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Availability, entropy, and the laws of thermodynamics
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H. Daly (Ed.) San Francisco: W. H. Freeman
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Ehrlich, P., Ehrlich, A. and Holdren, J. (1980) ‘Availability, entropy, and the laws of thermodynamics, in H. Daly (Ed.) Economics, Ecology, and Ethics: Essays Toward a Steady-State Economy, San Francisco: W. H. Freeman, pp.44–48.
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Goodland, R. and Ledec, G. (1987) ‘Neoclassical economics and the principles of sustainable development’, Ecological Modelling, Vol. 38, pp.19–46.
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Gowdy, J. (1994) ‘The social context of natural capital: the social limits to sustainable development’, International Journal of Social Economics, Vol. 21, No. 8, pp.43–55.
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Beyond Growth
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Lawn, P. (2003) ‘Growth, technological progress, and sustainable development: preliminary evidence of Australia’s sustainable development performance’, International Journal of Environment and Sustainable Development, Vol. 2, No. 2, pp.139–161.
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Lawn, P.1
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A good example is [5]
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A good example is [5].
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11
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0038574428
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Grounding the ecological economics paradigm with ten core principles
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For a description of what ecological economics involves see
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For a description of what ecological economics involves see Lawn, P. (2002) ‘Grounding the ecological economics paradigm with ten core principles’, International Journal of Agricultural Resources, Governance, and Ecology, Vol. 2, No. 1, pp.1–21.
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International Journal of Agricultural Resources, Governance, and Ecology
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Lawn, P.1
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12
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Economic growth and quality of life
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Max-Neef, M. (1995) ‘Economic growth and quality of life’, Ecological Economics, Vol. 15, No. 2, pp.115–118.
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Ecological Economics
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Max-Neef, M.1
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Has Australia surpassed its optimal macroeconomic scale? Finding out with the aid of benefit and cost accounts and a sustainable net benefit index
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Lawn, P. and Sanders, R. (1999) ‘Has Australia surpassed its optimal macroeconomic scale? Finding out with the aid of benefit and cost accounts and a sustainable net benefit index’, Ecological Economics, Vol. 28, No. 2, pp.213–229.
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Ecological Economics
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Sanders, R.2
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How important is natural capital in sustaining real output? Revisiting the natural capital/human-made capital substitutability debate
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Lawn, P. (2004) ‘How important is natural capital in sustaining real output? Revisiting the natural capital/human-made capital substitutability debate’, International Journal of Global Environmental Issues, Vol. 3, No. 4, pp.418–435.
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To operate sustainably or unsustainably? - that is the long-run question
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Lawn, P. (2003) ‘To operate sustainably or unsustainably? - that is the long-run question’, Futures, Vol. 36, No. 1, pp.1–22.
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Futures
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Lawn, P.1
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84950304894
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To understand what is meant by low and high entropy matter-energy, the importance of the first and second laws of thermodynamics must be revealed. The first law of thermodynamics is the law of conservation of energy and matter. It declares that energy and matter can never be created or destroyed. The second law is the Entropy Law. It declares that whenever energy is used in physical transformation processes, the amount of usable or ‘available’ energy always declines. While the first law ensures the maintenance of a given quantity of energy and matter, the Entropy Law determines that which is usable. This is critical since, from a physical viewpoint, it is not the total quantity of matter-energy that is of primary concern, but the amount that exists in a readily available form. The best way to illustrate the relevance of these two laws is to provide a simple example. Consider a piece of coal. When it is burned, the matter-energy embodied within the coal is transformed into heat and ash. While the first law ensures the total amount of matter-energy in the heat and ashes equals that previously embodied in the piece of coal, the second law ensures the usable quantity of matter-energy does not. In other words, the dispersed heat and ashes can no longer be used in a way similar to the original piece of coal. To make matters worse, any attempt to reconcentrate the dispersed matter-energy, which requires the input of additional energy, results in more usable energy being expended than that reconcentrated. Hence, all physical transformation processes involve an irrevocable loss of available energy or what is sometimes referred to as a ‘net entropy deficit’. This enables one to understand the use of the term low entropy and to distinguish it from high entropy. Low entropy refers to a highly ordered physical structure embodying energy and matter in a readily available form, such as a piece of coal. Conversely, high entropy refers to a highly disordered and degraded physical structure embodying energy and matter that is, by itself, in an unusable or unavailable from, such as heat and ash. By definition, the matter-energy used in socio-economic processes can be considered low entropy resources whereas unusable by-products can be considered high entropy wastes
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To understand what is meant by low and high entropy matter-energy, the importance of the first and second laws of thermodynamics must be revealed. The first law of thermodynamics is the law of conservation of energy and matter. It declares that energy and matter can never be created or destroyed. The second law is the Entropy Law. It declares that whenever energy is used in physical transformation processes, the amount of usable or ‘available’ energy always declines. While the first law ensures the maintenance of a given quantity of energy and matter, the Entropy Law determines that which is usable. This is critical since, from a physical viewpoint, it is not the total quantity of matter-energy that is of primary concern, but the amount that exists in a readily available form. The best way to illustrate the relevance of these two laws is to provide a simple example. Consider a piece of coal. When it is burned, the matter-energy embodied within the coal is transformed into heat and ash. While the first law ensures the total amount of matter-energy in the heat and ashes equals that previously embodied in the piece of coal, the second law ensures the usable quantity of matter-energy does not. In other words, the dispersed heat and ashes can no longer be used in a way similar to the original piece of coal. To make matters worse, any attempt to reconcentrate the dispersed matter-energy, which requires the input of additional energy, results in more usable energy being expended than that reconcentrated. Hence, all physical transformation processes involve an irrevocable loss of available energy or what is sometimes referred to as a ‘net entropy deficit’. This enables one to understand the use of the term low entropy and to distinguish it from high entropy. Low entropy refers to a highly ordered physical structure embodying energy and matter in a readily available form, such as a piece of coal. Conversely, high entropy refers to a highly disordered and degraded physical structure embodying energy and matter that is, by itself, in an unusable or unavailable from, such as heat and ash. By definition, the matter-energy used in socio-economic processes can be considered low entropy resources whereas unusable by-products can be considered high entropy wastes.
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Intergenerational resource rights, efficiency, and social optimality
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Howarth, R. and Norgaard, R. (1990) ‘Intergenerational resource rights, efficiency, and social optimality’, Land Economics, Vol. 66, pp.1–11.
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Norgaard, R. (1990) ‘Economic indicators of resource scarcity: a critical essay’, Journal of Environmental Economics and Management, Vol. 19, pp.19–25.
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May 1993
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Bishop, R. (1993) ‘Economic efficiency, sustainability, and biodiversity’, Ambio, May 1993, pp.69–73.
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Ambio
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Bishop, R.1
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Production essentially involves the rearrangment of matter-energy while consumption involves its disarrangement
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Production essentially involves the rearrangment of matter-energy while consumption involves its disarrangement.
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Evolutionary economic theories of sustainable development
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Mulder, P. and van den Bergh, J. (2001) ‘Evolutionary economic theories of sustainable development’, Growth and Change, Vol. 32, pp.110–134.
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Norgaard, R. (1985) ‘Environmental economics: an evolutionary critique and a plea for pluralism’, Journal of Environmental Economics and Management, Vol. 12, pp.382–394.
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Norgaard, R.1
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25
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84950306608
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Dissipative structures are dynamic systems that draw in low entropy matter-energy from their parent system. In doing so, they exploit their capacity to change their physical form, to grow, and, potentially at least, to develop. Provided a dissipative structure is fulfilling its thermodynamic potential, it will tend toward a state of increasing order. But it can do so only at the expense of a much greater degree of increasing disorder of the parent system upon which it depends
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Dissipative structures are dynamic systems that draw in low entropy matter-energy from their parent system. In doing so, they exploit their capacity to change their physical form, to grow, and, potentially at least, to develop. Provided a dissipative structure is fulfilling its thermodynamic potential, it will tend toward a state of increasing order. But it can do so only at the expense of a much greater degree of increasing disorder of the parent system upon which it depends.
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26
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In the natural world, information exists as genetic information coded in the DNA molecule. In the anthropocentric world, information exists as knowledge encoded in various institutions and organisations
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In the natural world, information exists as genetic information coded in the DNA molecule. In the anthropocentric world, information exists as knowledge encoded in various institutions and organisations.
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27
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Competing technologies, increasing returns, and lock-in by historical events
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Arthur, W. (1989) ‘Competing technologies, increasing returns, and lock-in by historical events’, The Economic Journal, Vol. 99, pp.116–131.
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The Economic Journal
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David, P. (1985) ‘Clio and the economics of QWERTY’, American Economic Review, Vol. 75, No. 2, pp.332–337.
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American Economic Review
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Many definitions of sustainable development have appeared since the term was first made popular by the World Commission for Environment and Development (WCED) in 1987. For the remainder of this paper, the following will be considered sustainable development: “A nation is achieving sustainable development if it undergoes a pattern of development that improves the total quality of life of every citizen, both now and into the future, without the rate of resource use exceeding the regenerative and waste assimilative capacities of the natural environment. It is also a nation that ensures the survival of the biosphere and all its evolving processes while also recognising, to some extent, the intrinsic value of sentient non-human beings”. (see Lawn, P. (forthcoming) ‘The policy-guiding value of sustainable development indicators: an introductory essay’, International Journal of Environment and Sustainable Development.)
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Many definitions of sustainable development have appeared since the term was first made popular by the World Commission for Environment and Development (WCED) in 1987. For the remainder of this paper, the following will be considered sustainable development: “A nation is achieving sustainable development if it undergoes a pattern of development that improves the total quality of life of every citizen, both now and into the future, without the rate of resource use exceeding the regenerative and waste assimilative capacities of the natural environment. It is also a nation that ensures the survival of the biosphere and all its evolving processes while also recognising, to some extent, the intrinsic value of sentient non-human beings”. (see Lawn, P. (forthcoming) ‘The policy-guiding value of sustainable development indicators: an introductory essay’, International Journal of Environment and Sustainable Development.).
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A holon is a term made popular by Arthur Koestler, see [30], p.303
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A holon is a term made popular by Arthur Koestler, see [30], p.303.
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Toward an open future: ignorance, novelty, and evolution
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R. Costanza, B. Norton and B. Haskell (Eds.) Washington DC: Island Press
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Faber, M., Manstetten, R. and Proops, J. (1992) ‘Toward an open future: ignorance, novelty, and evolution’, in R. Costanza, B. Norton and B. Haskell (Eds.) Ecosystem Health: New Goals for Environmental Management, Washington DC: Island Press, pp.72–96.
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Faber, M.1
Manstetten, R.2
Proops, J.3
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H. Jarrett (Ed.) Baltimore: John Hopkins University Press
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Boulding, K. (1966) ‘The economics of the coming spaceship earth’, in H. Jarrett (Ed.) Environmental Quality in A Growing Economy, Baltimore: John Hopkins University Press, pp.3–14.
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V.K. Smith (Ed.) Baltimore: John Hopkins University Press
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Daly, H. (1979) ‘Entropy, growth, and the political economy of scarcity’, in V.K. Smith (Ed.) Scarcity and Growth Reconsidered, Baltimore: John Hopkins University Press, pp.67–94.
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Scarcity and Growth Reconsidered
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Daly, H.1
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40
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84950305746
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There are two things worthy of note here. First, uncancelled costs are often undervalued because many natural capital values escape market valuation. Second, uncancelled costs should reflect the highest of two classes of opportunity costs - the first being the cost of transforming an extracted unit of low entropy into physical goods in terms of alternative goods forgone (e.g., if an extracted unit of low entropy resource X is used to produce good A, it cannot be used to produce goods B, C, or D, etc.); the second in terms of the reduced capacity of natural capital to provide a future flow of low entropy resources that is required to produce physical goods in the future (e.g., if the extraction of a unit of low entropy resource X reduces the capacity of natural capital to provide a continuous flow of a unit of X over time, a unit of X will be unavailable to produce goods of any type in the future)
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There are two things worthy of note here. First, uncancelled costs are often undervalued because many natural capital values escape market valuation. Second, uncancelled costs should reflect the highest of two classes of opportunity costs - the first being the cost of transforming an extracted unit of low entropy into physical goods in terms of alternative goods forgone (e.g., if an extracted unit of low entropy resource X is used to produce good A, it cannot be used to produce goods B, C, or D, etc.); the second in terms of the reduced capacity of natural capital to provide a future flow of low entropy resources that is required to produce physical goods in the future (e.g., if the extraction of a unit of low entropy resource X reduces the capacity of natural capital to provide a continuous flow of a unit of X over time, a unit of X will be unavailable to produce goods of any type in the future).
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Hicks, J. (1946) Value and Capital, 2nd edition, London: Clarendon.
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The technical efficiency of production (E) can be written as the ratio of energy-matter embodied in physical goods (Q) to the energy-matter embodied in the low entropy resources used to produce them (R) - i.e., E = Q/R. While the value of E can be reduced by technological progress, E must be something less than a value of one
-
The technical efficiency of production (E) can be written as the ratio of energy-matter embodied in physical goods (Q) to the energy-matter embodied in the low entropy resources used to produce them (R) - i.e., E = Q/R. While the value of E can be reduced by technological progress, E must be something less than a value of one.
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Meadows, D.H., Meadows, D.L., Randers, J. and Behrens, W. III. (Eds.) (1972) The Limits to Growth, New York: Universe Books.
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It is the self-organisational capacity of the Earth to maintain the conditions fit for life that has led Lovelock to develop his ‘Gaian hypothesis’ - an hyopthesis based on the notion that the Earth, or Gaia, behaves like an immense quasi-organism, see New York: Norton & Company
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It is the self-organisational capacity of the Earth to maintain the conditions fit for life that has led Lovelock to develop his ‘Gaian hypothesis’ - an hyopthesis based on the notion that the Earth, or Gaia, behaves like an immense quasi-organism, see Lovelock, J. (1988) Ages of Gaia: A Biography of our Living Planet, New York: Norton & Company.
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On the inherent danger of undervaluing species
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It has been estimated that for every one plant species lost, approximately fifteen animal species will follow, see B. Norton (Ed.) Princeton: Princeton University Press
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It has been estimated that for every one plant species lost, approximately fifteen animal species will follow, see Norton, B. (1986) ‘On the inherent danger of undervaluing species’, in B. Norton (Ed.) The Preservation of Species, Princeton: Princeton University Press, p.117.
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Of course, the mere preservation or ‘locking up’ of large and small ecosystems will not, by itself, ensure biodiversity maintenance. Given the interdependent relationships between systems of all types, individual ecosystems are not entirely self-supporting [48]. Their continued existence and the well-being of the biodiversity they contain is conditional upon the exchanges of both matter-energy with and between neighbouring and far-distant systems. This applies to systems of all kinds, whether they be relatively pristine, moderately disturbed, or totally refined. Above all else, maintaining biodiversity requires the exploitation of natural capital to be conducted on the principle of respecting the holistic integrity of geographical land and water resource units
-
Of course, the mere preservation or ‘locking up’ of large and small ecosystems will not, by itself, ensure biodiversity maintenance. Given the interdependent relationships between systems of all types, individual ecosystems are not entirely self-supporting [48]. Their continued existence and the well-being of the biodiversity they contain is conditional upon the exchanges of both matter-energy with and between neighbouring and far-distant systems. This applies to systems of all kinds, whether they be relatively pristine, moderately disturbed, or totally refined. Above all else, maintaining biodiversity requires the exploitation of natural capital to be conducted on the principle of respecting the holistic integrity of geographical land and water resource units.
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It should be pointed out that Max-Neef, while agreeing with Malsow’s notion that all human needs are inter-related, does not believe in the existence of a needs hierarchy. Except for basic subsistence needs, Max-Neef believes in the presence of a horizontal spectrum rather than vertical hierarchy of human needs, see New York: Apex Press
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It should be pointed out that Max-Neef, while agreeing with Malsow’s notion that all human needs are inter-related, does not believe in the existence of a needs hierarchy. Except for basic subsistence needs, Max-Neef believes in the presence of a horizontal spectrum rather than vertical hierarchy of human needs, see Max-Neef, M. (1991) Human Scale Development, New York: Apex Press.
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Kenny, C. (1999) ‘Does growth cause happiness or does happiness cause growth?’, Kyklos, Vol. 52, pp.3–26. Kenny provides ample evidence to show that once a certain ‘standard of living’ is attained, the relationship between growth and happiness breaks down.
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One method of determining if a nation’s current rate of resource throughput is more or less than the maximum sustainable rate is to compare its biocapacity with its ecological footprint. A country’s ecological footprint is the equivalent area of land required to generate the renewable resources capable of sustaining socio-economic activity at the current level. Nations with a biocapacity well in excess of their ecological footprint include Iceland, New Zealand, Australia, Peru, Brazil, Finland, Canada, and Colombia. A small number of nations have a negligible ecological surplus, while all others suffer from small to very large ecological deficits. For more on the ecological footprint and a summary of biocapacity-footprint comparisons for different countries see
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