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Volumn 21, Issue 3, 2010, Pages 649-679

Mutual supportiveness as a principle of interpretation and law-making: A watershed for the 'WTO-and-competing-regimes' debate?

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EID: 78149365544     PISSN: 09385428     EISSN: 14643596     Source Type: Journal    
DOI: 10.1093/ejil/chq046     Document Type: Article
Times cited : (86)

References (142)
  • 2
    • 82955191963 scopus 로고    scopus 로고
    • Fragmentation of International Law: Difficulties Arising from the Diversification and Expansion of International Law
    • A/CN.4/L.682 (13 Apr. 2006), at 141 (para. 277), 143 (para. 281), 207 (para. 412), 210 (para. 417)
    • See, for instance, 'Fragmentation of International Law: Difficulties Arising from the Diversification and Expansion of International Law', Report of the Study Group of the International Law Commission Finalized by Martti Koskenniemi, A/CN.4/L.682 (13 Apr. 2006), at 141 (para. 277), 143 (para. 281), 207 (para. 412), 210 (para. 417).
    • Report of the Study Group of the International Law Commission Finalized by Martti Koskenniemi
  • 3
    • 78149362580 scopus 로고    scopus 로고
    • Note
    • For the notions of harmonization, presumption against conflicts, and systemic integration see
  • 4
    • 78149371632 scopus 로고    scopus 로고
    • Harmonization, Systemic Integration, and "Mutual Supportiveness" as Conflict-Solution Techniques: Different Modes of Interpretation as a Challenge to Negative Effects of Fragmentation?
    • See also Matz-Lück, 'Harmonization, Systemic Integration, and "Mutual Supportiveness" as Conflict-Solution Techniques: Different Modes of Interpretation as a Challenge to Negative Effects of Fragmentation?', 17 Finnish Yrbk Int'l L (2006) 39
    • (2006) Finnish Yrbk Int'l L , vol.17 , pp. 39
    • Matz-Lück1
  • 6
    • 33645561688 scopus 로고    scopus 로고
    • 'In the Shadow of Waite and Kennedy. The Jurisdictional Immunity of International Organizations, the Individual's Right of Access to the Courts and Administrative Tribunals as Alternative Means of Dispute Settlement
    • at 85
    • See also Reinisch and Weber, 'In the Shadow of Waite and Kennedy. The Jurisdictional Immunity of International Organizations, the Individual's Right of Access to the Courts and Administrative Tribunals as Alternative Means of Dispute Settlement', 1 Int'l Orgs L Rev (2004) 59, at 85.
    • (2004) Int'l Orgs L Rev , vol.1 , pp. 59
    • Reinisch1    Weber2
  • 7
    • 78149373545 scopus 로고    scopus 로고
    • Note
    • Immunity versus jus cogens is an intriguing example of a potential application of the principle of MS
  • 8
    • 78149364583 scopus 로고    scopus 로고
    • Note
    • But I am not here saying that I share Lady Fox's reading of the relevant case law (which in fact I do not), nor that the same case law has indeed achieved a mutually supportive balance between immunities and other areas of the law, such as especially human rights law
  • 9
    • 78149404512 scopus 로고    scopus 로고
    • Agenda 21, at para. 2.3(b), available at, emphasis added
    • Agenda 21, at para. 2.3(b), available at: www.un.org/esa/dsd/agenda21/res_agenda21_00.shtml, emphasis added.
  • 10
    • 78149383392 scopus 로고    scopus 로고
    • Note
    • Decision of 14 Apr. 1994, MTN/TNC/45(MIN), emphasis added.
  • 11
    • 78149391591 scopus 로고    scopus 로고
    • Note
    • The perspective based on MS is reflected in other parts of the decision, such as when the need to enhance the 'positive interaction between trade and environmental measures' is underscored, as well as that of avoiding 'any policy contradiction' between the multilateral trading system and the protection of the environment
  • 12
    • 78149393153 scopus 로고    scopus 로고
    • Note
    • WT/CTE/1 (12 Nov. 1996), at para. 167.
  • 13
    • 78149404740 scopus 로고    scopus 로고
    • Note
    • At the institutional level, the CTE suggested that an important step for 'creating clearer appreciation of the mutually supportive role of trade and environmental policies' should be the serious consideration and consequent approval by WTO bodies of requests for observer status submitted by MEAs bodies.
  • 14
    • 78149402058 scopus 로고    scopus 로고
    • Note
    • WT/MIN(01)/DEC/W/1 (14 Nov. 2001), at para. 6, emphasis added.
  • 15
    • 78149391796 scopus 로고    scopus 로고
    • Note
    • As is well-known, IPRs are widely protected in the WTO system under the Agreement on Trade-Related Aspects of Intellectual Property Rights (TRIPS Agreement), Annex 1C to the Agreement Establishing the World Trade Organization (WTO Agreement), Marrakesh, 15 Apr. 2004. All WTO legal instruments cited throughout the article are available at: www.wto.org.
  • 16
    • 33845226417 scopus 로고    scopus 로고
    • Giving Legal Effect to the Results of WTO Trade Negotiations: An Analysis of the Methods of Changing WTO Law
    • also for further references, the useful discussion in, at 1003-1009
    • See, also for further references, the useful discussion in Nottage and Sebastian, 'Giving Legal Effect to the Results of WTO Trade Negotiations: An Analysis of the Methods of Changing WTO Law', 9 J Int'l Econ L (2006) 989, at 1003-1009
    • (2006) J Int'l Econ L , vol.9 , pp. 989
    • Nottage1    Sebastian2
  • 18
    • 78149390887 scopus 로고    scopus 로고
    • Note
    • United States - Import Prohibition of Certain Shrimp and Shrimp Products, WT/DS58/AB/R (12 Oct. 1998).
  • 19
    • 78149393723 scopus 로고    scopus 로고
    • Note
    • Convention on the Prior Informed Consent Procedure for Certain Hazardous Chemicals and Pesticides in International Trade, Rotterdam, 10 Sept. 1998, in force 24 Feb. 2004, 38 ILM (1999) 1.
  • 20
    • 78149384796 scopus 로고    scopus 로고
    • Note
    • For a different reconstruction of the emergence of the principle of MS in MEAs see Boisson de Chazournes and Mbengue, 'A propos du principe du soutien mutuel. Les relations entre le Protocole de Cartagena et les Accords de l'OMC', 111 RGDIP (2007) 829, at 832-835.
  • 21
    • 78149384059 scopus 로고    scopus 로고
    • Note
    • This different overview is due to discrepancies between the French and English texts of the relevant provisions. For instance, the expression 'trade and environmental policies should be mutually supportive' used by the English text of the PIC Convention becomes 'les politiques commerciales et environnementales devraient être complémentaires' in the French text.
  • 22
    • 78149378333 scopus 로고    scopus 로고
    • Note
    • Recitals 8-10
  • 23
    • 78149388590 scopus 로고    scopus 로고
    • Note
    • Montreal, 29 Jan. 2000, in force 11 Sept. 2003, 39 ILM (2000) 1027.
  • 24
    • 78149403251 scopus 로고    scopus 로고
    • Note
    • The relevant part of the Preamble to the CPB (Recitals 9-11) reads in full: Recognizing that trade and environment agreements should be mutually supportive with a view to achieving sustainable development, Emphasizing that this Protocol shall not be interpreted as implying a change in the rights and obligations of a Party under any existing international agreements, Understanding that the above recital is not intended to subordinate this Protocol to other international agreements...
  • 25
    • 78149377492 scopus 로고    scopus 로고
    • Adopted by the FAO Conference on 3 Nov. 2001, in force 29 June 2004, text available at
    • Adopted by the FAO Conference on 3 Nov. 2001, in force 29 June 2004, text available at: www.planttreaty.org/texts_en.htm
  • 26
    • 78149388145 scopus 로고    scopus 로고
    • Note
    • Recitals 9-11 of the Preamble to the ITPGR read: Recognizing that this Treaty and other international agreements relevant to this Treaty should be mutually supportive with a view to sustainable agriculture and food security; Affirming that nothing in this Treaty shall be interpreted as implying in any way a change in the rights and obligations of the Contracting Parties under other international agreements; Understanding that the above recital is not intended to create a hierarchy between this Treaty and other international agreements...
  • 27
    • 78149385722 scopus 로고    scopus 로고
    • Note
    • See also Recital 12 of the same Preamble where the Contracting Parties declare that they are '[a]ware that questions regarding the management of plant genetic resources for food and agriculture are at the meeting point between agriculture, the environment and commerce, and convinced that there should be synergy among these sectors'
  • 28
    • 78149366098 scopus 로고    scopus 로고
    • Note
    • Washington, 3 Mar. 1973, in force 1 July 1975, 993 UNTS 243, Art. XIV(2)(3).
  • 29
    • 78149399587 scopus 로고    scopus 로고
    • Note
    • Convention to Combat Desertification in those Countries Experiencing Serious Drought and/or Desertification, particularly in Africa, Paris, 17 June 1994, in force 26 Dec. 1996, 33 ILM (1994) 1328. Art. 8(2) of the Convention provides: 'The provisions of this Convention shall not affect the rights and obligations of any Party deriving from a bilateral, regional or international agreement into which it has entered prior to the entry into force of this Convention for it.'
  • 30
    • 78149387680 scopus 로고    scopus 로고
    • Note
    • Rio de Janeiro, 5 June 1992, in force 29 Dec. 1993, 31 ILM (1992) 822.
  • 32
    • 0036659051 scopus 로고    scopus 로고
    • Treaties in Collision? The Biosafety Protocol and the World Trade Organization Agreements
    • at 618-621
    • Safrin, 'Treaties in Collision? The Biosafety Protocol and the World Trade Organization Agreements', 96 AJIL (2002) 606, at 618-621
    • (2002) AJIL , vol.96 , pp. 606
    • Safrin1
  • 33
    • 78149404511 scopus 로고    scopus 로고
    • Note
    • Although the thesis at hand finds better support in the preambles to the PIC Convention and ITPGR (which outline the intention of the parties not to 'create a hierarchy' between these treaties and other agreements), it may nevertheless be refuted for the reasons pointed out in the text below
  • 34
    • 78149373979 scopus 로고    scopus 로고
    • Note
    • Emphasis added
  • 37
    • 78149382710 scopus 로고
    • Il diritto dei trattati secondo la Convenzione di Vienna
    • at 34-35
    • Capotorti, 'Il diritto dei trattati secondo la Convenzione di Vienna', in Convenzione di Vienna sul diritto dei trattati (1977), 9, at 34-35
    • (1977) Convenzione di Vienna sul diritto dei trattati , pp. 9
    • Capotorti1
  • 38
    • 78149402803 scopus 로고    scopus 로고
    • Note
    • Convention on Persistent Organic Pollutants, Stockholm, 22 May 2001, in force 17 May 2004, 40 ILM (2001) 532
  • 39
    • 78149398687 scopus 로고    scopus 로고
    • Note
    • Recital 9, emphasis added
  • 40
    • 78149373315 scopus 로고    scopus 로고
    • Note
    • The replacement of the conditional tense 'should' as used in the previously discussed preambular formula with the present tense 'are' bears witness to this conviction. MS should thus not be viewed as a merely aspirational standard.
  • 41
    • 78149369204 scopus 로고    scopus 로고
    • Note
    • Convention on the Protection and Promotion of the Diversity of Cultural Expressions, Paris, 20 Oct. 2005, in force 18 Mar. 2007, available at: unesdoc.unesco.org/images/0014/001429/142919e.pdf.
  • 42
    • 78149372361 scopus 로고    scopus 로고
    • Jeux dans la fragmentation: la Convention sur la promotion et la protection de la diversité des expressions culturelles
    • at 63-66, 75-77
    • On which see Ruiz Fabri, 'Jeux dans la fragmentation: la Convention sur la promotion et la protection de la diversité des expressions culturelles', 111 RGDIP (2007) 43, at 63-66, 75-77
    • (2007) RGDIP , vol.111 , pp. 43
    • Fabri, R.1
  • 43
    • 44349119294 scopus 로고    scopus 로고
    • The UNESCO Convention on Cultural Diversity and WTO Law: A Case Study in Fragmentation of International Law
    • at 235-238
    • Wouters and De Meester, 'The UNESCO Convention on Cultural Diversity and WTO Law: A Case Study in Fragmentation of International Law', 42 J World Trade (2008) 205, at 235-238
    • (2008) J World Trade , vol.42 , pp. 205
    • Wouters1    de Meester2
  • 44
    • 78149396026 scopus 로고    scopus 로고
    • Note
    • As said in that context, the alleged capability of 'compatibility clauses', such as Art. 20(2) CDC, to resolve norm conflicts is to be rejected.
  • 45
    • 78149372603 scopus 로고    scopus 로고
    • Note
    • The following statements in the text disavow the argument of the priority of the WTO Agreements over the CDC for additional reasons
  • 46
    • 33749035028 scopus 로고    scopus 로고
    • A Clash of Cultures? The UNESCO Diversity Convention and International Trade Law
    • at 544-546
    • Hahn, 'A Clash of Cultures? The UNESCO Diversity Convention and International Trade Law', 9 J Int'l Econ L (2006) 515, at 544-546
    • (2006) J Int'l Econ L , vol.9 , pp. 515
    • Hahn1
  • 47
    • 78149394426 scopus 로고    scopus 로고
    • These reservations, respectively made on 18 Sept. 2009 (Australia) and 5 July 2006 (Mexico) upon ratification of the CDC by the two countries, are available at
    • These reservations, respectively made on 18 Sept. 2009 (Australia) and 5 July 2006 (Mexico) upon ratification of the CDC by the two countries, are available at: portal.unesco.org/en/ev.php-URL_ID=31038&URL_DO=DO_TOPIC&URL_SECTION=201.html#RESERVES.
  • 48
    • 78149371859 scopus 로고    scopus 로고
    • Note
    • Or a superfluous restatement of the principle of good faith and/or the presumption against conflicts
  • 49
    • 78149396250 scopus 로고    scopus 로고
    • Note
    • Which, despite the wording of the CDC on the point, should work both ways: WTO agreements have also to be taken into account when interpreting and applying the CDC
  • 50
    • 78149391590 scopus 로고    scopus 로고
    • Note
    • For the time being, however, WTO agreements have exerted a significant influence on the drafting of the CDC. Symbolic in this respect is the need perceived by negotiators to provide a definition of the term 'protection', which according to Art. 4(7) CDC means 'the adoption of measures aimed at the preservation, safeguarding and enhancement of the diversity of cultural expressions' (not 'protectionist' measures in trade jargon).
  • 51
    • 78149389795 scopus 로고    scopus 로고
    • Note
    • According to Art. 23(6)(e), the Intergovernmental Committee (one of the main organs of the CDC) is entrusted with establishing 'procedures and other mechanisms for consultation aimed at promoting the objectives and principles of th[e] Convention in other international forums'.
  • 52
    • 33748996222 scopus 로고    scopus 로고
    • The New UNESCO Convention on Cultural Diversity: A Counterbalance to the WTO?
    • at 567
    • Beat Graber, 'The New UNESCO Convention on Cultural Diversity: A Counterbalance to the WTO?', 9 J Int'l Econ L (2006) 553, at 567
    • (2006) J Int'l Econ L , vol.9 , pp. 553
    • Graber, B.1
  • 53
    • 78149404739 scopus 로고    scopus 로고
    • Note
    • On this shift from a conflict-based vision only tailored to ex post solutions at the time of enforcement towards an ex ante law-making perspective see the telling remarks by Ruiz Fabri
  • 54
    • 78149399739 scopus 로고    scopus 로고
    • Note
    • This is true also with respect to the CDC, despite the absence of a link between MS and SD in its previously discussed Art. 20.
  • 55
    • 78149389294 scopus 로고    scopus 로고
    • Note
    • The CDC affords prominent importance to SD for the realization of its primary objective, i.e., the promotion and protection of cultural diversity. SD is indeed one of its guiding principles (Art. 2(6)); see also Arts. 13 and 14.
  • 56
    • 78149386414 scopus 로고    scopus 로고
    • Note
    • Iron Rhine ("Ijzeren Rijn") Railway (Belgium/Netherlands), Award of the Arbitral Tribunal, 24 May 2005, at para. 59, emphasis added.
  • 57
    • 78149389794 scopus 로고    scopus 로고
    • The text of the Award is available at
    • The text of the Award is available at: www.pca-cpa.org/showpage.asp?pag_id=1155
  • 58
    • 78149367682 scopus 로고    scopus 로고
    • Note
    • In the passage at hand, the Tribunal built upon Principle 4 of the 1992 Rio Declaration on Environment and Development (31 ILM (1992) 874), according to which '[i]n order to achieve sustainable development, environmental protection shall constitute an integral part of the development process and cannot be considered in isolation from it'
  • 59
    • 78149400404 scopus 로고    scopus 로고
    • Note
    • Gabčíkovo-Nagymaros Project (Hungary/Slovakia) [1977] ICJ Rep 7, at paras 140-141
  • 60
    • 78149392468 scopus 로고    scopus 로고
    • Pulp Mills on the River Uruguay (Argentina v. Uruguay), Judgment of 20 Apr. 2010, at paras 75-76, 177, available at
    • Pulp Mills on the River Uruguay (Argentina v. Uruguay), Judgment of 20 Apr. 2010, at paras 75-76, 177, available at: www.icj-cij.org/docket/files/135/15877.pdf
  • 61
    • 78149403250 scopus 로고    scopus 로고
    • Note
    • Order on Provisional Measures of 13 July 2006 [2006] ICJ Rep 113, at para. 80.
  • 62
    • 78149371879 scopus 로고    scopus 로고
    • Note
    • A pivotal role in this respect has also been played by the 1998 US - Shrimp decision of the WTO AB
  • 63
    • 78149365235 scopus 로고    scopus 로고
    • Note
    • SD Myers, Inc v. Canada, Partial Award, 13 Nov. 2000, 40 ILM (2001) 1408.
  • 64
    • 78149371166 scopus 로고    scopus 로고
    • Note
    • That is, Ch. 11 of the North American Free Trade Agreement, 17 Dec. 1992, 32 ILM (1993) 289 and 605.
  • 65
    • 78149389070 scopus 로고    scopus 로고
    • Note
    • North American Agreement on Environmental Cooperation, 14 Sept. 1993, 32 ILM (1993) 1480.
  • 66
    • 78149376747 scopus 로고    scopus 로고
    • Note
    • The NAAEC is indeed to be regarded as an agreement relating to the NAFTA which was made between the US, Canada, and Mexico in connection with the conclusion of the NAFTA itself (Art. 31(2)(a) VCLT).
  • 67
    • 78149380080 scopus 로고    scopus 로고
    • Note
    • The Tribunal found that Canada had not fulfilled that requirement. For a recent reassessment of the Tribunal's reasoning and findings see Pavoni, 'Environmental Rights, Sustainable Development, and Investor-State Case Law: A Critical Appraisal', in P.-M. Dupuy, F. Francioni, and E.-U. Petersmann (eds.), Human Rights in International Investment Law and Arbitration (2009), 525, at 530-534, 540-541.
  • 68
    • 78149399341 scopus 로고    scopus 로고
    • Note
    • These normative solutions, in the form of agreements or other legal instruments, need not necessarily be reached in order for a measure to be justified under Art. XX GATT.
  • 69
    • 78149372362 scopus 로고    scopus 로고
    • Note
    • In other words, the duty is to negotiate in good faith mutually acceptable solutions, not actually to conclude agreements: AB Report, United States - Import Prohibition of Certain Shrimp and Shrimp Products, Recourse to Article 21.5 of the DSU by Malaysia, WT/DS58/AB/RW (22 Oct. 2001), at paras 123-124.
  • 70
    • 78149363921 scopus 로고    scopus 로고
    • Note
    • (recalling Railway Traffic between Lithuania and Poland, Advisory Opinion, PCIJ Series A/B No. 42 (1931), at 116).
  • 71
    • 78149365871 scopus 로고    scopus 로고
    • Note
    • In this sense see, for instance, Sands, 'International Courts and the Application of the Concept of "Sustainable Development"', 3 Max Planck UN Yrbk (1999) 389, at 403
  • 72
    • 78149374434 scopus 로고    scopus 로고
    • Note
    • European Communities - Measures Affecting the Approval and Marketing of Biotech Products, WT/DS291/R, WT/DS292/R, WT/DS293/R (29 Sept. 2006).
  • 73
    • 78149370736 scopus 로고    scopus 로고
    • Note
    • Argentina and Canada have only signed the CPB, while the US has neither signed nor ratified it
  • 74
    • 78149387312 scopus 로고    scopus 로고
    • Note
    • This is also due to the EC's decision not to appeal against the Biotech Products Report. This decision is unfortunate from our perspective, as it deprives us of the 'authoritative' view of the AB on a systemic issue the clarification of which would greatly benefit the WTO in terms of legal certainty and predictability.
  • 75
    • 78149402568 scopus 로고    scopus 로고
    • Note
    • It would have been important to understand whether and how, in the aftermath of US - Shrimp, the AB is willing to play the role of 'gatekeeper of the WTO system in relation to MEAs' as thoughtfully suggested by Scott, 'International Trade and Environmental Governance: Relating Rules (and Standards) in the EU and the WTO', 15 EJIL (2004) 307, at 344-351
  • 76
    • 36349024640 scopus 로고    scopus 로고
    • The WTO's Use of Relevant Rules of International Law: An Analysis of the Biotech Case
    • See, for instance, at 919-920 (impossibility to see the use of non-WTO law in US - Shrimp as confined to the application of Art. 31(1) VCLT)
    • See, for instance, Young, 'The WTO's Use of Relevant Rules of International Law: An Analysis of the Biotech Case', 56 ICLQ (2007) 907, at 919-920 (impossibility to see the use of non-WTO law in US - Shrimp as confined to the application of Art. 31(1) VCLT).
    • (2007) ICLQ , vol.56 , pp. 907
    • Young1
  • 77
    • 78149385720 scopus 로고    scopus 로고
    • Sul rilievo interpretativo di regole internazionali vincolanti per le parti nel sistema dell'OMC
    • at 774 (non-WTO law was used in US - Shrimp also for the interpretation of the chapeau to Art. XX GATT)
    • Recanati, 'Sul rilievo interpretativo di regole internazionali vincolanti per le parti nel sistema dell'OMC', 90 Rivista di diritto internazionale (2007) 773, at 774 (non-WTO law was used in US - Shrimp also for the interpretation of the chapeau to Art. XX GATT).
    • (2007) Rivista di diritto internazionale , vol.90 , pp. 773
    • Recanati1
  • 78
    • 78149366790 scopus 로고    scopus 로고
    • Note
    • The Panel, indeed, leaves the issue open whether a different outcome would be justified when non-WTO rules 'are applicable in the relations between all parties to the dispute, but not between all WTO Members, and in which all parties to the dispute argue that a multilateral WTO agreement should be interpreted in the light of these other rules of international law': EC-Biotech Products.
  • 79
    • 78149394186 scopus 로고    scopus 로고
    • Note
    • Suffice it to think of Annex III to the CPB on 'risk assessment' which might well have been used to shed light onto the corresponding poorly-defined notion in Art. 5 of and Annex A(5) to the WTO Agreement on the Application of Sanitary and Phytosanitary Measures (SPS Agreement).
  • 80
    • 78149385262 scopus 로고    scopus 로고
    • Note
    • The same applies to the Panel's consideration that it was not only imprudent, but also unnecessary to take a position on the status of the precautionary principle in international law, as the principle would have no bearing on the disposition of the claims before it
  • 81
    • 78149378332 scopus 로고    scopus 로고
    • Note
    • This cannot be true, insofar as one is of the opinion, as I am, that the principle at hand does have a wider scope than reflected in certain WTO rules (contra see Gradoni and Ruiz Fabri, 'Droit de l'OMC et précaution à la lumière de l'affaire des «OGM»', 183 Recueil Dalloz (2007) 1532
  • 82
    • 34447538303 scopus 로고    scopus 로고
    • Gateways to the Precautionary Principle in WTO Law
    • cf. also Cheyne, 'Gateways to the Precautionary Principle in WTO Law', 19 J Environmental L (2007) 155).
    • (2007) J Environmental L , vol.19 , pp. 155
    • Cheyne1
  • 83
    • 78149382931 scopus 로고    scopus 로고
    • Note
    • Above all, to determine the meaning of terms such as 'pests' and 'additives' in Annex A(1) to the SPS Agreement, and thus whether this Agreement was applicable to the contested measures
  • 84
    • 33847418342 scopus 로고    scopus 로고
    • A GMO by Any Other Name... Might Be an SPS Risk!: Implications of Expanding the Scope of the WTO Sanitary and Phytosanitary Measures Agreement
    • See also Peel, 'A GMO by Any Other Name... Might Be an SPS Risk!: Implications of Expanding the Scope of the WTO Sanitary and Phytosanitary Measures Agreement', 17 EJIL (2006) 1009.
    • (2006) EJIL , vol.17 , pp. 1009
    • Peel1
  • 85
    • 78149370293 scopus 로고    scopus 로고
    • Note
    • Genetic resources and derivatives thereof are patentable subject matter as long as they result in inventions fulfilling the ordinary requirements of novelty, inventive step, and usefulness as per Art. 27(1) TRIPs. Art. 27(3) allows WTO members to exclude from patentability only plants and animals as such (and essentially biological processes for their production).
  • 86
    • 78149386858 scopus 로고    scopus 로고
    • Note
    • Art. 15(5) CBD. The debate does not concern human DNA, which falls outwith the scope of the CBD, but only plant and animal genetic resources.
  • 87
    • 78149377733 scopus 로고    scopus 로고
    • Note
    • Art. 1 CBD. The benefits at stake are those 'arising out of the utilization of genetic resources'.
  • 88
    • 78149396469 scopus 로고    scopus 로고
    • Note
    • The original proposals by these countries may be read in 'The Relationship between the TRIPS Agreement and the Convention on Biological Diversity and the Protection of Traditional Knowledge', Communication from Brazil, China, Cuba, Dominican Republic, Ecuador, India, Pakistan, Thailand, Venezuela, Zambia, and Zimbabwe to the TRIPs Council, IP/C/W/356 (24 June 2002)
  • 89
    • 57149147325 scopus 로고    scopus 로고
    • Biodiversity and Biotechnology: Consolidation and Strains in the Emerging International Legal Regimes
    • F. Francioni and T. Scovazzi (eds), at 55-56
    • Cf. Pavoni, 'Biodiversity and Biotechnology: Consolidation and Strains in the Emerging International Legal Regimes', in F. Francioni and T. Scovazzi (eds), Biotechnology and International Law (2006), 29, at 55-56.
    • (2006) Biotechnology and International Law , pp. 29
    • Pavoni1
  • 90
    • 78149364582 scopus 로고    scopus 로고
    • Note
    • This may be read in 'Doha Work Programme - The Outstanding Implementation Issue on the Relationship between the TRIPs Agreement and the Convention on Biological Diversity', Communication from Brazil, India, Pakistan, Peru, Thailand and Tanzania, WT/GC/W/564 (31 May 2006), at 2. Eventually, the list of WTO members co-sponsoring the amendment has dramatically expanded, with the addition of China and Cuba, WT/GC/W/564/Rev.1 (6 June 2006); Colombia, WT/GC/W/564/Rev.2 (5 July 2006); South Africa, WT/GC/W/564/Rev.2/Add.1 (12 July 2006); Ecuador, WT/GC/W/564/Rev.2/Add.2 (28 Nov. 2006); Venezuela, WT/GC/W/564/Rev.2/Add.3 (7 Mar. 2007); Uganda on behalf of the African Group, WT/GC/W/564/Rev.2/Add.4 (22 June 2007); Paraguay, WT/GC/W/564/Rev.2/Add.5 (24 July 2007); Lesotho on behalf of the LDC Group, WT/GC/W/564/Rev.2/Add.6 (16 Nov. 2007); the Dominican Republic, WT/GC/W/564/Rev.2/Add.7 (21 Dec. 2007); Mauritius on behalf of the ACP Group of States, WT/GC/W/564/Rev.2/Add.8 (6 Feb. 2008); and Sri Lanka, WT/GC/W/564/Rev.2/Add.9 (10 July 2008).
  • 91
    • 78149362807 scopus 로고    scopus 로고
    • Note
    • Art. X(3) WTO Agreement.
  • 92
    • 78149387896 scopus 로고    scopus 로고
    • Note
    • See for instance the third preambular para. of the CBD. For reasons of space, I am not here revisiting the issue of what 'common concern of humanity' entails in terms of international law sources and relationships among them.
  • 93
    • 78149396891 scopus 로고    scopus 로고
    • Note
    • It is, however, clear that there exists a close interaction among the notions of common concern, erga omnes obligations (at least, erga omnes partes obligations), and customary rules
  • 94
    • 78149396248 scopus 로고    scopus 로고
    • 'La tutela dell'ambiente e la disciplina del commercio internazionale
    • For insights into the implications of common concern/erga omnes obligations for 'trade and environment' litigation at the WTO, at 147, 172
    • For insights into the implications of common concern/erga omnes obligations for 'trade and environment' litigation at the WTO see, e.g., Francioni, 'La tutela dell'ambiente e la disciplina del commercio internazionale', in Diritto e organizzazione del commercio internazionale dopo la creazione della Organizzazione Mondiale del Commercio (1998), at 147, 172.
    • (1998) Diritto e organizzazione del commercio internazionale dopo la creazione della Organizzazione Mondiale del Commercio
    • Francioni1
  • 95
    • 78149394674 scopus 로고    scopus 로고
    • Note
    • As impressive is the rate of ratification of the CBD for that matter
  • 96
    • 78149401605 scopus 로고    scopus 로고
    • Note
    • As of 4 May 2010, there are 193 parties to the CBD, making it a nearly universal treaty (the US continues to be the only notable absence from CBD parties)
  • 97
    • 78149366097 scopus 로고    scopus 로고
    • The latest report of the WTO Director General on his consultations with the delegations involved in the CBD-TRIPs negotiations, dated 12 Mar. 2010, is available at
    • The latest report of the WTO Director General on his consultations with the delegations involved in the CBD-TRIPs negotiations, dated 12 Mar. 2010, is available at: www.wto.org/english/news_e/news10_e/trip_12mar10_e.htm
  • 98
    • 78149403490 scopus 로고    scopus 로고
    • Note
    • His final conclusion on the state of play of the negotiations reads, 'In sum, there is general agreement on the public policy objectives, including ensuring equitable benefit sharing, but differences clearly remain on how to arrive at those goals in practice.'
  • 99
    • 78149384585 scopus 로고    scopus 로고
    • Revised Draft Protocol on Access to Genetic Resources and the Fair and Equitable Sharing of Benefits Arising from Their Utilization to the Convention on Biological Diversity, adopted at the 9th Meeting of the Ad-Hoc Open-Ended Working Group on Access and Benefit-Sharing, 22-28 Mar. 2010, Cali, Colombia, Annex I to the Report of the First Part of the Ninth Meeting of the Ad Hoc Open-Ended Working Group on Access and Benefit-Sharing, UNEP/CBD/WG-ABS/9/3 (26 Apr. 2010), available at
    • Revised Draft Protocol on Access to Genetic Resources and the Fair and Equitable Sharing of Benefits Arising from Their Utilization to the Convention on Biological Diversity, adopted at the 9th Meeting of the Ad-Hoc Open-Ended Working Group on Access and Benefit-Sharing, 22-28 Mar. 2010, Cali, Colombia, Annex I to the Report of the First Part of the Ninth Meeting of the Ad Hoc Open-Ended Working Group on Access and Benefit-Sharing, UNEP/CBD/WG-ABS/9/3 (26 Apr. 2010), available at: www.cbd.int/doc/meetings/abs/abswg-09/official/abswg-09-03-en.pdf
  • 100
    • 78149397127 scopus 로고    scopus 로고
    • Note
    • The Draft Protocol is scheduled for adoption at the Nagoya Biodiversity Summit/Tenth Conference of the Parties to the CBD, to be held on 18-29 Oct. 2010.
  • 102
    • 78149375825 scopus 로고    scopus 로고
    • Note
    • Art. 13 of the Draft Protocol.
  • 103
    • 78149376514 scopus 로고    scopus 로고
    • Note
    • Arts. 4 and 12 of, and Annex I to, the Draft Protocol.
  • 104
    • 78149389069 scopus 로고    scopus 로고
    • Note
    • For a useful overview of such developments at the WIPO, as well as in other forums, see Medaglia, 'Study on the Relationship between the ABS International Regime and Other International Instruments which Govern the Use of Genetic Resources: The World Trade Organization (WTO); the World Intellectual Property Rights [sic] Organization (WIPO); and the International Union for the Protection of New Varieties of Plants (UPOV)', UNEP/CBD/WG-ABS/7/INF/3/Part.2 (3 Mar. 2009), available at: www.cbd.int/doc/meetings/abs/abswg-09/information/abswg-09-abswg-07-inf-03-part2-en.pdf.
  • 105
    • 78149394905 scopus 로고    scopus 로고
    • Note
    • Recital 8 of the Preamble to the TRIPs Agreement
  • 106
    • 78149391795 scopus 로고    scopus 로고
    • Note
    • WT/L/641 (8 Dec. 2005).
  • 107
    • 78149364367 scopus 로고    scopus 로고
    • Note
    • At the moment of writing, the amendment is not yet in force. Being an amendment which alters WTO rights and obligations, its entry into force requires ratification by at least two thirds of WTO members as per Art. X(3) WTO Agreement. As of 4 May 2010, 29 members had accepted the amendment, including the EU.
  • 108
    • 78149367681 scopus 로고    scopus 로고
    • Note
    • Art. 31(f) allows only compulsory licences intended 'predominantly for the supply of the domestic market' of the member granting the licence.
  • 109
    • 78149392235 scopus 로고    scopus 로고
    • Note
    • In specific situations, the 2005 Amendment also adjusts and modifies the obligation to pay 'adequate remuneration' to the patent holder in case of compulsory licences
  • 110
    • 78149396249 scopus 로고    scopus 로고
    • Note
    • General Council Decision of 30 Aug. 2003, Implementation of Para. 6 of the Doha Declaration on the TRIPs Agreement and Public Health, WT/L/540 (2 Sept. 2003).
  • 111
    • 23244452163 scopus 로고    scopus 로고
    • Note
    • On the negotiating process and for detailed analysis see Abbott, 'The WTO Medicines Decision: World Pharmaceutical Trade and the Protection of Public Health', 99 AJIL (2005) 317
  • 112
    • 36949017215 scopus 로고    scopus 로고
    • The Doha Round's Public Health Legacy: Strategies for the Production and Diffusion of Patented Medicines under the Amended TRIPs Provisions
    • Abbott and Reichman, 'The Doha Round's Public Health Legacy: Strategies for the Production and Diffusion of Patented Medicines under the Amended TRIPs Provisions', 10 J Int'l Econ L (2007) 921
    • (2007) J Int'l Econ L , vol.10 , pp. 921
    • Abbott1    Reichman2
  • 113
    • 85044812082 scopus 로고    scopus 로고
    • The Road to Doha and Beyond: Some Reflections on the TRIPS Agreement and Public Health
    • Sun, 'The Road to Doha and Beyond: Some Reflections on the TRIPS Agreement and Public Health', 15 EJIL (2004) 123
    • (2004) EJIL , vol.15 , pp. 123
    • Sun1
  • 114
    • 78149370949 scopus 로고    scopus 로고
    • Note
    • This finds support in the official practice based on the waiver system, as there exists so far only one case whereby two WTO members have notified the Council for TRIPs of their use of the system, i.e., for the export from Canada of certain patented HIV-treatment drug to Rwanda: see Notification under Para. 2(A) of the Decision of 30 Aug. 2003 on the Implementation of Para. 6 of the Doha Declaration on the TRIPs Agreement and Public Health (Rwanda), IP/N/9/RWA/1 (19 July 2007), and Notification under Para. 2(C) of the Decision of 30 Aug. 2003 on the Implementation of Para. 6 of the Doha Declaration on the TRIPs Agreement and Public Health (Canada), IP/N/10/CAN/1 (8 Oct. 2007).
  • 115
    • 78149381571 scopus 로고    scopus 로고
    • Note
    • For a comment see Hestermeyer, 'Canadian-made Drugs for Rwanda: The First Application of the WTO Waiver on Patents and Medicines', 11 ASIL Insights (10 Dec. 2007), available at: www.asil.org/insights071210.cfm.
  • 116
    • 78149368583 scopus 로고    scopus 로고
    • Note
    • The Doha Declaration on the TRIPs Agreement and Public Health is rightly viewed as a declaration interpreting WTO law, even though, unlike authoritative interpretations under Art. IX(2) WTO Agreement, it is non-binding.
  • 117
    • 42149154368 scopus 로고    scopus 로고
    • Can Authoritative Interpretation under Art. IX:2 of the Agreement Establishing the WTO Modify the Rights and Obligations of Members?
    • In this sense, see also for references to the diverse views expressed on the nature of authoritative interpretations, Art. IX(2) WTO Agreement provides that authoritative interpretations 'shall not be used in a manner that would undermine the amendment provisions in Article X'
    • In this sense, see also for references to the diverse views expressed on the nature of authoritative interpretations, Gazzini, 'Can Authoritative Interpretation under Art. IX:2 of the Agreement Establishing the WTO Modify the Rights and Obligations of Members?', 57 ICLQ (2008) 169. Art. IX(2) WTO Agreement provides that authoritative interpretations 'shall not be used in a manner that would undermine the amendment provisions in Article X'.
    • (2008) ICLQ , vol.57 , pp. 169
    • Gazzini1
  • 118
    • 74549205199 scopus 로고    scopus 로고
    • The Waiver Power of the WTO: Opening the WTO for Political Debate on the Reconciliation of Competing Interests
    • See Feichtner, 'The Waiver Power of the WTO: Opening the WTO for Political Debate on the Reconciliation of Competing Interests', 20 EJIL (2009) 615
    • (2009) EJIL , vol.20 , pp. 615
    • Feichtner1
  • 119
    • 78149371858 scopus 로고    scopus 로고
    • Note
    • The author's argument focuses on the 2003 TRIPs Waiver and the so-called 'Kimberley Waiver on conflict diamonds', i.e., General Council Decision of 15 May 2003, Waiver Concerning Kimberley Process Certification Scheme for Rough Diamonds, WT/L/518 (27 May 2003), as subsequently extended.
  • 120
    • 44949263799 scopus 로고    scopus 로고
    • Legal and Political Oversight of WTO Waivers
    • On the nature and limits of waivers see recently
    • On the nature and limits of waivers see recently Harrison, 'Legal and Political Oversight of WTO Waivers', 11 J Int'l Econ L (2008) 411
    • (2008) J Int'l Econ L , vol.11 , pp. 411
    • Harrison1
  • 121
    • 78149375608 scopus 로고    scopus 로고
    • Note
    • (underscoring however the ability of the essential-medicines TRIPs solution, i.e., waiver plus amendment, to overcome significant shortcomings of amendments).
  • 122
    • 78149378331 scopus 로고    scopus 로고
    • Geneva, 21 May 2003, in force 27 Feb. 2005, available at
    • Geneva, 21 May 2003, in force 27 Feb. 2005, available at: www.who.int/fctc/text_download/en/index.html
  • 123
    • 78149381570 scopus 로고    scopus 로고
    • Note
    • As of 4 May 2010, there were 168 parties to the Convention, including the EU. Notably, the US has so far withheld its ratification.
  • 124
    • 78149375824 scopus 로고    scopus 로고
    • Note
    • The Preamble to the FCTC declares that such consequences are a 'concern of the international community' (Recital 2)
  • 125
    • 78149363920 scopus 로고    scopus 로고
    • Note
    • Cf. especially Arts 6-16 FCTC.
  • 126
    • 78149368775 scopus 로고    scopus 로고
    • Note
    • Cf. Art. 2(3) of the New Chair's Text of a Framework Convention on Tobacco Control, A/FCTC/INB5/2 (25 June 2002), available at: apps.who.int/gb/fctc/PDF/inb5/einb52.pdf.
  • 127
    • 78149370948 scopus 로고    scopus 로고
    • Note
    • See also Art. 5(5) which interestingly reads, 'While recognizing that tobacco control and trade measures can be implemented in a mutually supportive manner, Parties agree that tobacco control measures shall be transparent, implemented in accordance with their existing international obligations, and shall not constitute a means of arbitrary or unjustifiable discrimination in international trade.'
  • 128
    • 78149367243 scopus 로고    scopus 로고
    • Note
    • This is one of the provisions which has disappeared from the adopted Convention
  • 129
    • 78149362806 scopus 로고    scopus 로고
    • Note
    • Art. 2(1) encourages the parties to adopt stricter measures than those provided for by the Convention and states that these are to be consistent with the Convention itself and 'in accordance with international law'. Conversely, Art. 2(2) grants priority to the Convention over future bilateral and multilateral agreements concluded by the parties on 'issues relevant or additional to the Convention and its protocols'.
  • 130
    • 0041515118 scopus 로고    scopus 로고
    • Adjudicative Legitimacy and Treaty Interpretation in International Trade Law: The Early Years of WTO Jurisprudence
    • J.H.H. Weiler (ed.), at 63
    • Howse, 'Adjudicative Legitimacy and Treaty Interpretation in International Trade Law: The Early Years of WTO Jurisprudence', in J.H.H. Weiler (ed.), The EU, the WTO, and the NAFTA (2000), 35, at 63.
    • (2000) The EU, the WTO, and the NAFTA , pp. 35
    • Howse1
  • 131
    • 78149365012 scopus 로고    scopus 로고
    • Note
    • Thailand - Restrictions on Importation of and Internal Taxes on Cigarettes, DS10/R-37S/200 (5 Oct. 1990), especially at paras 72-81.
  • 132
    • 78149381790 scopus 로고    scopus 로고
    • Note
    • On the last inconclusive Report, directing the disputing parties to enter into further consultations (!) with respect to the conformity of EU implementing measures with prior rulings, see Böckenförde, 'Hormone Ban in Dispute Again: The WTO Refuses to Reject Either the EC Ban or Canadian/US Trade Sanctions', 12 ASIL Insights (18 Dec. 2008), available at: www.asil.org/insights081218.cfm.
  • 133
    • 78149368351 scopus 로고    scopus 로고
    • Note
    • See most recently European Communities - Measures Concerning Meat and Meat Products (Hormones), Recourse to Article 21.5 of the DSU by the European Communities, WT/DS48/21 (8 Jan. 2009).
  • 134
    • 78149366561 scopus 로고    scopus 로고
    • Note
    • Case C-93/02 P, Biret International v. Council [2003] ECR I-10497; and Case C-94/02 P, Établissement Biret et CIE v. Council [2003] ECR I-10565.
  • 135
    • 78149385261 scopus 로고    scopus 로고
    • Note
    • App No 13762/04, Établissements Biret et CIE S.A. and Biret International v. 15 États membres de l'Union européenne, Admissibility Decision of 9 Dec. 2008, available at: cmiskp.echr.coe.int/tkp197/search.asp?skin=hudoc-en (in French).
  • 136
    • 78149385507 scopus 로고    scopus 로고
    • Note
    • Dir. 2003/74/EC of the European Parliament and of the Council of 22 Sept. 2003 amending Council Dir. 96/22/EC concerning the prohibition on the use in stockfarming of certain substances having a hormonal or thyrostatic action and of beta-agonists, OJ (2003) L 262/1.
  • 137
    • 78149372602 scopus 로고    scopus 로고
    • See 'EU and US Reach Provisional Agreement in Beef Dispute', IP/09/707 (6 May 2009), available at
    • See 'EU and US Reach Provisional Agreement in Beef Dispute', IP/09/707 (6 May 2009), available at: europa.eu/rapid/pressReleasesAction.do?reference=IP/09/707&format=HTML&aged=o&language=EN&guiLanguage=en.
  • 138
    • 78149371857 scopus 로고    scopus 로고
    • 'EU, US Strike Provisional Deal to End Beef Dispute', (15 May 2009), available at
    • 'EU, US Strike Provisional Deal to End Beef Dispute', 9 Bridges Trade BioRes (15 May 2009), available at: ictsd.org/i/news/biores/46670.
    • Bridges Trade BioRes , vol.9
  • 139
    • 78149368582 scopus 로고    scopus 로고
    • Note
    • See, e.g., Arts 3(6)(7), 4(3), and 11 DSU.
  • 140
    • 78149396025 scopus 로고    scopus 로고
    • Note
    • Art. 22(2) and (8) DSU.
  • 141
    • 85055306287 scopus 로고    scopus 로고
    • EC Practice in the WTO: How Wide is the "Scope for Manoeuvre"?
    • especially at 955-959
    • Tancredi, 'EC Practice in the WTO: How Wide is the "Scope for Manoeuvre"?', 15 EJIL (2004) 933, especially at 955-959
    • (2004) EJIL , vol.15 , pp. 933
    • Tancredi1
  • 142
    • 78149403034 scopus 로고    scopus 로고
    • Sir Leon Brittan's keynote address to the WTO High Level Symposium on Trade and the Environment, Geneva, Mar. 1999, emphasis added, reproduced, and commented on with approval in, (2nd edn), at 413-416
    • Sir Leon Brittan's keynote address to the WTO High Level Symposium on Trade and the Environment, Geneva, Mar. 1999, emphasis added, reproduced, and commented on with approval in A.F. Lowenfeld, International Economic Law (2nd edn, 2008), at 413-416.
    • (2008) International Economic Law
    • Lowenfeld, A.F.1


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