메뉴 건너뛰기




Volumn 59, Issue 3, 2007, Pages 404-439

The effects of U.S. foreign assistance on democracy building, 1990-2003

Author keywords

[No Author keywords available]

Indexed keywords

DEMOCRATIZATION; FOREIGN POLICY; GEOPOLITICS;

EID: 36048975189     PISSN: 00438871     EISSN: None     Source Type: Journal    
DOI: 10.1017/S0043887100020876     Document Type: Article
Times cited : (251)

References (152)
  • 5
    • 0033667977 scopus 로고    scopus 로고
    • Aiding Democracy? Donors and Civil Society in South Africa
    • October
    • Julie Hearn, "Aiding Democracy? Donors and Civil Society in South Africa," Third World Quarterly 21 (October 2000);
    • (2000) Third World Quarterly , vol.21
    • Hearn, J.1
  • 7
    • 0036599256 scopus 로고    scopus 로고
    • Foreign Aid for Promoting Democracy in the Arab World
    • Summer
    • Sheila Carapico, "Foreign Aid for Promoting Democracy in the Arab World," Middle East Journal 56 (Summer 2002);
    • (2002) Middle East Journal , vol.56
    • Carapico, S.1
  • 8
    • 0343154881 scopus 로고
    • Promoting Democracy in Africa: U.S. and International Policies in Transition: Post-Cold War Challenges
    • John W. Harbeson and Donald Rothchild, eds, Boulder, Colo, Westview Press
    • Larry Diamond, "Promoting Democracy in Africa: U.S. and International Policies in Transition: Post-Cold War Challenges," in John W. Harbeson and Donald Rothchild, eds., Africa in World Politics (Boulder, Colo.: Westview Press, 1995);
    • (1995) Africa in World Politics
    • Diamond, L.1
  • 10
    • 0034821338 scopus 로고    scopus 로고
    • Donors, Dictators and Democrats in Africa
    • September
    • Arthur A Goldsmith, "Donors, Dictators and Democrats in Africa," Journal of Modern African Studies 39 (September 2001);
    • (2001) Journal of Modern African Studies , vol.39
    • Goldsmith, A.A.1
  • 11
    • 1542715246 scopus 로고    scopus 로고
    • Does Foreign Aid Promote Democracy?
    • March
    • Stephen Knack, "Does Foreign Aid Promote Democracy?" International Studies Quarterly 48 (March 2004).
    • (2004) International Studies Quarterly , vol.48
    • Knack, S.1
  • 12
    • 27144448029 scopus 로고    scopus 로고
    • Assisting Democrats or Resisting Dictators? The Nature and Impact of Democracy Support by the United States National Endowment for Democracy, 1990-99
    • See, August
    • See James M. Scott and Carie A. Steele, "Assisting Democrats or Resisting Dictators? The Nature and Impact of Democracy Support by the United States National Endowment for Democracy, 1990-99," Democratization 12 (August 2005).
    • (2005) Democratization , vol.12
    • Scott, J.M.1    Steele, C.A.2
  • 13
    • 0000071925 scopus 로고
    • Transitions to Democracy: Toward a Dynamic Model
    • April
    • Dankwart A. Rustow, "Transitions to Democracy: Toward a Dynamic Model," Comparative Politics 2 (April 1970);
    • (1970) Comparative Politics , vol.2
    • Rustow, D.A.1
  • 14
    • 84936527047 scopus 로고
    • Dilemmas of Democratization in Latin America
    • October
    • Terry L. Karl, "Dilemmas of Democratization in Latin America," Comparative Politics 23 (October 1990).
    • (1990) Comparative Politics , vol.23
    • Karl, T.L.1
  • 15
    • 33645664538 scopus 로고    scopus 로고
    • Diffusion Is No Illusion: Neighbor Emulation in the Third Wave of Democracy
    • May
    • Daniel Brinks and Michael Coppedge, "Diffusion Is No Illusion: Neighbor Emulation in the Third Wave of Democracy," Comparative Political Studies 39 (May 2006);
    • (2006) Comparative Political Studies , vol.39
    • Brinks, D.1    Coppedge, M.2
  • 17
    • 85036986929 scopus 로고    scopus 로고
    • Other forms of development assistance may also empower local agents, for instance, a health program may train community health workers. But, as we argue below, those agents are not expected to work for regime change except in indirect ways, by transforming structural preconditions for democracy
    • Other forms of development assistance may also empower local agents - for instance, a health program may train community health workers. But, as we argue below, those agents are not expected to work for regime change except in indirect ways, by transforming structural preconditions for democracy.
  • 18
    • 85036994095 scopus 로고    scopus 로고
    • As explained below, we measure USAID assistance using actual appropriations, or the amount for which USAID is allowed by Congress to incur obligations for specified purposes. Throughout the rest of the article we use the term obligations for simplicity (see fa. 33).
    • As explained below, we measure USAID assistance using "actual appropriations," or the amount for which USAID is allowed by Congress to incur obligations for specified purposes. Throughout the rest of the article we use the term "obligations" for simplicity (see fa. 33).
  • 19
    • 85036999318 scopus 로고    scopus 로고
    • USAID has organized democracy programs in four subsectors: rule of law (aimed at strengthening rule of law and human rights), elections and political processes (more genuine and competitive political processes), civil society (increased development of a politically active civil society), and governance (more transparent and accountable government institutions); United State Agency for International Development, DCHA/DG User's Guide to Programming, http://www.usaid.gov/our_work/ democracy_and_governance/publications/pdfs/ug.pdf (accessed February 2007).
    • USAID has organized democracy programs in four subsectors: rule of law (aimed at "strengthening rule of law and human rights"), elections and political processes ("more genuine and competitive political processes"), civil society ("increased development of a politically active civil society"), and governance ("more transparent and accountable government institutions"); United State Agency for International Development, DCHA/DG User's Guide to Programming, http://www.usaid.gov/our_work/ democracy_and_governance/publications/pdfs/ug.pdf (accessed February 2007).
  • 20
    • 0003766804 scopus 로고
    • Abraham F. Lowenthal, ed, Baltimore: John Hopkins University Press
    • Abraham F. Lowenthal, ed., Exporting Democracy: The USA and Latin America (Baltimore: John Hopkins University Press, 1991);
    • (1991) Exporting Democracy: The USA and Latin America
  • 21
    • 84935423927 scopus 로고
    • Promoting Democracy
    • Summer
    • Larry Diamond, "Promoting Democracy," Foreign Policy (Summer 1992);
    • (1992) Foreign Policy
    • Diamond, L.1
  • 23
    • 85037004152 scopus 로고    scopus 로고
    • idem, Assessing Democracy Assistance: The Case of Romania (Washington, D.C.: Carnegie Endowment Book, 1996);
    • idem, Assessing Democracy Assistance: The Case of Romania (Washington, D.C.: Carnegie Endowment Book, 1996);
  • 24
    • 85037000726 scopus 로고    scopus 로고
    • Carothers (fn. 1, 1999);
    • Carothers (fn. 1, 1999);
  • 25
    • 22144489005 scopus 로고    scopus 로고
    • Washington, D.C, Carnegie Endowment for International Peace
    • idem, Critical Mission: Essays on Democracy Promotion (Washington, D.C.: Carnegie Endowment for International Peace, 2004);
    • (2004) Critical Mission: Essays on Democracy Promotion
  • 26
    • 85036981774 scopus 로고    scopus 로고
    • Newberg and Carothers (fn. 1);
    • Newberg and Carothers (fn. 1);
  • 27
    • 85036974620 scopus 로고    scopus 로고
    • Ottaway and Carothers (fn. 1);
    • Ottaway and Carothers (fn. 1);
  • 29
    • 84937265715 scopus 로고    scopus 로고
    • The Changing Politics of Foreign Aid: Where to Next?
    • May
    • Peter Burnell, "The Changing Politics of Foreign Aid: Where to Next?" Politics 17 (May 1997);
    • (1997) Politics , vol.17
    • Burnell, P.1
  • 31
    • 85036960871 scopus 로고    scopus 로고
    • Carapico (fn. 1);
    • Carapico (fn. 1);
  • 32
    • 85036986280 scopus 로고    scopus 로고
    • Hearn (fn. 1);
    • Hearn (fn. 1);
  • 34
    • 85036984560 scopus 로고    scopus 로고
    • Knack fn. 2
    • Knack (fn. 2).
  • 35
    • 85036959338 scopus 로고    scopus 로고
    • Michael McFaul, Importing Democracy: External Inputs into the Orange Revolution in Ukraine (Paper presented at the seminar Measuring Success and Failure in Democracy Promotion, Johns Hopkins University, SAIS, Washington, D.C., April 23, 2007).
    • Michael McFaul, "Importing Democracy: External Inputs into the Orange Revolution in Ukraine" (Paper presented at the seminar "Measuring Success and Failure in Democracy Promotion," Johns Hopkins University, SAIS, Washington, D.C., April 23, 2007).
  • 36
    • 85036982638 scopus 로고    scopus 로고
    • Goldsmith (fn. 2);
    • Goldsmith (fn. 2);
  • 37
    • 85036994379 scopus 로고    scopus 로고
    • Knack (fn. 2). As is becoming increasingly clear in the literature linking foreign assistance to economic growth, different kinds of programs (for example, infrastructure investment, humanitarian aid, or technical assistance) have different kinds of economic impacts. Therefore, we have good reasons to believe that the failure of prior research to distinguish democracy assistance from overall assistance has obscured the potential impact of the former on democracy.
    • Knack (fn. 2). As is becoming increasingly clear in the literature linking foreign assistance to economic growth, different kinds of programs (for example, infrastructure investment, humanitarian aid, or technical assistance) have different kinds of economic impacts. Therefore, we have good reasons to believe that the failure of prior research to distinguish democracy assistance from overall assistance has obscured the potential impact of the former on democracy.
  • 40
    • 84925610837 scopus 로고    scopus 로고
    • Manuscript, Ohio State University, John Glenn Institute for Public Service and Public Policy
    • Pamela Paxton and Rumi Morishima, "Does Democracy Aid Promote Democracy?" (Manuscript, Ohio State University, John Glenn Institute for Public Service and Public Policy, 2005);
    • (2005) Does Democracy Aid Promote Democracy
    • Paxton, P.1    Morishima, R.2
  • 41
    • 85036962598 scopus 로고    scopus 로고
    • Scott and Steele (fn. 3).
    • Scott and Steele (fn. 3).
  • 42
    • 0042412988 scopus 로고
    • Some Social Requisites of Democracy: Economic Development and Political Legitimacy
    • March
    • Seymour M. Lipset, "Some Social Requisites of Democracy: Economic Development and Political Legitimacy," American Political Science Review 53 (March 1959);
    • (1959) American Political Science Review , vol.53
    • Lipset, S.M.1
  • 43
    • 0001872870 scopus 로고
    • Economic and Noneconomic Determinants of Political Democracy in the 1960s
    • Kenneth A. Bollen and Robert W. Jackman, "Economic and Noneconomic Determinants of Political Democracy in the 1960s," Research in Political Sociology 1 (1985);
    • (1985) Research in Political Sociology , vol.1
    • Bollen, K.A.1    Jackman, R.W.2
  • 44
    • 84974379767 scopus 로고    scopus 로고
    • Ross E. Burkhart and Michael Lewis-Beck Comparative Democracy: The Economic Development Thesis, American Political Science Review 88 (December 1994);
    • Ross E. Burkhart and Michael Lewis-Beck "Comparative Democracy: The Economic Development Thesis," American Political Science Review 88 (December 1994);
  • 45
    • 0030455460 scopus 로고    scopus 로고
    • Does High Income Promote Democracy?
    • October
    • John B. Londregan and Keith T. Poole, "Does High Income Promote Democracy?" World Politics 49 (October 1996);
    • (1996) World Politics , vol.49
    • Londregan, J.B.1    Poole, K.T.2
  • 47
    • 1642578802 scopus 로고    scopus 로고
    • Endogenous Democratization
    • July
    • Carles Boix and Susan C. Stokes, "Endogenous Democratization," World Politics 55 (July 2003);
    • (2003) World Politics , vol.55
    • Boix, C.1    Stokes, S.C.2
  • 49
    • 85037002184 scopus 로고    scopus 로고
    • Diamond fn. 1, 1999, 77-88;
    • Diamond (fn. 1, 1999), 77-88;
  • 54
  • 55
    • 1542715252 scopus 로고    scopus 로고
    • The Legacy of Western Overseas Colonialism on Democratic Survival
    • March
    • Michael Bernhard, Christopher Reenock, and Timothy Nordstrom, "The Legacy of Western Overseas Colonialism on Democratic Survival," International Studies Quarterly 48 (March 2004);
    • (2004) International Studies Quarterly , vol.48
    • Bernhard, M.1    Reenock, C.2    Nordstrom, T.3
  • 58
    • 85036997937 scopus 로고    scopus 로고
    • Karl (fn. 4);
    • Karl (fn. 4);
  • 61
    • 84974291895 scopus 로고
    • Civic Culture and Democracy: The Question of the Causal Relationships
    • September
    • Edward N. Muller and Mitchell A. Seligson, "Civic Culture and Democracy: The Question of the Causal Relationships," American Political Science Review 88 (September 1994);
    • (1994) American Political Science Review , vol.88
    • Muller, E.N.1    Seligson, M.A.2
  • 64
    • 20344370210 scopus 로고    scopus 로고
    • Cultural and Economic Prerequisites of Democracy: Reassessing Recent Evidence
    • Winter
    • Axel Hadenius and Jan Teorell, "Cultural and Economic Prerequisites of Democracy: Reassessing Recent Evidence," Studies in Comparative International Development 39 (Winter 2005).
    • (2005) Studies in Comparative International Development , vol.39
    • Hadenius, A.1    Teorell, J.2
  • 65
    • 0004011727 scopus 로고
    • Juan J. Linz and Arturo Valenzuela, eds, Baltimore: Johns Hopkins University Press
    • Juan J. Linz and Arturo Valenzuela, eds., The Failure of Presidential Democracy: The Case of Latin America (Baltimore: Johns Hopkins University Press, 1994);
    • (1994) The Failure of Presidential Democracy: The Case of Latin America
  • 66
    • 21144480405 scopus 로고
    • Presidentialism, Multipartism, and Democracy: The Difficult Combination
    • July
    • Scott Mainwaring, "Presidentialism, Multipartism, and Democracy: The Difficult Combination," Comparative Political Studies 26 (July 1993);
    • (1993) Comparative Political Studies , vol.26
    • Mainwaring, S.1
  • 69
    • 84970198792 scopus 로고
    • Democratic Dominoes: Diffusion Approaches to the Spread of Democracy in the International System
    • June
    • Harvey Starr, "Democratic Dominoes: Diffusion Approaches to the Spread of Democracy in the International System," Journal of Conflict Resolution 35 (June 1991);
    • (1991) Journal of Conflict Resolution , vol.35
    • Starr, H.1
  • 72
    • 85036978318 scopus 로고    scopus 로고
    • Brinks and Coppedge (fn. 5);
    • Brinks and Coppedge (fn. 5);
  • 73
    • 41049084935 scopus 로고    scopus 로고
    • Latin American Democratization since 1978: Regime Transitions, Breakdowns, and Erosions
    • Frances Hagopian and Scott Mainwaring, eds, Cambridge: Cambridge University Press
    • Scott Mainwaring and Aníbal Pérez-Liñan, "Latin American Democratization since 1978: Regime Transitions, Breakdowns, and Erosions," in Frances Hagopian and Scott Mainwaring, eds., The Third Wave of Democratization in Latin America: Advances and Setbacks (Cambridge: Cambridge University Press, 2005);
    • (2005) The Third Wave of Democratization in Latin America: Advances and Setbacks
    • Mainwaring, S.1    Pérez-Liñan, A.2
  • 74
    • 0036330614 scopus 로고    scopus 로고
    • With a Little Help from My Friends? Regional Organizations and the Consolidation of Democracy
    • July
    • Jon C. Pevehouse, "With a Little Help from My Friends? Regional Organizations and the Consolidation of Democracy," American Journal of Political Science 46 (July 2002);
    • (2002) American Journal of Political Science , vol.46
    • Pevehouse, J.C.1
  • 75
    • 85036979278 scopus 로고    scopus 로고
    • Pevehouse fn. 5
    • Pevehouse (fn. 5).
  • 76
    • 0030500192 scopus 로고    scopus 로고
    • Particularly controversial has been whether military interventions aimed to promote democracy can be successful. For qualified optimism, see James Meernik, United States Military Intervention and the Promotion of Democracy, Journal of Peace Research 33 (November 1996);
    • Particularly controversial has been whether military interventions aimed to promote democracy can be successful. For qualified optimism, see James Meernik, "United States Military Intervention and the Promotion of Democracy," Journal of Peace Research 33 (November 1996);
  • 77
    • 0003906076 scopus 로고    scopus 로고
    • University Park: Pennsylvania State University Press
    • and Mark Peceny, Democracy at the Point of Bayonets (University Park: Pennsylvania State University Press, 1999).
    • (1999) Democracy at the Point of Bayonets
    • Peceny, M.1
  • 78
    • 33750206858 scopus 로고    scopus 로고
    • Intervention and Democracy
    • For a critical perspective, see, Summer
    • For a critical perspective, see Bruce Bueno de Mesquita and George W. Downs, "Intervention and Democracy," International Organization 60 (Summer 2006);
    • (2006) International Organization , vol.60
    • Bueno de Mesquita, B.1    Downs, G.W.2
  • 79
    • 85036959807 scopus 로고    scopus 로고
    • and Fukuyama fn. 9
    • and Fukuyama (fn. 9).
  • 80
    • 85036975790 scopus 로고    scopus 로고
    • USAID fn. 8, 28
    • USAID (fn. 8), 28.
  • 81
    • 85036992549 scopus 로고    scopus 로고
    • This document provides a thorough overview of recent programs, cooperative agreements, and indefinite quantity contracts (IOC) in the four sectors areas of the USAID portfolio
    • This document provides a thorough overview of recent programs, cooperative agreements, and "indefinite quantity contracts" (IOC) in the four sectors areas of the USAID portfolio.
  • 84
    • 0009998650 scopus 로고    scopus 로고
    • The End of the Transition Paradigm
    • Thomas Carothers, ed, Washington, D.C, Carnegie Endowment for International Peace
    • Thomas Carothers, "The End of the Transition Paradigm," in Thomas Carothers, ed., Critical Mission: Essays on Democracy Promotion (Washington, D.C.: Carnegie Endowment for International Peace, 2004).
    • (2004) Critical Mission: Essays on Democracy Promotion
    • Carothers, T.1
  • 85
    • 36048984213 scopus 로고    scopus 로고
    • How Democracies Emerge: The 'Sequencing' Fallacy
    • On the ensuing debate around the right sequence, see, January
    • On the ensuing debate around the "right" sequence, see Thomas Carothers, "How Democracies Emerge: The 'Sequencing' Fallacy," Journal of Democracy 18 (January 2007).
    • (2007) Journal of Democracy , vol.18
    • Carothers, T.1
  • 86
    • 85036960732 scopus 로고    scopus 로고
    • For summaries of those projects, see, accessed June 2007
    • For summaries of those projects, see http://www.usaid.gov/our_work/ democracy_and_governance (accessed June 2007).
  • 88
    • 85036976853 scopus 로고    scopus 로고
    • Knack fn. 2
    • Knack (fn. 2).
  • 89
    • 85036981261 scopus 로고    scopus 로고
    • Knack fn. 2, 259
    • Knack (fn. 2), 259.
  • 90
    • 85036971577 scopus 로고    scopus 로고
    • The article provides no citation for the statement, and we have not found evidence for such an explicit policy in USAID documents. Rather, the agency's self-described intent is to target democracy dollars to maximize impact, with each country's unique history and political evolution defin[ing] opportunities and obstacles in the transition to democracy; USAID-Office of Democracy and Governance, Strategic Assessment, http://www.usaid.gov/our_work /democracy_and_governance/technical_areas/dg_office/assess.html (accessed February 2007).
    • The article provides no citation for the statement, and we have not found evidence for such an explicit policy in USAID documents. Rather, the agency's self-described intent is to "target democracy dollars to maximize impact," with "each country's unique history and political evolution defin[ing] opportunities and obstacles in the transition to democracy"; USAID-Office of Democracy and Governance, Strategic Assessment, http://www.usaid.gov/our_work /democracy_and_governance/technical_areas/dg_office/assess.html (accessed February 2007).
  • 91
    • 85036999262 scopus 로고    scopus 로고
    • Countries were included in the analysis if they met any of the following criteria: (1) they were recipients of USAID funds during 1990-2003; (2) they were classified by the World Bank as low or middle income; (3) they had an average Freedom House score equal to or greater than 3 (using the original untransformed scale) over the period 1972-2003; or (4) they were newly independent countries (that is, created after 1990). In total, 165 countries met at least one of the criteria.
    • Countries were included in the analysis if they met any of the following criteria: (1) they were recipients of USAID funds during 1990-2003; (2) they were classified by the World Bank as low or middle income; (3) they had an average Freedom House score equal to or greater than 3 (using the original untransformed scale) over the period 1972-2003; or (4) they were newly independent countries (that is, created after 1990). In total, 165 countries met at least one of the criteria.
  • 92
    • 85037004025 scopus 로고    scopus 로고
    • The database was compiled by John Richter and Andrew Green at USAID. We are indebted to Andrew Green for his advice on how to aggregate figures for different subsectors
    • The database was compiled by John Richter and Andrew Green at USAID. We are indebted to Andrew Green for his advice on how to aggregate figures for different subsectors.
  • 93
    • 85036969734 scopus 로고    scopus 로고
    • In previous research, two other methods of standardization have been tested; aid as percentage of GDP and aid per capita. See, fn. 2
    • In previous research, two other methods of standardization have been tested; aid as percentage of GDP and aid per capita. See Knack (fn. 2);
    • Knack1
  • 94
    • 85036996484 scopus 로고    scopus 로고
    • Paxton and Morishima (fn. 13);
    • Paxton and Morishima (fn. 13);
  • 95
    • 0000660803 scopus 로고    scopus 로고
    • Aid, Policies, and Growth
    • September, The former method assumes that aid would have larger effects in smaller economies, the latter that aid would have larger effects in countries with smaller populations. We explore each of these possibilities in the analyses that follow
    • Craig Burnside and David Dollar, "Aid, Policies, and Growth," American Economic Review 90 (September 2000). The former method assumes that aid would have larger effects in smaller economies, the latter that aid would have larger effects in countries with smaller populations. We explore each of these possibilities in the analyses that follow.
    • (2000) American Economic Review , vol.90
    • Burnside, C.1    Dollar, D.2
  • 96
    • 85036976690 scopus 로고    scopus 로고
    • Our series on democracy assistance are based on the information presented in USAID'S Congressional Budget Justification, which reports actual appropriations for the previous year. However, the Green-Richter database improves on the CBJ series in at least three ways: (1) to the extent that it was possible, the USAID team added to the country totals all funding from regional programs or centralized mechanisms that was determined to have been allocated for activities in the specific countries; (2) the team classified the allocation of funding at the subsectoral, for example, Rule of Law) and the sub-subsectoral (for example, Human Rights) levels; and (3) they occasionally adjusted the administrative classification of funds when the nature of activities was better reflected by a different Label for example, a civic education activity financed through the Rule of Law budget may have been reclassified as funding for Civil Society, We computed two-year means for all series because a
    • Our series on democracy assistance are based on the information presented in USAID'S Congressional Budget Justification, which reports actual appropriations for the previous year. However, the Green-Richter database improves on the CBJ series in at least three ways: (1) to the extent that it was possible, the USAID team added to the country totals all funding from regional programs or centralized mechanisms that was determined to have been allocated for activities in the specific countries; (2) the team classified the allocation of funding at the subsectoral. (for example, Rule of Law) and the sub-subsectoral (for example, Human Rights) levels; and (3) they occasionally adjusted the administrative classification of funds when the nature of activities was better reflected by a different Label (for example, a civic education activity financed through the Rule of Law budget may have been reclassified as funding for Civil Society). We computed two-year means for all series because appropriations in one year are sometimes obligated and/or expended the following year.
  • 97
    • 85037002899 scopus 로고    scopus 로고
    • The original Freedom House indices (measuring Political Rights and Civil Liberties) range from 1 to 7, with 7 being the least democratic outcome. Following the conventional procedure, we added the two scores, subtracted one point so that the scale would range between 1 and 13, and inverted the scores so that highest values correspond to the most democratic cases. The Polity index is based on several ordinal scales reflecting the competitiveness and openness of executive recruitment, the competitiveness and regulation of political participation, and the constraints on the chief executive; Monty G. Marshall and Keith Jaggers, Polity IV Project: Dataset Users' Manual (College Park: University of Maryland, 2002).
    • The original Freedom House indices (measuring Political Rights and Civil Liberties) range from 1 to 7, with 7 being the least democratic outcome. Following the conventional procedure, we added the two scores, subtracted one point so that the scale would range between 1 and 13, and inverted the scores so that highest values correspond to the most democratic cases. The Polity index is based on several ordinal scales reflecting the competitiveness and openness of executive recruitment, the competitiveness and regulation of political participation, and the constraints on the chief executive; Monty G. Marshall and Keith Jaggers, Polity IV Project: Dataset Users' Manual (College Park: University of Maryland, 2002).
  • 98
    • 85036988404 scopus 로고    scopus 로고
    • For details on the items included in the factor analysis, see Appendix 2. The sources for the items were Freedom House, Freedom in the World Country Ratings, 1972 through 2004, www.freedomhouse.org (accessed May 2005);
    • For details on the items included in the factor analysis, see Appendix 2. The sources for the items were Freedom House, Freedom in the World Country Ratings, 1972 through 2004, www.freedomhouse.org (accessed May 2005);
  • 102
    • 85036962516 scopus 로고    scopus 로고
    • Cingranelli and Richards (fn. 35);
    • Cingranelli and Richards (fn. 35);
  • 103
    • 33644592406 scopus 로고    scopus 로고
    • accessed July 2004
    • Mark Gibney, Political Terror Scale, www.unca.edu/politicalscience /faculty-staff/gibney.html (accessed July 2004).
    • Political Terror Scale
    • Gibney, M.1
  • 104
    • 85036974520 scopus 로고    scopus 로고
    • Minorities at Risk Project, accessed July 2004
    • Minorities at Risk Project, MAR Data, www.cidcm.umd.edu/inscr/mar/ (accessed July 2004);
    • MAR Data
  • 105
    • 85036974381 scopus 로고    scopus 로고
    • Andrew T. Green, Trends in Post-Communist Civil Societies: Nonprofits, Unions, and Information Legislation, 1991-2001 (Washington, D.C.: USAID/DCHA, Office of Democracy and Governance, 2004);
    • Andrew T. Green, Trends in Post-Communist Civil Societies: Nonprofits, Unions, and Information Legislation, 1991-2001 (Washington, D.C.: USAID/DCHA, Office of Democracy and Governance, 2004);
  • 106
    • 85036980354 scopus 로고    scopus 로고
    • Cingranelli and Richards (fn. 35).
    • Cingranelli and Richards (fn. 35).
  • 107
    • 85036979464 scopus 로고    scopus 로고
    • We employed the interval and ordinal measures of press freedom created by Freedom House, plus the indicators created by Minorities at Risk (fn. 37),
    • We employed the interval and ordinal measures of press freedom created by Freedom House, plus the indicators created by Minorities at Risk (fn. 37),
  • 108
    • 85036966376 scopus 로고    scopus 로고
    • and Cingranelli and Richards (fn. 35). See Freedom House, Freedom ofthe Press 2004: Survey Methodology, www.freedomhouse.org (accessed May 2004).
    • and Cingranelli and Richards (fn. 35). See Freedom House, Freedom ofthe Press 2004: Survey Methodology, www.freedomhouse.org (accessed May 2004).
  • 112
    • 85036999181 scopus 로고    scopus 로고
    • Quadratic and cubic terms (αti2 and αti3) were tested as well, with their effects being insignificant
    • 3) were tested as well, with their effects being insignificant.
  • 113
    • 85036966772 scopus 로고    scopus 로고
    • We estimated the models using HLM 6.0 and spss 13.0. In the latter's MIXED module, we specified the error term structure to be (ARH1) in order to model both the heteroskedastic and autocorrelated nature of the disturbances. The Polity IV model, though, attained the best fit without the heteroskedasticity option an autocorrelation-only specification
    • We estimated the models using HLM 6.0 and spss 13.0. In the latter's MIXED module, we specified the error term structure to be (ARH1) in order to model both the heteroskedastic and autocorrelated nature of the disturbances. The Polity IV model, though, attained the best fit without the heteroskedasticity option (an autocorrelation-only specification).
  • 114
    • 26244438002 scopus 로고    scopus 로고
    • The World Bank, /dataon-line/ accessed February
    • The World Bank, World Development Indicators On-Line, http:// devdata.worldbank.org/dataon-line/ (accessed February 2005).
    • (2005) World Development Indicators On-Line
  • 115
    • 85036984724 scopus 로고    scopus 로고
    • jt-1.
    • jt-1.
  • 116
    • 85036980272 scopus 로고    scopus 로고
    • where X is the diffusion measure, FH is the Freedom House score, d is the distance between capitals, τ indicates the year, i is the country in question, J is the set of all other countries, and jεJ
    • where X is the diffusion measure, FH is the Freedom House score, d is the distance between capitals, τ indicates the year, i is the country in question, J is the set of all other countries, and jεJ.
  • 117
    • 85037000119 scopus 로고    scopus 로고
    • OECD, CRS Database (International Development Statistics CD-ROM: OECD, 2005). Projects were coded as democracy related when the OECD activity database indicated code PDDG>O or when the five-digit CRS purpose code was between 15020 and 15065. (The two criteria proved to be highly consistent.) Figures are in constant 1995 dollars.
    • OECD, CRS Database (International Development Statistics CD-ROM: OECD, 2005). Projects were coded as democracy related when the OECD activity database indicated code PDDG>O or when the five-digit CRS purpose code was between 15020 and 15065. (The two criteria proved to be highly consistent.) Figures are in constant 1995 dollars.
  • 119
    • 85036975791 scopus 로고    scopus 로고
    • Political Instability Task Force, accessed June, Earlier models also included inflation, unemployment, exports, urbanization, and British colonial experience as predictors. These variables were statistically irrelevant in every model estimated and so we dropped them
    • Political Instability Task Force, Internal Wars and Failures of Governance, 1955-2005, http://globalpolicy.gmu.edu/pitf/Pitfpset.htm (accessed June 2006). Earlier models also included inflation, unemployment, exports, urbanization, and British colonial experience as predictors. These variables were statistically irrelevant in every model estimated and so we dropped them.
    • (2006) Internal Wars and Failures of Governance, 1955-2005
  • 120
    • 0039562967 scopus 로고    scopus 로고
    • Measured as the average of the Annett and the Fearon indices of fractionalization, both ranging between 0 (ethnic homogeneity) and 1 (extreme fractionalization). See Anthony Annett, Social Fractionalization, Political Instability and the Size of Government, IMF Staff Papers 48, no. 3 (2001);
    • Measured as the average of the Annett and the Fearon indices of fractionalization, both ranging between 0 (ethnic homogeneity) and 1 (extreme fractionalization). See Anthony Annett, "Social Fractionalization, Political Instability and the Size of Government," IMF Staff Papers 48, no. 3 (2001);
  • 121
    • 4344634903 scopus 로고    scopus 로고
    • Ethnic and Cultural Diversity by Country
    • June
    • James D. Fearon, 'Ethnic and Cultural Diversity by Country," Journal of Economic Growth 8 (June 2003);
    • (2003) Journal of Economic Growth , pp. 8
    • Fearon, J.D.1
  • 123
    • 85036975141 scopus 로고    scopus 로고
    • Measured as the share of income received by the top 20 percent of the population; World Bank (fn. 43).
    • Measured as the share of income received by the top 20 percent of the population; World Bank (fn. 43).
  • 124
    • 85036969677 scopus 로고    scopus 로고
    • Several sources contained missing data. Listwise deletion resulted in a poor solution because it reduced the geographic coverage of the analysis. Whenever possible, we used alternative sources of information to estimate missing data (for example, Penn World Tables to impute World Bank figures). In other cases, we used an expectation-maximization (EM) imputation procedure. See Paul D. Allison, Missing Data (Thousand Oaks, Calif: Sage Quantitative Applications in the Social Sciences, no. 136, 2001);
    • Several sources contained missing data. Listwise deletion resulted in a poor solution because it reduced the geographic coverage of the analysis. Whenever possible, we used alternative sources of information to estimate missing data (for example, Penn World Tables to impute World Bank figures). In other cases, we used an expectation-maximization (EM) imputation procedure. See Paul D. Allison, Missing Data (Thousand Oaks, Calif: Sage Quantitative Applications in the Social Sciences, no. 136, 2001);
  • 126
    • 0035285349 scopus 로고    scopus 로고
    • Analyzing Incomplete Political Science Data: An Alternative Algorithm for Multiple Imputation
    • March, Imputation models are available upon request
    • Gary King, James Honaker, Anne Joseph, and Kenneth Scheve, "Analyzing Incomplete Political Science Data: An Alternative Algorithm for Multiple Imputation," American Political Science Review 95 (March 2001). Imputation models are available upon request.
    • (2001) American Political Science Review , vol.95
    • King, G.1    Honaker, J.2    Joseph, A.3    Scheve, K.4
  • 127
    • 85036979445 scopus 로고    scopus 로고
    • The OECD data on U.S. democracy assistance, for example, has a correlation with the Green-Richter DG variable of only .62, suggesting that the OECD measure has a considerable amount of measurement error. We therefore make no substantive claim that only U.S. democracy assistance matters in promoting democratic outcomes in recipient countries.
    • The OECD data on U.S. democracy assistance, for example, has a correlation with the Green-Richter DG variable of only .62, suggesting that the OECD measure has a considerable amount of measurement error. We therefore make no substantive claim that only U.S. democracy assistance matters in promoting democratic outcomes in recipient countries.
  • 128
    • 85036999442 scopus 로고    scopus 로고
    • The average country in this context means countries with mean levels of all covariates, including foreign assistance, time-varying covariates, and country-level predictors
    • The "average" country in this context means countries with mean levels of all covariates, including foreign assistance, time-varying covariates, and country-level predictors.
  • 129
    • 85036960371 scopus 로고    scopus 로고
    • Controlling for all variables predicting the growth trajectory intercept and slope, there is still significant variation in those parameters in the overall sample of countries. This is shown in the statistically significant random intercept and random slope estimates at the bottom of the table. Including these random effects allows us to estimate the impact of DG aid and other time-varying factors, over and above each countrys specific democratic trajectory.
    • Controlling for all variables predicting the growth trajectory intercept and slope, there is still significant variation in those parameters in the overall sample of countries. This is shown in the statistically significant "random intercept" and "random slope" estimates at the bottom of the table. Including these random effects allows us to estimate the impact of DG aid and other time-varying factors, over and above each countrys specific democratic trajectory.
  • 130
    • 85036994149 scopus 로고    scopus 로고
    • An noted above, the hierarchical growth specification controls for selection biases related to the countrys overall democratization trend and the predictable elements of that trend; the endogeneity model here goes further to control for the possibility USAID allocates funding based on the expected level of democracy in the immediate term
    • An noted above, the hierarchical growth specification controls for selection biases related to the countrys overall democratization trend and the predictable elements of that trend; the endogeneity model here goes further to control for the possibility USAID allocates funding based on the expected level of democracy in the immediate term.
  • 131
    • 85036970984 scopus 로고    scopus 로고
    • Paxton and Morishima (fn. 13).
    • Paxton and Morishima (fn. 13).
  • 132
    • 85037003206 scopus 로고    scopus 로고
    • The fixed-effects model cannot estimate the impact of observed country-level stable attributes, as they are perfectly correlated with the unique component of the country intercept. Hence all fixed country-level variables, observed and unobserved, are controlled simultaneously but cannot be disentangled by this procedure.
    • The fixed-effects model cannot estimate the impact of observed country-level stable attributes, as they are perfectly correlated with the unique component of the country intercept. Hence all fixed country-level variables, observed and unobserved, are controlled simultaneously but cannot be disentangled by this procedure.
  • 133
    • 85036996771 scopus 로고    scopus 로고
    • This model was estimated using Stata 9.0's XTREGAR module, which includes first-order autocorrelated disturbances
    • This model was estimated using Stata 9.0's XTREGAR module, which includes first-order autocorrelated disturbances.
  • 134
    • 0035626663 scopus 로고    scopus 로고
    • Throwing Out the Baby with the Bath Water: A Comment on Green, Kim, and Yoon
    • Spring
    • Nathaniel Beck and Jonathan N. Katz, "Throwing Out the Baby with the Bath Water: A Comment on Green, Kim, and Yoon," International Organization 55 (Spring 2001).
    • (2001) International Organization , vol.55
    • Beck, N.1    Katz, J.N.2
  • 135
    • 85036978558 scopus 로고    scopus 로고
    • The New York Times data were retrieved from the Lexis-Nexis database using the search protocol [Country name] w/s secretary of state.
    • The New York Times data were retrieved from the Lexis-Nexis database using the search protocol "[Country name] w/s secretary of state."
  • 136
    • 85036961947 scopus 로고    scopus 로고
    • Among the top ten recipients of State Department mentions are Iraq in 2003 (345 mentions, with a Freedom House score of 3), Israel in 1991 (169 mentions, with a FH score of 11), the Soviet Union in 1990 (100 mentions, with a FH score of 6), China in 1994 (86 mentions, a FH score of 1), and North Korea in 2003 (84 mentions and a FH score of 1). State Department mentions correlate at .22 with DC funding, at -.13 with FH scores, and at -.08 with Polity scores.
    • Among the top ten recipients of State Department mentions are Iraq in 2003 (345 mentions, with a Freedom House score of 3), Israel in 1991 (169 mentions, with a FH score of 11), the Soviet Union in 1990 (100 mentions, with a FH score of 6), China in 1994 (86 mentions, a FH score of 1), and North Korea in 2003 (84 mentions and a FH score of 1). State Department mentions correlate at .22 with DC funding, at -.13 with FH scores, and at -.08 with Polity scores.
  • 137
    • 0001512586 scopus 로고    scopus 로고
    • Constructing Instruments for Regressions with Measurement Error When No Additional Data Are Available, with an Application to Patents and R&D
    • September
    • Arthur Lewbel, "Constructing Instruments for Regressions with Measurement Error When No Additional Data Are Available, with an Application to Patents and R&D," Econometrica 65 (September 1997).
    • (1997) Econometrica , vol.65
    • Lewbel, A.1
  • 138
    • 33745296480 scopus 로고    scopus 로고
    • Globalization and the Strengthening of Democracy in the Developing World
    • For a recent application of this procedure, see, October
    • For a recent application of this procedure, see Nita Rudra, "Globalization and the Strengthening of Democracy in the Developing World," American Journal of Political Science 49 (October 2005).
    • (2005) American Journal of Political Science , vol.49
    • Rudra, N.1
  • 139
    • 85036979027 scopus 로고    scopus 로고
    • A fixed-effects instrumental variables version of model 3.2 with identical instruments shows a statistically significant DG effect of .048.
    • A fixed-effects instrumental variables version of model 3.2 with identical instruments shows a statistically significant DG effect of .048.
  • 140
    • 84881844837 scopus 로고
    • Some Tests of Specification for Panel Data: Monte Carlo Evidence and an Application to Employment Equations
    • April
    • Manuel Arellano and Stephen Bond, "Some Tests of Specification for Panel Data: Monte Carlo Evidence and an Application to Employment Equations," Review of Economic Studies 58 (April 1991).
    • (1991) Review of Economic Studies , vol.58
    • Arellano, M.1    Bond, S.2
  • 141
    • 84937385629 scopus 로고    scopus 로고
    • Estimating Dynamic Panel Models in Political Science
    • For a good discussion of the Arellano-Bond and other GMM estimators in panel models, see, Winter
    • For a good discussion of the Arellano-Bond and other GMM estimators in panel models, see Gregory Wawro, "Estimating Dynamic Panel Models in Political Science," Political Analysis 10 (Winter 2002).
    • (2002) Political Analysis , vol.10
    • Wawro, G.1
  • 142
    • 85036979833 scopus 로고    scopus 로고
    • For case of presentation, we do not show the estimated effects for each and every variable that was included in these models but focus instead on the effects of our primary variables of interest, DG obligations. The full results from these models are available on request
    • For case of presentation, we do not show the estimated effects for each and every variable that was included in these models but focus instead on the effects of our primary variables of interest, DG obligations. The full results from these models are available on request.
  • 143
    • 85036982784 scopus 로고    scopus 로고
    • The interpretation of cumulative effects of AID obligations is also reflected in the results of the lagged endogenous variable model of Table 3.3, whereby sustained AID obligations over time would have both short-term impacts on Freedom House scores of .018 per million dollars in any given year and a cumulative long-term or equilibrium effect of .054, 018/(l-.669, where .669 is the coefficient for the lagged dependent variable, For good expositions on long-term effects in dynamic time series or panel models, see Suzanna De Boef and Luke Keele, Revisiting Dynamic Specification (Paper presented at the Society of Political Methodology, Florida State University, 2005);
    • The interpretation of cumulative effects of AID obligations is also reflected in the results of the lagged endogenous variable model of Table 3.3, whereby sustained AID obligations over time would have both short-term impacts on Freedom House scores of .018 per million dollars in any given year and a cumulative long-term or equilibrium effect of .054 (.018/(l-.669), where .669 is the coefficient for the lagged dependent variable). For good expositions on long-term effects in dynamic time series or panel models, see Suzanna De Boef and Luke Keele, "Revisiting Dynamic Specification" (Paper presented at the Society of Political Methodology, Florida State University, 2005);
  • 144
    • 0036621086 scopus 로고    scopus 로고
    • Modeling Sustained Educational Change with Panel Data: The Case for Dynamic Multiplier Analysis
    • Summer
    • David Kaplan, "Modeling Sustained Educational Change with Panel Data: The Case for Dynamic Multiplier Analysis, "Journal of Educational and Behavioral Statistics 27 (Summer 2002).
    • (2002) Journal of Educational and Behavioral Statistics , vol.27
    • Kaplan, D.1
  • 145
    • 85036996364 scopus 로고    scopus 로고
    • Logarithmic models are often used to test nonlinearities of this sort, but we chose the quadratic specification because of the large number of zero values for DG and other assistance variables (nearly half of the sample).
    • " Logarithmic models are often used to test nonlinearities of this sort, but we chose the quadratic specification because of the large number of zero values for DG and other assistance variables (nearly half of the sample).
  • 146
    • 85036977994 scopus 로고    scopus 로고
    • That is, a country with average DG expenditures as a proportion of DGP (.0005) is predicted to change .018 units on the Freedom House Scale, compared with a predicted change of .052 units for a country with average raW DG expenditures ($2.3 million).
    • That is, a country with average DG expenditures as a proportion of DGP (.0005) is predicted to change .018 units on the Freedom House Scale, compared with a predicted change of .052 units for a country with average raW DG expenditures ($2.3 million).
  • 147
    • 85036991271 scopus 로고    scopus 로고
    • Full tables with the effects of all independent variables are available upon request
    • Full tables with the effects of all independent variables are available upon request.
  • 148
    • 85036977165 scopus 로고    scopus 로고
    • Brinks and Coppedge (fn. 5);
    • Brinks and Coppedge (fn. 5);
  • 149
    • 85036973376 scopus 로고    scopus 로고
    • Gleditsch (fn. 21);
    • Gleditsch (fn. 21);
  • 150
    • 85036961477 scopus 로고    scopus 로고
    • Pevehouse (fh. 5);
    • Pevehouse (fh. 5);
  • 151
    • 85036970259 scopus 로고    scopus 로고
    • Starr (fh. 21);
    • Starr (fh. 21);
  • 152
    • 85036968847 scopus 로고    scopus 로고
    • Whitehead fn. 21
    • Whitehead (fn. 21).


* 이 정보는 Elsevier사의 SCOPUS DB에서 KISTI가 분석하여 추출한 것입니다.