메뉴 건너뛰기




Volumn , Issue , 2006, Pages 168-190

The Governance of OTC derivatives markets

Author keywords

[No Author keywords available]

Indexed keywords


EID: 83655161709     PISSN: None     EISSN: None     Source Type: Book    
DOI: None     Document Type: Chapter
Times cited : (30)

References (64)
  • 1
    • 0004208030 scopus 로고
    • Mastering Space: Hegemony, Territory and International Political Economy
    • London: Routledge
    • Agnew, John and Stuart Corbridge (1995), Mastering Space: Hegemony, Territory and International Political Economy, London: Routledge.
    • (1995)
    • Agnew, J.1    Corbridge, S.2
  • 2
    • 0003809298 scopus 로고    scopus 로고
    • International Banking and Financial Market Developments
    • Bank for International Settlements, Basel: Bank for International Settlements
    • Bank for International Settlements (1996), International Banking and Financial Market Developments, Basel: Bank for International Settlements.
    • (1996)
  • 3
    • 0039708985 scopus 로고    scopus 로고
    • The global OTC derivatives market at end-December 1999
    • Bank for International Settlements, press release, 18 May
    • Bank for International Settlements (2000), 'The global OTC derivatives market at end-December 1999', press release, 18 May.
    • (2000)
  • 4
    • 26444611706 scopus 로고    scopus 로고
    • OTC derivatives market activity in the second half of 2004
    • Bank for International Settlements, Basel: Bank for International Settlements
    • Bank for International Settlements (2005), 'OTC derivatives market activity in the second half of 2004', Basel: Bank for International Settlements.
    • (2005)
  • 5
    • 84881828417 scopus 로고
    • Derivatives: Report of an Internal Working Group
    • Bank of England, London: Bank of England
    • Bank of England (1993), Derivatives: Report of an Internal Working Group, London: Bank of England.
    • (1993)
  • 6
    • 0039473657 scopus 로고
    • Risk Management Guidelines for Derivatives
    • Basel Committee on Banking Supervision, Basel: Bank for International Settlements
    • Basel Committee on Banking Supervision (1994), Risk Management Guidelines for Derivatives, Basel: Bank for International Settlements.
    • (1994)
  • 7
    • 4644355177 scopus 로고    scopus 로고
    • International Convergence of Capital Measurement and Capital Standards - A Revised Framework
    • Basel Committee on Banking Supervision, Basel: Bank for International Settlements
    • Basel Committee on Banking Supervision (2004), International Convergence of Capital Measurement and Capital Standards - A Revised Framework, Basel: Bank for International Settlements.
    • (2004)
  • 8
    • 0013159755 scopus 로고    scopus 로고
    • Great Transformations - Economic Ideas and Institutional Change in the Twentieth Century
    • Cambridge: Cambridge University Press
    • Blyth, Mark (2002), Great Transformations - Economic Ideas and Institutional Change in the Twentieth Century, Cambridge: Cambridge University Press.
    • (2002)
    • Blyth, M.1
  • 9
    • 84881762848 scopus 로고
    • Guidelines on Derivatives Activities
    • Board of Directors of the Federal Reserve System, Washington, DC: Federal Reserve Board
    • Board of Directors of the Federal Reserve System (1993), Guidelines on Derivatives Activities, Washington, DC: Federal Reserve Board.
    • (1993)
  • 10
    • 0002858457 scopus 로고    scopus 로고
    • Introduction
    • Robert Boyer and Daniel Drache (eds), London: Routledge
    • Boyer, Robert and Daniel Drache (1996), 'Introduction', in Robert Boyer and Daniel Drache (eds), States Against Markets, London: Routledge, pp. 1-27.
    • (1996) States Against Markets , pp. 1-27
    • Boyer, R.1    Drache, D.2
  • 11
    • 33747047134 scopus 로고    scopus 로고
    • Global Business Regulation
    • Cambridge: Cambridge University Press
    • Braithwaite, John and Peter Drahos (2000), Global Business Regulation, Cambridge: Cambridge University Press.
    • (2000)
    • Braithwaite, J.1    Drahos, P.2
  • 12
    • 0002929774 scopus 로고    scopus 로고
    • International Finance and the Erosion of State Policy Capacity
    • Philip Gummett (ed.), Cheltenham, UK and Brookfield, US: Edward Elgar
    • Cerny, Philip G. (1996), 'International Finance and the Erosion of State Policy Capacity', in Philip Gummett (ed.), Globalisation and Public Policy, Cheltenham, UK and Brookfield, US: Edward Elgar, pp. 83-104.
    • (1996) Globalisation and Public Policy , pp. 83-104
    • Cerny, P.G.1
  • 13
    • 12144287681 scopus 로고    scopus 로고
    • Legitimacy in a Global Order
    • Clark, Ian (2003), 'Legitimacy in a Global Order', Review of International Studies, 29, Special Issue, 75-95.
    • (2003) Review of International Studies , vol.29 , Issue.SPECIAL ISSUE , pp. 75-95
    • Clark, I.1
  • 15
    • 0004149928 scopus 로고    scopus 로고
    • Financial Services, Globalisation and Domestic Policy Change
    • London: Macmillan
    • Coleman, William D. (1996), Financial Services, Globalisation and Domestic Policy Change, London: Macmillan.
    • (1996)
    • Coleman, W.D.1
  • 16
    • 79951752332 scopus 로고    scopus 로고
    • Governing global finance: financial derivatives, liberal states, and transformative capacity
    • Linda Weiss (ed.), Cambridge: Cambridge University Press
    • Coleman, William D. (2003), 'Governing global finance: financial derivatives, liberal states, and transformative capacity', in Linda Weiss (ed.), States in the Global Economy - Bringing Domestic Institutions Back In, Cambridge: Cambridge University Press, pp. 271-92.
    • (2003) States in the Global Economy - Bringing Domestic Institutions Back In , pp. 271-292
    • Coleman, W.D.1
  • 17
    • 53349127772 scopus 로고
    • OTC Derivative Markets and their Regulation
    • Commodity Futures Trading Commission, Washington, DC: Commodity Futures Trading Commission
    • Commodity Futures Trading Commission (1993), OTC Derivative Markets and their Regulation, Washington, DC: Commodity Futures Trading Commission.
    • (1993)
  • 18
    • 0004180852 scopus 로고    scopus 로고
    • Approaches to World Order
    • Cambridge: Cambridge University Press
    • Cox, Robert W. with Timothy J. Sinclair (1996), Approaches to World Order, Cambridge: Cambridge University Press.
    • (1996)
    • Cox, R.W.1    Sinclair, T.J.2
  • 19
    • 23944451420 scopus 로고    scopus 로고
    • The contours and significance of private authority in international affairs
    • A. Claire Cutler, Virginia Haufler and Tony Porter (eds), Albany: State University of New York Press
    • Cutler, A. Claire, Virginia Haufler and Tony Porter (1999), 'The contours and significance of private authority in international affairs', in A. Claire Cutler, Virginia Haufler and Tony Porter (eds), Private Authority and International Affairs, Albany: State University of New York Press, pp. 333-76.
    • (1999) Private Authority and International Affairs , pp. 333-376
    • Claire, C.A.1    Haufler, V.2    Porter, T.3
  • 20
    • 0345860966 scopus 로고    scopus 로고
    • Risk and Regulation in Global Securities Markets
    • Chichester: John Wiley & Sons
    • Dale, Richard (1996), Risk and Regulation in Global Securities Markets, Chichester: John Wiley & Sons.
    • (1996)
    • Dale, R.1
  • 21
    • 0010861058 scopus 로고
    • A Framework for Voluntary Oversight of the OTC Derivatives Activities of Securities Firms Affiliates to Promote Confidence and Stability in Financial Markets
    • Derivatives Policy Group, Washington, DC: Derivatives Policy Group
    • Derivatives Policy Group (1995), A Framework for Voluntary Oversight of the OTC Derivatives Activities of Securities Firms Affiliates to Promote Confidence and Stability in Financial Markets, Washington, DC: Derivatives Policy Group.
    • (1995)
  • 22
    • 84881814220 scopus 로고    scopus 로고
    • Derivatives markets: Sources of Vulnerability in US Financial Markets
    • Financial Policy Forum - Derivatives Study Center
    • Dodd, Randall (2004), 'Derivatives markets: Sources of Vulnerability in US Financial Markets', Financial Policy Forum - Derivatives Study Center.
    • (2004)
    • Dodd, R.1
  • 23
    • 84881803103 scopus 로고    scopus 로고
    • Schools brief - future perfect
    • Economist, 27 November
    • Economist (1999), 'Schools brief - future perfect', 27 November.
    • (1999)
  • 24
    • 84881701525 scopus 로고    scopus 로고
    • Trading wars
    • Economist, 28 August
    • Economist (2004), 'Trading wars', 28 August.
    • (2004)
  • 25
    • 21844495346 scopus 로고
    • Off-Exchange Derivatives Markets and Financial Fragility
    • Edwards, Franklin R. (1995), 'Off-Exchange Derivatives Markets and Financial Fragility', Journal of Financial Services Research, 9, 259-90.
    • (1995) Journal of Financial Services Research , vol.9 , pp. 259-290
    • Edwards, F.R.1
  • 26
    • 23044471524 scopus 로고
    • Derivative Financial Instruments
    • European Parliament, E-4, External Study
    • European Parliament (1995), 'Derivative Financial Instruments', Economic Series, E-4, External Study.
    • (1995) Economic Series
  • 27
    • 84881678898 scopus 로고    scopus 로고
    • Hedge funds dominate distressed debt trading
    • Financial Times, 17 January
    • Financial Times (2005), 'Hedge funds dominate distressed debt trading', 17 January.
    • (2005)
  • 28
    • 0003466250 scopus 로고
    • Financial Derivatives - Actions Needed to Protect the Financial System
    • General Accounting Office, GAO/GGD-94-133, Washington, DC: United States General Accounting Office
    • General Accounting Office (1994), Financial Derivatives - Actions Needed to Protect the Financial System, GAO/GGD-94-133, Washington, DC: United States General Accounting Office.
    • (1994)
  • 29
    • 0035539990 scopus 로고    scopus 로고
    • Global Financial Governance and the Problem of Inclusion
    • Germain, Randall (2001), 'Global Financial Governance and the Problem of Inclusion', Global Governance, 7 (4), 411-26.
    • (2001) Global Governance , vol.7 , Issue.4 , pp. 411-426
    • Germain, R.1
  • 30
    • 3242758124 scopus 로고    scopus 로고
    • Globalising Accountability within the International Organisation of Credit: Financial Governance and the Public Sphere
    • Germain, Randall (2004), 'Globalising Accountability within the International Organisation of Credit: Financial Governance and the Public Sphere', Global Society, 18 (3), 217-42.
    • (2004) Global Society , vol.18 , Issue.3 , pp. 217-242
    • Germain, R.1
  • 31
    • 84881764667 scopus 로고    scopus 로고
    • Corporate governance
    • Greenspan, Alan (2003), 'Corporate governance', BIS Review, 21.
    • (2003) BIS Review , vol.21
    • Greenspan, A.1
  • 32
    • 0004202090 scopus 로고
    • Derivatives: Practices and Principles
    • Group of Thirty, Washington, DC: Group of Thirty
    • Group of Thirty (1993), Derivatives: Practices and Principles, Washington, DC: Group of Thirty.
    • (1993)
  • 33
    • 0000140422 scopus 로고
    • Conclusion: The Politics of Keynesian Ideas
    • Peter A. Hall (ed.), Princeton: Princeton University Press
    • Hall, Peter A. (1989), 'Conclusion: The Politics of Keynesian Ideas', in Peter A. Hall (ed.), The Political Power of Economic Ideas, Princeton: Princeton University Press, pp. 361-91.
    • (1989) The Political Power of Economic Ideas , pp. 361-391
    • Hall, P.A.1
  • 34
    • 0000177581 scopus 로고
    • Organising regulatory space
    • Leigh Hancher and Michael Moran (eds), Oxford: Clarendon Press
    • Hancher, Leigh and Michael Moran (1989), 'Organising regulatory space', in Leigh Hancher and Michael Moran (eds), Capitalism, Culture, and Economic Regulation, Oxford: Clarendon Press, pp. 271-99.
    • (1989) Capitalism, Culture, and Economic Regulation , pp. 271-299
    • Hancher, L.1    Moran, M.2
  • 35
    • 0003873852 scopus 로고
    • States and the Reemergence of Global Finance - From Bretton Woods to the 1990s
    • Ithaca: Cornell University Press
    • Helleiner, Eric (1994), States and the Reemergence of Global Finance - From Bretton Woods to the 1990s, Ithaca: Cornell University Press.
    • (1994)
    • Helleiner, E.1
  • 37
    • 84881715646 scopus 로고
    • An Integrated Bank Regulatory Approach to Derivatives Activities
    • Institute of International Finance, Washington, DC: Institute of International Finance
    • Institute of International Finance (1993), An Integrated Bank Regulatory Approach to Derivatives Activities, Washington, DC: Institute of International Finance.
    • (1993)
  • 38
    • 84881754976 scopus 로고
    • Operational and Financial Risk Management Control Mechanisms for Over-The-Counter Derivatives Activities of Regulated Securities Firms
    • International Organisation of Securities Commissions, James Hamilton and Kenneth R. Benson, Chicago: CCH Incorporated
    • International Organisation of Securities Commissions (1994), Operational and Financial Risk Management Control Mechanisms for Over-The-Counter Derivatives Activities of Regulated Securities Firms, taken from James Hamilton and Kenneth R. Benson, Federal Regulation of Derivatives, Chicago: CCH Incorporated, pp. 69-78.
    • (1994) Federal Regulation of Derivatives , pp. 69-78
  • 39
    • 0003578413 scopus 로고    scopus 로고
    • Distributive Justice as an International Public Good
    • Inge Kaul, Isabelle Grunberg and Marc A. Stern (eds), New York: Oxford University Press
    • Kapstein, Ethan B. (1999), 'Distributive Justice as an International Public Good', in Inge Kaul, Isabelle Grunberg and Marc A. Stern (eds), Global Public Goods, New York: Oxford University Press, pp. 88-115.
    • (1999) Global Public Goods , pp. 88-115
    • Kapstein, E.B.1
  • 41
    • 84881687036 scopus 로고
    • International Financial Law Review
    • November, Davis Polk & Wardwell, New York
    • Levin, Peter, Jordan Luke and Pimkaeo Sundaravej (1994), International Financial Law Review, November, 10-16. Davis Polk & Wardwell, New York
    • (1994) , pp. 10-16
    • Levin, P.1    Luke, J.2    Sundaravej, P.3
  • 42
    • 0003630789 scopus 로고
    • Politics and Markets - The World's Political Economic Systems
    • New York: Basic Books
    • Lindblom, Charles E. (1977), Politics and Markets - The World's Political Economic Systems, New York: Basic Books.
    • (1977)
    • Lindblom, C.E.1
  • 43
    • 84881761168 scopus 로고
    • Risk Management of Financial Derivatives
    • Office of the Comptroller of the Currency, Washington, DC: Office of the Comptroller of the Currency
    • Office of the Comptroller of the Currency (1993), Risk Management of Financial Derivatives, Banking Circular 277, Washington, DC: Office of the Comptroller of the Currency.
    • (1993) Banking Circular 277
  • 44
    • 84881744565 scopus 로고    scopus 로고
    • OCC Bank Derivatives Report, Second Quarter
    • Office of the Comptroller of the Currency, Washington, DC: Office of the Comptroller of the Currency
    • Office of the Comptroller of the Currency (2002), OCC Bank Derivatives Report, Second Quarter, Washington, DC: Office of the Comptroller of the Currency.
    • (2002)
  • 45
    • 84881780062 scopus 로고
    • Congress's lame assault on derivatives
    • December
    • Peltz, Michael (1994), 'Congress's lame assault on derivatives', Institutional Investor, December, 99-102.
    • (1994) Institutional Investor , pp. 99-102
    • Peltz, M.1
  • 46
    • 0042932391 scopus 로고    scopus 로고
    • The Regulatory Criss-Cross: Interaction between Jurisdictions and the Construction of Global Regulatory Networks
    • William W. Bratton, Joseph McCahery, Sol Picciotto and Colin Scott (eds), Oxford: Clarendon Press
    • Picciotto, Sol (1996), 'The Regulatory Criss-Cross: Interaction between Jurisdictions and the Construction of Global Regulatory Networks', in William W. Bratton, Joseph McCahery, Sol Picciotto and Colin Scott (eds), International Regulatory Competition and Coordination, Perspectives on Economic Regulation in Europe and the United States, Oxford: Clarendon Press, pp. 90-123.
    • (1996) International Regulatory Competition and Coordination, Perspectives on Economic Regulation in Europe and the United States , pp. 90-123
    • Picciotto, S.1
  • 47
    • 0035486540 scopus 로고    scopus 로고
    • The democratic deficit in the institutional arrangements for regulating global finance
    • Porter, Tony (2001), 'The democratic deficit in the institutional arrangements for regulating global finance', Global Governance, 7 (4), 427-39.
    • (2001) Global Governance , vol.7 , Issue.4 , pp. 427-439
    • Porter, T.1
  • 48
    • 85140506262 scopus 로고    scopus 로고
    • Globalisation and governance: an introduction
    • Aseem Prakash and Jeffrey A. Hart (eds), London: Routledge
    • Prakash, Aseem and Jeffrey A. Hart (1999), 'Globalisation and governance: an introduction', in Aseem Prakash and Jeffrey A. Hart (eds), Globalisation and Governance, London: Routledge, pp. 1-24.
    • (1999) Globalisation and Governance , pp. 1-24
    • Prakash, A.1    Hart, J.A.2
  • 49
    • 0043086620 scopus 로고
    • Derivatives - where next for supervisors?
    • Quinn, Brian (1993), 'Derivatives - where next for supervisors?', Bank of England Quarterly Bulletin, 33 (4), 535-38.
    • (1993) Bank of England Quarterly Bulletin , vol.33 , Issue.4 , pp. 535-538
    • Quinn, B.1
  • 50
    • 84937298923 scopus 로고
    • The Role of Knowledge in the Policy Process
    • Radaelli, Claudio M. (1995), 'The Role of Knowledge in the Policy Process', Journal of European Public Policy, 2 (2), 159-83.
    • (1995) Journal of European Public Policy , vol.2 , Issue.2 , pp. 159-183
    • Radaelli, C.M.1
  • 51
    • 84937263237 scopus 로고    scopus 로고
    • Global Public Policy
    • Reinicke, Wolfgang H. (1997), 'Global Public Policy', Foreign Affairs, 76 (6), 127-38.
    • (1997) Foreign Affairs , vol.76 , Issue.6 , pp. 127-138
    • Reinicke, W.H.1
  • 52
    • 1542735919 scopus 로고    scopus 로고
    • Private Power, Public Law
    • Cambridge: Cambridge University Press
    • Sell, Susan K. (2003), Private Power, Public Law, Cambridge: Cambridge University Press.
    • (2003)
    • Sell, S.K.1
  • 53
    • 0003931095 scopus 로고    scopus 로고
    • Derivatives - The Wild Beast of Finance
    • Chichester: Wiley
    • Steinherr, Alfred (1998), Derivatives - The Wild Beast of Finance, Chichester: Wiley.
    • (1998)
    • Steinherr, A.1
  • 54
    • 0003762628 scopus 로고    scopus 로고
    • Capturing the Political Imagination: Think Tanks and the Policy Process
    • London: Frank Cass
    • Stone, Diane (1996), Capturing the Political Imagination: Think Tanks and the Policy Process, London: Frank Cass.
    • (1996)
    • Stone, D.1
  • 55
    • 0141891072 scopus 로고    scopus 로고
    • Learning Lessons, Policy Transfer and the International Diffusion of Policy Ideas
    • CSGR Working Paper No. 69/01, April
    • Stone, Diane (2001), 'Learning Lessons, Policy Transfer and the International Diffusion of Policy Ideas', CSGR Working Paper No. 69/01, April.
    • (2001)
    • Stone, D.1
  • 56
    • 84881678042 scopus 로고    scopus 로고
    • Knowledge networks and policy expertise in the global polity
    • Morten Ouggard and Richard Higgott (eds), London: Routledge
    • Stone, Diane (2002), 'Knowledge networks and policy expertise in the global polity', in Morten Ouggard and Richard Higgott (eds), Towards A Global Polity, London: Routledge, pp. 125-44.
    • (2002) Towards A Global Polity , pp. 125-144
    • Stone, D.1
  • 57
    • 0004139201 scopus 로고
    • States and Markets
    • 2nd edition, London: Pinter
    • Strange, Susan ([1988] 1994), States and Markets, 2nd edition, London: Pinter.
    • (1988)
    • Strange, S.1
  • 58
    • 1842607985 scopus 로고    scopus 로고
    • Apocalypse Roulette: The Lethal World of Derivatives
    • London: Macmillan
    • Thomson, Richard (1998), Apocalypse Roulette: The Lethal World of Derivatives, London: Macmillan.
    • (1998)
    • Thomson, R.1
  • 59
    • 0034063399 scopus 로고    scopus 로고
    • Dangerous derivatives: controlling and creating risks in international money
    • Tickell, Adam (2000), 'Dangerous derivatives: controlling and creating risks in international money', Geoforum, 31, 87-99.
    • (2000) Geoforum , vol.31 , pp. 87-99
    • Tickell, A.1
  • 60
    • 34347259474 scopus 로고    scopus 로고
    • Transnational policy communities and financial governance: the role of private actors in derivatives regulation
    • CSGR Working Paper No. 111/3
    • Tsingou, Eleni (2003), 'Transnational policy communities and financial governance: the role of private actors in derivatives regulation', CSGR Working Paper No. 111/3.
    • (2003)
    • Tsingou, E.1
  • 61
    • 84881751914 scopus 로고
    • Derivatives lead to huge loss in public fund
    • Wall Street Journal, 2 December
    • Wall Street Journal (1994), 'Derivatives lead to huge loss in public fund', 2 December.
    • (1994)
  • 62
    • 84881671963 scopus 로고
    • As Orange County blames others, guess where latest report points
    • Wall Street Journal, 7 September
    • Wall Street Journal (1995), 'As Orange County blames others, guess where latest report points', 7 September.
    • (1995)
  • 63
    • 84881743030 scopus 로고
    • Guess what? The loss is now... $s million
    • Washington Post, 11 June
    • Washington Post (1995a), 'Guess what? The loss is now... $s million', 11 June.
    • (1995)
  • 64
    • 84881766282 scopus 로고
    • Derivatives "Like Russian Roulette"
    • Washington Post, 5 October
    • Washington Post (1995b), 'Derivatives "Like Russian Roulette"', 5 October.
    • (1995)


* 이 정보는 Elsevier사의 SCOPUS DB에서 KISTI가 분석하여 추출한 것입니다.