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Volumn 22, Issue 1, 2011, Pages 27-54

Provincializing Rome: The Indian ocean trade network and roman imperialism

Author keywords

[No Author keywords available]

Indexed keywords

ARCHAEOLOGY; ECONOMIC ANALYSIS; ECONOMIC DEVELOPMENT; HISTORICAL GEOGRAPHY; HISTORICAL PERSPECTIVE; IMPERIALISM; STONE AGE; TRADE;

EID: 79958082731     PISSN: 10456007     EISSN: None     Source Type: Journal    
DOI: 10.1353/jwh.2011.0016     Document Type: Article
Times cited : (56)

References (236)
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    • Text with Introduction, Translation and Commentary (Princeton, N.J.: Princeton University Press, 1989). Following Roberta Tomber, "Roman trade" here refers to private sector trade emanating from the zone where political and military power stemmed from the apparatus of the Roman Empire, rather than trade undertaken exclusively by people from the city of Rome. R. Tomber, Indo-Roman Trade: From Pots to Pepper London: Duckworth
    • L. Casson, ed., The Periplus Maris Erythraei. Text with Introduction, Translation and Commentary (Princeton, N.J.: Princeton University Press, 1989). Following Roberta Tomber, "Roman trade" here refers to private sector trade emanating from the zone where political and military power stemmed from the apparatus of the Roman Empire, rather than trade undertaken exclusively by people from the city of Rome. R. Tomber, Indo-Roman Trade: From Pots to Pepper (London: Duckworth, 2008), p. 152.
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    • Trade and empire - in search of organising concepts for the roman economy
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    • Emphasis in the original
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    • The roman empire and the kushans
    • J. Thorley, "The Roman Empire and the Kushans," Greece and Rome 26, no. 2 (1979);
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    • The silk trade between China and the roman empire at its height
    • circa A.D. 90-130
    • J. Thorley, "The Silk Trade between China and the Roman Empire at Its Height, circa A.D. 90-130," Greece and Rome 18, no. 1 (1987);
    • (1987) Greece and Rome , vol.18 , Issue.1
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    • World-systems analysis and the roman empire
    • indo-Roman Trade; On Roman literary approaches to the geography of this zone
    • Tomber, indo-Roman Trade; G. Woolf, "World-Systems Analysis and the Roman Empire," Journal of Roman Archaeology 3 (1990): 53. On Roman literary approaches to the geography of this zone,
    • (1990) Journal of Roman Archaeology , vol.3 , pp. 53
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    • The east-west orientation of mediterranean studies and the meaning of north and south in antiquity
    • W. V. Harris (Oxford: Oxford University Press, 2005)
    • see G. W. Bowersock, "The East-West Orientation of Mediterranean Studies and the Meaning of North and South in Antiquity," in Rethinking the Mediterranean, ed. W. V. Harris (Oxford: Oxford University Press, 2005), pp. 167-178.
    • Rethinking the Mediterranean , pp. 167-178
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    • Paraphrasing david whitehouse, "review: Rome and India,"
    • J. F. Salles, paraphrasing David Whitehouse, "Review: Rome and India," Journal of Interdisciplinary History 25, no. i (1994): 106.
    • (1994) Journal of Interdisciplinary History , vol.25 , Issue.1 , pp. 106
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  • 27
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    • Young here echoes Raschke's judgement that "commercial motives" were "alien to the spirit of Roman government."
    • Young, Rome's Eastern Trade, p. 219. Young here echoes Raschke's judgement that "commercial motives" were "alien to the spirit of Roman government."
    • Rome's Eastern Trade , pp. 219
  • 29
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    • Trade and traders in the roman world: Scale, structure, and organisation
    • H. Parkins and C. H. Smith London: Routledge
    • J. Paterson, "Trade and Traders in the Roman World: Scale, Structure, and Organisation," in Trade, Traders and the Ancient City, ed. H. Parkins and C. H. Smith (London: Routledge, 1998), pp. 157-158.
    • (1998) Trade, Traders and the Ancient City , pp. 157-158
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    • Trade and traders in the roman world: Scale, structure, and organisation
    • J. Paterson, "Trade and Traders in the Roman World: Scale, Structure, and Organisation," in Trade, Traders and the Ancient City Ibid., p. 150.
    • (1998) Trade, Traders and the Ancient City , pp. 157-158
    • Paterson, J.1
  • 31
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    • This chronology antedates by some five hundred years John Hobson's argument that "the West and East have been... interlinked through globalisation ever since 500 CE."
    • Casson, Periplus Maris Erythraei, p. 11. This chronology antedates by some five hundred years John Hobson's argument that "the West and East have been... interlinked through globalisation ever since 500 CE."
    • Periplus Maris Erythraei , pp. 11
    • Casson1
  • 33
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    • the Elder, Raschke has characterized Pliny's figures as "the snare of the gullible and innocent"; however, his scepticism is not what it seems. Raschke continues "it is not my intention to deny that Rome had an adverse balance of trade with India."
    • Pliny the Elder, Natural Histories, XII:84. Raschke has characterized Pliny's figures as "the snare of the gullible and innocent"; however, his scepticism is not what it seems. Raschke continues "it is not my intention to deny that Rome had an adverse balance of trade with India."
    • Natural Histories , vol.12 , pp. 84
    • Pliny1
  • 34
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    • Richard Duncan-Jones argues that Rome's trade deficit was serviced with gold and other precious metals mined in Rome's provinces
    • See Raschke, "New Studies in Roman Commerce with the East," pp. 634-637. Richard Duncan-Jones argues that Rome's trade deficit was serviced with gold and other precious metals mined in Rome's provinces.
    • New Studies in Roman Commerce with the East , pp. 634-637
    • Raschke1
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    • Rome devant la prétendue fuite de l'or: Mercantilisme ou politique disciplinaire?
    • Veyne, "Rome devant la prétendue fuite de l'or: mercantilisme ou politique disciplinaire?" Annales 34, no. 2 (1979): 211-244.
    • (1979) Annales , vol.34 , Issue.2 , pp. 211-244
    • Veyne1
  • 40
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    • For Pliny's Stoicism
    • For the classic statement of Stoicism's aversion to luxury, see Seneca, Epistles, 87. For Pliny's Stoicism,
    • Epistles , pp. 87
    • Seneca1
  • 43
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    • For a pithy discussion of this
    • Seneca, De Vita Beata, 20, 22. For a pithy discussion of this,
    • De Vita Beata , vol.20 , pp. 22
    • Seneca1
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    • Seneca on trial: The case of the opulent stoic
    • see A. L. Motto, "Seneca on Trial: The Case of the Opulent Stoic," Classical Journal 61, no. 6 (1966): 254-258.
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  • 45
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    • Pliny the Elder, XII:41
    • Pliny the Elder, Natural Histories, VI:26, XII:41.
    • Natural Histories , vol.6 , pp. 26
  • 46
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    • Tacitus, Annals, 11:31. It is clear here that the debate between Octavius Fronto and G. Asinius Gallus was one on the morality, not the cost of luxuries obtained through the expansion of the empire
    • Tacitus, Annals, 11:31. It is clear here that the debate between Octavius Fronto and G. Asinius Gallus was one on the morality, not the cost of luxuries obtained through the expansion of the empire.
  • 47
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    • Tacitus
    • Tacitus, Annals, 111:53.
    • Annals , vol.111 , pp. 53
  • 48
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    • Suetonius, Life of Caligula, 52. The link between silk and luxuria was an enduring one, with the third-century emperor Aurelian also apparently rebuking his wife for her yearnings for a garment that cost its weight in gold. See Vopiscus, Life of Aurelian, 45
    • Suetonius, Life of Caligula, 52. The link between silk and luxuria was an enduring one, with the third-century emperor Aurelian also apparently rebuking his wife for her yearnings for a garment that cost its weight in gold. See Vopiscus, Life of Aurelian, 45.
  • 49
  • 51
  • 52
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    • As Keith Hopkins and Peter Temin have shown, this wealth did not simply lay idle, but became part of a complex financial web between Rome and the provinces
    • As Keith Hopkins and Peter Temin have shown, this wealth did not simply lay idle, but became part of a complex financial web between Rome and the provinces.
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    • Taxes and trade in the roman empire
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    • Financial intermediaries in the early roman empire
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    • The supply and use of money in the roman world
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    • Walter Scheidel offers the best figures on the relative purity of Roman coinage during different periods
    • Duncan-Jones, Money and Government in the Roman Empire, p. 21. Walter Scheidel offers the best figures on the relative purity of Roman coinage during different periods.
    • Money and Government in the Roman Empire , pp. 21
    • Duncan-Jones1
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    • Ryan Geraghty argues that even in the period immediately prior to Augustus, senators "generated 200 times more income than a peasant's subsistence wages," which he explicitly links to economic opportunities presented by imperial expansion. See R. M. Geraghty, "The Impact of Globalization in the Roman Empire, 200 BC-AD 100,"
    • Ryan Geraghty argues that even in the period immediately prior to Augustus, senators "generated 200 times more income than a peasant's subsistence wages," which he explicitly links to economic opportunities presented by imperial expansion. See R. M. Geraghty, "The Impact of Globalization in the Roman Empire, 200 BC-AD 100," Journal of Economic History 67, no. 4 (2007): 1051-1052.
    • (2007) Journal of Economic History , vol.67 , Issue.4 , pp. 1051-1052
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    • On war and greed in the second century BC
    • W. V. Harris, "On War and Greed in the Second Century BC," American Historical Review 76, no. 5 (1971) : 1379.
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    • Harris, W.V.1
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    • Caesar, cicero and the problem of debt
    • Frederiksen coyly suggested that "financial indebtedness and the whole complex of credit and loan which accompanied many a senatorial career, must have sometimes compromised a political position and tempered ideal convictions."
    • M. W. Frederiksen, "Caesar, Cicero and the Problem of Debt," Journal of Roman Studies 56 (1966): 128-131. Frederiksen coyly suggested that "financial indebtedness and the whole complex of credit and loan which accompanied many a senatorial career, must have sometimes compromised a political position and tempered ideal convictions."
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    • James Zetzel (in Saidian terms) describes this part of the shield as depicting the victory of "the West over the East, of order over disorder, of civilization over barbarism"; however, a far more straightforward material reading of this scene is equally plausible
    • Virgil, Aeneid, VIII:685ff. James Zetzel (in Saidian terms) describes this part of the shield as depicting the victory of "the West over the East, of order over disorder, of civilization over barbarism"; however, a far more straightforward material reading of this scene is equally plausible.
    • Aeneid , vol.8
    • Virgil1
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    • (1996) Classical Philohgy , vol.91 , Issue.4 , pp. 309
    • Zetzel, J.E.G.1
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    • On the other Augustan writers and a desire for Eastern expansion
    • Virgil, Aeneid, VI:792. On the other Augustan writers and a desire for Eastern expansion,
    • Aeneid , vol.6 , pp. 792
    • Virgil1
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    • Norman: University of Oklahoma Press
    • Cleopatra: A Sourcebook, P. J. Jones (Norman: University of Oklahoma Press, 2006), pp. 163-164.
    • (2006) Cleopatra: A Sourcebook , pp. 163-164
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    • VL160. For Cornelius Gallus
    • Pliny, Natural Histories, VI:141, VL160. For Cornelius Gallus,
    • Natural Histories , vol.6 , pp. 141
    • Pliny1
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    • G. W. Bowersock's judgment that "it is quite clear that Augustus had some kind of expansionist interest at that stage in controlling the rich trade in spices and perfumes."
    • see G. W. Bowersock's judgment that "it is quite clear that Augustus had some kind of expansionist interest at that stage in controlling the rich trade in spices and perfumes."
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    • New York: August M. Kelley, On the application of Schumpeter to Roman imperialism
    • J. Schumpeter, Imperialism and Social Classes, trans. H. Norden (New York: August M. Kelley, 1951), pp. 83ff. On the application of Schumpeter to Roman imperialism,
    • (1951) Imperialism and Social Classes,. H. Norden
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    • Raschke contended that although Roman aristocratic elites were heavily involved in trade, this did not affect their political or military decision making
    • Raschke, "New Studies in Roman Commerce with the East," pp. 646-650. Raschke contended that although Roman aristocratic elites were heavily involved in trade, this did not affect their political or military decision making.
    • New Studies in Roman Commerce with the East , pp. 646-650
    • Raschke1
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    • See esp. p. 648 n. 927
    • See esp. p. 648 n. 927.
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    • Maria Jaczynowska has attempted to quarantine this usury to a subsection of the senatorial class ("the piscinarii") that she says "founded their riches on the profits from the provinces and different sources of income like money-speculation." At least for the imperial period, Tacitus is unequivocal that the practice is far more widespread
    • Tacitus, Annals, VI: 16-17. Maria Jaczynowska has attempted to quarantine this usury to a subsection of the senatorial class ("the piscinarii") that she says "founded their riches on the profits from the provinces and different sources of income like money-speculation." At least for the imperial period, Tacitus is unequivocal that the practice is far more widespread.
    • Annals , vol.6 , pp. 16-17
    • Tacitus1
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    • The economic differentiation of the roman nobility at the end of the republic
    • M. Jacznowska, "The Economic Differentiation of the Roman Nobility at the End of the Republic," Historia: Zeitschrift für Alte Geschichte 11 (1962): 494.
    • (1962) Historia: Zeitschrift für Alte Geschichte , vol.11 , pp. 494
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    • For archaeological confirmation that the embassy to Claudius and the trip of Annius Plocamus's freedman to Taprobane were separated by some years
    • Pliny, Natural Histories, VI:84-91. For archaeological confirmation that the embassy to Claudius and the trip of Annius Plocamus's freedman to Taprobane were separated by some years,
    • Natural Histories , vol.6 , pp. 84-91
    • Pliny1
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    • Annius plocamus: Two inscriptions from the berenice road
    • see D. Meredith, "Annius Plocamus: Two Inscriptions from the Berenice Road," Journal of Roman Studies 43 (1953): 38-40;
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    • Meredith, D.1
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    • The comments on the wealth of Taprobane come in the context of Pliny railing once again against luxuria, but also in the context of a discussion of the trade that the island carried out with both the Roman world and China
    • Sidebotham, Roman Economic Policy, pp. 32-33. The comments on the wealth of Taprobane come in the context of Pliny railing once again against luxuria, but also in the context of a discussion of the trade that the island carried out with both the Roman world and China.
    • Roman Economic Policy , pp. 32-33
    • Sidebotham1
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    • Klio (Beiheft) For the movement of the trade network to the coast and its effects
    • W Schur, "Die Orientpolitik des Kaisers Nero," Klio (Beiheft) 15 (1923). For the movement of the trade network to the coast and its effects,
    • (1923) Die Orientpolitik des Kaisers Nero , pp. 15
    • Schur, W.1
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    • Rome beyond the southern Egyptian frontier
    • L. P. Kirwan, "Rome beyond the Southern Egyptian Frontier," Geographical Journal 123, no. 1 (1957): 13-19.
    • (1957) Geographical Journal , vol.123 , Issue.1 , pp. 13-19
    • Kirwan, L.P.1
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    • 31 BC-AD 337 Cambridge, Mass.: Harvard University Press
    • F. Millar, The Roman Near East, 31 BC-AD 337 (Cambridge, Mass.: Harvard University Press, 1993), pp. 86-88.
    • (1993) The Roman Near East , pp. 86-88
    • Millar, F.1
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    • New York: Gorgias Press, All cite numismatic evidence and the lack of the honorific "Arabicus" in Trajan's title to argue for a lack of a major campaign to incorporate the Nabataean territories
    • L. A. Bedal, The Petra Pool-Complex: A Hellenistic Paradeisos in the Nabataean Capital (New York: Gorgias Press, 2004), pp. 14-15. All cite numismatic evidence and the lack of the honorific "Arabicus" in Trajan's title to argue for a lack of a major campaign to incorporate the Nabataean territories.
    • (2004) The Petra Pool-Complex: A Hellenistic Paradeisos in the Nabataean Capital , pp. 14-15
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    • China and Rome
    • The period of Septimius Severus's expansion into the east lie outside of the purview of this article
    • On Trajan's conquest and Eastern trade, see J. Ferguson, "China and Rome," Aufstieg und Niedergang der Römischen Welt II9, no. 2 (1978): 594. The period of Septimius Severus's expansion into the east lie outside of the purview of this article.
    • (1978) Aufstieg und Niedergang der Römischen Welt II , vol.9 , Issue.2 , pp. 594
    • Ferguson, J.1
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    • Eutropius, "In mari Rubro classem instuit, ut per eam Indiae fines vastaret."
    • Eutropius, Brevtarum, VIII:3. "In mari Rubro classem instuit, ut per eam Indiae fines vastaret."
    • Brevtarum , vol.8 , pp. 3
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    • That the aristocracy were involved in financing eastern trade does not alter the fact that this is nonstate private sector enterprise. See esp. n
    • That the aristocracy were involved in financing eastern trade does not alter the fact that this is nonstate private sector enterprise. See Casson, Periplus Maris Erythraei, pp. 32-33, esp. n. 50.
    • Periplus Maris Erythraei , Issue.50 , pp. 32-33
    • Casson1
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    • The nature of roman money
    • W. V. Harris Oxford: Oxford University Press
    • See also W. V. Harris, "The Nature of Roman Money," in The Monetary Systems of the Greeks and the Romans, ed. W. V. Harris (Oxford: Oxford University Press, 2008), pp. 174-207;
    • (2008) The Monetary Systems of the Greeks and the Romans , pp. 174-207
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    • Zum Kreditgeld in der früher römischer Kaiserzeit
    • S. Mrozec, "Zum Kreditgeld in der früher römischer Kaiserzeit," Historia 34 (1985): 310-323.
    • (1985) Historia , vol.34 , pp. 310-323
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    • contra Richard Duncan-Jones, who imputes an overwhelming "prejudice against trade and traders" under the Principate
    • Temin, Ibid., p. 723, contra Richard Duncan-Jones, who imputes an overwhelming "prejudice against trade and traders" under the Principate.
    • Financial Intermediaries in the Early Roman Empire
    • Temin1
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    • Temin suggests that their role in shipping outlasted their role in taxation in the post-Republican period
    • Temin, "Financial Intermediaries in the Early Roman Empire," p. 728. Temin suggests that their role in shipping outlasted their role in taxation in the post-Republican period.
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    • Temin1
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    • See also Bang, "Trade and Empire," p. 30. For the 25 percent import duty,
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    • Manuel Tröster makes clear the importance of the grain route in the decision to suppress piracy, and that the corn prices tumbled simply with the naming of Pompey as the leader of the expedition.
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    • This is consistent with Schaffer's understanding of the later role of India in global trade. See
    • This is consistent with Schaffer's understanding of the later role of India in global trade. See L. Scharfer, "Southernization," Journal of World History 5, no. 1 (1994): 1-21.
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    • See Pliny, Natural History, VI:88. On the question of the balance of overland and sea trade, I. A. Richmond suggests that Palmyran silk came both overland from Bactria and via the oceanic route.
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    • Contra Pliny, Young correctly argues that incense should not be considered a "luxury" item, as it was not prohibitively expensive in small quantities to many Romans, who would have considered it a necessity for religious observance.
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