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Volumn 20, Issue 3, 2008, Pages 373-390

Expulsion to face torture? non-refoulement in international law

Author keywords

[No Author keywords available]

Indexed keywords

HUMAN RIGHTS; INTERNATIONAL LAW; REFUGEE;

EID: 52749090633     PISSN: 09538186     EISSN: 14643715     Source Type: Journal    
DOI: 10.1093/ijrl/een022     Document Type: Article
Times cited : (78)

References (84)
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    • Convention Relating to the Status of Refugees, (1954) 189 UNTS 137, Article 33(1).
    • Convention Relating to the Status of Refugees, (1954) 189 UNTS 137, Article 33(1).
  • 2
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    • 159 LNTS 3663, Article 3.
    • (1935) 159 LNTS 3663, Article 3.
  • 3
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    • Shadows in Paradise - Exploring Non-refoulement as an Open Concept' 19
    • For further information on issues relating to the defi nition of 'persecution' in international law, see
    • For further information on issues relating to the defi nition of 'persecution' in international law, see, J. Pirjola, 'Shadows in Paradise - Exploring Non-refoulement as an Open Concept' 19 IJRL 639-60 (2007).
    • (2007) IJRL , vol.639 -60
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  • 4
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    • 'The idea that people must not be deported or extradited to countries in which they face a serious risk of torture has been seen as implicit in the prohibition of torture', S. Marks and A. Clapham, International Human Rights Lexicon (Oxford; New York 2005), 373.
    • 'The idea that people must not be deported or extradited to countries in which they face a serious risk of torture has been seen as implicit in the prohibition of torture', S. Marks and A. Clapham, International Human Rights Lexicon (Oxford; New York 2005), 373.
  • 5
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    • The Jus Cogens Nature of Non-refoulement' 13
    • J. Allain, 'The Jus Cogens Nature of Non-refoulement' 13 IJRL 533-58 (2001).
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  • 6
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    • Convention Relating to the Status of Refugees, (1954) 189 UNTS 137, Article 33(2), hereinafter referred to as the Refugee Convention.
    • Convention Relating to the Status of Refugees, (1954) 189 UNTS 137, Article 33(2), hereinafter referred to as the Refugee Convention.
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    • Convention Relating to the Status of Refugees
    • Convention Relating to the Status of Refugees, 189 UNTS 137, Article 1(F).
    • 189 UNTS 137, Article 1(F)
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    • Hathaway and Harvey, above n. 10, 259.
    • Hathaway and Harvey, above n. 10, 259.
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    • 217A, art
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    • Hathaway and Harvey, above n. 10, 263.
    • Hathaway and Harvey, above n. 10, 263.
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    • 53rd Sess., art 7.1, UN doc.
    • Rome Statute of the International Criminal Court, at
    • Rome Statute of the International Criminal Court, UN GAOR, 53rd Sess., art 7.1, UN doc. A/CONF. 183/9, at 6-9 (1998).
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  • 17
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    • Convention Relating to the Status of Refugees, above n. 12, Article 1(F)(c).
    • Convention Relating to the Status of Refugees, above n. 12, Article 1(F)(c).
  • 18
    • 52749098252 scopus 로고    scopus 로고
    • Although the 1984 Cartagena Declaration states: 'To reiterate the importance and meaning of the principle of non-refoulement (including the prohibition of rejection at the frontier) as a corner-stone of the international protection of refugees. This principle is imperative in regard to refugees and in the present state of international law should be acknowledged and observed as a rule of jus cogens
    • Although the 1984 Cartagena Declaration states: 'To reiterate the importance and meaning of the principle of non-refoulement (including the prohibition of rejection at the frontier) as a corner-stone of the international protection of refugees. This principle is imperative in regard to refugees and in the present state of international law should be acknowledged and observed as a rule of jus cogens'.
  • 19
    • 52749087091 scopus 로고    scopus 로고
    • Hathaway and Harvey, above n. 10, 262.
    • Hathaway and Harvey, above n. 10, 262.
  • 21
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    • EXCOM General Conclusion on International Protection, XLVIII
    • EXCOM General Conclusion on International Protection, No. 81 (XLVIII) 1997.
    • (1997) , Issue.81
  • 22
    • 52749093623 scopus 로고    scopus 로고
    • Other instruments, which also have non-refoulement provisions, include, the American Convention on Human Rights, (1979) 1144 UNTS 123, OASTS 36, Article 22.8 and the International Convention for the Protection of All Persons from Enforced Disappearance, UN doc. A/HRC/RES/2006/1, Article 17.
    • Other instruments, which also have non-refoulement provisions, include, the American Convention on Human Rights, (1979) 1144 UNTS 123, OASTS 36, Article 22.8 and the International Convention for the Protection of All Persons from Enforced Disappearance, UN doc. A/HRC/RES/2006/1, Article 17.
  • 23
    • 52749090529 scopus 로고
    • European Convention for the Protection of Human Rights and Fundamental Freedoms hereinafter referred to as the European Convention, Rome, 4 Nov
    • European Convention for the Protection of Human Rights and Fundamental Freedoms (hereinafter referred to as the European Convention), Rome, 4 Nov. 1950.
    • (1950)
  • 24
    • 52749086157 scopus 로고    scopus 로고
    • See the Council of Europe website:, last accessed on 29 Apr. 2008
    • See the Council of Europe website: http://conventions.coe.int/Treaty/ Commun/ChercheSig.asp?NT=005&CM=10&DF=4/29/2008&CL=ENG>, last accessed on 29 Apr. 2008.
  • 25
    • 84998545129 scopus 로고    scopus 로고
    • Protection Against Refoulement from Europe: Human Rights Law Comes to the Rescue
    • H. Lambert, 'Protection Against Refoulement from Europe: Human Rights Law Comes to the Rescue' (1999) 48 ICLQ 515-44.
    • (1999) ICLQ , vol.48 , pp. 515-544
    • Lambert, H.1
  • 26
    • 52749084658 scopus 로고    scopus 로고
    • The European Convention, above n. 23, Art. 3.
    • The European Convention, above n. 23, Art. 3.
  • 27
    • 52749087288 scopus 로고    scopus 로고
    • Recommendation 434 'Concerning the granting of the right of asylum to European refugees' Assembly Debate on 1st Oct. 1965 (15th Sitting) (see Doc. 1986, report of the Committee on Population and Refugees).
    • Recommendation 434 'Concerning the granting of the right of asylum to European refugees' Assembly Debate on 1st Oct. 1965 (15th Sitting) (see Doc. 1986, report of the Committee on Population and Refugees).
  • 28
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    • Ireland v. United Kingdom
    • ECHR
    • Ireland v. United Kingdom (1978) ECHR, Series A, No. 25.
    • (1978) Series A , vol.25
  • 29
    • 52749099348 scopus 로고    scopus 로고
    • Ibid., para. 65.
    • Ibid., para. 65.
  • 30
  • 31
    • 33644993758 scopus 로고    scopus 로고
    • 15 Nov, Reports 1996-V, para. 80
    • Chahal v. United Kingdom, 15 Nov. 1996, Reports 1996-V, para. 80
    • (1996) Chahal v. United Kingdom
  • 32
    • 52749083593 scopus 로고    scopus 로고
    • see also, Saadi v. Italy, 37201/06, S. Ct. H.R. (Grand Chamber), 28 Feb. 2008.
    • see also, Saadi v. Italy, 37201/06, S. Ct. H.R. (Grand Chamber), 28 Feb. 2008.
  • 33
    • 52749092903 scopus 로고    scopus 로고
    • Cases that have attested the jus cogens nature of the prohibition on torture: Prosecutor v. Anto Furundzija, IT-95-17/1-T, Judgment of the International Criminal Tribunal for the former Yugoslavia, 10 Dec. 1998, para. 153
    • Cases that have attested the jus cogens nature of the prohibition on torture: Prosecutor v. Anto Furundzija, IT-95-17/1-T, Judgment of the International Criminal Tribunal for the former Yugoslavia, 10 Dec. 1998, para. 153
  • 34
    • 52749093090 scopus 로고    scopus 로고
    • and Judgment (1999) - Regina v. Bartle and the Commissioner of Police for the Metropolis and Others Ex Parte Pinochet; Regina v. Evans and Another and the Commissioner of Police for the Metropolis and Others Ex Parte Pinochet (On Appeal from a Divisional Court of the Queen's Bench Division).
    • and Judgment (1999) - Regina v. Bartle and the Commissioner of Police for the Metropolis and Others Ex Parte Pinochet; Regina v. Evans and Another and the Commissioner of Police for the Metropolis and Others Ex Parte Pinochet (On Appeal from a Divisional Court of the Queen's Bench Division).
  • 35
    • 52749094974 scopus 로고    scopus 로고
    • Although it should be noted that in Jones v. Ministry of the Interior of the Kingdom of Saudi-Arabia [2004] EWCA Civ 1394, 2005] 2 WLR 808, the House of Lords granted sovereign immunity to Saudi Arabia, rather than find that the Torture Convention granted universal jurisdiction, on the grounds that there was no evidence that states had agreed to pursue violations of peremptory norms
    • Although it should be noted that in Jones v. Ministry of the Interior of the Kingdom of Saudi-Arabia [2004] EWCA Civ 1394, [2005] 2 WLR 808, the House of Lords granted sovereign immunity to Saudi Arabia, rather than find that the Torture Convention granted universal jurisdiction, on the grounds that there was no evidence that states had agreed to pursue violations of peremptory norms.
  • 36
    • 52749095672 scopus 로고    scopus 로고
    • , last accessed 29 Apr. 2008, (hereinafter referred to as the Convention Against Torture).
    • , last accessed 29 Apr. 2008, (hereinafter referred to as the Convention Against Torture).
  • 37
    • 52749087819 scopus 로고    scopus 로고
    • See also, the UNGA Declaration on the Protection of All Persons from Being Subjected to Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment, adopted by consensus by the UNGA in 1975, which states that 'torture constitutes an aggravated and deliberate form of cruel, inhuman or degrading treatment or punishment' and declares that such acts are 'a denial of the purposes of the Charter of the United Nations and as a violation of the human rights and fundamental freedoms proclaimed in the Universal Declaration of Human Rights' United Nations, General Assembly Resolution No. 3452, 30 UN GAOR Supp. (No. 34) at 91, UN doc. A/10034 (1975).
    • See also, the UNGA Declaration on the Protection of All Persons from Being Subjected to Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment, adopted by consensus by the UNGA in 1975, which states that 'torture constitutes an aggravated and deliberate form of cruel, inhuman or degrading treatment or punishment' and declares that such acts are 'a denial of the purposes of the Charter of the United Nations and as a violation of the human rights and fundamental freedoms proclaimed in the Universal Declaration of Human Rights' United Nations, General Assembly Resolution No. 3452, 30 UN GAOR Supp. (No. 34) at 91, UN doc. A/10034 (1975).
  • 38
    • 52749085496 scopus 로고    scopus 로고
    • Inhuman or Degrading Treatment or Punishment
    • Convention Against Torture and Cruel, 3
    • Convention Against Torture and Cruel, Inhuman or Degrading Treatment or Punishment, 189 UNTS 150, Art. 3.
    • UNTS 150, Art , vol.189
  • 39
    • 52749096040 scopus 로고    scopus 로고
    • General Comment 2, CAT/C/GC/2/CRP.1/Rev.4, 23 Nov. 2007, para. 3.
    • General Comment 2, CAT/C/GC/2/CRP.1/Rev.4, 23 Nov. 2007, para. 3.
  • 40
    • 52749099848 scopus 로고    scopus 로고
    • Marks and Clapham, above n. 4.
    • Marks and Clapham, above n. 4.
  • 41
    • 52749097275 scopus 로고    scopus 로고
    • Committee Against Torture, General Comment 1 (Implementation to art. 3 of the Convention in the context of art. 22: Art. 3), 21 Nov. 1997, para. 2.
    • Committee Against Torture, General Comment 1 (Implementation to art. 3 of the Convention in the context of art. 22: Art. 3), 21 Nov. 1997, para. 2.
  • 42
    • 52749098897 scopus 로고    scopus 로고
    • See also, The Committee Against Torture's Conclusion in the Mutombo case: 'in the present circumstances, his return to Zaire would have the foreseeable and necessary consequence of exposing him to a real risk of being detained and tortured' 'The danger of torture involves the foreseeable and necessary consequence that a real risk will occur that the person in question will be subjected to torture as a risk of deportation'. Mutombo v. Switzerland, Communication No. 13/1993, 27 Apr. 1994.
    • See also, The Committee Against Torture's Conclusion in the Mutombo case: 'in the present circumstances, his return to Zaire would have the foreseeable and necessary consequence of exposing him to a real risk of being detained and tortured' 'The danger of torture involves the foreseeable and necessary consequence that a real risk will occur that the person in question will be subjected to torture as a risk of deportation'. Mutombo v. Switzerland, Communication No. 13/1993, 27 Apr. 1994.
  • 43
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    • Convention Against Torture, above n. 35, Art 3.2.
    • Convention Against Torture, above n. 35, Art 3.2.
  • 44
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    • The Convention and the Committee Against Torture: A Complementary Protection Regime for Refugees', 11
    • B. Gorlick, 'The Convention and the Committee Against Torture: A Complementary Protection Regime for Refugees', 11 IJRL 484 (1999).
    • (1999) IJRL , vol.484
    • Gorlick, B.1
  • 48
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    • 999 UNTS 171, Art
    • International Covenant on Civil and Political Rights
    • International Covenant on Civil and Political Rights, (1976) 999 UNTS 171, Art. 13 (hereinafter referred to as the ICCPR).
    • (1976) 13 (hereinafter referred to as the ICCPR)
  • 49
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    • Ingelse, above n. 41, 310
    • Ingelse, above n. 41, 310.
  • 50
    • 52749083193 scopus 로고    scopus 로고
    • Kindler v. Canada, Communication No.470/1991, at para. 13.2.
    • Kindler v. Canada, Communication No.470/1991, at para. 13.2.
  • 51
    • 52749083094 scopus 로고    scopus 로고
    • General Comment 20, HRI/GEN/1/Rev.1 (1994), 30, s. 9.
    • General Comment 20, HRI/GEN/1/Rev.1 (1994), 30, s. 9.
  • 52
    • 52749095062 scopus 로고    scopus 로고
    • United Nations General Assembly Resolution 52-165, Measures to Eliminate International Terrorism, 15 Dec
    • United Nations General Assembly Resolution 52-165, Measures to Eliminate International Terrorism, 15 Dec. 1997.
    • (1997)
  • 53
    • 52749099849 scopus 로고    scopus 로고
    • Manickavasagam Suresh v. Canada (Minister of Citizenship and Immigration) 2002 SCC 1. File No.: 27790.
    • Manickavasagam Suresh v. Canada (Minister of Citizenship and Immigration) 2002 SCC 1. File No.: 27790.
  • 54
    • 52749089672 scopus 로고    scopus 로고
    • Other cases that involve 'terrorists' and non-refoulement: Secretary of State for the Home Department v. Rehman, [2001] 3 WLR 877
    • Other cases that involve 'terrorists' and non-refoulement: Secretary of State for the Home Department v. Rehman, [2001] 3 WLR 877
  • 55
    • 52749093898 scopus 로고    scopus 로고
    • Ahani v. Minister of Citizenship and Immigration, 2002] OJ No. 81 CA
    • Ahani v. Minister of Citizenship and Immigration, [2002] OJ No. 81 (CA)
  • 56
    • 52749086693 scopus 로고    scopus 로고
    • Chahal v. the United Kingdom, (15 Nov 1996), European Court of Human Rights, Appl.no. 22414/93.
    • Chahal v. the United Kingdom, (15 Nov 1996), European Court of Human Rights, Appl.no. 22414/93.
  • 57
    • 52749086330 scopus 로고    scopus 로고
    • See also, Ahmed v. Austria, (17 Dec. 1996), Appl.no. 25964/94.
    • See also, Ahmed v. Austria, (17 Dec. 1996), Appl.no. 25964/94.
  • 59
    • 52749097190 scopus 로고    scopus 로고
    • The customary status of the prohibition of cruel, inhuman or degrading treatment or punishment is apparent in the UN General Assembly's Res 39/ 118 14 Dec 1984, which refers to the 'existing prohibition under international law of every form of cruel, inhuman or degrading treatment or punishment'. Lauterpacht and Bethlehem, below n. 70, suggest that this statement indicates that the prohibition on cruel, inhuman and degrading treatment was part of the existing 'corpus of customary international law'.
    • The customary status of the prohibition of cruel, inhuman or degrading treatment or punishment is apparent in the UN General Assembly's Res 39/ 118 14 Dec 1984, which refers to the 'existing prohibition under international law of every form of cruel, inhuman or degrading treatment or punishment'. Lauterpacht and Bethlehem, below n. 70, suggest that this statement indicates that the prohibition on cruel, inhuman and degrading treatment was part of the existing 'corpus of customary international law'.
  • 61
    • 52749092478 scopus 로고    scopus 로고
    • Ng v. Canada (No. 469/1991), UN doc. CCPR/C/49/D/469/1991, UN doc. A/49/40, II
    • Ng v. Canada (No. 469/1991), UN doc. CCPR/C/49/D/469/1991, UN doc. A/49/40, Vol. II
  • 62
    • 52749092904 scopus 로고    scopus 로고
    • Cox v. Canada, Communication No.539/1993
    • Cox v. Canada, Communication No.539/1993
  • 63
    • 52749095237 scopus 로고    scopus 로고
    • G.T. v. Australia (No. 706/1996), CCPR/C/61/D/706/1996.
    • G.T. v. Australia (No. 706/1996), CCPR/C/61/D/706/1996.
  • 64
    • 52749095772 scopus 로고    scopus 로고
    • Human Rights Committee, General Comment No. 20 (1992), HRI/HEN/1/Rev.1, 28 July 1994, at para. 2.
    • Human Rights Committee, General Comment No. 20 (1992), HRI/HEN/1/Rev.1, 28 July 1994, at para. 2.
  • 65
    • 52749089576 scopus 로고    scopus 로고
    • Human Rights Committee, General Comment No. 24 (52) (1994), CCPR/C/21/ Rev.1/Add.6, 2 Nov. 1994, at para. 8.
    • Human Rights Committee, General Comment No. 24 (52) (1994), CCPR/C/21/ Rev.1/Add.6, 2 Nov. 1994, at para. 8.
  • 67
    • 52749097795 scopus 로고    scopus 로고
    • 1967 United Nations Declaration on Territorial Asylum, Article 3: 1 No person referred to in Article 1, paragraph 1, shall be subjected to measures such as rejection at the frontier or, if he has already entered the territory in which he seeks asylum, expulsion or compulsory return to any State where he may be subjected to persecution. 2 Exception may be made to the foregoing principle only for overriding reasons of national security or in order to safeguard the population, as in the case of a mass influx of persons. 3 Should a State decide in any case that exception to the principle stated in paragraph I of this Article would be justified, it shall consider the possibility of granting to the persons concerned, under such conditions as it may deem appropriate, an opportunity, whether by way of provisional asylum or otherwise, of going to another State
    • 1967 United Nations Declaration on Territorial Asylum, Article 3: 1 No person referred to in Article 1, paragraph 1, shall be subjected to measures such as rejection at the frontier or, if he has already entered the territory in which he seeks asylum, expulsion or compulsory return to any State where he may be subjected to persecution. 2 Exception may be made to the foregoing principle only for overriding reasons of national security or in order to safeguard the population, as in the case of a mass influx of persons. 3 Should a State decide in any case that exception to the principle stated in paragraph I of this Article would be justified, it shall consider the possibility of granting to the persons concerned, under such conditions as it may deem appropriate, an opportunity, whether by way of provisional asylum or otherwise, of going to another State.
  • 68
    • 52749083435 scopus 로고    scopus 로고
    • UNGA Res 37/95, 18 Dec. 1982, Similar wording was used in resolutions adopted between the years 1983-1988.
    • UNGA Res 37/95, 18 Dec. 1982, Similar wording was used in resolutions adopted between the years 1983-1988.
  • 69
    • 52749096761 scopus 로고
    • 21 Dec
    • UNGA Res 48/116, 21 Dec. 1993.
    • (1993) UNGA Res , vol.48 , Issue.116
  • 70
    • 52749087740 scopus 로고    scopus 로고
    • Sanremo Declaration on the Principle of Non-refoulement (2001): The International Institute of Humanitarian Law, along with the United Nations High Commissioner for Refugees, issued this statement on the occasion of the 50th anniversary of the 1951 Refugee Convention.
    • Sanremo Declaration on the Principle of Non-refoulement (2001): The International Institute of Humanitarian Law, along with the United Nations High Commissioner for Refugees, issued this statement on the occasion of the 50th anniversary of the 1951 Refugee Convention.
  • 71
    • 52749098664 scopus 로고    scopus 로고
    • Ibid.
  • 72
    • 52749094778 scopus 로고    scopus 로고
    • Case Concerning Military and Paramilitary Activities In and Against Nicaragua (Nicaragua v. United States of America), Merits, ICJ, Judgment of 27 June 1986, [1986] ICJ Rep 14.
    • Case Concerning Military and Paramilitary Activities In and Against Nicaragua (Nicaragua v. United States of America), Merits, ICJ, Judgment of 27 June 1986, [1986] ICJ Rep 14.
  • 73
    • 52749089483 scopus 로고    scopus 로고
    • Ibid.
  • 74
    • 52749086692 scopus 로고    scopus 로고
    • UNHCR Refugee Policy and Practice, 'The Principle of Non-Refoulement as a Norm of Customary International Law', document to be found at: .
    • UNHCR Refugee Policy and Practice, 'The Principle of Non-Refoulement as a Norm of Customary International Law', document to be found at: .
  • 76
    • 52749094542 scopus 로고    scopus 로고
    • Above n. 65
    • Above n. 65.
  • 77
    • 52749090806 scopus 로고    scopus 로고
    • Ibid.
  • 78
    • 52749083687 scopus 로고    scopus 로고
    • Schabas, above n. 20, 7
    • Schabas, above n. 20, 7.
  • 79
    • 84929282126 scopus 로고    scopus 로고
    • The Scope and Content of the Principle of Non-refoulement: Opinion
    • E. Feller, V. Türk and F. Nicholson eds, Cambridge
    • E. Lauterpacht and D. Bethlehem, 'The Scope and Content of the Principle of Non-refoulement: Opinion' in E. Feller, V. Türk and F. Nicholson (eds.), Refugee Protection in International Law, (Cambridge 2003), 140.
    • (2003) Refugee Protection in International Law , pp. 140
    • Lauterpacht, E.1    Bethlehem, D.2
  • 81
    • 52749089906 scopus 로고    scopus 로고
    • For further information on Lauterpacht & Bethlehem's conclusions with regard to non-refoulement as a component of the prohibition on torture and cruel, inhuman, degrading treatment or punishment see, above n. 70, 153-6.
    • For further information on Lauterpacht & Bethlehem's conclusions with regard to non-refoulement as a component of the prohibition on torture and cruel, inhuman, degrading treatment or punishment see, above n. 70, 153-6.
  • 82
    • 52749090805 scopus 로고    scopus 로고
    • Lauterpacht and Bethlehem, above n. 70, 155.
    • Lauterpacht and Bethlehem, above n. 70, 155.
  • 83
    • 52749088630 scopus 로고    scopus 로고
    • Terrorism and the Non-derogability of Non-refoulement' 15
    • See also
    • See also, R. Bruin & K. Wouters, 'Terrorism and the Non-derogability of Non-refoulement' 15 IJRL 5 (2003), 24-6
    • (2003) IJRL , vol.5 , pp. 24-26
    • Bruin, R.1    Wouters, K.2
  • 84
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    • Allain, above n. 5
    • Allain, above n. 5.


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