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Volumn , Issue , 2007, Pages 167-191

Policy issues raised by structured products

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EID: 79952444794     PISSN: None     EISSN: None     Source Type: Book    
DOI: None     Document Type: Chapter
Times cited : (13)

References (27)
  • 1
    • 84901549412 scopus 로고    scopus 로고
    • Despite record $50 billion in 2005, structured products remain 'wall street's best kept secret'
    • February
    • "Despite Record $50 Billion in 2005, Structured Products Remain 'Wall Street's Best Kept Secret, '" SPA (Structured Products Association) chairman's letter, February 2006, p. 2 (www.structuredproducts.org/ notes.shtml).
    • (2006) SPA (Structured Products Association) Chairman's Letter , pp. 2
  • 2
    • 84901566157 scopus 로고    scopus 로고
    • Regulators eye structured products
    • December 18
    • Dan Jamieson, "Regulators Eye Structured Products", Investment News, December 18, 2006, (www.investmentnews.com/apps/pbcs.dll/article?AID=/ 20061218/SUB/612180707/-1/INIssueAlert04).
    • (2006) Investment News
    • Jamieson, D.1
  • 3
    • 84901531766 scopus 로고    scopus 로고
    • Conference report: An industry in transformation
    • April
    • Keith Strycula, "Conference Report: An Industry in Transformation", Structured Products, April 2005, p. 28.
    • (2005) Structured Products , pp. 28
    • Strycula, K.1
  • 4
    • 84901548392 scopus 로고    scopus 로고
    • 2005 of approximately $75 billion
    • Dan Jamieson, "Regulators Eye Structured Products." These numbers do not include several smaller categories tracked by StructuredRetailProducts.com, which estimates sales in 2005 of approximately $75 billion.
    • Regulators Eye Structured Products
    • Jamieson, D.1
  • 6
    • 84901539815 scopus 로고    scopus 로고
    • Slowed down by the watchdog
    • September 1
    • Daniel Sheehan, "Slowed Down by the Watchdog", Structured Products, September 1, 2006, p. 35 (www.structuredproductsonline).
    • (2006) Structured Products , pp. 35
    • Sheehan, D.1
  • 9
    • 60749133476 scopus 로고    scopus 로고
    • Wealthy clients add options to their portfolios
    • November 3
    • Jane Kim, "Wealthy Clients Add Options to Their Portfolios", Wall Street Journal, November 3, 2004, p. D2.
    • (2004) Wall Street Journal
    • Kim, J.1
  • 10
    • 84901531434 scopus 로고    scopus 로고
    • Structured Products Association, February, quoting the speech of Keith A. Strycula, SPA chairman and founder, the LaSalle Bank/ABN-Amro's 24th Annual Fixed-Income Symposium and Exposition, Boca Raton, Florida, January 19-21, 2006
    • Structured Products Association, "Chairman's Notebook", February 2006, quoting the speech of Keith A. Strycula, SPA chairman and founder, at the LaSalle Bank/ABN-Amro's 24th Annual Fixed-Income Symposium and Exposition, Boca Raton, Florida, January 19-21, 2006 (www.structured products.org/notes.shtml).
    • (2006) Chairman's Notebook
  • 12
    • 84871856140 scopus 로고
    • Gustafson v. Alloyd Co
    • Gustafson v. Alloyd Co., 513 U. S. 561 (1995).
    • (1995) U. S. , vol.513 , pp. 561
  • 13
    • 84901546670 scopus 로고    scopus 로고
    • Rogers v. Sterling Foster & Co
    • E. D. N. Y
    • See, for example, Rogers v. Sterling Foster & Co., 222 F. Supp. 2d 216 (E. D. N. Y. 2002).
    • (2002) F. Supp. 2d , vol.222 , pp. 216
  • 16
    • 84901551459 scopus 로고    scopus 로고
    • March-April
    • Structured Products Newsletter 1, issue 2(March-April 2004): p. 5.
    • (2004) Structured Products Newsletter , vol.1 , Issue.2 , pp. 5
  • 18
    • 84901553052 scopus 로고    scopus 로고
    • FSA bans IFA following precipice complaints
    • October 1
    • "FSA Bans IFA Following Precipice Complaints", Structured Products, October 1, 2005 (www.structuredproductsonline.com).
    • (2005) Structured Products
  • 22
    • 84901534106 scopus 로고    scopus 로고
    • Sharon Brown-Hruska
    • "Flexible Regulatory Approaches to Risk Innovation", keynote address by Sharon Brown-Hruska, former commissioner of the Commodity Futures Trading Commission, at the Structured Products Association America Conference, May 5, 2006.
    • (2006) Flexible Regulatory Approaches to Risk Innovation
  • 23
    • 84901539556 scopus 로고    scopus 로고
    • On London: Retail investors join the city revolution
    • August 11
    • Tony Tassell, "On London: Retail Investors Join the City Revolution", FT.com, August 11, 2006.
    • (2006) FT.com
    • Tassell, T.1
  • 25
    • 84901565335 scopus 로고    scopus 로고
    • Securities and exchange commission: Full disclosure
    • February 1
    • Megan Santosus, "Securities and Exchange Commission: Full Disclosure", CIO.com, February 1, 2003.
    • (2003) CIO.com
    • Santosus, M.1
  • 26
    • 84901557687 scopus 로고    scopus 로고
    • MacroShares
    • See "MacroShares", MacroMarkets LLC (macromarkets.com/macro- securities/).
    • MacroMarkets LLC
  • 27
    • 84901533469 scopus 로고    scopus 로고
    • Wider-range retail investment products
    • June
    • "Wider-Range Retail Investment Products", FSA Discussion Paper 05/3, June 2005.
    • (2005) FSA Discussion Paper 05/3


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