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1
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84901549412
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Despite record $50 billion in 2005, structured products remain 'wall street's best kept secret'
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February
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"Despite Record $50 Billion in 2005, Structured Products Remain 'Wall Street's Best Kept Secret, '" SPA (Structured Products Association) chairman's letter, February 2006, p. 2 (www.structuredproducts.org/ notes.shtml).
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(2006)
SPA (Structured Products Association) Chairman's Letter
, pp. 2
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2
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84901566157
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Regulators eye structured products
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December 18
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Dan Jamieson, "Regulators Eye Structured Products", Investment News, December 18, 2006, (www.investmentnews.com/apps/pbcs.dll/article?AID=/ 20061218/SUB/612180707/-1/INIssueAlert04).
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(2006)
Investment News
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Jamieson, D.1
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3
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84901531766
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Conference report: An industry in transformation
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April
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Keith Strycula, "Conference Report: An Industry in Transformation", Structured Products, April 2005, p. 28.
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(2005)
Structured Products
, pp. 28
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Strycula, K.1
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4
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84901548392
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2005 of approximately $75 billion
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Dan Jamieson, "Regulators Eye Structured Products." These numbers do not include several smaller categories tracked by StructuredRetailProducts.com, which estimates sales in 2005 of approximately $75 billion.
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Regulators Eye Structured Products
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Jamieson, D.1
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6
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84901539815
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Slowed down by the watchdog
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September 1
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Daniel Sheehan, "Slowed Down by the Watchdog", Structured Products, September 1, 2006, p. 35 (www.structuredproductsonline).
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(2006)
Structured Products
, pp. 35
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Sheehan, D.1
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9
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60749133476
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Wealthy clients add options to their portfolios
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November 3
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Jane Kim, "Wealthy Clients Add Options to Their Portfolios", Wall Street Journal, November 3, 2004, p. D2.
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(2004)
Wall Street Journal
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Kim, J.1
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10
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84901531434
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Structured Products Association, February, quoting the speech of Keith A. Strycula, SPA chairman and founder, the LaSalle Bank/ABN-Amro's 24th Annual Fixed-Income Symposium and Exposition, Boca Raton, Florida, January 19-21, 2006
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Structured Products Association, "Chairman's Notebook", February 2006, quoting the speech of Keith A. Strycula, SPA chairman and founder, at the LaSalle Bank/ABN-Amro's 24th Annual Fixed-Income Symposium and Exposition, Boca Raton, Florida, January 19-21, 2006 (www.structured products.org/notes.shtml).
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(2006)
Chairman's Notebook
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12
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84871856140
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Gustafson v. Alloyd Co
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Gustafson v. Alloyd Co., 513 U. S. 561 (1995).
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(1995)
U. S.
, vol.513
, pp. 561
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13
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84901546670
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Rogers v. Sterling Foster & Co
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E. D. N. Y
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See, for example, Rogers v. Sterling Foster & Co., 222 F. Supp. 2d 216 (E. D. N. Y. 2002).
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(2002)
F. Supp. 2d
, vol.222
, pp. 216
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16
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84901551459
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March-April
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Structured Products Newsletter 1, issue 2(March-April 2004): p. 5.
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(2004)
Structured Products Newsletter
, vol.1
, Issue.2
, pp. 5
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18
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84901553052
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FSA bans IFA following precipice complaints
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October 1
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"FSA Bans IFA Following Precipice Complaints", Structured Products, October 1, 2005 (www.structuredproductsonline.com).
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(2005)
Structured Products
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21
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84901552768
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U. S. Census Bureau, Population Division, Interim State Population Projections, 2005, "Interim Projections of the Population, by Selected Age Groups for the United States, Regions, and Divisions, April 1, 2000 to July 1, 2030" (www.census.gov/population/projections/SummaryTabC1.xls).
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(2005)
Interim Projections of the Population, by Selected Age Groups for the United States, Regions, and Divisions, April 1, 2000 to July 1, 2030
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22
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84901534106
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Sharon Brown-Hruska
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"Flexible Regulatory Approaches to Risk Innovation", keynote address by Sharon Brown-Hruska, former commissioner of the Commodity Futures Trading Commission, at the Structured Products Association America Conference, May 5, 2006.
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(2006)
Flexible Regulatory Approaches to Risk Innovation
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23
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84901539556
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On London: Retail investors join the city revolution
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August 11
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Tony Tassell, "On London: Retail Investors Join the City Revolution", FT.com, August 11, 2006.
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(2006)
FT.com
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Tassell, T.1
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25
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84901565335
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Securities and exchange commission: Full disclosure
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February 1
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Megan Santosus, "Securities and Exchange Commission: Full Disclosure", CIO.com, February 1, 2003.
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(2003)
CIO.com
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Santosus, M.1
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26
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84901557687
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MacroShares
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See "MacroShares", MacroMarkets LLC (macromarkets.com/macro- securities/).
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MacroMarkets LLC
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27
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84901533469
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Wider-range retail investment products
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June
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"Wider-Range Retail Investment Products", FSA Discussion Paper 05/3, June 2005.
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(2005)
FSA Discussion Paper 05/3
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