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Volumn 25, Issue 2, 2008, Pages 53-63

An evaluation of South Africa's application of the OAU refugee definition

Author keywords

[No Author keywords available]

Indexed keywords

ASYLUM SEEKER; GOVERNANCE APPROACH; IMMIGRATION POLICY; REFUGEE; RESEARCH WORK; VIOLENCE;

EID: 77955735217     PISSN: 02295113     EISSN: None     Source Type: Journal    
DOI: 10.25071/1920-7336.26031     Document Type: Article
Times cited : (4)

References (66)
  • 1
    • 85167072253 scopus 로고    scopus 로고
    • 1969 OAU Convention Governing the Specific Aspects of Refugee Problems in Africa, adopted on 10 September 1969 by the Assembly of Heads of State and Government, CAB/LEG/24.3 (entered into force on 20 June 1974 [OAU Convention]
    • 1969 OAU Convention Governing the Specific Aspects of Refugee Problems in Africa, adopted on 10 September 1969 by the Assembly of Heads of State and Government, CAB/LEG/24.3 (entered into force on 20 June 1974 [OAU Convention].
  • 2
    • 85167035952 scopus 로고    scopus 로고
    • adopted by the OAU/UNHCR Symposium on Refugees and Forced Population Displacements in Africa, Addis Ababa (8-10 September 1994) at para. 3
    • The Addis Ababa Document on Refugees and Forced Population Displacements in Africa, adopted by the OAU/UNHCR Symposium on Refugees and Forced Population Displacements in Africa, Addis Ababa (8-10 September 1994) at para. 3.
    • The Addis Ababa Document on Refugees and Forced Population Displacements in Africa
  • 3
    • 85167006641 scopus 로고    scopus 로고
    • The OAU Convention firstly, in Art 1(1), repeats the Refugee Convention refugee definition (with the 1967 Protocol's addition, which removed the geographical and temporal limitations from same) and then includes this additional definition of a refugee at Art 1(2): ... the term refugee shall also apply to every person who, owing to external aggression, occupation, foreign domination or events seriously disturbing public order in either a part or the whole of his or her country of origin or nationality, is compelled to leave his or her place of habitual residence in order to seek refuge in another place outside his country of origin or nationality
    • The OAU Convention firstly, in Art 1(1), repeats the Refugee Convention refugee definition (with the 1967 Protocol's addition, which removed the geographical and temporal limitations from same) and then includes this additional definition of a refugee at Art 1(2): ... the term refugee shall also apply to every person who, owing to external aggression, occupation, foreign domination or events seriously disturbing public order in either a part or the whole of his or her country of origin or nationality, is compelled to leave his or her place of habitual residence in order to seek refuge in another place outside his country of origin or nationality.
  • 4
    • 37949001858 scopus 로고
    • Convention relating to the Status of Refugees
    • 28 July, (entered into force 22 April 1954) [Refugee Convention); and Protocol Relating to the Status of Refugees, 606 U.N.T.S. 267 (entered into force 4 October 1967)
    • Convention relating to the Status of Refugees, 28 July 1951, 189 U.N.T.S. 150 (entered into force 22 April 1954) [Refugee Convention); and Protocol Relating to the Status of Refugees, 606 U.N.T.S. 267 (entered into force 4 October 1967).
    • (1951) U.N.T.S. , vol.189 , pp. 150
  • 5
    • 85167029393 scopus 로고    scopus 로고
    • Section 3(a) and 3(b) of the South African Refugees Act 130 of 1998 [Refugees Act]
    • Section 3(a) and 3(b) of the South African Refugees Act 130 of 1998 [Refugees Act].
  • 7
    • 85166990005 scopus 로고    scopus 로고
    • Refugee law in South Africa: Making the road of the refugee longer
    • Lusaka: Legal Resources Foundation, De la Hunt supports this inclusive interpretation, claiming that the OAU definition should "apply universally and equally to all applicants, regardless of their country of origin."
    • L. de la Hunt, "Refugee Law in South Africa: Making the Road of the Refugee Longer" in A Reference Guide to Refugee Law and Issues in Southern Africa (Lusaka: Legal Resources Foundation, 2002) at 34. De la Hunt supports this inclusive interpretation, claiming that the OAU definition should "apply universally and equally to all applicants, regardless of their country of origin."
    • (2002) A Reference Guide to Refugee Law and Issues in Southern Africa , pp. 34
    • De La Hunt, L.1
  • 8
    • 85166993021 scopus 로고    scopus 로고
    • Section 35 of the Refugees Act, entitled "Reception and accommodation of asylum seekers in event of mass influx," provides the Minister with the ability to grant refugee status to a group or category of persons, although what is meant by a group of persons is unclear
    • Section 35 of the Refugees Act, entitled "Reception and accommodation of asylum seekers in event of mass influx," provides the Minister with the ability to grant refugee status to a group or category of persons, although what is meant by a group of persons is unclear.
  • 9
    • 85167004795 scopus 로고
    • The concept of "prima facie refugee determination" refers to the provisional granting of refugee status to a person or persons without the formal requirement of conducting an individual refugee status determination to establish whether or not the displaced person(s) qualify. Rather than the granting of refugee status based on a legal definition, prima facie refuge determination is essentially a device or a method to enable, in urgent situations such as a mass influx, appropriate protection measures to be taken when individual refugee status determination procedures are impractical. According to the UNHCR, in effect it is the number of refugees that triggers the mechanism for prima facie refugee status. See, at para. 44
    • The concept of "prima facie refugee determination" refers to the provisional granting of refugee status to a person or persons without the formal requirement of conducting an individual refugee status determination to establish whether or not the displaced person(s) qualify. Rather than the granting of refugee status based on a legal definition, prima facie refuge determination is essentially a device or a method to enable, in urgent situations such as a mass influx, appropriate protection measures to be taken when individual refugee status determination procedures are impractical. According to the UNHCR, in effect it is the number of refugees that triggers the mechanism for prima facie refugee status. See UNHCR Handbook on Procedures and Criteria for Determining Refugee Status under the 1951 Convention and the 1967 Protocol Relating to the Status of Refugees (1992), 13, at para. 44.
    • (1992) UNHCR Handbook on Procedures and Criteria for Determining Refugee Status under the 1951 Convention and the 1967 Protocol Relating to the Status of Refugees , pp. 13
  • 10
    • 3242675985 scopus 로고    scopus 로고
    • Prima facie asylum determination in South Africa: A description of policy and practice
    • ed. J. Handmaker, L. de la Hunt, and J. Klaaren (Pretoria: Lawyers for Human Rights
    • I. van Beek, "Prima facie asylum determination in South Africa: A description of policy and practice" in Perspectives on Refugee Protection in South Africa, ed. J. Handmaker, L. de la Hunt, and J. Klaaren (Pretoria: Lawyers for Human Rights, 2001), 18.
    • (2001) Perspectives on Refugee Protection in South Africa , pp. 18
    • Van Beek, I.1
  • 11
    • 85167058785 scopus 로고    scopus 로고
    • Ibid
    • Ibid.
  • 12
    • 85167037199 scopus 로고    scopus 로고
    • Department of Home Affairs, Directorate of Refugee Affairs, (January 2007), obtained by author from the UNHCR branch office in Pretoria; on file with author). This report states (at 4) that "during 2006, Refugee Affairs experiences multifaceted challenges in dealing with mass influx of asylum seekers"and states (at 6) that "the mass influxes of asylum seekers have overwhelmed the already fragile refugee services."
    • Department of Home Affairs, Directorate of Refugee Affairs, 2006 Annual Report on Asylum Statistics (January 2007), obtained by author from the UNHCR branch office in Pretoria; on file with author). This report states (at 4) that "during 2006, Refugee Affairs experiences multifaceted challenges in dealing with mass influx of asylum seekers"and states (at 6) that "the mass influxes of asylum seekers have overwhelmed the already fragile refugee services."
    • 2006 Annual Report on Asylum Statistics
  • 13
    • 85166994084 scopus 로고    scopus 로고
    • Home affairs puts in overtime
    • 28 April
    • J. du Plessis, "Home Affairs puts in overtime" Pretoria News (28 April 2008).
    • (2008) Pretoria News
    • Du Plessis, J.1
  • 14
    • 85167015025 scopus 로고    scopus 로고
    • Supra note 12 at 4
    • Supra note 12 at 4.
  • 15
    • 85166998225 scopus 로고    scopus 로고
    • Supra note 12 at 6 confirms that this practice still takes place, in order to "lessen administrative load of refugee offices, then redirect manifestly unfounded cases to relevant directorates and finally provide assistance to deserving asylum seekers."
    • Supra note 12 at 6 confirms that this practice still takes place, in order to "lessen administrative load of refugee offices, then redirect manifestly unfounded cases to relevant directorates and finally provide assistance to deserving asylum seekers."
  • 16
    • 0036968593 scopus 로고    scopus 로고
    • On the threshold of Africa: OAU and UN definitions in South African asylum practice
    • A. Tuepker, "On the Threshold of Africa: OAU and UN Definitions in South African Asylum Practice" (2002) 15:4 Journal of Refugee Studies 418.
    • (2002) Journal of Refugee Studies , vol.15 , Issue.4 , pp. 418
    • Tuepker, A.1
  • 17
    • 85167044809 scopus 로고    scopus 로고
    • Supra note 7 at 36
    • Supra note 7 at 36.
  • 18
    • 85167041458 scopus 로고    scopus 로고
    • Ibid, at 35
    • Ibid, at 35.
  • 19
    • 85167032922 scopus 로고    scopus 로고
    • Ibid
    • Ibid.
  • 20
    • 85167059125 scopus 로고    scopus 로고
    • Ibid, at 36. This practice is confirmed by the author's personal experience, having through the course of her employment, read hundreds of RSDO's rejection letters, which predominantly state that the asylum seeker does not qualify for refugee status because while he or she showed fear of past persecution, it could not be found that he or she would be persecuted upon return to the country of origin
    • Ibid, at 36. This practice is confirmed by the author's personal experience, having through the course of her employment, read hundreds of RSDO's rejection letters, which predominantly state that the asylum seeker does not qualify for refugee status because while he or she showed fear of past persecution, it could not be found that he or she would be persecuted upon return to the country of origin.
  • 21
    • 85167004023 scopus 로고    scopus 로고
    • Ibid, at 36
    • Ibid, at 36.
  • 22
    • 85166992074 scopus 로고    scopus 로고
    • Supra note 13, in which the Department of Home Affairs estimates that "between 1000 to 2000 foreigners were trying to apply for [asylum seeker] permits every day."
    • Supra note 13, in which the Department of Home Affairs estimates that "between 1000 to 2000 foreigners were trying to apply for [asylum seeker] permits every day."
  • 23
    • 85166995653 scopus 로고    scopus 로고
    • Supra note 16 at 413
    • Supra note 16 at 413.
  • 24
    • 85166998012 scopus 로고    scopus 로고
    • Supra note 7 at 36
    • Supra note 7 at 36.
  • 25
    • 85167071362 scopus 로고    scopus 로고
    • Section 36 of the Refugees Act allows the Minister to withdraw refugee status from someone who ceases to remain a refugee for the reasons set out in Section 5 of the Refugees Act
    • Section 36 of the Refugees Act allows the Minister to withdraw refugee status from someone who ceases to remain a refugee for the reasons set out in Section 5 of the Refugees Act.
  • 26
    • 85167005580 scopus 로고    scopus 로고
    • Pro forma letter appended to each Bl-1155 Form (Refugee Regulations, 2000), also referred to as the Section 24 Refugee Status document
    • Pro forma letter appended to each Bl-1155 Form (Refugee Regulations, 2000), also referred to as the Section 24 Refugee Status document.
  • 27
    • 85167013372 scopus 로고    scopus 로고
    • For example, by focusing on the first instance decision and allowing the appellant to argue grounds of appeal regarding same
    • For example, by focusing on the first instance decision and allowing the appellant to argue grounds of appeal regarding same.
  • 28
    • 85167036981 scopus 로고    scopus 로고
    • According to first-hand observations by the author between 2006 and 2008, the Appeal Board practice indicates this position. In this regard, the Board members usually advise the appellant that the appeal hearing is a de novo one. Furthermore, the Board members rarely refer to the appellant's file in order to confirm or dispute any facts stated at the Appeal, and reference by the appellant or his or her legal representative to an error made by the RSDO at first instance is usually only acknowledged by the Board member but not dealt with in detail
    • According to first-hand observations by the author between 2006 and 2008, the Appeal Board practice indicates this position. In this regard, the Board members usually advise the appellant that the appeal hearing is a de novo one. Furthermore, the Board members rarely refer to the appellant's file in order to confirm or dispute any facts stated at the Appeal, and reference by the appellant or his or her legal representative to an error made by the RSDO at first instance is usually only acknowledged by the Board member but not dealt with in detail.
  • 29
    • 85167044761 scopus 로고    scopus 로고
    • Currently on the Department of Home Affairs website, online:, (accessed on January 28,2008). Incidentally, there exists no statutory obligation on the Board to report its decisions, in terms of the Refugees Act, its Regulations, or the Appeal Board Rules 2003
    • Currently on the Department of Home Affairs website, online: (accessed on January 28,2008). Incidentally, there exists no statutory obligation on the Board to report its decisions, in terms of the Refugees Act, its Regulations, or the Appeal Board Rules 2003.
  • 30
    • 85167005213 scopus 로고    scopus 로고
    • Email response to author's question by Refugee Appeal Board Chairperson, Mr. Tjerk Damstra, July 3 2007 (notes on file with the author)
    • Email response to author's question by Refugee Appeal Board Chairperson, Mr. Tjerk Damstra, July 3 2007 (notes on file with the author).
  • 31
    • 85167002333 scopus 로고    scopus 로고
    • In a conversation with the author on 7 February 2008 (notes on file with the author)
    • In a conversation with the author on 7 February 2008 (notes on file with the author).
  • 32
    • 85167066441 scopus 로고    scopus 로고
    • Email response to authors question by Refugee Appeal Board Chairperson, Mr. Tjerk Damstra, 4 January 2008 (notes on file with the author)
    • Email response to authors question by Refugee Appeal Board Chairperson, Mr. Tjerk Damstra, 4 January 2008 (notes on file with the author).
  • 33
    • 85167017445 scopus 로고    scopus 로고
    • Section 26(1) of the Refugees Act
    • Section 26(1) of the Refugees Act.
  • 34
    • 85167054032 scopus 로고    scopus 로고
    • Upon providing the author with these decisions, the Chairperson of the Appeal Board requested the author to protect the anonymity of the appellants, hence the use only of the Appeal Board decision number to identify the decision reviewed
    • Upon providing the author with these decisions, the Chairperson of the Appeal Board requested the author to protect the anonymity of the appellants, hence the use only of the Appeal Board decision number to identify the decision reviewed.
  • 35
    • 85167065749 scopus 로고    scopus 로고
    • Refugee Appeal Board decision number 159/2004 at 3
    • Refugee Appeal Board decision number 159/2004 at 3.
  • 36
    • 85167044700 scopus 로고    scopus 로고
    • Ibid, at 7
    • Ibid, at 7.
  • 37
    • 85167032699 scopus 로고    scopus 로고
    • Refugee Appeal Board decision number 418/05 at 6
    • Refugee Appeal Board decision number 418/05 at 6.
  • 38
    • 85167064091 scopus 로고    scopus 로고
    • Ibid, at 7
    • Ibid, at 7.
  • 39
    • 85167062065 scopus 로고    scopus 로고
    • Third Colloquium on Challenges in International Refugee Law Convened by the Program in Refugee and Asylum Law, University of Michigan Law School, March 26-28, 2004, online:, accessed 25 January
    • The Michigan Guidelines on Weil-Founded Fear, Third Colloquium on Challenges in International Refugee Law Convened by the Program in Refugee and Asylum Law, University of Michigan Law School, March 26-28, 2004, online: (accessed 25 January 2008).
    • (2008) The Michigan Guidelines on Weil-founded Fear
  • 40
    • 85166991649 scopus 로고    scopus 로고
    • Ibid, at 4-5
    • Ibid, at 4-5.
  • 41
    • 85167036724 scopus 로고    scopus 로고
    • Section 5(l)(e) of the Refugees Act
    • Section 5(l)(e) of the Refugees Act.
  • 42
    • 85167035903 scopus 로고    scopus 로고
    • Prior to the Refugees Act being implemented, the Standing Committee for Refugee Affairs was the body that was responsible for individual refugee status determinations in South Africa
    • Prior to the Refugees Act being implemented, the Standing Committee for Refugee Affairs was the body that was responsible for individual refugee status determinations in South Africa.
  • 43
    • 85167055793 scopus 로고    scopus 로고
    • Refugee Appeal Board decision number 4013/03,6, at para. 20
    • Refugee Appeal Board decision number 4013/03,6, at para. 20.
  • 44
    • 85166991093 scopus 로고    scopus 로고
    • Ibid, at para. 18
    • Ibid, at para. 18.
  • 45
    • 85167004886 scopus 로고    scopus 로고
    • Ibid, at para. 20
    • Ibid, at para. 20.
  • 46
    • 85167040470 scopus 로고    scopus 로고
    • Mayongo v. Refugee appeal board & others
    • T
    • Mayongo v. Refugee Appeal Board & Others, 2007 J.O.L. 19645 (T).
    • (2007) J.O.L. , pp. 19645
  • 47
    • 85167050531 scopus 로고    scopus 로고
    • Ibid, at para. 8-9
    • Ibid, at para. 8-9.
  • 48
    • 85167028940 scopus 로고    scopus 로고
    • Refugee Appeal Board decision number 294/04 at 5
    • Refugee Appeal Board decision number 294/04 at 5.
  • 49
    • 0004195720 scopus 로고
    • Ibid., quoting, Canada: Butterworths
    • Ibid., quoting J. Hathaway, The Law of Refugee Status (Canada: Butterworths, 1991) at 203.
    • (1991) The Law of Refugee Status , pp. 203
    • Hathaway, J.1
  • 50
    • 85167040195 scopus 로고    scopus 로고
    • Refugee Appeal Board decision number 002/06 at para. 23
    • Refugee Appeal Board decision number 002/06 at para. 23.
  • 51
    • 85167053951 scopus 로고    scopus 로고
    • Ibid, at para. 24
    • Ibid, at para. 24.
  • 52
    • 85167038191 scopus 로고    scopus 로고
    • Refugee Appeal Board decision number 378/05 at para. 21-22
    • Refugee Appeal Board decision number 378/05 at para. 21-22.
  • 53
    • 85167048535 scopus 로고    scopus 로고
    • Due to a delay in the asylum seeker fleeing his country, it may be determined that the harm that the asylum seeker was facing was not serious; in other words it did not amount to persecution, such that it required him or her to immediately flee the country. See supra note 12 at 25, note 166, on this point
    • Due to a delay in the asylum seeker fleeing his country, it may be determined that the harm that the asylum seeker was facing was not serious; in other words it did not amount to persecution, such that it required him or her to immediately flee the country. See supra note 12 at 25, note 166, on this point.
  • 54
    • 85167066522 scopus 로고    scopus 로고
    • Supra note 6 at 24-25
    • Supra note 6 at 24-25.
  • 55
    • 85167014561 scopus 로고    scopus 로고
    • Ibid, at 25
    • Ibid, at 25.
  • 56
    • 85167027543 scopus 로고    scopus 로고
    • Refugee Appeal Board decision number 38/05 at para. 23
    • Refugee Appeal Board decision number 38/05 at para. 23.
  • 57
    • 85166994879 scopus 로고    scopus 로고
    • Refugee Appeal Board decision number 415/04 at para. 22
    • Refugee Appeal Board decision number 415/04 at para. 22.
  • 58
    • 85167034094 scopus 로고    scopus 로고
    • Ibid
    • Ibid.
  • 59
    • 85167059840 scopus 로고    scopus 로고
    • Refugee Appeal Board decision number 1433/06 at para. 8
    • Refugee Appeal Board decision number 1433/06 at para. 8.
  • 60
    • 85167059752 scopus 로고    scopus 로고
    • Ibid, at para. 18
    • Ibid, at para. 18.
  • 61
    • 85167026961 scopus 로고    scopus 로고
    • Ibid, at para. 19
    • Ibid, at para. 19.
  • 62
    • 85167041777 scopus 로고    scopus 로고
    • Ibid, at para. 22
    • Ibid, at para. 22.
  • 63
    • 85167049169 scopus 로고    scopus 로고
    • Ibid
    • Ibid.
  • 64
    • 85167056069 scopus 로고    scopus 로고
    • Refugee Appeal Board decision number 729/06 at para. 13
    • Refugee Appeal Board decision number 729/06 at para. 13.
  • 66
    • 85167006170 scopus 로고    scopus 로고
    • Supra note 10 at 28
    • Supra note 10 at 28.


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