse of barings' bank
    • Drummond, H. (2002). Living in a fool's paradise: The collapse of Barings' bank. Management Decision, 40(3), 232-238.
    • (2002) Management Decision , vol.40 , Issue.3 , pp. 232-238
    • Drummond, H.1
  • 25
    • 0141607063 scopus 로고    scopus 로고
    • Did nick leeson have an accomplice? The role of information technology in the collapse of barings' bank
    • Drummond, H. (2003). Did Nick Leeson have an accomplice? The role of information technology in the collapse of Barings' Bank. Journal of Information Technology, 18(2), 93-101.
    • (2003) Journal of Information Technology , vol.18 , Issue.2 , pp. 93-101
    • Drummond, H.1
  • 26
    • 84884486510 scopus 로고
    • Economist, The. Saturday, 4 March 1995, Issue, Retrieved from
    • Economist, The. (1995). The Collapse of Barings, Saturday, 4 March 1995, Vol. 334, Issue 7904, 19-21. Retrieved from: http://www.tlemea.com/economist/ results-view.asp?searchText=((section%20contains%20contents)) %20AND%20(date%20contains%2004/03/1995)&searchDate=&resperpage= 10&respage=0&restotal=1&sort=aFDATE&resnumber=0&DocId= 765744&Index=D%3a%5cdatabase%5cuserdata%5cEconxml1&HitCount=4&hits= 19+1a+1b+552+&sins=yes&bhcp=1&DPGV2=0019-0000.
    • (1995) The Collapse of Barings , vol.334 , Issue.7904 , pp. 19-21
  • 27
    • 84884490781 scopus 로고    scopus 로고
    • 18 May. Retrieved from
    • Financial Services Authority (FSA). (2009). Final Notice by FSA, 18 May. Retrieved from http://www.fsa.gov.uk/pubs/final/david-redmond.pdf.
    • (2009) Final Notice by FSA
  • 28
    • 84884472696 scopus 로고    scopus 로고
    • 24 June. Retrieved from
    • Financial Services Authority (FSA). (2010). Final Notice by FSA, 24 June. Retrieved from http://www.fsa.gov.uk/pubs/final/steven-perkins.pdf.
    • (2010) Final Notice by FSA
  • 29
    • 40749147522 scopus 로고    scopus 로고
    • Guaranteeing governance to curb fraud - societe gene rale debate
    • Forte, D., & Power, R. (2008). Guaranteeing governance to curb fraud - Societe Gene rale debate. Computer Fraud & Security, 2008(3), 18-19.
    • (2008) Computer Fraud & Security, 2008 , Issue.3 , pp. 18-19
    • Forte, D.1    Power, R.2
  • 30
    • 84862158068 scopus 로고    scopus 로고
    • The dark side of creativity: Original thinkers can be more dishonest
    • Gino, F., & Ariely, D. (2012). The dark side of creativity: Original thinkers can be more dishonest. Journal of Personality and Social Psychology, 102(3), 445-459.
    • (2012) Journal of Personality and Social Psychology , vol.102 , Issue.3 , pp. 445-459
    • Gino, F.1    Ariely, D.2
  • 31
    • 33745658072 scopus 로고    scopus 로고
    • Nick leeson and the collapse of barings' bank: Socio-technical networks and the rogue trader
    • Greener, I. (2006). Nick Leeson and the collapse of Barings' Bank: Socio-technical networks and the "rogue trader." Organization, 13(3), 421-441.
    • (2006) Organization , vol.13 , Issue.3 , pp. 421-441
    • Greener, I.1
  • 32
    • 84935060959 scopus 로고
    • White-collar crime and punishment: The class structure and legal sanctioning of securities violations
    • Hagan, J., & Parker, P. (1985). White-collar crime and punishment: The class structure and legal sanctioning of securities violations. American Sociological Review, 50(3), 302-316.
    • (1985) American Sociological Review , vol.50 , Issue.3 , pp. 302-316
    • Hagan, J.1    Parker, P.2
  • 33
  • 34
    • 56749102791 scopus 로고    scopus 로고
    • Perception of seriousness and concern about white-collar crime: Some results of an opinion survey among swiss banks
    • Isenring, L. (2008). Perception of seriousness and concern about white-collar crime: Some results of an opinion survey among Swiss banks. European Journal on Criminal Policy and Research, 14(4), 371-389.
    • (2008) European Journal on Criminal Policy and Research , vol.14 , Issue.4 , pp. 371-389
    • Isenring, L.1
  • 35
    • 77249149385 scopus 로고    scopus 로고
    • An environment for fraud
    • Jacka, J. M. (2004). An environment for fraud. Internal Auditor, 61(2), 49-53.
    • (2004) Internal Auditor , vol.61 , Issue.2 , pp. 49-53
    • Jacka, J.M.1
  • 36
    • 0000125532 scopus 로고
    • Prospect theory: An analysis of decision under risk
    • Kahneman, D., & Tversky, A. (1979). Prospect theory: An analysis of decision under risk. Econometrica, 47(2), 263-291.
    • (1979) Econometrica , vol.47 , Issue.2 , pp. 263-291
    • Kahneman, D.1    Tversky, A.2
  • 37
    • 0041906967 scopus 로고
    • Choices, values and frames
    • Kahneman, D., & Tversky, A. (1984). Choices, values and frames. American Psychologist, 39(4), 341-350.
    • (1984) American Psychologist , vol.39 , Issue.4 , pp. 341-350
    • Kahneman, D.1    Tversky, A.2
  • 38
    • 26244456678 scopus 로고    scopus 로고
    • Accounting for greed: Unraveling the rogue trader mystery
    • Krawiec, K. D. (2002). Accounting for greed: Unraveling the rogue trader mystery. Oregon Law Review, 79(2), 301-338.
    • (2002) Oregon Law Review , vol.79 , Issue.2 , pp. 301-338
    • Krawiec, K.D.1
  • 39
    • 84884473092 scopus 로고    scopus 로고
    • Retrieved from
    • Long, R. (2007). White-collar crime. Retrieved from http://dmc122011. delmar.edu/socsci/rlong/intro/wc-crime.htm.
    • (2007) White-collar Crime
    • Long, R.1
  • 41
    • 84884475390 scopus 로고    scopus 로고
    • A matter of ethics: Understanding the mind of a white-collar criminal
    • Marks, J. T. (2012). A matter of ethics: Understanding the mind of a white-collar criminal. Financial Executive, 28(9), 31-34.
    • (2012) Financial Executive , vol.28 , Issue.9 , pp. 31-34
    • Marks, J.T.1
  • 42
    • 84861670226 scopus 로고    scopus 로고
    • January 31, Retrieved from
    • Matlack, C. (2008, January 31). Je'rôme Kerviel: In his own words. Business Week Online. Retrieved from http://www.businessweek.com/stories/2008- 01-30/jerome-kerviel-in-his-ownwordsbusinessweek-business-news-stock-market-and- financial-advice.
    • (2008) Je'rôme Kerviel: In His Own Words
    • Matlack, C.1
  • 44
    • 84884490630 scopus 로고    scopus 로고
    • Retrieved from
    • McNee, A. (2002). Case study - allied Irish Bank. Retrieved from http://mountainmentorsassociates.com/files/Case-Study-Allied-Irish-Banks.pdf.
    • (2002) Case Study - Allied Irish Bank
    • McNee, A.1
  • 45
    • 79960702743 scopus 로고    scopus 로고
    • Internal systems and controls that help to prevent rogue trading
    • Moodie, J. (2008). Internal systems and controls that help to prevent rogue trading. Journal of Securities Operations & Custody, 2(2), 169-180.
    • (2008) Journal of Securities Operations & Custody , vol.2 , Issue.2 , pp. 169-180
    • Moodie, J.1
  • 47
    • 84884475986 scopus 로고    scopus 로고
    • October 7, [Financial regulatory forum, Reuters blog]. Retrieved from
    • Parry, H. (2011, October 7). Column - rogue traders, delta trading and exchange-traded funds. [Financial regulatory forum, Reuters blog]. Retrieved from http://blogs.reuters.com/financial-regulatory-forum/2011/10/07/column- rogue-traders-delta-trading-and-exchangetraded-funds/.
    • (2011) Column - Rogue Traders, Delta Trading and Exchange-traded Funds
    • Parry, H.1
  • 49
    • 21744435724 scopus 로고    scopus 로고
    • Review of nick leeson's rogue trader: How i brought down barings' bank and shook the financial world
    • Pressman, S. (1997). Review of Nick Leeson's rogue trader: How I brought down Barings' Bank and shook the financial world. Southern Economic Journal, 63(4), 1136-1137.
    • (1997) Southern Economic Journal , vol.63 , Issue.4 , pp. 1136-1137
    • Pressman, S.1
  • 50
    • 79960731962 scopus 로고    scopus 로고
    • Operational risk control: Societe generale and other well-known cases
    • Previtali, R. (2008). Operational risk control: Societe Generale and other well-known cases. Journal of Securities Operation & Custody, 2(1), 24-36.
    • (2008) Journal of Securities Operation & Custody , vol.2 , Issue.1 , pp. 24-36
    • Previtali, R.1
  • 53
    • 84884497883 scopus 로고    scopus 로고
    • September 15, Retrieved from
    • Saltmarsh, M. (2011, September 15). UBS blames $2 billion loss on rogue trader. The New York Times. Retrieved from http://dealbook.nytimes.com/ 2011/09/15/ubs-reports-2-billion-lossto-rogue-trader.
    • (2011) UBS Blames $2 Billion Loss on Rogue Trader
    • Saltmarsh, M.1
  • 55
    • 84884493494 scopus 로고    scopus 로고
    • March 6, Retrieved from
    • Smitherman, L. (2005, March 6). In prison, rogue trader pursues humility. The Baltimore Sun. Retrieved from http://articles.baltimoresun.com/2005-03-06/ news/0503050335-1-rusnakbank-fraud-norman.
    • (2005) Prison, Rogue Trader Pursues Humility
    • Smitherman, L.1
  • 56
    • 84919606021 scopus 로고    scopus 로고
    • September 16, Retrieved from
    • Stiglitz, J. (2008, September 16). The fruit of hypocrisy. The Guardian. Retrieved from http://www.guardian.co.uk/commentisfree/2008/sep/16/economics. wallstreet.
    • (2008) The Fruit of Hypocrisy
    • Stiglitz, J.1
  • 59
    • 84884494623 scopus 로고    scopus 로고
    • Je'rôme kerviel - socie'te' ge'ne'rale case
    • The Blanch Law Firm, Retrieved from
    • The Blanch Law Firm. (2009). Je'rôme Kerviel - Socie'te' Ge'ne'rale case. HG.org: Global Legal Resources. Retrieved from http://www.hg.org/article. asp?id=6028.
    • (2009) HG org: Global Legal Resources
  • 61
    • 84884492972 scopus 로고    scopus 로고
    • Toshihide Iguchi and Daiwa Bank securities trading scandal. (September 7). Retrieved from
    • Toshihide Iguchi and Daiwa Bank securities trading scandal. (2008, September 7). Bizcovering. Retrieved from http://bizcovering.com/business-law/ toshihide-iguchi-and-daiwa-bank-securitiestrading-Scandal.
    • (2008) Bizcovering
  • 62
    • 77951201509 scopus 로고    scopus 로고
    • Financial edgework and the persistence of rogue traders
    • Wexler, M. N. (2010). Financial edgework and the persistence of rogue traders. Business and Society Review, 115(1), 1-25.
    • (2010) Business and Society Review , vol.115 , Issue.1 , pp. 1-25
    • Wexler, M.N.1


* 이 정보는 Elsevier사의 SCOPUS DB에서 KISTI가 분석하여 추출한 것입니다.