메뉴 건너뛰기




Volumn 8, Issue 1, 2002, Pages 45-89

The normative functions of coercion claims

Author keywords

[No Author keywords available]

Indexed keywords


EID: 4043156922     PISSN: 13523252     EISSN: 14698048     Source Type: Journal    
DOI: 10.1017/S1352325202081028     Document Type: Article
Times cited : (56)

References (74)
  • 1
    • 84881913432 scopus 로고
    • in PHILOSOPHY, SCIENCE AND METHOD 440 (Sidney Morgenbesser et al., ed. ).
    • Robert Nozick, Coercion, in PHILOSOPHY, SCIENCE AND METHOD 440 (Sidney Morgenbesser et al., ed. 1969).
    • (1969) Coercion
    • Nozick, R.1
  • 2
    • 85022362544 scopus 로고
    • The most comprehensive account, which explores coercion from both legal and philosophical perspectives, is Alan Wertheimer, COERCION (1987). HARM TO SELF 189-268 (1986); Harry G. Frankfurt, Coercion and Moral Responsibility, in ESSAYS ON FREEDOM OF ACTION 63 (Ted Honderich ed. 1973); Vinit Haksar, Coercive Proposals, 4 POL. THEORY 65 (1976); Daniel Lyons, Welcome Threats and Coercive Offers, 50 PHIL. 425 (1975); Peter Westen, “Freedom” and “Coercion”-Virtue Words and Vice Words, 1985 DUKE L.J. 541; and David Zimmerman, Coercive Wage Offers, 10 PHIL. & PUB. AFFAIRS
    • The most comprehensive account, which explores coercion from both legal and philosophical perspectives, is Alan Wertheimer, COERCION (1987). Other particularly valuable contributions to a substantial literature include Joel Feinberg, HARM TO SELF 189-268 (1986); Harry G. Frankfurt, Coercion and Moral Responsibility, in ESSAYS ON FREEDOM OF ACTION 63 (Ted Honderich ed. 1973); Vinit Haksar, Coercive Proposals, 4 POL. THEORY 65 (1976); Daniel Lyons, Welcome Threats and Coercive Offers, 50 PHIL. 425 (1975); Peter Westen, “Freedom” and “Coercion”-Virtue Words and Vice Words, 1985 DUKE L.J. 541; and David Zimmerman, Coercive Wage Offers, 10 PHIL. & PUB. AFFAIRS 121 (1981).
    • (1981) Other particularly valuable contributions to a substantial literature include Joel Feinberg , pp. 121
  • 5
    • 0842297289 scopus 로고
    • in NOMOS XIV: COERCION 16, 16 see also Haksar, Coercion and Coercive Offers note 2, at
    • Michael D. Bayles, A Concept of Coercion, in NOMOS XIV: COERCION 16, 16 (1972); see also Haksar, Coercion and Coercive Offers note 2, at 74.
    • (1972) A Concept of Coercion , pp. 74
    • Bayles, M.D.1
  • 6
    • 85022438325 scopus 로고
    • For one exploration of this theme, see J. Roland Pennock, in NOMOS XIV: COERCION
    • For one exploration of this theme, see J. Roland Pennock, Coercion: An Overview, in NOMOS XIV: COERCION 1 (1972).
    • (1972) Coercion: An Overview , pp. 1
  • 8
    • 84974252982 scopus 로고
    • 12 PHIL. & PUB. AFFAIRS 160 (1983); see also Wertheimer, Coercion: An Overview note note 2, at 253-55. In his response to Alexander, Zimmerman seems to have partially conceded this point, though he proceeds to defend his inquiry as potentially serving important political purposes. See David Zimmerman, More on Coercive Wage Offers: A Reply to Alexander, 12 PHIL. & PUB. AFFAIRS 165, 170-71. I do not deny this is so; the rhetorical function of coercion claims is not my subject here.
    • See generally Lawrence A. Alexander, Zimmerman on Coercive Wage Offers, 12 PHIL. & PUB. AFFAIRS 160 (1983); see also Wertheimer, Coercion: An Overview note note 2, at 253-55. In his response to Alexander, Zimmerman seems to have partially conceded this point, though he proceeds to defend his inquiry as potentially serving important political purposes. See David Zimmerman, More on Coercive Wage Offers: A Reply to Alexander, 12 PHIL. & PUB. AFFAIRS 165, 170-71 (1983). I do not deny this is so; the rhetorical function of coercion claims is not my subject here.
    • (1983) Zimmerman on Coercive Wage Offers
    • Alexander, L.A.1
  • 9
    • 85022364699 scopus 로고    scopus 로고
    • For one thing, a focus on wrongfulness might be more appropriate insofar as we wish to ask this first type of coercion question ex ante to advise that particular conduct should not be engaged in. Second, even insofar as we undertake the inquiry ex post, a determination that conduct was coercive, and thus (presumptively) bad, need not entail that A was blameworthy for engaging in it. That latter conclusion depends as well upon certain assumptions of moral agency. See, e.g., Peter Aranella, Convicting the Morally Blameless: Reassessing the Relationship between Legal and Moral Accountability, 39 UCLA L. REV. 1511 (1992); Michael S. Moore, Prima Facie Moral Culpability, 76 B.U. L. REV. 319, 319. For present purposes, though, these qualifications need not distract us. Accordingly, I will generally speak interchangeably of the wrongfulness of A's conduct, and of A's blameworthiness for that conduct. In either case, such a judgment is only presumptive. See infra note
    • This equation of wrongfulness and blameworthiness might seem imprecise for a number of reasons. For one thing, a focus on wrongfulness might be more appropriate insofar as we wish to ask this first type of coercion question ex ante to advise that particular conduct should not be engaged in. Second, even insofar as we undertake the inquiry ex post, a determination that conduct was coercive, and thus (presumptively) bad, need not entail that A was blameworthy for engaging in it. That latter conclusion depends as well upon certain assumptions of moral agency. See, e.g., Peter Aranella, Convicting the Morally Blameless: Reassessing the Relationship between Legal and Moral Accountability, 39 UCLA L. REV. 1511 (1992); Michael S. Moore, Prima Facie Moral Culpability, 76 B.U. L. REV. 319, 319 (1996). For present purposes, though, these qualifications need not distract us. Accordingly, I will generally speak interchangeably of the wrongfulness of A's conduct, and of A's blameworthiness for that conduct. In either case, such a judgment is only presumptive. See infra note 14.
    • (1996) This equation of wrongfulness and blameworthiness might seem imprecise for a number of reasons. , pp. 14
  • 10
    • 85022382114 scopus 로고
    • For similar observations see, e.g., Joseph Raz, Wertheimer, This equation of wrongfulness and blameworthiness might seem imprecise for a number of reasons. note 2, at
    • For similar observations see, e.g., Joseph Raz, THE MORALITY OF FREEDOM 151 (1986); Wertheimer, This equation of wrongfulness and blameworthiness might seem imprecise for a number of reasons. note 2, at 180-81.
    • (1986) THE MORALITY OF FREEDOM 151 , pp. 180-181
  • 11
    • 85022411933 scopus 로고
    • See, e.g., Nozick, THE MORALITY OF FREEDOM 151 note 1, at 443-44; Bayles, THE MORALITY OF FREEDOM 151 note 6, at 19; Lyons, THE MORALITY OF FREEDOM 151 note 2, at 425 n.1; Bernard Gert, Coercion and Freedom, in NOMOS XIV: COERCION 30, 47 (1972);Martin Gunderson, Threats and Coercion, 9CAN. J. PHIL. 247, 256 Held, THE MORALITY OF FREEDOM 151 note 5, at 51. It is not, however, universal. Peter Westen, for example, urges that “to coerce a person is to subject him to coercive constraint,” and that only “coerce into” implies success. Westen, THE MORALITY OF FREEDOM 151 note 2, at 562-63. We can afford to be agnostic on this question, however. So long as one can intend to subject another to “coercive constraint” and yet fail to do so, then it remains true, even onWesten's view, that A's blameworthiness should not depend upon his actually coercing some B. Consequently, the instant dispute serves principally to reinforce the plasticity and arbitrariness of coercion language and thus the importance of attending directly to the underlying normative questions.
    • Or such is the prevailing view. See, e.g., Nozick, THE MORALITY OF FREEDOM 151 note 1, at 443-44; Bayles, THE MORALITY OF FREEDOM 151 note 6, at 19; Lyons, THE MORALITY OF FREEDOM 151 note 2, at 425 n.1; Bernard Gert, Coercion and Freedom, in NOMOS XIV: COERCION 30, 47 (1972);Martin Gunderson, Threats and Coercion, 9CAN. J. PHIL. 247, 256 (1979); Held, THE MORALITY OF FREEDOM 151 note 5, at 51. It is not, however, universal. Peter Westen, for example, urges that “to coerce a person is to subject him to coercive constraint,” and that only “coerce into” implies success. Westen, THE MORALITY OF FREEDOM 151 note 2, at 562-63. We can afford to be agnostic on this question, however. So long as one can intend to subject another to “coercive constraint” and yet fail to do so, then it remains true, even onWesten's view, that A's blameworthiness should not depend upon his actually coercing some B. Consequently, the instant dispute serves principally to reinforce the plasticity and arbitrariness of coercion language and thus the importance of attending directly to the underlying normative questions.
    • (1979) Or such is the prevailing view.
  • 12
    • 85022374381 scopus 로고    scopus 로고
    • As many commentators have recognized, coerciveW action can be justified. For one such discussion, see Robert Paul Wolff, Is Coercion “Ethically Neutral”? NOMOS XIV: COERCION 144 (1972). See also Cheyney C. Ryan, The Normative Concept of Coercion, 89 MIND 481, 493-95 (1980). My purpose here is to explicate coercionW. How coercionW can be justified is a wholly separate question that I will not address. See Alan Wertheimer, Remarks on Coercion and Exploitation, 74 DENV. U. L. REV. 889, 889 (expressing a similar view).
    • That is, A's conduct is presumptively wrongful. As many commentators have recognized, coerciveW action can be justified. For one such discussion, see Robert Paul Wolff, Is Coercion “Ethically Neutral”? NOMOS XIV: COERCION 144 (1972). See also Cheyney C. Ryan, The Normative Concept of Coercion, 89 MIND 481, 493-95 (1980). My purpose here is to explicate coercionW. How coercionW can be justified is a wholly separate question that I will not address. See Alan Wertheimer, Remarks on Coercion and Exploitation, 74 DENV. U. L. REV. 889, 889 (1997) (expressing a similar view).
    • (1997) That is, A's conduct is presumptively wrongful.
  • 13
    • 85022354896 scopus 로고
    • Though I will often cast coercionW questions specifically in terms of whether a proposal was coerciveW, and coercionE questions in terms of whether an individual was coercedE, I hasten to emphasize that I am not claiming either that, as a matter of ordinary language, it is improper to characterize something as “coercive” except to signify an instance of coercionW, or that speaking of a person being “coerced” always or “really” means that she was coercedE. On the other hand, I do not believe that assimilating the adjective “coercive” to coercionW and the passive verb form “coerced” to coercionE is wholly arbitrary. Daniel Lyons has commented on the “odd fact that outside of philosophy and law journals, we rarely use ‘coerce’ as an active verb at all.” Daniel Lyons, The Last Word on Coercive Offers… (?), PHIL. RES. ARCHIVES 393, 398. This feature of our linguistic practice at least partially reflects that, in contrast to questions of “coerciveness” and “coercedness,” whether A actually “coerces B” is of little normative significance.
    • Though I will often cast coercionW questions specifically in terms of whether a proposal was coerciveW, and coercionE questions in terms of whether an individual was coercedE, I hasten to emphasize that I am not claiming either that, as a matter of ordinary language, it is improper to characterize something as “coercive” except to signify an instance of coercionW, or that speaking of a person being “coerced” always or “really” means that she was coercedE. On the other hand, I do not believe that assimilating the adjective “coercive” to coercionW and the passive verb form “coerced” to coercionE is wholly arbitrary. Daniel Lyons has commented on the “odd fact that outside of philosophy and law journals, we rarely use ‘coerce’ as an active verb at all.” Daniel Lyons, The Last Word on Coercive Offers… (?), 1983 PHIL. RES. ARCHIVES 393, 398. This is true, I think, but not so odd. This feature of our linguistic practice at least partially reflects that, in contrast to questions of “coerciveness” and “coercedness,” whether A actually “coerces B” is of little normative significance.
    • (1983) This is true, I think, but not so odd.
  • 14
    • 85022440565 scopus 로고    scopus 로고
    • In recent works, William Edmundson and Grant Lamond distinguish coercion claims in a way that yields something akin to my distinction between coercionW and coercionE. See William A. Edmundson, THREE ANARCHICAL FALLACIES: AN ESSAY ON POLITICAL AUTHORITY 74 (contending that coercion claims arise in three distinct types of “contexts,” labeled “justification supplying,” “justification defeating,” and “justification demanding”); Grant Lamond, The Coerciveness of Law, 20 OXFORD J. LEG. STUD. 39, 47-51 (2000) (identifying three “conceptions” of coercion, what he calls the “action-inducing use,” the “liability-grounding use,” and the “responsibility-affecting use”). It is not clear, though, how similar this aspect of our accounts is. For example, although my coercionW seems much like Edmundson's “justification demanding” context, the first example he gives of a “justification defeating” claim-involving a man who secures sexual intercourse with a woman by threat of physical harm-likewise seems a paradigmatic example of coercionW. And whereas Lamond's “actioninducing use” seems the closest of his three conceptions to my coercionW, Lamond says this requires “that someone was forced or made to act under pressure from another and thus did not act voluntarily,” id. at 47, which is irrelevant for purposes of coercionW. More notably, to whatever extent my distinction between coercionW and coercionE might prove similar to distinctions Edmundson or Lamond advance, the differences between my overall thesis and theirs are of greater significance. For one thing, Edmundson's and Lamond's distinctions are each tripartite, not, as mine, bipartite. I explain in Section IV.D infra why I think the third normative function that coercion claims might be thought to serve is not in fact distinct. Moreover, at least Edmundson explicitly affirms precisely what I deny-namely, Edmundson, This is true, I think, but not so odd., at
    • In recent works, William Edmundson and Grant Lamond distinguish coercion claims in a way that yields something akin to my distinction between coercionW and coercionE. See William A. Edmundson, THREE ANARCHICAL FALLACIES: AN ESSAY ON POLITICAL AUTHORITY 74 (1998) (contending that coercion claims arise in three distinct types of “contexts,” labeled “justification supplying,” “justification defeating,” and “justification demanding”); Grant Lamond, The Coerciveness of Law, 20 OXFORD J. LEG. STUD. 39, 47-51 (2000) (identifying three “conceptions” of coercion, what he calls the “action-inducing use,” the “liability-grounding use,” and the “responsibility-affecting use”). It is not clear, though, how similar this aspect of our accounts is. For example, although my coercionW seems much like Edmundson's “justification demanding” context, the first example he gives of a “justification defeating” claim-involving a man who secures sexual intercourse with a woman by threat of physical harm-likewise seems a paradigmatic example of coercionW. And whereas Lamond's “actioninducing use” seems the closest of his three conceptions to my coercionW, Lamond says this requires “that someone was forced or made to act under pressure from another and thus did not act voluntarily,” id. at 47, which is irrelevant for purposes of coercionW. More notably, to whatever extent my distinction between coercionW and coercionE might prove similar to distinctions Edmundson or Lamond advance, the differences between my overall thesis and theirs are of greater significance. For one thing, Edmundson's and Lamond's distinctions are each tripartite, not, as mine, bipartite. I explain in Section IV.D infra why I think the third normative function that coercion claims might be thought to serve is not in fact distinct. Moreover, at least Edmundson explicitly affirms precisely what I deny-namely, “that a univocal account of the truth conditions of coercions claims is possible.” Edmundson, This is true, I think, but not so odd., at 78.
    • (1998) that a univocal account of the truth conditions of coercions claims is possible. , pp. 78
  • 17
    • 85022449866 scopus 로고    scopus 로고
    • Bayles, I believe, adequately accommodates Nozick's observation that conduct can be coerciveW even if A does not actually want B to perform x. Nozick note 6, at 17. see Grant Lamond, Coercion, Threats, and the Puzzle of Blackmail, in HARM AND CULPABILITY 215, 218-19 (A.P. Simester & A.T.H. Smith eds. ), and involuntary movements from involuntary acts, see Wertheimer, I believe, adequately accommodates Nozick's observation that conduct can be coerciveW even if A does not actually want B to perform x. Nozick note 2, at 9-10. I agree that psychological compulsion is best treated like physical compulsion when our focus is on coercionE. See infra note 50. For purposes of coercionW, however, classification is less neat. Where A uses psychological pressure to destroy B's ability to act volitionally, he employs occurrent coercion. But if A tries to compel B with threats A believes B will be unable to resist, this is dispositional coercion.
    • Bayles, I believe, adequately accommodates Nozick's observation that conduct can be coerciveW even if A does not actually want B to perform x. Nozick note 6, at 17. Grant Lamond and Alan Wertheimer both subdivide occurrent coercion-distinguishing, respectively, physical compulsion from psychological compulsion, see Grant Lamond, Coercion, Threats, and the Puzzle of Blackmail, in HARM AND CULPABILITY 215, 218-19 (A.P. Simester & A.T.H. Smith eds. 1996), and involuntary movements from involuntary acts, see Wertheimer, I believe, adequately accommodates Nozick's observation that conduct can be coerciveW even if A does not actually want B to perform x. Nozick note 2, at 9-10. I agree that psychological compulsion is best treated like physical compulsion when our focus is on coercionE. See infra note 50. For purposes of coercionW, however, classification is less neat. Where A uses psychological pressure to destroy B's ability to act volitionally, he employs occurrent coercion. But if A tries to compel B with threats A believes B will be unable to resist, this is dispositional coercion.
    • (1996) Grant Lamond and Alan Wertheimer both subdivide occurrent coercion-distinguishing, respectively, physical compulsion from psychological compulsion
  • 21
    • 85022404671 scopus 로고    scopus 로고
    • e.g., Haksar, This hypothetical is adapted from Leo Katz note 1 note note 2, at 69; Lyons, This hypothetical is adapted from Leo Katz note 1 note note 2, at 427; Wertheimer, This hypothetical is adapted from Leo Katz note 1 note note 2, at
    • Like recognition of this point is found in, e.g., Haksar, This hypothetical is adapted from Leo Katz note 1 note note 2, at 69; Lyons, This hypothetical is adapted from Leo Katz note 1 note note 2, at 427; Wertheimer, This hypothetical is adapted from Leo Katz note 1 note note 2, at 243.
    • Like recognition of this point is found in , pp. 243
  • 22
    • 85022397631 scopus 로고    scopus 로고
    • See, e.g., Lyons, Like recognition of this point is found in note 2, at 436. I concede that I do not know how to resolve such a disagreement except, at this stage, by resort to mostly pretheoretical intuition. On that score, I think my more precise formulation has much to recommend it. Ultimately, though, the test of my proposed conceptualization of coercionW, and of coercionE for that matter, is (as Lamond nicely puts it) “how convincing and illuminating an account they provide in each case-whether what they deliver is still recognizable as an account of the phenomenon in question, how well it succeeds in systematically linking the phenomenon to related aspects of our understanding, and whether it deepens our comprehension of the phenomenon.” Lamond, Like recognition of this point is found in note 16, at 47. In these regards, note that locating the wrongfulness of coercionW in the exertion of wrongful pressure, rather than in the more general violation of a Kantian duty to treat others as persons not objects, see Wolff, Like recognition of this point is found in note 14, at 146, will better enable us to distinguish the core concept of coercion from the core concept of exploitation. See infra Section VI.
    • To some, this supposition might have the air of ipse dixit about it, given that other writers appear to conceptualize coercive proposals as wrongful for tending to insult or degrade the offeree. See, e.g., Lyons, Like recognition of this point is found in note 2, at 436. I concede that I do not know how to resolve such a disagreement except, at this stage, by resort to mostly pretheoretical intuition. On that score, I think my more precise formulation has much to recommend it. Ultimately, though, the test of my proposed conceptualization of coercionW, and of coercionE for that matter, is (as Lamond nicely puts it) “how convincing and illuminating an account they provide in each case-whether what they deliver is still recognizable as an account of the phenomenon in question, how well it succeeds in systematically linking the phenomenon to related aspects of our understanding, and whether it deepens our comprehension of the phenomenon.” Lamond, Like recognition of this point is found in note 16, at 47. In these regards, note that locating the wrongfulness of coercionW in the exertion of wrongful pressure, rather than in the more general violation of a Kantian duty to treat others as persons not objects, see Wolff, Like recognition of this point is found in note 14, at 146, will better enable us to distinguish the core concept of coercion from the core concept of exploitation. See infra Section VI.
    • To some, this supposition might have the air of ipse dixit about it, given that other writers appear to conceptualize coercive proposals as wrongful for tending to insult or degrade the offeree.
  • 24
    • 85022349305 scopus 로고
    • Some of the more important recent contributions to the legal literature are Kathleen M. Sullivan, Unconstitutional Conditions, 102 HARV. L. REV. 1415 (1989); Richard A. Epstein, Foreword: Unconstitutional Conditions, State Powers, and the Limits of Consent, 102 HARV. L. REV. 4 (1988); and Seth F. Kreimer, Allocational Sanctions: The Problem of Negative Rights in a Positive State, 132 U. PA. L. REV. 1293 (1984). see, e.g., Lyons, a federal system, the problem also often arises when the national government conditions benefits on a state's waiver of constitutional protections, such as sovereign immunity from suit. note 2, at 425; Held, a federal system, the problem also often arises when the national government conditions benefits on a state's waiver of constitutional protections, such as sovereign immunity from suit. note 5, at 56-62; Don Van DeVeer, Coercion, Seduction, and Rights, 58 PERSONALIST
    • Some of the more important recent contributions to the legal literature are Kathleen M. Sullivan, Unconstitutional Conditions, 102 HARV. L. REV. 1415 (1989); Richard A. Epstein, Foreword: Unconstitutional Conditions, State Powers, and the Limits of Consent, 102 HARV. L. REV. 4 (1988); and Seth F. Kreimer, Allocational Sanctions: The Problem of Negative Rights in a Positive State, 132 U. PA. L. REV. 1293 (1984). For appreciation of the problem in the standard philosophical literature on coercion, see, e.g., Lyons, a federal system, the problem also often arises when the national government conditions benefits on a state's waiver of constitutional protections, such as sovereign immunity from suit. note 2, at 425; Held, a federal system, the problem also often arises when the national government conditions benefits on a state's waiver of constitutional protections, such as sovereign immunity from suit. note 5, at 56-62; Don Van DeVeer, Coercion, Seduction, and Rights, 58 PERSONALIST 374, 379-80 (1977).
    • (1977) For appreciation of the problem in the standard philosophical literature on coercion , vol.374 , pp. 379-380
  • 25
    • 85022432771 scopus 로고
    • For appreciation of the problem in the standard philosophical literature on coercion note 27. See also Westen, For appreciation of the problem in the standard philosophical literature on coercion note 2; Kenneth W. Simons, Offers, Threats, and Unconstitutional Conditions, 26 SAN DIEGO L. REV. 289
    • Most notably Kreimer, For appreciation of the problem in the standard philosophical literature on coercion note 27. See also Westen, For appreciation of the problem in the standard philosophical literature on coercion note 2; Kenneth W. Simons, Offers, Threats, and Unconstitutional Conditions, 26 SAN DIEGO L. REV. 289 (1989).
    • (1989) Most notably Kreimer
  • 26
    • 85022377797 scopus 로고
    • Most notably Kreimer note 27, at 1428, 1450. Michael Bayles had reached a similar conclusion several years earlier: “If the government is not morally obligated to provide the benefits independent of the conditions, their addition does not deprive recipients of legitimately expectable benefits. Michael D. Bayles, Coercive Offers and Public Benefits, 55 PERSONALIST
    • Sullivan, Most notably Kreimer note 27, at 1428, 1450. Michael Bayles had reached a similar conclusion several years earlier: “If the government is not morally obligated to provide the benefits independent of the conditions, their addition does not deprive recipients of legitimately expectable benefits. Thus no harm or coercion is involved.” Michael D. Bayles, Coercive Offers and Public Benefits, 55 PERSONALIST 139, 143-44 (1974).
    • (1974) Thus no harm or coercion is involved.” , vol.139 , pp. 143-144
    • Sullivan1
  • 27
    • 11244296365 scopus 로고    scopus 로고
    • Wertheimer, Thus no harm or coercion is involved.” note 2, at 217-19; Haksar, Thus no harm or coercion is involved.” note 2, at 69. Zimmerman observes that “it is one thing to say [a] proposal is coercive because [the maker] violates a prior obligation, which is itself grounded in either utilitarian or Kantian reasons, and quite another to say that [the act of coercion] is wrong because it has those non-moral features which figure in the utilitarian and Kantian principles.” Zimmerman, Thus no harm or coercion is involved.” note 2, at 130-31. He proceeds to argue that only the latter approach can be satisfactory. To be clear, I am adopting the former. But with two caveats. First, and most critically, I do not claim that a proposal is coercive (hence wrongful) because it violates a prior duty. Such a view is rightly criticized as empty unless it supplies content to those prior duties. See, e.g., John Lawrence Hill, Moralized Theories of Coercion: A Critical Analysis, 74 DENV. U. L. REV. 907, 927. I contend that a proposal is coerciveW (hence wrongful) if the act threatened would violate a duty. Because this claim entails a specific method of analyzing coercion claims, it is not vacuous. Second, the “prior obligation” at issue need not be traced solely to utilitarian or Kantian reasons.
    • See, e.g., Wertheimer, Thus no harm or coercion is involved.” note 2, at 217-19; Haksar, Thus no harm or coercion is involved.” note 2, at 69. Zimmerman observes that “it is one thing to say [a] proposal is coercive because [the maker] violates a prior obligation, which is itself grounded in either utilitarian or Kantian reasons, and quite another to say that [the act of coercion] is wrong because it has those non-moral features which figure in the utilitarian and Kantian principles.” Zimmerman, Thus no harm or coercion is involved.” note 2, at 130-31. He proceeds to argue that only the latter approach can be satisfactory. To be clear, I am adopting the former. But with two caveats. First, and most critically, I do not claim that a proposal is coercive (hence wrongful) because it violates a prior duty. Such a view is rightly criticized as empty unless it supplies content to those prior duties. See, e.g., John Lawrence Hill, Moralized Theories of Coercion: A Critical Analysis, 74 DENV. U. L. REV. 907, 927 (1997). I contend that a proposal is coerciveW (hence wrongful) if the act threatened would violate a duty. Because this claim entails a specific method of analyzing coercion claims, it is not vacuous. Second, the “prior obligation” at issue need not be traced solely to utilitarian or Kantian reasons. It could be grounded in whatever principles are thought to define obligations in the particular normative discourse.
    • (1997) It could be grounded in whatever principles are thought to define obligations in the particular normative discourse.
  • 29
    • 85022351822 scopus 로고    scopus 로고
    • Westen, Coercion Without Baselines: Unconstitutional Conditions in Three Dimensions note 2, at 570-71 (making this point and citing partisans on each side of the debate). See id., at
    • See Westen, Coercion Without Baselines: Unconstitutional Conditions in Three Dimensions note 2, at 570-71 (making this point and citing partisans on each side of the debate). Westen himself adopts the view that offers can be coercive. See id., at 587-89.
    • Westen himself adopts the view that offers can be coercive. , pp. 587-589
  • 30
    • 85022413723 scopus 로고    scopus 로고
    • He agrees, however, that threats are defined as proposals that would leave the recipient worse off than whichever baseline is properly designated for the given need. See Wertheimer, Westen himself adopts the view that offers can be coercive. note 2, at
    • Wertheimer, for example, denies that there is any single appropriate baseline and argues instead that different baselines are correct for different purposes. He agrees, however, that threats are defined as proposals that would leave the recipient worse off than whichever baseline is properly designated for the given need. See Wertheimer, Westen himself adopts the view that offers can be coercive. note 2, at 211-14.
    • Wertheimer, for example, denies that there is any single appropriate baseline and argues instead that different baselines are correct for different purposes. , pp. 211-214
  • 31
    • 85022391424 scopus 로고    scopus 로고
    • See, e.g., Raz, Wertheimer, for example, denies that there is any single appropriate baseline and argues instead that different baselines are correct for different purposes. note 12, at 153 (asking “how serious need a threat be to be a coercive one?”); Gert, Wertheimer, for example, denies that there is any single appropriate baseline and argues instead that different baselines are correct for different purposes. note 13, at 43. As far as I can tell, though, such authors are making a different point. Both Raz and Gert, for instance, are claiming that only some subsets of threats are “coercive” in the sense of sufficing to constitute coercionE if accepted. See Raz, Wertheimer, for example, denies that there is any single appropriate baseline and argues instead that different baselines are correct for different purposes., at 153-54; Gert, Wertheimer, for example, denies that there is any single appropriate baseline and argues instead that different baselines are correct for different purposes., at 31-33. As we will see (in Section IV), I agree with that claim. They are not arguing (as I do here) that only some subsets of threats are “coercive” in the sense of being presumptively wrongful (and thus subjecting A to blame)-that is, coerciveW.
    • To be sure, other commentators too have written that only threats can be coercive but that not all threats are coercive. See, e.g., Raz, Wertheimer, for example, denies that there is any single appropriate baseline and argues instead that different baselines are correct for different purposes. note 12, at 153 (asking “how serious need a threat be to be a coercive one?”); Gert, Wertheimer, for example, denies that there is any single appropriate baseline and argues instead that different baselines are correct for different purposes. note 13, at 43. As far as I can tell, though, such authors are making a different point. Both Raz and Gert, for instance, are claiming that only some subsets of threats are “coercive” in the sense of sufficing to constitute coercionE if accepted. See Raz, Wertheimer, for example, denies that there is any single appropriate baseline and argues instead that different baselines are correct for different purposes, at 153-54; Gert, Wertheimer, for example, denies that there is any single appropriate baseline and argues instead that different baselines are correct for different purposes, at 31-33. As we will see (in Section IV), I agree with that claim. They are not arguing (as I do here) that only some subsets of threats are “coercive” in the sense of being presumptively wrongful (and thus subjecting A to blame)-that is, coerciveW.
    • To be sure, other commentators too have written that only threats can be coercive but that not all threats are coercive.
  • 34
    • 0038660321 scopus 로고
    • 75 PROC. ARISTOTELIAN SOC'Y 33, 39 (-75).
    • See Hillel Steiner, Individual Liberty, 75 PROC. ARISTOTELIAN SOC'Y 33, 39 (1974-75).
    • (1974) Individual Liberty
    • Steiner, H.1
  • 35
    • 85022361042 scopus 로고
    • Vinit Haksar and Kristjan Kristjansson make similar points. See Haksar, Individual Liberty note 2, at 68 (calling the act threatened A's ); Kristjan Kristjansson, Freedom, Offers, and Obstacles, 29 AM. PHIL. Q. 63, 67-69 (terming all conditional proposals “throffers”-contrary to Steiner's usage which, as noted above, employs the term to refer to a small subset of proposals-to represent that they all contain both a threat and an offer).
    • Vinit Haksar and Kristjan Kristjansson make similar points. See Haksar, Individual Liberty note 2, at 68 (calling the act threatened A's “declared unilateral plan”); Kristjan Kristjansson, Freedom, Offers, and Obstacles, 29 AM. PHIL. Q. 63, 67-69 (1992) (terming all conditional proposals “throffers”-contrary to Steiner's usage which, as noted above, employs the term to refer to a small subset of proposals-to represent that they all contain both a threat and an offer).
    • (1992) declared unilateral plan
  • 40
    • 85022444389 scopus 로고    scopus 로고
    • Frankfurt, John Lawrence Hill defines “radically moralized theories” of coercion as those that “eschew any reference to the voluntariness or freedom of particular acts, at least where voluntariness is defined as an empirical state reflecting the author's psychological capacity to resist acting.” note 2, at 80; see also id. at 75 (“A person who is coerced is compelled to do what he does. He has no choice but to do it.”). For a thoughtful analysis of different ways to measure the amount of “coercive pressure” a choice situation exerts, as measured by y's ineligibility (to B), rather than by y's wrongfulness (if performed by A), see Feinberg, John Lawrence Hill defines “radically moralized theories” of coercion as those that “eschew any reference to the voluntariness or freedom of particular acts, at least where voluntariness is defined as an empirical state reflecting the author's psychological capacity to resist acting.” note 2, at
    • This discussion is therefore agnostic regarding Harry Frankfurt's claim that it is “a necessary condition of coercion that a person should have to be convinced that he has no choice but to submit.” Frankfurt, John Lawrence Hill defines “radically moralized theories” of coercion as those that “eschew any reference to the voluntariness or freedom of particular acts, at least where voluntariness is defined as an empirical state reflecting the author's psychological capacity to resist acting.” note 2, at 80; see also id. at 75 (“A person who is coerced is compelled to do what he does. He has no choice but to do it.”). For a thoughtful analysis of different ways to measure the amount of “coercive pressure” a choice situation exerts, as measured by y's ineligibility (to B), rather than by y's wrongfulness (if performed by A), see Feinberg, John Lawrence Hill defines “radically moralized theories” of coercion as those that “eschew any reference to the voluntariness or freedom of particular acts, at least where voluntariness is defined as an empirical state reflecting the author's psychological capacity to resist acting.” note 2, at 199-212.
    • This discussion is therefore agnostic regarding Harry Frankfurt's claim that it is “a necessary condition of coercion that a person should have to be convinced that he has no choice but to submit.” , pp. 199-212
  • 41
    • 85022381778 scopus 로고    scopus 로고
    • This discussion is therefore agnostic regarding Harry Frankfurt's claim that it is “a necessary condition of coercion that a person should have to be convinced that he has no choice but to submit.” note 19, at 220 Lamond, This discussion is therefore agnostic regarding Harry Frankfurt's claim that it is “a necessary condition of coercion that a person should have to be convinced that he has no choice but to submit.” note 16 at 48. A softer contention would be that even if coercionW is not a necessary condition of coercionE, it is nonetheless normatively significant such that, holding constant the amount and quality of pressure that the prospect of y exerts on B, whether the threat of y emerges as part of a coerciveW proposal itself affects the coercionE analysis. The argument to follow addresses this weaker position too.
    • See, e.g., Lamond, This discussion is therefore agnostic regarding Harry Frankfurt's claim that it is “a necessary condition of coercion that a person should have to be convinced that he has no choice but to submit.” note 19, at 220 (“Clearly coercion is a necessary component of duress, but it only establishes duress where it justifies or excuses the victim's behavior.”); Lamond, This discussion is therefore agnostic regarding Harry Frankfurt's claim that it is “a necessary condition of coercion that a person should have to be convinced that he has no choice but to submit.” note 16 at 48. A softer contention would be that even if coercionW is not a necessary condition of coercionE, it is nonetheless normatively significant such that, holding constant the amount and quality of pressure that the prospect of y exerts on B, whether the threat of y emerges as part of a coerciveW proposal itself affects the coercionE analysis. The argument to follow addresses this weaker position too.
    • Clearly coercion is a necessary component of duress, but it only establishes duress where it justifies or excuses the victim's behavior.
    • Lamond1
  • 42
    • 85022359675 scopus 로고
    • These well-known hypotheticals were first introduced in Sanford Kadish & Monroe Paulsen, CRIMINAL LAW AND ITS PROCESSES 570-71 (3d ed. ). Such alterations effect no changes in meaning; for ease of readability, I do not signal the substitutions as they occur.
    • These well-known hypotheticals were first introduced in Sanford Kadish & Monroe Paulsen, CRIMINAL LAW AND ITS PROCESSES 570-71 (3d ed. 1975). Here, and throughout this paper, I have altered letters designating parties, or standing for acts threatened and demanded, to conform to my usage. Such alterations effect no changes in meaning; for ease of readability, I do not signal the substitutions as they occur.
    • (1975) Here, and throughout this paper, I have altered letters designating parties, or standing for acts threatened and demanded, to conform to my usage.
  • 43
    • 85022438393 scopus 로고
    • See Lawrence C. Becker, Hard Choices Are Enough, 67 VA. L. REV. 97, 99-100 (doubting that there is “any practical difference… between what Murphy calls Duress2 ('being unfairly placed in a situation of great psychological pressure’) and ‘simple pressure’ (where the amount of pressure may be the same but there is no one applying it unfairly)”).
    • As Lawrence Becker has observed, this is true as well of coercionE claims predicated on B's psychological inability to withstand the act threatened. See Lawrence C. Becker, Hard Choices Are Enough, 67 VA. L. REV. 97, 99-100 (1981) (doubting that there is “any practical difference… between what Murphy calls Duress2 ('being unfairly placed in a situation of great psychological pressure’) and ‘simple pressure’ (where the amount of pressure may be the same but there is no one applying it unfairly)”).
    • (1981) As Lawrence Becker has observed, this is true as well of coercionE claims predicated on B's psychological inability to withstand the act threatened.
  • 44
    • 85022400731 scopus 로고    scopus 로고
    • As Lawrence Becker has observed, this is true as well of coercionE claims predicated on B's psychological inability to withstand the act threatened. note 2, at 83-84;Westen, As Lawrence Becker has observed, this is true as well of coercionE claims predicated on B's psychological inability to withstand the act threatened. note 2, at 560;Wertheimer, As Lawrence Becker has observed, this is true as well of coercionE claims predicated on B's psychological inability to withstand the act threatened. note 2, at 267 with, e.g., Feinberg, As Lawrence Becker has observed, this is true as well of coercionE claims predicated on B's psychological inability to withstand the act threatened. note 2, at 193 (situations can coerce too).
    • Compare, e.g., Frankfurt, As Lawrence Becker has observed, this is true as well of coercionE claims predicated on B's psychological inability to withstand the act threatened. note 2, at 83-84;Westen, As Lawrence Becker has observed, this is true as well of coercionE claims predicated on B's psychological inability to withstand the act threatened. note 2, at 560;Wertheimer, As Lawrence Becker has observed, this is true as well of coercionE claims predicated on B's psychological inability to withstand the act threatened. note 2, at 267 (only persons can “coerce”); with, e.g., Feinberg, As Lawrence Becker has observed, this is true as well of coercionE claims predicated on B's psychological inability to withstand the act threatened. note 2, at 193 (situations can coerce too).
    • only persons can “coerce”
    • Frankfurt1
  • 45
    • 85022352557 scopus 로고    scopus 로고
    • only persons can “coerce” note 4 and accompanying text. It's how Wertheimer articulates the issue throughout his book. See Wertheimer, only persons can “coerce” note 2, at 172-75, 267-70, 281-86
    • See only persons can “coerce” note 4 and accompanying text. This formulation is neither casual nor careless. It's how Wertheimer articulates the issue throughout his book. See Wertheimer, only persons can “coerce” note 2, at 172-75, 267-70, 281-86, 307.
    • This formulation is neither casual nor careless. , pp. 307
  • 46
    • 0003434399 scopus 로고
    • For the classic examination see H.L.A. Hart, 210-30 (distinguishing four basic concepts of responsibility in legal and moral contexts-what he calls role-responsibility, causal-responsibility, liabilityresponsibility, and capacity-responsibility).
    • For the classic examination see H.L.A. Hart, PUNISHMENT AND RESPONSIBILITY: ESSAYS IN THE PHILOSOPHY OF LAW 210-30 (1968) (distinguishing four basic concepts of responsibility in legal and moral contexts-what he calls role-responsibility, causal-responsibility, liabilityresponsibility, and capacity-responsibility).
    • (1968) PUNISHMENT AND RESPONSIBILITY: ESSAYS IN THE PHILOSOPHY OF LAW
  • 49
    • 85022374851 scopus 로고    scopus 로고
    • See generally Wertheimer, authorities cited Also, praise attaches to supererogatory conduct. note note 2, at
    • This, I think, is the conclusion Wertheimer would draw. See generally Wertheimer, authorities cited Also, praise attaches to supererogatory conduct. note note 2, at 23-46.
    • This, I think, is the conclusion Wertheimer would draw. , pp. 23-46
  • 50
    • 85022360553 scopus 로고
    • Unconscionability: A Critical Reappraisal, 18 J. L. & ECON.
    • This example is adapted from Richard Epstein, Unconscionability: A Critical Reappraisal, 18 J. L. & ECON. 293, 296 (1975).
    • (1975) This example is adapted from Richard Epstein , vol.293 , pp. 296
  • 52
    • 85022424307 scopus 로고    scopus 로고
    • Frankfurt had observed that “[t]he courts may refuse to admit in evidence, on the grounds that it was coerced, a confession which the police have obtained from a prisoner by threatening to beat him. But the prisoner's accomplices, who are compromised by the confession, are less likely to agree that he was genuinely coerced into confession.” Frankfurt, Id. note 2 note 2, at 65. After quoting this passage,Wertheimer claims that it reflects the fallacy of equivocation because “[t]here is no reason to think that there must be a single acceptable answer” to the question of whether the prisoner's confession was coerced. “We may think that the sort of pressure to which the prisoner was subject may be sufficient to deprive his confession of legal validity. At the same time, and if there is anything like honor among thieves, the very same pressures may not be sufficient to excuse his betrayal of his accomplices.” Wertheimer, Id. note 2 note 14, at
    • For a revealing example of this situation, consider Wertheimer's own gloss on Harry Frankfurt's remarks about “coerced confessions.” Frankfurt had observed that “[t]he courts may refuse to admit in evidence, on the grounds that it was coerced, a confession which the police have obtained from a prisoner by threatening to beat him. But the prisoner's accomplices, who are compromised by the confession, are less likely to agree that he was genuinely coerced into confession.” Frankfurt, Id. note 2 note 2, at 65. After quoting this passage,Wertheimer claims that it reflects the fallacy of equivocation because “[t]here is no reason to think that there must be a single acceptable answer” to the question of whether the prisoner's confession was coerced. “We may think that the sort of pressure to which the prisoner was subject may be sufficient to deprive his confession of legal validity. At the same time, and if there is anything like honor among thieves, the very same pressures may not be sufficient to excuse his betrayal of his accomplices.” Wertheimer, Id. note 2 note 14, at 894.
    • For a revealing example of this situation, consider Wertheimer's own gloss on Harry Frankfurt's remarks about “coerced confessions.” , pp. 894
  • 55
    • 85022404684 scopus 로고    scopus 로고
    • §3.02(1)(a).
    • MPC §3.02(1)(a).
    • MPC
  • 63
    • 85022425761 scopus 로고    scopus 로고
    • But he did admit to some doubt. See id., at 469 n. 30. Theorists who agree that the slave owner's proposal is a threat include Westen, PeterWesten proposes a similar (but not identical) two-baseline theory, seeWesten, Id. note 2, at 586-87, and likewise appears too quick to find A blameworthy. note 50 note 1 note 2, at 583; and Wertheimer, PeterWesten proposes a similar (but not identical) two-baseline theory, seeWesten, Id. note 2, at 586-87, and likewise appears too quick to find A blameworthy. note 50 note 1 note 2, at 213. Those viewing the proposal as an offer include Feinberg, PeterWesten proposes a similar (but not identical) two-baseline theory, seeWesten, Id. note 2, at 586-87, and likewise appears too quick to find A blameworthy. note 50 note 1 note 2, at 221-22; and Zimmerman, PeterWesten proposes a similar (but not identical) two-baseline theory, seeWesten, Id. note 2, at 586-87, and likewise appears too quick to find A blameworthy. note 50 note 1 note 2, at
    • Nozick concluded it was a threat after proposing “that when the normal and morally expected courses of events diverge, the one of these which is to be used in deciding whether a conditional announcement of an action constitutes a threat or an offer is the course of events that the recipient of the action prefers.” Id. at 451. But he did admit to some doubt. See id., at 469 n. 30. Theorists who agree that the slave owner's proposal is a threat include Westen, PeterWesten proposes a similar (but not identical) two-baseline theory, seeWesten, Id. note 2, at 586-87, and likewise appears too quick to find A blameworthy. note 50 note 1 note 2, at 583; and Wertheimer, PeterWesten proposes a similar (but not identical) two-baseline theory, seeWesten, Id. note 2, at 586-87, and likewise appears too quick to find A blameworthy. note 50 note 1 note 2, at 213. Those viewing the proposal as an offer include Feinberg, PeterWesten proposes a similar (but not identical) two-baseline theory, seeWesten, Id. note 2, at 586-87, and likewise appears too quick to find A blameworthy. note 50 note 1 note 2, at 221-22; and Zimmerman, PeterWesten proposes a similar (but not identical) two-baseline theory, seeWesten, Id. note 2, at 586-87, and likewise appears too quick to find A blameworthy. note 50 note 1 note 2, at 127-28.
    • Nozick concluded it was a threat after proposing “that when the normal and morally expected courses of events diverge, the one of these which is to be used in deciding whether a conditional announcement of an action constitutes a threat or an offer is the course of events that the recipient of the action prefers.” , pp. 127-128
  • 65
    • 85022444421 scopus 로고    scopus 로고
    • If you did not already believe (and were not amenable to being convinced) that beating the slave is morally wrongful, I could not demonstrate that the slave owner's proposal to do so was coerciveW either.
    • This point is not limited to coercionE claims. If you did not already believe (and were not amenable to being convinced) that beating the slave is morally wrongful, I could not demonstrate that the slave owner's proposal to do so was coerciveW either.
    • This point is not limited to coercionE claims.
  • 67
  • 68
    • 85022421051 scopus 로고    scopus 로고
    • For representative contributions, see Symposium: Blackmail, 141 U. PENN. L. REV. 1565-1989 (1993). For my views on the subject, see Mitchell N. Berman, The Evidentiary Theory of Blackmail: Taking Motives Seriously, 65 U. CHI. L. REV. 795, where the remarks I offer in the text about “garden-variety” and “crime-exposure” blackmail are further developed.
    • The so-called “paradox of blackmail” has spawned a substantial literature of its own. For representative contributions, see Symposium: Blackmail, 141 U. PENN. L. REV. 1565-1989 (1993). For my views on the subject, see Mitchell N. Berman, The Evidentiary Theory of Blackmail: Taking Motives Seriously, 65 U. CHI. L. REV. 795 (1998), where the remarks I offer in the text about “garden-variety” and “crime-exposure” blackmail are further developed.
    • (1998) The so-called “paradox of blackmail” has spawned a substantial literature of its own.
  • 71
    • 85022362660 scopus 로고    scopus 로고
    • Id. note 2 note 15, at
    • Adapted from Lyons, Id. note 2 note 15, at 406.
    • Adapted from Lyons , pp. 406
  • 72
    • 85022362660 scopus 로고    scopus 로고
    • Adapted from Lyons note 2, at
    • Adapted from Lyons, Adapted from Lyons note 2, at 427.
    • Adapted from Lyons , pp. 427


* 이 정보는 Elsevier사의 SCOPUS DB에서 KISTI가 분석하여 추출한 것입니다.