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Volumn 21, Issue 3, 2009, Pages 469-482

Analysis: Twenty-first century novel: Regulating nanotechnologies

(2)  Lee, Robert a   Stokes, Elen a  

a NONE

Author keywords

Chemical safety; Nanotechnology; Regulation; Risk

Indexed keywords

ENVIRONMENTAL LEGISLATION; ENVIRONMENTAL PROTECTION; NANOTECHNOLOGY; POLLUTION CONTROL; REGULATORY FRAMEWORK;

EID: 70449466153     PISSN: 09528873     EISSN: 1464374X     Source Type: Journal    
DOI: 10.1093/jel/eqp028     Document Type: Review
Times cited : (9)

References (64)
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    • Novel Materials in the Environment: The Case of Nanotechnology
    • Royal Commission on Environmental Protection, Hereafter RCEP
    • Royal Commission on Environmental Protection, 'Novel Materials in the Environment: The Case of Nanotechnology' (27th Report, RCEP, London 2008) 71: Hereafter RCEP.
    • (27th Report, RCEP, London 2008) , vol.71
  • 2
    • 70449503390 scopus 로고    scopus 로고
    • Here, the term 'nanomaterials' is used to describe products and substances that have been deliberately engineered or enhanced using nanotechnologies. It excludes naturally occurring nanomaterials. Nanotechnologies involve the manufacture and manipulation of materials which have at least one dimension in the range 1-100 nm. A nanometre is one billionth of a metre. For more information, see British Standards Institute, Vocabulary - Nanoparticles, Publicly Available Specification 71 (BSI, London 2005).
    • Here, the term 'nanomaterials' is used to describe products and substances that have been deliberately engineered or enhanced using nanotechnologies. It excludes naturally occurring nanomaterials. Nanotechnologies involve the manufacture and manipulation of materials which have at least one dimension in the range 1-100 nm. A nanometre is one billionth of a metre. For more information, see British Standards Institute, Vocabulary - Nanoparticles, Publicly Available Specification 71 (BSI, London 2005).
  • 3
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    • RCEP 56
    • RCEP 56.
  • 4
    • 0029492651 scopus 로고
    • The Incredible Shrinking World? Technology and the Production of Space
    • Scott Kirsch, 'The Incredible Shrinking World? Technology and the Production of Space' (1995) 13 Environ Plan D: Soc Space 529-55.
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    • Kirsch, S.1
  • 5
    • 70449461163 scopus 로고    scopus 로고
    • Discussed below at n 39ff
    • Discussed below at n 39ff.
  • 6
    • 77956367905 scopus 로고    scopus 로고
    • RCEP 62; Elen Stokes, 'Regulating Nanotechnologies: Sizing Up the Options' (2009) 29 LS 281-304.
    • RCEP 62; Elen Stokes, 'Regulating Nanotechnologies: Sizing Up the Options' (2009) 29 LS 281-304.
  • 7
    • 70449484684 scopus 로고    scopus 로고
    • RCEP 65
    • RCEP 65.
  • 8
    • 70449473581 scopus 로고    scopus 로고
    • Following the publication of the 'Better Regulation Task Force Report Scientific Research: Innovation with Controls' (BRTF, London 2003).
    • Following the publication of the 'Better Regulation Task Force Report "Scientific Research: Innovation with Controls"' (BRTF, London 2003).
  • 9
    • 70449505058 scopus 로고    scopus 로고
    • Scientific Research: Innovation with Controls: The Government's Response'
    • Also see HM Government, May 2003 accessed 20 August
    • Also see HM Government, 'The Better Regulation Task Force Report "Scientific Research: Innovation with Controls": The Government's Response', May 2003 accessed 20 August 2009.
    • (2009) The Better Regulation Task Force Report
  • 10
    • 5744238688 scopus 로고    scopus 로고
    • Royal Society and Royal Academy Of Engineering RS/RAEng, Royal Society, London
    • Royal Society and Royal Academy Of Engineering (RS/RAEng), Nanoscience and Nanotechnologies: Opportunities and Uncertainties (Royal Society, London 2004) 82.
    • (2004) Nanoscience and Nanotechnologies: Opportunities and Uncertainties , pp. 82
  • 11
    • 70449465186 scopus 로고    scopus 로고
    • Ibid 85.
  • 14
    • 70449493147 scopus 로고    scopus 로고
    • Food Standards Agency FSA, FSA, London, Note that although the report has a publication date, a draft version was presented to the FSA Board and available in, 2008
    • Food Standards Agency (FSA), A Review of Potential Implications of Nanotechnologies for Regulations and Risk Assessment in Relation to Food (FSA, London 2008). Note that although the report has a 2008 publication date, a draft version was presented to the FSA Board and available in 2006.
    • (2006) A Review of Potential Implications of Nanotechnologies for Regulations and Risk Assessment in Relation to Food
  • 17
    • 70449470723 scopus 로고    scopus 로고
    • HSE (n 11) 14
    • HSE (n 11) 14.
  • 18
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    • FSA (n 13) 16
    • FSA (n 13) 16.
  • 19
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    • Commission (EC), 'Regulatory Aspects of Nanomaterials' (Communication) COM (2008) 366 final, 17 June 2008, 3.
    • Commission (EC), 'Regulatory Aspects of Nanomaterials' (Communication) COM (2008) 366 final, 17 June 2008, 3.
  • 20
    • 70449465187 scopus 로고    scopus 로고
    • RCEP 60
    • RCEP 60.
  • 21
    • 70449484679 scopus 로고    scopus 로고
    • Council and Parliament Regulation (EC) 1907/2006 concerning the Registration, Evaluation, Authorisation and Restriction of Chemicals (REACH), establishing a European Chemicals Agency, amending Directive 1999/45/EC and repealing Council Regulation (EEC) No 793/93 and Commission Regulation (EC) No 1488/94 as well as Council Directive 76/769/EEC and Commission Directives 91/155/EEC, 93/67/EEC, 93/105/EC and 2000/21/EC [2006] OJ L396/1.
    • Council and Parliament Regulation (EC) 1907/2006 concerning the Registration, Evaluation, Authorisation and Restriction of Chemicals (REACH), establishing a European Chemicals Agency, amending Directive 1999/45/EC and repealing Council Regulation (EEC) No 793/93 and Commission Regulation (EC) No 1488/94 as well as Council Directive 76/769/EEC and Commission Directives 91/155/EEC, 93/67/EEC, 93/105/EC and 2000/21/EC [2006] OJ L396/1.
  • 22
    • 70449463421 scopus 로고    scopus 로고
    • Council Directive (EC) 67/548 on the approximation of laws, regulations and administrative provisions relating to the classification, packaging and labelling of dangerous substances [1967] OJ 196/1.
    • Council Directive (EC) 67/548 on the approximation of laws, regulations and administrative provisions relating to the classification, packaging and labelling of dangerous substances [1967] OJ 196/1.
  • 23
    • 34548048793 scopus 로고    scopus 로고
    • Much has been written on REACH but for analyses relating specifically to nanotechnologies, see Diana Bowman and Geert van Calster, 'Reflecting REACH Global Implications of the European Union's Chemicals Regulation' (2007) 4 Nanotechnol LB 375-84
    • Much has been written on REACH but for analyses relating specifically to nanotechnologies, see Diana Bowman and Geert van Calster, 'Reflecting REACH Global Implications of the European Union's Chemicals Regulation' (2007) 4 Nanotechnol LB 375-84
  • 24
    • 85196222354 scopus 로고    scopus 로고
    • Geert van Calster 'Regulating Nanotechnology in the European Union
    • Geert van Calster 'Regulating Nanotechnology in the European Union' (2006) EELR 238-47.
    • (2006) , vol.EELR 238-47
  • 25
    • 70449503391 scopus 로고    scopus 로고
    • RCEP 62
    • RCEP 62.
  • 26
    • 70449490828 scopus 로고    scopus 로고
    • For detailed discussion, see RCEP Chapter 2
    • For detailed discussion, see RCEP Chapter 2, especially 13-17.
    • especially 13-17
  • 27
    • 33745597580 scopus 로고    scopus 로고
    • Carbon Nanotubes: A Review of Their Properties in Relation to Pulmonary Toxicology and Workplace Safety
    • Ken Donaldson and others, 'Carbon Nanotubes: A Review of Their Properties in Relation to Pulmonary Toxicology and Workplace Safety' (2006) 92 Toxicol Sci 5-22.
    • (2006) Toxicol Sci , vol.92 , pp. 5-22
    • Donaldson, K.1    and others2
  • 28
    • 70449484674 scopus 로고    scopus 로고
    • Scientific Committee on Emerging and Newly Identified Health Risks (SCENIHR) Modified Opinion (after Public Consultation) on the Appropriateness of Existing Methodologies to Assess the Potential Risks associated with Engineered and Adventitious Products of Nanotechnologies 10 March 2006, SCENIHR/002/05 accessed 2 June 2009) 55 [3.10.9].
    • Scientific Committee on Emerging and Newly Identified Health Risks (SCENIHR) Modified Opinion (after Public Consultation) on the Appropriateness of Existing Methodologies to Assess the Potential Risks associated with Engineered and Adventitious Products of Nanotechnologies 10 March 2006, SCENIHR/002/05 accessed 2 June 2009) 55 [3.10.9].
  • 29
    • 70449490829 scopus 로고    scopus 로고
    • RCEP 62
    • RCEP 62.
  • 30
    • 70449473575 scopus 로고    scopus 로고
    • Commission (EC), 'Nanomaterials in REACH' (Follow-Up to the Sixth Meeting of the REACH Competent Authorities, 16 December 2008, CA/59/2008 rev.1: accessed 14 August 2009).
    • Commission (EC), 'Nanomaterials in REACH' (Follow-Up to the Sixth Meeting of the REACH Competent Authorities, 16 December 2008, CA/59/2008 rev.1: accessed 14 August 2009).
  • 31
    • 70449476696 scopus 로고    scopus 로고
    • RCEP 63
    • RCEP 63.
  • 32
    • 70449478691 scopus 로고    scopus 로고
    • Ibid 65, emphasis added.
    • Ibid 65, emphasis added.
  • 33
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    • Ibid 64-5.
  • 34
    • 70449476698 scopus 로고    scopus 로고
    • Ibid 68-9.
  • 35
    • 33645941522 scopus 로고    scopus 로고
    • Planning the Funeral at the Birth: Extended Producer Responsibility in the European Union and the United States
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    • (2006) Harv Envtl L Rev , vol.30 , pp. 51-98
    • Sachs, N.1
  • 36
    • 70449473578 scopus 로고    scopus 로고
    • RCEP 68-9
    • RCEP 68-9.
  • 37
    • 70449475903 scopus 로고    scopus 로고
    • Ibid 69.
  • 38
    • 70449461159 scopus 로고    scopus 로고
    • Stokes (n 6) 297
    • Stokes (n 6) 297.
  • 39
    • 70449467365 scopus 로고    scopus 로고
    • RCEP 69
    • RCEP 69.
  • 40
    • 70449495858 scopus 로고    scopus 로고
    • See eg Which?, Nanotech - Small Scale, Big Questions (Which?, London, September 2007).
    • See eg Which?, Nanotech - Small Scale, Big Questions (Which?, London, September 2007).
  • 41
    • 70449470720 scopus 로고    scopus 로고
    • Parliament Resolution (EC) on Regulatory Aspects of Nanomaterials TA/ 2009/328 (24 April 2009). The Council has also approved a political agreement on a draft regulation concerning novel foods. See supporting documentation, e.g. Commission (EC), 'Proposal for a Regulation of the European Parliament and of the Counc il on Novel Foods' COM (2007) 872 final, 14 January 2008.
    • Parliament Resolution (EC) on Regulatory Aspects of Nanomaterials TA/ 2009/328 (24 April 2009). The Council has also approved a political agreement on a draft regulation concerning novel foods. See supporting documentation, e.g. Commission (EC), 'Proposal for a Regulation of the European Parliament and of the Counc il on Novel Foods' COM (2007) 872 final, 14 January 2008.
  • 42
    • 70449465169 scopus 로고    scopus 로고
    • Council Directive (EEC) 76/768 on the approximation of the laws of the Member States relating to cosmetic products [1976] OJ L262/169.
    • Council Directive (EEC) 76/768 on the approximation of the laws of the Member States relating to cosmetic products [1976] OJ L262/169.
  • 43
    • 70449484680 scopus 로고    scopus 로고
    • Parliament Legislative Resolution (EC) on the Proposal for a Regulation of the European Parliament and of the Council on Cosmetic Products (Recast),TA/2009/158 (24 March 2009), Art 19.
    • Parliament Legislative Resolution (EC) on the Proposal for a Regulation of the European Parliament and of the Council on Cosmetic Products (Recast),TA/2009/158 (24 March 2009), Art 19.
  • 44
    • 0346072291 scopus 로고    scopus 로고
    • RCEP 69. For important insights into factors which can amplify perceptions of risk, see Timur Kuran and Cass R Sunstein, 'Availability Cascades and Risk Regulation' (1999) 51 Stan L Rev 683-768.
    • RCEP 69. For important insights into factors which can amplify perceptions of risk, see Timur Kuran and Cass R Sunstein, 'Availability Cascades and Risk Regulation' (1999) 51 Stan L Rev 683-768.
  • 45
    • 37249083521 scopus 로고    scopus 로고
    • What Can Prudent Public Regulators Learn from the United Kingdom Government's Regulatory Activities?
    • 70
    • (2007) NanoEthics , vol.1
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  • 46
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    • Nanotech Under Scrutiny, But Tighter Regulation Remains Distant
    • Jim Kling, 'Nanotech Under Scrutiny, But Tighter Regulation Remains Distant' (2007) 25 Nat Biotechnol 1068-9.
    • (2007) Nat Biotechnol , vol.25 , pp. 1068-1069
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  • 47
    • 33748097845 scopus 로고    scopus 로고
    • Micro & Nano Technology (MNT), 'Industrial Map of UK MNT 2006' accessed 15 June 2009. Estimates of the number of UK firms involved in nano-technologies are difficult to obtain, and those which are available vary quite considerably, not least because 'nano' can be interpreted differently. For more conservative estimates, see Rob J Aitken and others, 'Manufacture and Use of Nanomaterials: Current Status in the UK and Global Trends' (2006) 56 Occup Med 300-6.
    • Micro & Nano Technology (MNT), 'Industrial Map of UK MNT 2006' accessed 15 June 2009. Estimates of the number of UK firms involved in nano-technologies are difficult to obtain, and those which are available vary quite considerably, not least because 'nano' can be interpreted differently. For more conservative estimates, see Rob J Aitken and others, 'Manufacture and Use of Nanomaterials: Current Status in the UK and Global Trends' (2006) 56 Occup Med 300-6.
  • 48
    • 70449487286 scopus 로고    scopus 로고
    • RCEP 70; see concerns raised in 2007 by the Council for Science and Technology that 'we are concerned that the first quarterly report records that only three organisations have submitted data, particularly given the strong support for the scheme expressed to us by industry... Industry must actively participate in this scheme if it is to be a success and if the need for a compulsory scheme is to be avoided', see CST, Nanosciences and Nanotechnologies: A Review of the Government's Progress on its Policy Commitments (CST, London 2007) 38
    • RCEP 70; see concerns raised in 2007 by the Council for Science and Technology that 'we are concerned that the first quarterly report records that only three organisations have submitted data, particularly given the strong support for the scheme expressed to us by industry... Industry must actively participate in this scheme if it is to be a success and if the need for a compulsory scheme is to be avoided', see CST, Nanosciences and Nanotechnologies: A Review of the Government's Progress on its Policy Commitments (CST, London 2007) 38
  • 49
    • 70449507738 scopus 로고    scopus 로고
    • also see comments in HM Government, 'Statement by the UK Government about Nanotechnologies' (28 February 2008, accessed 8 July 2009) 29.
    • also see comments in HM Government, 'Statement by the UK Government about Nanotechnologies' (28 February 2008, accessed 8 July 2009) 29.
  • 50
    • 70449499271 scopus 로고    scopus 로고
    • RCEP 70
    • RCEP 70.
  • 51
    • 70449473059 scopus 로고    scopus 로고
    • Ibid.
  • 52
    • 70449476695 scopus 로고    scopus 로고
    • Mandatory reporting schemes are under consideration elsewhere, in Canada and France for instance, see eg, accessed 19 August 2009
    • Mandatory reporting schemes are under consideration elsewhere, in Canada and France for instance, see eg SafeNano, 'Mandatory Nanomaterial Declaration Proposed by French Government' accessed 19 August 2009
    • Mandatory Nanomaterial Declaration Proposed by French Government
  • 53
    • 70449465177 scopus 로고    scopus 로고
    • and 'Proposed Regulatory Framework for Nanomaterials under the Canadian Environmental Protection Act, 1999' accessed 4 August 2009.
    • and 'Proposed Regulatory Framework for Nanomaterials under the Canadian Environmental Protection Act, 1999' accessed 4 August 2009.
  • 54
    • 70449507744 scopus 로고    scopus 로고
    • RCEP 70
    • RCEP 70.
  • 55
    • 70449493151 scopus 로고    scopus 로고
    • RCEP 12
    • RCEP 12.
  • 57
    • 37349119833 scopus 로고    scopus 로고
    • Consumer Sovereignty and the Regulatory History of the European Market for GM Foods
    • Lisa Carson and Robert Lee, 'Consumer Sovereignty and the Regulatory History of the European Market for GM Foods' (2005) Env L Rev 173.
    • (2005) Env L Rev , vol.173
    • Carson, L.1    Lee, R.2
  • 58
    • 70449505053 scopus 로고    scopus 로고
    • In fact it seems highly unlikely that the UK Government will proceed with mandatory reporting but instead will opt for a revised version of voluntary reporting scheme under the threat of mandatory reporting in the event of non-engagement with the voluntary system. This is in order to preserve a 'light touch' approach and to avoid additional regulatory burdens: HM Government, UK Government Response to the Royal Commission on Environmental Pollution (RCEP) Report Novel Materials in the Environment: The Case of Nanotechnology Cm 7620, 2009
    • In fact it seems highly unlikely that the UK Government will proceed with mandatory reporting but instead will opt for a revised version of voluntary reporting scheme under the threat of mandatory reporting in the event of non-engagement with the voluntary system. This is in order to preserve a 'light touch' approach and to avoid additional regulatory burdens: HM Government, 'UK Government Response to the Royal Commission on Environmental Pollution (RCEP) Report "Novel Materials in the Environment: The Case of Nanotechnology" (Cm 7620, 2009).
  • 59
    • 70449473577 scopus 로고    scopus 로고
    • See European Parliament (n 38) for a critique of the current regulatory approach: 'the concept of the safe, responsible and integrated approach to nanotechnologies advocated by the European Union is jeopardised by the lack of information on the use and on the safety of nanomaterials that are already on the market, particularly in sensitive applications with direct exposure of consumers' [AA 4].
    • See European Parliament (n 38) for a critique of the current regulatory approach: 'the concept of the "safe, responsible and integrated approach" to nanotechnologies advocated by the European Union is jeopardised by the lack of information on the use and on the safety of nanomaterials that are already on the market, particularly in sensitive applications with direct exposure of consumers' [AA 4].
  • 60
    • 70449478693 scopus 로고    scopus 로고
    • See n 52 above
    • See n 52 above.
  • 61
    • 70449495854 scopus 로고    scopus 로고
    • RCEP 68
    • RCEP 68.
  • 62
    • 70449469629 scopus 로고    scopus 로고
    • Ibid 69.
  • 63
    • 70449484681 scopus 로고    scopus 로고
    • Ibid 70.


* 이 정보는 Elsevier사의 SCOPUS DB에서 KISTI가 분석하여 추출한 것입니다.