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Volumn 15, Issue 1, 2009, Pages 20-45

A European legal method? On European private law and scientific method

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EID: 70449572140     PISSN: 13515993     EISSN: 14680386     Source Type: Journal    
DOI: 10.1111/j.1468-0386.2008.00449.x     Document Type: Article
Times cited : (43)

References (110)
  • 2
    • 0004262797 scopus 로고
    • Of course, in
    • Of course, in J. P. Dawson, The Oracles of the Law (William S. Hein & Co, 1968), the phrase refers to judges.
    • (1968) The Oracles of the Law
    • Dawson, J.P.1
  • 6
    • 70449579709 scopus 로고    scopus 로고
    • Hans Kelsen's Reine Rechtslehre; Einleitung in die Rechtswissenschaftliche Problematik [1st edn, 1934] (Scientia Verlag, 1994) was not in the first place a pure theory of law but a theory of pure legal science; it was concerned with the definition of law as an object of scientific study . Specifically on the difference between legal science and legal sociology, see the debate between Kelsen and Ehrlich: H. Kelsen and E. Ehrlich, Rechtssoziologie und Rechtswissenschaft; Eine Kontroverse (Nomos
    • Hans Kelsen's Reine Rechtslehre; Einleitung in die Rechtswissenschaftliche Problematik [1st edn, 1934] (Scientia Verlag, 1994) was not in the first place a pure theory of law but a theory of pure legal science; it was concerned with the definition of law as an object of scientific study . Specifically on the difference between legal science and legal sociology, see the debate between Kelsen and Ehrlich: H. Kelsen and E. Ehrlich, Rechtssoziologie und Rechtswissenschaft; Eine Kontroverse (Nomos, 2003).
    • (2003)
  • 9
    • 70449587839 scopus 로고    scopus 로고
    • Among many examples, in Germany the 'Max-Planck-Gesellschaft zur Förderung der Wissenschaften' has seven institutes in the research field of 'legal sciences' and in Finland the Centre of Excellence 'The Foundations of European Law and Polity' has a research plan which emphasises its 'scientific significance and innovativeness'.
    • Among many examples, in Germany the 'Max-Planck-Gesellschaft zur Förderung der Wissenschaften' has seven institutes in the research field of 'legal sciences' and in Finland the Centre of Excellence 'The Foundations of European Law and Polity' has a research plan which emphasises its 'scientific significance and innovativeness'.
  • 11
    • 70449563518 scopus 로고    scopus 로고
    • 'Ja, geléérd zijn jullie wel!; Over de status van de rechtswetenschap'
    • C. J. J. M. Stolker, 'Ja, geléérd zijn jullie wel!; Over de status van de rechtswetenschap', (2003) Nederlands Juristen Blad 766.
    • (2003)
    • Stolker, C.J.J.M.1
  • 12
    • 70449583750 scopus 로고    scopus 로고
    • Here there is not necessarily a contrast with the recognised sciences, especially in their theoretical branches (eg theoretical physics). There is even the received idea (or cliché) that physicists do their most important discoveries when they are young (think of the icon Albert Einstein), ie when they are not yet burdened by too much knowledge.
    • Here there is not necessarily a contrast with the recognised sciences, especially in their theoretical branches (eg theoretical physics). There is even the received idea (or cliché) that physicists do their most important discoveries when they are young (think of the icon Albert Einstein), ie when they are not yet burdened by too much knowledge.
  • 13
    • 70449569733 scopus 로고    scopus 로고
    • In their book La doctrine (Dalloz, 2004), Jamin and Jestaz demonstrate how, after having been abolished by Napoléon and threatened by social scientists with their scientific methods, legal scholars in France reinvented themselves in the second half of the nineteenth century as a third source of law, in addition to the Code and case-law ('la jurisprudence'), which was also invented by them as a second source of law.
    • In their book La doctrine (Dalloz, 2004), Jamin and Jestaz demonstrate how, after having been abolished by Napoléon and threatened by social scientists with their scientific methods, legal scholars in France reinvented themselves in the second half of the nineteenth century as a third source of law, in addition to the Code and case-law ('la jurisprudence'), which was also invented by them as a second source of law.
  • 15
    • 77951011297 scopus 로고
    • Foreword
    • M. Faure and R. Van den Bergh (eds)
    • R. A. Posner, 'Foreword', in M. Faure and R. Van den Bergh (eds), Essays in Law and Economics (Maklu, 1989), at 5.
    • (1989) Essays in Law and Economics
    • Posner, R.A.1
  • 18
    • 70449569728 scopus 로고    scopus 로고
    • Note
    • Oliver Wendell Holmes famously said: 'The prophecies of what the courts will do in fact, and nothing more pretentious, are what I mean by the law' (O. Wendell Holmes , ' The Path of the Law ', (1897)10 Harvard Law Review 457 .). Karl Llewellyn stated, no less famously: 'What officials do about disputes is, to my mind, the law itself' (K. N. Llewellyn, The Bramble Bush; On Our Law and its Study (Oceana Publications, 1951)). Jerome Frank is still known today for the sound-bite that the law depends on what the judge had for breakfast. Specifically with regard to the work of scholars, Hermann Kantorowicz pointed to the fact that a given legal system, as it is presented in the various existing textbooks, may look as different as the personalities of their authors (G. Flavius (H. Kantorowicz), Der Kampf um die Rechtswissenschaft (Heidelberg, 1906) (reprinted in T. Würtenberger (ed.), Rechtswissenschaft und Soziologie; Ausgewählte Schriften zur Wissenschaftslehre von Hermann Kantorowicz (Karlsruhe, 1962), at 13, 27-28
  • 21
    • 70449554325 scopus 로고    scopus 로고
    • ibid , at
    • ibid , at 48
  • 22
    • 70449573353 scopus 로고    scopus 로고
    • ibid , at
    • ibid , at 16.
  • 23
    • 38349034419 scopus 로고    scopus 로고
    • For a very different Viennese thinker who was also irritated by the fashion of psychoanalysis at the time, see
    • For a very different Viennese thinker who was also irritated by the fashion of psychoanalysis at the time, see E. Canetti, Das Augenspiel; Lebensgeschichte 1931-1937 (Fischer, 13th edn, 2001
    • (2001) Das Augenspiel; Lebensgeschichte 1931-1937
    • Canetti, E.1
  • 24
    • 70449571109 scopus 로고    scopus 로고
    • op cit n 20 supra , at 251: 'it is part of our definition of natural laws if we postulate that they are to be invariant with respect to space and time; and also if we postulate that they are to have no exceptions'. Of course, my assimilation of natural laws and laws studied by legal scholars is incongruous since natural laws are not the object but the product of science.
    • cf Popper, op cit n 20 supra , at 251: 'it is part of our definition of natural laws if we postulate that they are to be invariant with respect to space and time; and also if we postulate that they are to have no exceptions'. Of course, my assimilation of natural laws and laws studied by legal scholars is incongruous since natural laws are not the object but the product of science.
    • Popper C.F1
  • 25
    • 70449587840 scopus 로고    scopus 로고
    • ibid , at
    • ibid , at 250.
  • 26
    • 70449581658 scopus 로고    scopus 로고
    • And not only for legal scholarship. Definitions like Popper's, which consider only the empirical sciences to be scientific, exclude large parts of what is done at the university. Sciences (universitas scientiae , one could say) according to such a narrow definition would exclude most faculties which have long been recognised as part of the university (universitas studiorum), indeed much longer than the empirical sciences.
    • And not only for legal scholarship. Definitions like Popper's, which consider only the empirical sciences to be scientific, exclude large parts of what is done at the university. Sciences (universitas scientiae , one could say) according to such a narrow definition would exclude most faculties which have long been recognised as part of the university (universitas studiorum), indeed much longer than the empirical sciences.
  • 27
    • 70449590488 scopus 로고    scopus 로고
    • Such a claim is tautological in the same way as Darwin's evolutionary theory by which it was inspired. The struggle for life and the survival of the fittest: who survive? Only the fittest! Who are the fittest? Only those who survive.
    • Such a claim is tautological in the same way as Darwin's evolutionary theory by which it was inspired. The struggle for life and the survival of the fittest: who survive? Only the fittest! Who are the fittest? Only those who survive.
  • 28
    • 70449576378 scopus 로고    scopus 로고
    • Popper does not explicitly make this claim. He merely defines science as empirical science and calls the remainder metaphysical. However, who would like his discipline to be called metaphysical rather than scientific? (Parallel with Darwin: who would like to be called 'unfit'?)
    • Popper does not explicitly make this claim. He merely defines science as empirical science and calls the remainder metaphysical. However, who would like his discipline to be called metaphysical rather than scientific? (Parallel with Darwin: who would like to be called 'unfit'?)
  • 30
    • 70449576375 scopus 로고    scopus 로고
    • ibid , at
    • ibid , at 18-19.
  • 31
    • 70449575049 scopus 로고    scopus 로고
    • Objectivity, Relativism, and Truth; Philosophical Papers , Vol I (Cambridge University Press, 1991), at 1. Rorty's rejection of the philosophy of science is based on his broader claim that epistemology is pointless. See Philosophy and the Mirror of Nature (Basil Blackwell, 1980) where he argues that we should stop asking ourselves how we can determine whether our representation of nature is correct (we should stop mirroring). Since the only thing we will ever have is the 'representation', let us focus on whether it works for the various purposes we have in mind.
    • R. Rorty, Objectivity, Relativism, and Truth; Philosophical Papers , Vol I (Cambridge University Press, 1991), at 1. Rorty's rejection of the philosophy of science is based on his broader claim that epistemology is pointless. See Philosophy and the Mirror of Nature (Basil Blackwell, 1980) where he argues that we should stop asking ourselves how we can determine whether our representation of nature is correct (we should stop mirroring). Since the only thing we will ever have is the 'representation', let us focus on whether it works for the various purposes we have in mind.
    • Rorty, R.1
  • 32
    • 70449573351 scopus 로고    scopus 로고
    • ibid
  • 34
    • 0003672634 scopus 로고
    • Obviously there are clear parallels here with the way in which natural law became increasingly discredited. On this latter development, see
    • Obviously there are clear parallels here with the way in which natural law became increasingly discredited. On this latter development, see J. Gordley, The Philosophical Origins of Modern Contract Law (Clarendon Press, 1991
    • (1991) The Philosophical Origins of Modern Contract Law
    • Gordley, J.1
  • 35
    • 70449577484 scopus 로고    scopus 로고
    • Hoe maken we van de rechtswetenschap een volwaardige wetenschap?', (2004) Nederlands Juristen Blad 58, who rejects legal scholarship as 'pre-scientific' because - in contrast to the economic analysis of law - it still uses essentially scholastic methods.
    • Gerrit De Geest, 'Hoe maken we van de rechtswetenschap een volwaardige wetenschap?', (2004) Nederlands Juristen Blad 58, who rejects legal scholarship as 'pre-scientific' because - in contrast to the economic analysis of law - it still uses essentially scholastic methods.
    • Gerrit De Geest1
  • 36
    • 70449587837 scopus 로고    scopus 로고
    • op cit n 33 supra , at 162 (emphasis in original).
    • Shapin, op cit n 33 supra , at 162 (emphasis in original).
    • Shapin1
  • 37
    • 70449583746 scopus 로고    scopus 로고
    • ibid
    • ibid , 95.
  • 39
    • 70449605118 scopus 로고    scopus 로고
    • ibid , at
    • ibid , at 30.
  • 40
    • 70449583747 scopus 로고    scopus 로고
    • ibid , at
    • ibid , at 31-33.
  • 41
    • 70449565990 scopus 로고    scopus 로고
    • ibid , at
    • ibid , at 40-41
  • 42
    • 34250633615 scopus 로고    scopus 로고
    • Letter: Why Are Economists So Unscientific? ', (2007) 4 (2) The Economists' Voice Art 5, available at
    • D. Heigham , ' Letter: Why Are Economists So Unscientific? ', (2007) 4 (2) The Economists' Voice Art 5, available at http://www.bepress.com/ev/vol4/iss2/art5 . The assumption that has been most tested recently is the one that individuals are (merely) rational maximisers of their own welfare; this behavioural research has led to the somewhat more modest (but no less ideologically biased) concept of 'bounded' rationality.
    • Heigham, D.1
  • 43
    • 70449563514 scopus 로고    scopus 로고
    • Is Wealth A Value? ', (1980) 9 Journal of Legal Studies 191 , at
    • R. Dworkin , ' Is Wealth A Value? ', (1980) 9 Journal of Legal Studies 191 , at 194
    • Dworkin, R.1
  • 44
    • 84861616009 scopus 로고    scopus 로고
    • Harvard University Press
    • L. Kaplow and S. Shavell, Fairness versus Welfare (Harvard University Press, 2002) even claim that social welfare is the only thing that matters
    • (2002) Fairness versus Welfare
    • Kaplow, L.1    Shavell, S.2
  • 45
    • 70449563516 scopus 로고    scopus 로고
    • Note
    • A striking example is the amicus curiae brief that was recently presented in a US Supreme Court case by 20 professors (including one Nobel Prize winner) who identify themselves as 'leading professors and scholars who teach and write on economic issues' (Supreme Court Amicus Brief Regarding Morgan Stanley Capital Group Inc. v Public Utility District No 1 of Snohomish County, Washington , available at http://ssrn.com/abstract=1034200). The reason for their intervention is that they 'are concerned about the economic effects that the decision will have on contract certainty in commodities markets . . . Amici have a particular interest in the role and importance of contract certainty in promoting the proper functioning of markets such as the electricity market'. The case concerns long-term contracts for the supply of electricity that were concluded during the 2001-2002 energy crisis in California and that were contested by the buyers when the prices had fallen sharply after the end of that crisis. The contracts had been upheld by the Federal Energy Regulatory Commission but the Ninth Circuit overturned FERC's decision, holding that a contract price may be set aside if it falls beyond a 'zone of reasonableness'. In their brief the amici argue that this decision should be reversed by the Supreme Court. The reason is that 'certainty of contract is essential to a healthy economy'. Whatever its merit, this expert opinion necessarily relies on a number of assumptions including the following: the positive assumption (against which there is much empirical evidence) that contracting parties generally derive certainty from the formal notion that contracts will be upheld whatever the circumstances rather than from the more substantive notion that contracting parties rely on the fact that the law will uphold contracts except in cases where the outcome would lead to extreme hardship or would otherwise be extremely unfair, and the (essentially utilitarian) normative assumptions that it is an important aim of contract law to preserve a healthy economy (by providing incentives for efficient market transactions) and that this general macro-economic aim is generally (or at least in the present case) more important than a just and fair outcome of the dispute between the parties in the case at hand. The point here is not whether the expert argument (which, frankly, is presented in a rather scholastic fashion) is convincing but that it is presented, not only as a normative argument (the law is wrong) but as a legal argument (the Ninth Circuit has got the law wrong), and that the proposed better solution relies entirely on a number of positive and normative assumptions, just as much as any other normative argument based on a different conception of social justice.
  • 47
    • 70449583745 scopus 로고    scopus 로고
    • It may constitute a claim that the law, as it stands, is wrong, ie a claim from the external perspective. And as such it may be very convincing.
    • It may constitute a claim that the law, as it stands, is wrong, ie a claim from the external perspective. And as such it may be very convincing.
  • 48
    • 70449583744 scopus 로고    scopus 로고
    • The distinction was introduced into jurisprudence by H. L. A. Hart, The Concept of Law (Clarendon Press, 2nd edn, 1961), at 88. In the social sciences the internal/external distinction aligns with the interpretivism/positivism divide. Cf B. Z. Tamanaha, Realistic Socio-Legal Theory: Pragmatism and a Social Theory of Law (Clarendon Press, 1997), ch 3. (Note that 'legal positivism' resembles the internal (not the external) view and interpretivism (not positivism) in the social sciences.)
    • The distinction was introduced into jurisprudence by H. L. A. Hart, The Concept of Law (Clarendon Press, 2nd edn, 1961), at 88. In the social sciences the internal/external distinction aligns with the interpretivism/positivism divide. Cf B. Z. Tamanaha, Realistic Socio-Legal Theory: Pragmatism and a Social Theory of Law (Clarendon Press, 1997), ch 3. (Note that 'legal positivism' resembles the internal (not the external) view and interpretivism (not positivism) in the social sciences.)
  • 50
    • 70449581657 scopus 로고    scopus 로고
    • Note
    • Germany, C.-W. Canaris, 'Die richtlinienkonforme Auslegung und Rechtsfortbildung im System der juristischen Methodenlehre', in H. Koziol and P. Rummel (eds), Im Dienste der Gerechtigkeit (Festschrift Franz Bydlinski) (Springer, 2002), at 9 introduced the concept of 'Rechtsgewinningsquellen' (which must be distinguished from 'Rechtsgeltungsquellen' and 'Rechtserkenntnisquellen'): in contrast to statutes ('Rechtsgeltungsquellen'), case-law and legal scholarly writing ('Rechtserkenntnisquellen') the 'Rechtsgewinningsquellen' do not provide answers to legal questions on account of being a formally recognised source, but their influence depends merely on whether they are convincing in substance. However, note that my argument goes further: I argue that these different sources cannot (or can no longer) be distinguished. My argument also goes further than Hart's argument, that 'detached normative statements' (made by someone who does not accept an existing norm) constitute a third kind of statement in addition to the internal and external statement (H. L. A. Hart, Essays in Jurisprudence and Philosophy (Oxford University Press, 1983), at 14-15), and Tamanaha's idea that we should distinguish two internal/external axes, with regard to the observed (interpretative/positivist) and the observers (participant/non-participant)
    • Germany, C.-W.1    Canaris2
  • 51
    • 33846569400 scopus 로고    scopus 로고
    • Note
    • B. Z. Tamanaha , ' A Socio-Legal Methodology for the Internal/External Distinction: Jurisprudential Implications ', (2006) 75 Fordham Law Review 1255 . I am arguing (here and below in section V, B) that in Europe it is becoming increasingly difficult (even for Dworkin's Hercules!) to figure out, and accordingly it is less meaningful, whether a statement is detached or not, interpretative or positivist and participant or non-participant because it is unclear where the relevant system, community and practice begins. Are only judges participants? Not so, according to German legal scholars. Is only Community law part of the system of European law? Not so, according to those who regard the whole of the law that applies in Europe as one multi-level system. Is French law or an observation by an American legal economist external to Dutch law? Not for those who believe in the Europe-friendly interpretation of national law and those who believe that the law should be interpreted in such a way that the outcome leads to the greatest possible social welfare.
    • Tamanaha, B.Z.1
  • 52
    • 70449583749 scopus 로고    scopus 로고
    • See below, section IV, A.
    • See below, section IV, A.
  • 53
    • 4344592128 scopus 로고    scopus 로고
    • P. Cane and M. Tushnet (eds)
    • cf B. H. Bix, 'Law as an Autonomous Discipline', in P. Cane and M. Tushnet (eds), The Oxford Handbook of Legal Studies (Oxford University Press, 2003), at 975.
    • (2003) The Oxford Handbook of Legal Studies
    • Bix, B.H.1
  • 54
    • 70449571107 scopus 로고    scopus 로고
    • In favour of methodological eclecticism is D. Kennedy, A Critique of Adjudication {fin de siècle} (Harvard University Press, 1997), at 15. See also
    • In favour of methodological eclecticism is D. Kennedy, A Critique of Adjudication {fin de siècle} (Harvard University Press, 1997), at 15. See also M. W. Hesselink, Contractenrecht in Perspectief (Boom Juridische Uitgevers, 2004), 7
    • (2004) Contractenrecht in Perspectief , pp. 7
    • Hesselink, M.W.1
  • 55
    • 70449571106 scopus 로고    scopus 로고
    • For the theory of the efficiency of the common law, see R. Posner, Economic Analysis of Law (Aspen, 5th edn, 1998), s 8.1. Contrast E. A. Posner , ' Economic Analysis of Contract Law After Three Decades: Success or Failure? ', 112 Yale Law Journal 829 , who argues, with regard to contract law, that welfare economics might be able to provide persuasive reasons for the superiority of a free market to a planned economy, and that a free market requires the making of binding promises: 'But there are many ways that promises can be made binding . . . And there are many different rules of contract law that will be equally good at enabling people to make binding promises. Specific performance is about the same as damages; literalistic interpretation is about the same as purposive interpretation'.
    • For the theory of the efficiency of the common law, see R. Posner, Economic Analysis of Law (Aspen, 5th edn, 1998), s 8.1. Contrast E. A. Posner , ' Economic Analysis of Contract Law After Three Decades: Success or Failure? ', 112 Yale Law Journal 829 , who argues, with regard to contract law, that welfare economics might be able to provide persuasive reasons for the superiority of a free market to a planned economy, and that a free market requires the making of binding promises: 'But there are many ways that promises can be made binding . . . And there are many different rules of contract law that will be equally good at enabling people to make binding promises. Specific performance is about the same as damages; literalistic interpretation is about the same as purposive interpretation'.
  • 56
    • 70449576376 scopus 로고    scopus 로고
    • A more dangerous version of the same idea is the so-called 'Washington consensus' that advocates privatisation, deregulation, lower public spending, etc. One does not have to be a radical antiglobalist to realise that people, societies and their economies differ and that one size does not in fact fit all. It is therefore definitely unscientific (and immoral, for that matter) to try to impose the Washington consensus, in the name of economic science, without distinction on any country in the world whatever its social, political and economic condition. See J. E. Stiglitz, Globalization and its Discontent (Penguin Press, 2002), at 78. See on the 'technical' economic advice by Nobel Prize winner Milton Friedman and his Chicago boys to Pinochet, Deng Xiaoping and other brutal regimes: N. Klein, Shock Therapy; The Rise of Disaster Capitalism (Metropolitan Books
    • A more dangerous version of the same idea is the so-called 'Washington consensus' that advocates privatisation, deregulation, lower public spending, etc. One does not have to be a radical antiglobalist to realise that people, societies and their economies differ and that one size does not in fact fit all. It is therefore definitely unscientific (and immoral, for that matter) to try to impose the Washington consensus, in the name of economic science, without distinction on any country in the world whatever its social, political and economic condition. See J. E. Stiglitz, Globalization and its Discontent (Penguin Press, 2002), at 78. See on the 'technical' economic advice by Nobel Prize winner Milton Friedman and his Chicago boys to Pinochet, Deng Xiaoping and other brutal regimes: N. Klein, Shock Therapy; The Rise of Disaster Capitalism (Metropolitan Books, 2007
    • (2007)
  • 58
    • 70449579707 scopus 로고    scopus 로고
    • Der Schiffbruch der Geschichtlichkeit; Anmerkungen zum Neo-Pandektismus', (1994) Zeitschrift für Neuere Rechtsgeschichte 85 says of the neopandectists: 'Stark übertreibend, und auch nur im Sinne einer ebenso gutmütigen wie zusammenfassende Provokation könnte man sagen: Die meisten von ihnen . . . befassen sich mit einer fiktiven Vergangenheit zur Beeinflussung einer ungewissen Zukunft'
    • P. Caroni, 'Der Schiffbruch der Geschichtlichkeit; Anmerkungen zum Neo-Pandektismus', (1994) Zeitschrift für Neuere Rechtsgeschichte 85 says of the neopandectists: 'Stark übertreibend, und auch nur im Sinne einer ebenso gutmütigen wie zusammenfassende Provokation könnte man sagen: Die meisten von ihnen . . . befassen sich mit einer fiktiven Vergangenheit zur Beeinflussung einer ungewissen Zukunft'.
    • Caroni, P.1
  • 60
    • 70449575052 scopus 로고    scopus 로고
    • Pleidooi voor een Jurisprudentia - Over recht en wetenschap
    • In this sense, see
    • In this sense, see A. H. Hol, 'Pleidooi voor een Jurisprudentia - Over recht en wetenschap', in J. W. L. Broeksteeg and E. F. Stamhuis (eds), Rechtswetenschappelijk onderzoek. Over object en methode (Boom Juridische Uitgevers, 2003, at 5.
    • (2003) Over object en methode
    • Hol, A.H.1
  • 61
    • 70449579708 scopus 로고    scopus 로고
    • op cit n 52 supra , at 92. Cf Dworkin, op cit n 3 supra , at 274, with regard to 'global internal scepticism': 'Nothing is easier or more pointless than demonstrating that a flawed and contradictory account fits as well as a smother and more attractive one. The internal sceptic must show that the flawed and contradictory account is the only one available'
    • Kennedy, op cit n 52 supra , at 92. Cf Dworkin, op cit n 3 supra , at 274, with regard to 'global internal scepticism': 'Nothing is easier or more pointless than demonstrating that a flawed and contradictory account fits as well as a smother and more attractive one. The internal sceptic must show that the flawed and contradictory account is the only one available'.
    • Kennedy1
  • 62
    • 70449605121 scopus 로고    scopus 로고
    • In fact, by Popper's standard it is not a science at all as it is not empirical.
    • In fact, by Popper's standard it is not a science at all as it is not empirical.
  • 65
    • 70449587838 scopus 로고    scopus 로고
    • Conjectures and Refutations (Routledge Classics, 2005) is dedicated to him.
    • Conjectures and Refutations (Routledge Classics, 2005) is dedicated to him.
  • 66
    • 70449554330 scopus 로고    scopus 로고
    • The theory of falsification is very similar to Darwin's theory of natural selection. Popper more than once explicitly adopts Darwin's terminology. See, e.g. Popper, op cit n 20 supra , at 91: 'We choose the theory which best holds its own in competition with other theories; the one which, by natural selection, proves itself the fittest to survive'.
    • The theory of falsification is very similar to Darwin's theory of natural selection. Popper more than once explicitly adopts Darwin's terminology. See, e.g. Popper, op cit n 20 supra , at 91: 'We choose the theory which best holds its own in competition with other theories; the one which, by natural selection, proves itself the fittest to survive'.
  • 67
    • 70449563517 scopus 로고    scopus 로고
    • ibid , ch
    • ibid , ch 5.
  • 68
    • 70449577483 scopus 로고    scopus 로고
    • This seems to be much more useful than the methodological guidelines that some want to borrow from other sciences (formulating falsifiable hypotheses, etc). See, e.g. R. A. J. van Gestel and J. B. M. Vranken, 'Rechtswetenschappelijke artikelen. Naar criteria voor methodologische verantwoording', (2007) Nederlands Juristen Blad 1448.
    • This seems to be much more useful than the methodological guidelines that some want to borrow from other sciences (formulating falsifiable hypotheses, etc). See, e.g. R. A. J. van Gestel and J. B. M. Vranken, 'Rechtswetenschappelijke artikelen. Naar criteria voor methodologische verantwoording', (2007) Nederlands Juristen Blad 1448.
  • 69
    • 70449565995 scopus 로고    scopus 로고
    • Auf dem Wege zu einem europäischen Gemeinrecht der Methode ', (2001) Zeitschrift für Europäisches Privatrecht 4 ; A. Flessner , ' Juristische Methode und Europäisches Privatrecht ', (2002) Juristen Zeitung 14 ; S. Vogenauer , ' Eine gemeineuropäische Methodenlehre des Rechts - Plädoyer und Programm ', (2005) Zeitschrift für Europäisches Privatrecht 234 , and the contributions to K. Riesenhuber (ed.), Europäische Methodenlehre; Grundfragen der Methoden des Europäischen Privatrechts (De Gruyter
    • K.-P. Berger , ' Auf dem Wege zu einem europäischen Gemeinrecht der Methode ', (2001) Zeitschrift für Europäisches Privatrecht 4 ; A. Flessner , ' Juristische Methode und Europäisches Privatrecht ', (2002) Juristen Zeitung 14 ; S. Vogenauer , ' Eine gemeineuropäische Methodenlehre des Rechts - Plädoyer und Programm ', (2005) Zeitschrift für Europäisches Privatrecht 234 , and the contributions to K. Riesenhuber (ed.), Europäische Methodenlehre; Grundfragen der Methoden des Europäischen Privatrechts (De Gruyter, 2006
    • (2006)
    • Berger, K.-P.1
  • 70
    • 70449585973 scopus 로고    scopus 로고
    • Switzerland , Konvergenz und Internationalisierung der juristischen Methode', in C. J. Meier-Schatz (ed.), Die Zukunft des Rechts (Helbing and Lichtenhahn, 1999), at 71. In favour of a European theory of legal sources ('europäische Rechtsquellenlehre'): J. Köndgen, 'Die Rechtsquellen des Europäischen Privatrechts', in K. Riesenhuber (ed.), Europäische Methodenlehre; Handbuch für Ausbildung und Praxis (De Gruyter
    • Switzerland E. A. Kramer, 'Konvergenz und Internationalisierung der juristischen Methode', in C. J. Meier-Schatz (ed.), Die Zukunft des Rechts (Helbing and Lichtenhahn, 1999), at 71. In favour of a European theory of legal sources ('europäische Rechtsquellenlehre'): J. Köndgen, 'Die Rechtsquellen des Europäischen Privatrechts', in K. Riesenhuber (ed.), Europäische Methodenlehre; Handbuch für Ausbildung und Praxis (De Gruyter, 2006, at 133 and 158.
    • (2006)
    • Kramer, E.A.1
  • 71
    • 70449575050 scopus 로고    scopus 로고
    • The full title is Titre préliminaire: De la publication, des effets et de l'application des lois en général . It contains rules such as: Art 5: 'Il est défendu aux juges de prononcer par voie de disposition générale et réglementaire sur les causes qui leur sont soumises'. See also Arts 6-8 of the Austrian ABGB and the famous Art 1 of the Swiss Civil Code (which, in para 3, refers to legal doctrine and case-law).
    • The full title is Titre préliminaire: De la publication, des effets et de l'application des lois en général . It contains rules such as: Art 5: 'Il est défendu aux juges de prononcer par voie de disposition générale et réglementaire sur les causes qui leur sont soumises'. See also Arts 6-8 of the Austrian ABGB and the famous Art 1 of the Swiss Civil Code (which, in para 3, refers to legal doctrine and case-law).
  • 72
    • 70449569730 scopus 로고    scopus 로고
    • Canaris, op cit n 49 supra , at 47, rightly points out that in this context the concept of 'interpretation' as it is used by the ECJ must be understood as including both interpretation in a strict sense (which remains within the possible meaning of the words in the law) and the further development of the law (he speaks of 'richtlinienkomforme Rechtsfortbildung') in case it contains gaps (interpretation contra legem is forbidden), as they are usually distinguished in Germany and some other Member States.
    • Canaris, op cit n 49 supra , at 47, rightly points out that in this context the concept of 'interpretation' as it is used by the ECJ must be understood as including both interpretation in a strict sense (which remains within the possible meaning of the words in the law) and the further development of the law (he speaks of 'richtlinienkomforme Rechtsfortbildung') in case it contains gaps (interpretation contra legem is forbidden), as they are usually distinguished in Germany and some other Member States.
  • 73
    • 70449603233 scopus 로고    scopus 로고
    • Larenz, op cit n 5 supra , at 429, drew a conceptual distinction between sources that produce law ('Rechtsgeltungsquellen') and sources that merely say what the law is ('Rechtserkenntnisquellen'). The latter category includes, in particular, case-law and scholarly writings. Contrast Canaris (ibid , at 256) who recognises case-law as a Rechtsgeltungsquelle .
    • Larenz, op cit n 5 supra , at 429, drew a conceptual distinction between sources that produce law ('Rechtsgeltungsquellen') and sources that merely say what the law is ('Rechtserkenntnisquellen'). The latter category includes, in particular, case-law and scholarly writings. Contrast Canaris (ibid , at 256) who recognises case-law as a Rechtsgeltungsquelle .
  • 74
    • 70449585971 scopus 로고    scopus 로고
    • Rodolfo Sacco's theory of comparative law is based on the idea that, with regard to the same legal question, different 'legal formants' in one legal system can point in different directions (R. Sacco , ' Legal Formants: A Dynamic Approach to Comparative Law ', (1991) 39 American Journal of Criminal Law 1 , at 1 and 43).
    • Rodolfo Sacco's theory of comparative law is based on the idea that, with regard to the same legal question, different 'legal formants' in one legal system can point in different directions (R. Sacco , ' Legal Formants: A Dynamic Approach to Comparative Law ', (1991) 39 American Journal of Criminal Law 1 , at 1 and 43).
  • 75
    • 70449579705 scopus 로고    scopus 로고
    • Again, we see some Baron von Münchhausen traits.
    • Again, we see some Baron von Münchhausen traits.
  • 76
    • 70449585972 scopus 로고    scopus 로고
    • Canaris warns of 'die Verzwergung der Rechtswissenschaft zur Rechtsprechungskunde' (C.-W. Canaris, Karl Larenz Lehrbuch des Schuldrechts , Vol II (Beck, 13th edn, 1994), part 2, p vi.
    • Canaris warns of 'die Verzwergung der Rechtswissenschaft zur Rechtsprechungskunde' (C.-W. Canaris, Karl Larenz Lehrbuch des Schuldrechts , Vol II (Beck, 13th edn, 1994), part 2, p vi.
  • 77
    • 70449565996 scopus 로고    scopus 로고
    • Contrast Tamanaha, op cit n 47 supra , at 1270, according to whom judges and legal scholars 'are involved in completely separate and very different practices'.
    • Contrast Tamanaha, op cit n 47 supra , at 1270, according to whom judges and legal scholars 'are involved in completely separate and very different practices'.
  • 78
    • 70449569727 scopus 로고    scopus 로고
    • Even though those claims of universality may be very abstract since in practice the findings of, e.g. vulcanologists only really apply to places where there are volcanoes. In the same terms one could even construe a claim with regard to Dutch law as a universal claim, valid for all places having the current Dutch legal system.
    • Even though those claims of universality may be very abstract since in practice the findings of, e.g. vulcanologists only really apply to places where there are volcanoes. In the same terms one could even construe a claim with regard to Dutch law as a universal claim, valid for all places having the current Dutch legal system.
  • 79
    • 70449576374 scopus 로고    scopus 로고
    • In the same sense see, e.g. Kramer, op cit n 67 supra , at 71 ('Es gibt bekanntlich, wenn man dies rechtsvergleichend betrachtet, keine universal "gültige", einheitliche juristische methode'). On the link between the method of interpretation and a given legal culture (in time and place), see S. Vogenauer, Die Auslegung von Gesetzen in England und auf dem Kontinent (Mohr Siebeck, 2001), especially his fourth conclusion: no legal method is a priori superior to another.
    • In the same sense see, e.g. Kramer, op cit n 67 supra , at 71 ('Es gibt bekanntlich, wenn man dies rechtsvergleichend betrachtet, keine universal "gültige", einheitliche juristische methode'). On the link between the method of interpretation and a given legal culture (in time and place), see S. Vogenauer, Die Auslegung von Gesetzen in England und auf dem Kontinent (Mohr Siebeck, 2001), especially his fourth conclusion: no legal method is a priori superior to another.
  • 80
    • 70449590483 scopus 로고    scopus 로고
    • See Kramer, ibid ; passim O. Lando , ' Some Features of the Law of Contract in the Third Millennium ', (2000) 40 Scandinavian Studies in Law 343 , at 361 .
    • See Kramer, ibid ; passim O. Lando , ' Some Features of the Law of Contract in the Third Millennium ', (2000) 40 Scandinavian Studies in Law 343 , at 361 .
  • 81
    • 70449563515 scopus 로고
    • See Larenz, op cit n 5 supra , at 141. This canon goes back to F. K. von Savigny, Juristische Methodenlehre (Köhler Verlag
    • See Larenz, op cit n 5 supra , at 141. This canon goes back to F. K. von Savigny, Juristische Methodenlehre (Köhler Verlag, 1951, at 19.
    • (1951) , pp. 19
  • 82
    • 70449576377 scopus 로고    scopus 로고
    • See, e.g. Vogenauer, op cit n 67 supra ; K. Riesenhuber, 'Europäische Methodenlehre - Begriff, Inhalte und Bedeutung', in K. Riesenhuber (ed.), Europäische Methodenlehre; Grundfragen der Methoden des Europäischen Privatrechts (De Gruyter, 2006), at 1.
    • See, e.g. Vogenauer, op cit n 67 supra ; K. Riesenhuber, 'Europäische Methodenlehre - Begriff, Inhalte und Bedeutung', in K. Riesenhuber (ed.), Europäische Methodenlehre; Grundfragen der Methoden des Europäischen Privatrechts (De Gruyter, 2006), at 1.
  • 83
    • 70449575051 scopus 로고    scopus 로고
    • op cit n 67 supra . The best example of überschießende Umsetzung is the recent reform of the law of obligations in Germany. This Schuldrechtreform was triggered by the obligation to transpose a number of directives concerning consumer protection but extended many of its rules beyond consumer contracts.
    • Vogenauer, op cit n 67 supra . The best example of überschießende Umsetzung is the recent reform of the law of obligations in Germany. This Schuldrechtreform was triggered by the obligation to transpose a number of directives concerning consumer protection but extended many of its rules beyond consumer contracts.
    • Vogenauer1
  • 84
    • 70449573352 scopus 로고    scopus 로고
    • n the same sense, it seems
    • n the same sense, it seems, E. H. Hondius, Nieuwe methoden van privaatrechtelijke rechtsvinding en rechtsvorming in een Verenigd Europa (KNAW, 2001), who reserves the European legal method ('communautaire rechtsvinding') for Community law-related cases, and probably also Canaris, op cit n 49 supra , who, however, seems to have a less rigid conception of the borderline between the two, eg where he considers a radiating effect ('Ausstrahlungswirkung') of Community law, beyond harmonious interpretation, into the law that is beyond the scope of the directives.
    • Hondius, E.H.1
  • 86
    • 70449557362 scopus 로고    scopus 로고
    • Case C-453/99, Courage v Crehan [2001] ECR I-6297; Joined Cases C-295/04 to C-298/04 Manfredi [2006] ECR I-6619.
    • Case C-453/99, Courage v Crehan [2001] ECR I-6297; Joined Cases C-295/04 to C-298/04 Manfredi [2006] ECR I-6619.
  • 87
    • 70449579706 scopus 로고    scopus 로고
    • C. Von Bar et al (eds), Principles, Definitions and Model Rules of European Private Law; Draft Common Frame of Reference (DCFR); Interim Outline Edition (Sellier
    • C. Von Bar et al (eds), Principles, Definitions and Model Rules of European Private Law; Draft Common Frame of Reference (DCFR); Interim Outline Edition (Sellier, 2008
    • (2008)
  • 88
    • 70449581656 scopus 로고    scopus 로고
    • A More Coherent European Contract Law; An Action Plan , 12 February 2003, COM (2003) 68 final; European Contract Law and the revision of the acquis: the way forward , COM (2004) 651 final.
    • A More Coherent European Contract Law; An Action Plan , 12 February 2003, COM (2003) 68 final; European Contract Law and the revision of the acquis: the way forward , COM (2004) 651 final.
  • 89
    • 70449554327 scopus 로고    scopus 로고
    • See, e.g. Commissioner Kyprianou's opening address at the conference European Contract Law: Better Lawmaking to the Common Frame of Reference (first European Discussion Forum) (London, 26 September 2005); 'Action Plan', at 80; 'The Way Forward', at 6.
    • See, e.g. Commissioner Kyprianou's opening address at the conference European Contract Law: Better Lawmaking to the Common Frame of Reference (first European Discussion Forum) (London, 26 September 2005); 'Action Plan', at 80; 'The Way Forward', at 6.
  • 90
    • 70449590484 scopus 로고    scopus 로고
    • for example, used the concept of good customs. See Art 385(1) of the Polish civil code
    • Poland, for example, used the concept of good customs. See Art 385(1) of the Polish civil code.
    • Poland1
  • 91
    • 70449554328 scopus 로고    scopus 로고
    • Joined Cases C-240/98 to C-244/98, Océano Grupo Editorial and Salvat Editores [2000] ECR I-4941.
    • Joined Cases C-240/98 to C-244/98, Océano Grupo Editorial and Salvat Editores [2000] ECR I-4941.
  • 92
    • 70449590485 scopus 로고    scopus 로고
    • Case C-237/02, Freiburger Kommunalbauten GmbH Baugesellschaft & Co KG v Ludger Hofstetter and Ulrike Hofstetter [2004] ECR I-3403.
    • Case C-237/02, Freiburger Kommunalbauten GmbH Baugesellschaft & Co KG v Ludger Hofstetter and Ulrike Hofstetter [2004] ECR I-3403.
  • 93
    • 70449557361 scopus 로고    scopus 로고
    • Or even as part of a (pluralist) global system. Cf G. Teubner, '"Global Bukowina": Legal Pluralism in the Wold Society', in G. Teubner (ed.), Global Law Without a State (Dartmouth
    • Or even as part of a (pluralist) global system. Cf G. Teubner, '"Global Bukowina": Legal Pluralism in the Wold Society', in G. Teubner (ed.), Global Law Without a State (Dartmouth, 1997, at 3
    • (1997) , pp. 3
  • 94
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    • Die postnationale Konstellation. Politische Essays (Suhrkamp
    • J. Habermas, Die postnationale Konstellation. Politische Essays (Suhrkamp, 1998
    • (1998)
    • Habermas, J.1
  • 95
    • 70449571105 scopus 로고    scopus 로고
    • Contrast Canaris, op cit n 49 supra , at 53, who argues that the Stufenbau theory merely needs to be adapted and that the idea of a pyramid of laws must be further developed into that of a 'double building'.
    • Contrast Canaris, op cit n 49 supra , at 53, who argues that the Stufenbau theory merely needs to be adapted and that the idea of a pyramid of laws must be further developed into that of a 'double building'.
  • 96
    • 70449583748 scopus 로고    scopus 로고
    • op cit n 67 supra
    • Vogenauer, op cit n 67 supra
    • Vogenauer1
  • 97
    • 70449565991 scopus 로고    scopus 로고
    • By the same token, it would be legitimate to propose a globalisation-hostile or -friendly method.
    • By the same token, it would be legitimate to propose a globalisation-hostile or -friendly method.
  • 98
    • 84950248573 scopus 로고    scopus 로고
    • The Impact of European Integration on Private Law: Reductionist Perceptions, True Conflicts and a New Constitutional Perspective
    • C. Joerges , ' The Impact of European Integration on Private Law: Reductionist Perceptions, True Conflicts and a New Constitutional Perspective ', (1997) 3 European Law Journal 378
    • (1997) , pp. 378
    • Joerges, C.1
  • 99
    • 70449605120 scopus 로고    scopus 로고
    • See above
    • See above
  • 100
    • 70449596488 scopus 로고    scopus 로고
    • See Green Paper on the review of the Consumer Acquis , 08 February 2007, COM(2006) 744.
    • See Green Paper on the review of the Consumer Acquis , 08 February 2007, COM(2006) 744.
  • 101
    • 70449581655 scopus 로고    scopus 로고
    • See 'Action Plan' and 'The Way Forward', op cit n 86 supra
    • See 'Action Plan' and 'The Way Forward', op cit n 86 supra
  • 103
    • 70449577482 scopus 로고    scopus 로고
    • And what does this mean? What is the character of Europe's internal market? See, e.g. M. Poiares Maduro, 'Striking the Elusive Balance Between Economic Freedom and Social Rights in the EU', in P. Alston (ed.), The EU and Human Rights (Oxford University Press, 1999), at 449. See also the concept of Europe's 'social market economy' that was introduced by Art 3(3) of the Treaty of Lisbon 2007.
    • And what does this mean? What is the character of Europe's internal market? See, e.g. M. Poiares Maduro, 'Striking the Elusive Balance Between Economic Freedom and Social Rights in the EU', in P. Alston (ed.), The EU and Human Rights (Oxford University Press, 1999), at 449. See also the concept of Europe's 'social market economy' that was introduced by Art 3(3) of the Treaty of Lisbon 2007.
  • 104
    • 70449571108 scopus 로고    scopus 로고
    • See Art 6.
    • See Art 6.
  • 105
    • 70449565994 scopus 로고    scopus 로고
    • op cit n 84 supra
    • Von Bar, op cit n 84 supra , at 15-36
    • Von Bar1
  • 106
    • 70449569729 scopus 로고    scopus 로고
    • Gemeineuropäisches Deliktsrecht , Vol 1 (Beck, 1996), at 406; Kramer, op cit n 67 supra , at 81 and Hondius, op cit n 81 supra , at 43. Cf also N. Jansen, 'Dogmatik, Erkenntnis und Theorie im europäischen Privatrecht', (2005) Zeitschrift für Europäisches Privatrecht 750, who, however, is more concerned with the development of common European legal concepts and legal doctrines than with the mere convergence of outcomes.
    • C. von Bar, Gemeineuropäisches Deliktsrecht , Vol 1 (Beck, 1996), at 406; Kramer, op cit n 67 supra , at 81 and Hondius, op cit n 81 supra , at 43. Cf also N. Jansen, 'Dogmatik, Erkenntnis und Theorie im europäischen Privatrecht', (2005) Zeitschrift für Europäisches Privatrecht 750, who, however, is more concerned with the development of common European legal concepts and legal doctrines than with the mere convergence of outcomes.
    • von Bar, C.1
  • 107
    • 70449605119 scopus 로고    scopus 로고
    • Hoge Raad 18 June 1982; Nederlandse Jurisprudentie 1983, at 723, note C. J. H. Brunner , (1983) 32 Ars Aequi 758 , note P. Van Schilfgaarde (Plas/Valburg).
    • Hoge Raad 18 June 1982; Nederlandse Jurisprudentie 1983, at 723, note C. J. H. Brunner , (1983) 32 Ars Aequi 758 , note P. Van Schilfgaarde (Plas/Valburg).
  • 108
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    • (eds), Precontractual Liability in European Private Law (Cambridge University Press, forthcoming).
    • J. Cartwright and M. W. Hesselink (eds), Precontractual Liability in European Private Law (Cambridge University Press, forthcoming).
    • Cartwright, J.1    Hesselink, M.W.2
  • 109
    • 70449569731 scopus 로고    scopus 로고
    • Walford v Miles [1992] 2 AC 128.
    • Walford v Miles [1992] 2 AC 128.
  • 110
    • 70449565993 scopus 로고    scopus 로고
    • The best example of this method of interpretation is White v Jones [1995] 2 WLR 187, where the House of Lords (Lord Goff of Chieveley) drew on the experience of a number of European jurisdictions, including German and Dutch law, when it had to decide a case concerning third party rights.
    • The best example of this method of interpretation is White v Jones [1995] 2 WLR 187, where the House of Lords (Lord Goff of Chieveley) drew on the experience of a number of European jurisdictions, including German and Dutch law, when it had to decide a case concerning third party rights.


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