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Volumn 52, Issue 4, 2009, Pages 412-428

Determinism, self-efficacy, and the phenomenology of free will

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EID: 70349606701     PISSN: 0020174X     EISSN: 15023923     Source Type: Journal    
DOI: 10.1080/00201740903087383     Document Type: Article
Times cited : (18)

References (49)
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    • In addition to the Oslo Workshop on liking and wanting, versions of this paper have been given at Florida State, Oxford, Edinburgh and Paris. I am very grateful to comments from the audiences there, and in particular to Kent Berridge, Elizabeth Fricker, Elizabeth Harman, Jennifer Hornsby, Joshua Knobe, Rae Langton, and Nick Shea
    • In addition to the Oslo Workshop on liking and wanting, versions of this paper have been given at Florida State, Oxford, Edinburgh and Paris. I am very grateful to comments from the audiences there, and in particular to Kent Berridge, Elizabeth Fricker, Elizabeth Harman, Jennifer Hornsby, Joshua Knobe, Rae Langton, and Nick Shea.
  • 4
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    • Moral responsibility and determinism: The cognitive science of folk intuitions
    • See, for instance
    • See, for instance, Nichols, S. and J. Knobe, J. (2007) Moral responsibility and determinism: The cognitive science of folk intuitions, Noûs, 41, pp. 663-85.
    • (2007) Noûs , vol.41 , pp. 663-85
    • Nichols, S.1    Knobe, J.J.2
  • 5
    • 27344460599 scopus 로고    scopus 로고
    • Surveying freedom: Folk intuitions about free will and moral responsibility
    • For the caveat about the need for abstract thinking see
    • For the caveat about the need for abstract thinking see Nahmias, E. et al. (2005) Surveying freedom: Folk intuitions about free will and moral responsibility, Philosophical Psychology, 18, pp. 561-84.
    • (2005) Philosophical Psychology , vol.18 , pp. 561-84
    • Nahmias, E.1
  • 6
    • 58649103914 scopus 로고    scopus 로고
    • Free will, moral responsibility, and mechanism: Experiments on folk intuitions
    • Nahmias, E., Coates, D.J. and Kvaran, T. (2007) Free will, moral responsibility, and mechanism: Experiments on folk intuitions Midwest Studies in Philosophy, 31, pp. 214-42.
    • (2007) Midwest Studies in Philosophy , vol.31 , pp. 214-42
    • Nahmias, E.1    Coates, D.J.2    Kvaran, T.3
  • 7
    • 70349598158 scopus 로고    scopus 로고
    • The study found that people think that neurological determinism (everything we do is determined by the prior arrangement of our neurons) poses more of a threat to free will and to moral responsibility than does psychological determinism (everything we do is determined by our prior beliefs, desires and intentions). The authors interpret this as driven by different reactions to more or less mechanistic conceptions of determinism. I think that that is very plausible, but the data could be interpreted rather differently. It could be seen as indicating an implicit belief in dualism
    • The study found that people think that neurological determinism (everything we do is determined by the prior arrangement of our neurons) poses more of a threat to free will and to moral responsibility than does psychological determinism (everything we do is determined by our prior beliefs, desires and intentions). The authors interpret this as driven by different reactions to more or less mechanistic conceptions of determinism. I think that that is very plausible, but the data could be interpreted rather differently. It could be seen as indicating an implicit belief in dualism.
  • 9
    • 70349587958 scopus 로고    scopus 로고
    • For an accessible survey of some of the empirical data on how hard it is to loose weight by dieting see, (New York: Farrar, Straus and Giroux). Of course this is a controversial issue, upon which I don't want to rest too much. If you are sceptical, substitute one of the other things that are very hard to change, such as sexual orientation (for pure homosexuals, not bisexuals)
    • For an accessible survey of some of the empirical data on how hard it is to loose weight by dieting see Kolada, G. (2007) Rethinking Thin (New York: Farrar, Straus and Giroux). Of course this is a controversial issue, upon which I don't want to rest too much. If you are sceptical, substitute one of the other things that are very hard to change, such as sexual orientation (for pure homosexuals, not bisexuals).
    • (2007) Rethinking Thin
    • Kolada, G.1
  • 10
    • 70349589723 scopus 로고    scopus 로고
    • I say "implicitly", since the explicit discussion of free will is in all or nothing terms: Seligman
    • I say "implicitly", since the explicit discussion of free will is in all or nothing terms: Seligman, Rethinking Thin pp. 22ff.
    • Rethinking Thin
  • 11
    • 0009304993 scopus 로고
    • Skepticism about weakness of will
    • See for example Gary Watson. In his excellent piece, Watson endorses an account based around the idea of degree of difficulty of resistance, but denies that there is any place for a notion of effort
    • See for example Gary Watson. In his excellent piece (1977) "Skepticism about weakness of will", Philosophical Review, 86, pp. 316-39, Watson endorses an account based around the idea of degree of difficulty of resistance, but denies that there is any place for a notion of effort.
    • (1977) Philosophical Review , vol.86 , pp. 316-39
  • 12
    • 70349598159 scopus 로고    scopus 로고
    • Don't put the definition in classic conditional form: "if one were to decide to F one would". We know from Frankfurt cases that that will fall foul of the conditional fallacy; moreover, it is quite unclear how to convert it to a graded form
    • Don't put the definition in classic conditional form: "if one were to decide to F one would". We know from Frankfurt cases that that will fall foul of the conditional fallacy; moreover, it is quite unclear how to convert it to a graded form.
  • 13
    • 70349603088 scopus 로고
    • [1717], ed. J. O'Higgins, (The Hague: Martinus Nijoff)
    • Collins, A. [1717] (1976) An Inquiry Concerning Human Liberty, ed. J. O'Higgins, (The Hague: Martinus Nijoff) p. 30.
    • (1976) An Inquiry Concerning Human Liberty , pp. 30
    • Collins, A.1
  • 15
    • 70349599063 scopus 로고    scopus 로고
    • The qualification "when choice arises" is an important one. If much contemporary social psychology is right, most actions are performed automatically, with no need for choice
    • The qualification "when choice arises" is an important one. If much contemporary social psychology is right, most actions are performed automatically, with no need for choice.
  • 16
    • 70349595142 scopus 로고    scopus 로고
    • On this approach it is an interesting question as to why we have choice. It can look like a liability, opening as it does the possibilities of akrasia and inaction. Wouldn't we do better as creatures whose actions are linked directly to what we judge best, circumventing any need for choice? Briefly, my answer was that, as cognitively limited creatures, we are frequently unable to make a judgment as to what is best. We need to be able to choose to act even in the absence of such judgements, especially if can be influenced by relevant factors, even if these are not perceptible at the level of judgement. For instance, it looks as though we can be sensitive to patterns in the world, so that our choices may be influenced by them, even though we form no conscious beliefs about them
    • On this approach it is an interesting question as to why we have choice. It can look like a liability, opening as it does the possibilities of akrasia and inaction. Wouldn't we do better as creatures whose actions are linked directly to what we judge best, circumventing any need for choice? Briefly, my answer was that, as cognitively limited creatures, we are frequently unable to make a judgment as to what is best. We need to be able to choose to act even in the absence of such judgements, especially if can be influenced by relevant factors, even if these are not perceptible at the level of judgement. For instance, it looks as though we can be sensitive to patterns in the world, so that our choices may be influenced by them, even though we form no conscious beliefs about them.
  • 18
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    • (San Diego: Academic Press), The same is true of those who are dieting (Intentions, Plans and Practical Reasoning. pp. 184ff.), or trying to give up smoking (Intentions, Plans and Practical Reasoning. pp. 212ff.) or taking drugs (Muraven and Baumeister, Self-regulation and depletion of limited resources, p. 250)
    • Baumeister, R., Heatherton T., and Tice, D. (1994) Losing Control (San Diego: Academic Press) pp. 151ff. The same is true of those who are dieting (Intentions, Plans and Practical Reasoning. pp. 184ff.), or trying to give up smoking (Intentions, Plans and Practical Reasoning. pp. 212ff.) or taking drugs (Muraven and Baumeister, Self-regulation and depletion of limited resources, p. 250).
    • (1994) Losing Control
    • Baumeister, R.1    Heatherton, T.2    Tice, D.3
  • 19
    • 70349607368 scopus 로고    scopus 로고
    • Moreover, whilst bad moods make dieters want to eat more, they tend to have the opposite effect on those who are not on a diet. So it seems that it is the resolution being affected, not the desire. See Muraven and Baumeister
    • Moreover, whilst bad moods make dieters want to eat more, they tend to have the opposite effect on those who are not on a diet. So it seems that it is the resolution being affected, not the desire. See Muraven and Baumeister "Self-regulation and depletion of limited resources" p. 251.
    • Self-Regulation and Depletion of Limited Resources , pp. 251
  • 21
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    • Muraven, Tice and Baumeister, "Self-control as a limited resource"
    • Muraven, Tice and Baumeister, "Self-control as a limited resource".
  • 22
    • 70349586640 scopus 로고    scopus 로고
    • NE 1104a34. Aristotle is here talking about how we develop the excellences. He does not explicitly say the same about the development of self-control though. He does say that lack of self-control can be cured, but he doesn't say how
    • NE 1104a34. Aristotle is here talking about how we develop the excellences. He does not explicitly say the same about the development of self-control though. He does say that lack of self-control can be cured, but he doesn't say how.
  • 23
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    • Longitudinal improvement of selfregulation through practice: Building self-control strength through repeated exercise
    • Muraven, M., Baumeister, R. and Tice, D. (1999) Longitudinal improvement of selfregulation through practice: Building self-control strength through repeated exercise, The Journal of Social Psychology, 139, pp. 446-57.
    • (1999) The Journal of Social Psychology , vol.139 , pp. 446-57
    • Muraven, M.1    Baumeister, R.2    Tice, D.3
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    • Geoffrey Keynes talks of his experiences as a doctor in the trenches in the First World War, finding his legs reluctant to take him towards the falling shells, despite his intention to go and tend to the wounded, (Oxford: Clarendon Press), Of course that involves lack of action, not action. It would have been odder if his legs had started walking of their own accord. Odder still if his body had embarked on a complex series of actions-walking to his horse, mounting it, riding back to his quarters, writing a letter to his commanding officer asking for compassionate leave or whatever
    • Geoffrey Keynes talks of his experiences as a doctor in the trenches in the First World War, finding his legs reluctant to take him towards the falling shells, despite his intention to go and tend to the wounded. Keynes, G. (1981) The Gates of Memory (Oxford: Clarendon Press), p. 137. Of course that involves lack of action, not action. It would have been odder if his legs had started walking of their own accord. Odder still if his body had embarked on a complex series of actions-walking to his horse, mounting it, riding back to his quarters, writing a letter to his commanding officer asking for compassionate leave or whatever.
    • (1981) The Gates of Memory , pp. 137
    • Keynes, G.1
  • 25
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    • Addiction
    • For a survey of a large body of work see, As against rational choice accounts which understand addiction in terms of a desire to avoid the pains of withdrawal, Robinson and Berridge's account explains how the desire for the addictive substance can start before withdrawal sets in, and can continue long after it has passed. Indeed there is some evidence that the sensitization might be permanent
    • For a survey of a large body of work see Robinson, T. and Berridge, K. (2003) "Addiction", Annual Review of Psychology, 54, pp. 25-53. As against rational choice accounts which understand addiction in terms of a desire to avoid the pains of withdrawal, Robinson and Berridge's account explains how the desire for the addictive substance can start before withdrawal sets in, and can continue long after it has passed. Indeed there is some evidence that the sensitization might be permanent.
    • (2003) Annual Review of Psychology , vol.54 , pp. 25-53
    • Robinson, T.1    Berridge, K.2
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    • What happens when someone acts
    • For something like the picture that the different forces are additive, see
    • For something like the picture that the different forces are additive, see Velleman, D. (1992) "What happens when someone acts", Mind, 101, pp. 461-81.
    • (1992) Mind , vol.101 , pp. 461-81
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    • It might be argued that states disconnected in these ways should not count as desires: Scanlon, for instance, writes that "what is generally called having a desire involves having a tendency to see something as a reason", (Cambridge, MA: Harvard University Press), That strikes me as either wrong (if viewed as a description of our current practice of using the term), or as an unhelpful stipulation (if viewed as a instruction for how we should use it). Addictive desires are surely desires. What is plausible in these writers' accounts is the thought that desire might be a cluster concept, and that there might be dissociable elements within the cluster. For a nice discussion of how this can lead to difficulties in deciding which desire is strongest
    • It might be argued that states disconnected in these ways should not count as desires: Scanlon, for instance, writes that "what is generally called having a desire involves having a tendency to see something as a reason" Scanlon, T. (1998) What We Owe to Each Other (Cambridge, MA: Harvard University Press), p. 39. That strikes me as either wrong (if viewed as a description of our current practice of using the term), or as an unhelpful stipulation (if viewed as a instruction for how we should use it). Addictive desires are surely desires. What is plausible in these writers' accounts is the thought that desire might be a cluster concept, and that there might be dissociable elements within the cluster. For a nice discussion of how this can lead to difficulties in deciding which desire is strongest.
    • (1998) What We Owe to Each Other , pp. 39
    • Scanlon, T.1
  • 28
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    • Wanting, getting, having
    • see Humberstone, L. (1990) Wanting, getting, having, Philosophical Papers, 19, pp. 99-118
    • (1990) Philosophical Papers , vol.19 , pp. 99-118
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    • Why not wait? A cognitive model of self-imposed delay termination
    • The findings here concern inability to delay gratification rather than addiction. See
    • The findings here concern inability to delay gratification rather than addiction. See Karniol, R. & Miller, D. (1983) Why not wait? A cognitive model of self-imposed delay termination, Journal of Personality and Social Psychology, 45, pp. 935-42._rfaut Karniol R. Miller D.
    • (1983) Journal of Personality and Social Psychology , vol.45 , pp. 935-42
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    • It is well established that, after making a choice, subjects tend to view the option that they have chosen as more markedly superior to the alternatives than they did before: a phenomenon that is known as post-decisional spreading of alternatives. See(New York: Wiley)
    • It is well established that, after making a choice, subjects tend to view the option that they have chosen as more markedly superior to the alternatives than they did before: a phenomenon that is known as post-decisional spreading of alternatives. See Brehm, J. and Cohen, H. (1962) Explorations in Cognitive Dissonance (New York: Wiley).
    • (1962) Explorations in Cognitive Dissonance
    • Brehm, J.1    Cohen, H.2
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    • Free will in consumer behavior: Self-control, ego depletion and choice
    • Baumeister et al. (2008) Free will in consumer behavior: Self-control, ego depletion and choice, Journal of Consumer Psychology, 18, pp. 4-13, at p. 9.
    • (2008) Journal of Consumer Psychology , vol.18
    • Baumeister1
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    • A visceral account of addiction
    • For good discussion of the features of craving see, in: J. Elster & O-J. Skog (Eds.), (Cambridge: Cambridge University Press)
    • For good discussion of the features of craving see Loewenstein, G. (1999) A visceral account of addiction in: J. Elster & O-J. Skog (Eds.) Getting Hooked, pp. 235-64 (Cambridge: Cambridge University Press).
    • (1999) Getting Hooked , pp. 235-64
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    • From good intentions to willpower
    • For a summary of a large body of work see, in: P. Gollwitzer & J. Bargh (Eds.), (New York: The Guildford Press)
    • For a summary of a large body of work see Mischel (1996) From good intentions to willpower in: P. Gollwitzer & J. Bargh (Eds.) The Psychology of Action, pp. 197-218 (New York: The Guildford Press).
    • (1996) The Psychology of Action , pp. 197-218
    • Mischel1
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    • Planning and the implementation of goals
    • in: R. Baumeister & K. Vohs (Eds.), (New York: Guilford Press)
    • Gollwitzer, P., Fujita, K. & Oettingen, G. (2004) Planning and the implementation of goals in: R. Baumeister & K. Vohs (Eds.) Handbook of Self-Regulation, pp. 211-28 (New York: Guilford Press).
    • (2004) Handbook of Self-Regulation , pp. 211-28
    • Gollwitzer, P.1    Fujita, K.2    Oettingen, G.3
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    • The control of the unwanted
    • in: R. Hassin, J. Uleman, & J. Bargh (Eds.), (Oxford: Oxford University Press). This might help explain why people are more likely to be successful giving up alcohol than losing weight. One can form a simple implementation intention never to drink alcohol again, one that will need no further consideration. In contrast one cannot simply decide not to eat again: one will need to be constantly considering what is a permissible amount
    • Gollwitzer, P., Bayer, U. & McCullouch, K. (2005) The control of the unwanted, in: R. Hassin, J. Uleman, & J. Bargh (Eds.), The New Unconscious, pp. 485-515 (Oxford: Oxford University Press). This might help explain why people are more likely to be successful giving up alcohol than losing weight. One can form a simple implementation intention never to drink alcohol again, one that will need no further consideration. In contrast one cannot simply decide not to eat again: one will need to be constantly considering what is a permissible amount.
    • (2005) The New Unconscious , pp. 485-515
    • Gollwitzer, P.1    Bayer, U.2    McCullouch, K.3
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    • (Cambridge: Cambridge University Press)
    • For this explanation see Ainslie, G. (2001) Breakdown of Will (Cambridge: Cambridge University Press), p. 147.
    • (2001) Breakdown of Will , pp. 147
    • Ainslie, G.1
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    • How is strength of will possible?
    • Here and in the seven paragraphs that follow I draw on my, in: S. Stroud & C. Tappolet (Eds.), (Oxford: Clarendon Press)
    • Here and in the seven paragraphs that follow I draw on my (2003) How is strength of will possible? in: S. Stroud & C. Tappolet (Eds.) Weakness of Will and Practical Irrationality, pp. 39-67 (Oxford: Clarendon Press).
    • (2003) Weakness of Will and Practical Irrationality , pp. 39-67
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    • Rational resolve
    • which gives a more detailed account; see also my
    • which gives a more detailed account; see also my (2004) Rational resolve, Philosophical Review, 113, pp. 507-35.
    • (2004) Philosophical Review , vol.113 , pp. 507-35
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    • The need for self-monitoring is central to Carver and Scheier's influential feedback account. See, (Cambridge: Cambridge University Press)
    • The need for self-monitoring is central to Carver and Scheier's influential feedback account. See Carver, C. & Scheier, M. (1998) On the Self-Regulation of Behaviour (Cambridge: Cambridge University Press).
    • (1998) On the Self-Regulation of Behaviour
    • Carver, C.1    Scheier, M.2
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    • (New York: Viking Press); Uleman, J. & Bargh, J. (Eds.) (1989) Unintended Thought (New York: the Guildford Press)
    • Wegner, D. (1989) White Bears and Other Unwanted Thoughts (New York: Viking Press); Uleman, J. & Bargh, J. (Eds.) (1989) Unintended Thought (New York: the Guildford Press).
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    • Ironic processes of mental control
    • Again, it has been suggested that this is connected with the idea of self-monitoring: in order to be sure that one is not thinking about something one needs to monitor that one is not
    • Again, it has been suggested that this is connected with the idea of self-monitoring: in order to be sure that one is not thinking about something one needs to monitor that one is not: Wegner, D. (1994) Ironic processes of mental control, Psychological Review, 101, pp. 34-52.
    • (1994) Psychological Review , vol.101 , pp. 34-52
    • Wegner, D.1
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    • Spiritual exercises
    • Ignatius of Loyola [1548], 33-5 (Harmondsworth: Penguin)
    • Ignatius of Loyola [1548] (1996) Spiritual exercises in: Personal Writings, 33-5 (Harmondsworth: Penguin), p. 291.
    • (1996) Personal Writings , pp. 291
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    • (London: W. Heinemann), Act III. It is quoted by many authors from John O'Hara on. The origin of the story appears to be from the ninth century author Fudail ibn Ayad.
    • Maugham, S. (1933) Sheppey: A Play in Three Acts (London: W. Heinemann), Act III. It is quoted by many authors from John O'Hara on. The origin of the story appears to be from the ninth century author Fudail ibn Ayad.
    • (1933) Sheppey: A Play in Three Acts
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    • (London: Jonathan Cape), I am indebted here to Sobel, J.H. "Notes on 'Death Speaks'" at
    • see Shah, I. (1967) Tales of the Dervishes (London: Jonathan Cape), p. 191. I am indebted here to Sobel, J.H. Notes on 'Death Speaks' at http://www.scar.utoronto.ca/~sobel/PuzzlesDEATHSPEAKS.pdf
    • (1967) Tales of the Dervishes , pp. 191
    • Shah, I.1
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    • As quoted by Cicero, On Fate 30, translation in, (Cambridge: Cambridge University Press)
    • As quoted by Cicero, On Fate 30, translation in Long, A. & Sedley, D. (1987) The Hellenistic Philosophers (Cambridge: Cambridge University Press), p. 339.
    • (1987) The Hellenistic Philosophers , pp. 339
    • Long, A.1    Sedley, D.2
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    • For discussion of Chryssipus's argument see, (Oxford: Clarendon Press), Ch. 5. As she points out, Chryssipus is not really concerned to answer the question of how something that is determined can still be up to us: what I earlier called the more global skepticism
    • For discussion of Chryssipus's argument see Bobzien, S. (1998) Determinism and Freedom in Stoic Philosophy (Oxford: Clarendon Press), Ch. 5. As she points out (pp. 231-33), Chryssipus is not really concerned to answer the question of how something that is determined can still be up to us: what I earlier called the more global skepticism.
    • (1998) Determinism and Freedom in Stoic Philosophy , pp. 231-33
    • Bobzien, S.1
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    • Exercise of personal agency through the self-efficacy mechanism
    • In general self-efficacy-one's belief in one's own degree of control-is extremely important in explaining behaviour. For a general overview see, R. Schwarzer (Ed.), (Bristol, PA: Taylor & Francis)
    • In general self-efficacy-one's belief in one's own degree of control-is extremely important in explaining behaviour. For a general overview see Bandura, A. (1992) Exercise of personal agency through the self-efficacy mechanism in: R. Schwarzer (Ed.) Self-Efficacy, pp. 3-38 (Bristol, PA: Taylor & Francis).
    • (1992) Self-Efficacy , pp. 3-38
    • Bandura, A.1
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    • [1856], trans. G. Wall (Harmondsworth: Penguin), Part 2, Chap. 8. Rodolphe's approach is subtler still, since he suggests that it is merely the pressure of conventional morality that will be overcome by fate; he doesn't acknowledge to Emma that she is struggling against her conscience
    • Flaubert, G. [1856] (1992) Madame Bovary, trans. G. Wall (Harmondsworth: Penguin), Part 2, Chap. 8. Rodolphe's approach is subtler still, since he suggests that it is merely the pressure of conventional morality that will be overcome by fate; he doesn't acknowledge to Emma that she is struggling against her conscience.
    • (1992) Madame Bovary
    • Flaubert, G.1
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    • Self-control in the modern provocation defence
    • This two level view is a pervasive feature of our psychological and moral thought. It comes up, for instance, in the legal doctrine of provocation. For discussion see
    • This two level view is a pervasive feature of our psychological and moral thought. It comes up, for instance, in the legal doctrine of provocation. For discussion see Holton, R. & Shute, S. (2007) Self-control in the modern provocation defence, The Oxford Journal of Legal Studies, 27, pp. 49-73.
    • (2007) The Oxford Journal of Legal Studies , vol.27 , pp. 49-73
    • Holton, R.1    Shute, S.2


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