메뉴 건너뛰기




Volumn 8, Issue , 2003, Pages 147-171

OPERATIONAL RISK IN FINANCIAL SERVICE PROVIDERS AND THE PROPOSED BASEL CAPITAL ACCORD: AN OVERVIEW

Author keywords

[No Author keywords available]

Indexed keywords


EID: 33750537578     PISSN: 15693732     EISSN: None     Source Type: Book Series    
DOI: 10.1016/S1569-3732(03)08007-1     Document Type: Review
Times cited : (10)

References (34)
  • 1
    • 85112923778 scopus 로고    scopus 로고
    • Bank for International Settlements (2002). About the Bank for International Settlements. Available at: http://www.bis.org/index.htm
  • 2
    • 85112906407 scopus 로고    scopus 로고
    • Barth, J. R., Caprio, G., Jr., & Levine, R. (2001a). Banking systems around the globe: Do regulations and ownership affect performance and stability. In: F. Mishkin (Ed.), Prudential Supervision: What Works and What Doesn’t . Chicago: University of Chicago Press.
  • 3
    • 85112910460 scopus 로고    scopus 로고
    • Barth, J. R., Caprio, G., Jr., & Levine, R. (2001b). The regulation and supervision of banks around the world: A new database. In: R. E. Litan & R. Herring (Eds), Integrating Emerging Market Countries into the Global Financial System . Brookings-Wharton papers on financial services. Washington DC: Brookings Institution Press.
  • 4
    • 85112954130 scopus 로고    scopus 로고
    • Barth, J. R., Caprio, G., Jr., & Levine, R. (2002). Bank regulation and supervision: What works best? NBER working paper 9323.
  • 5
    • 85112952536 scopus 로고    scopus 로고
    • Basel Committee, on banking supervision (2001a). The new Basel capital accord: An explanatory note. Report to the bank for international settlements (January).
  • 6
    • 85112932632 scopus 로고    scopus 로고
    • Basel Committee, on banking supervision (2001b). Consultative document: Operational risk. Report to the bank for international settlements (December).
  • 7
    • 85112881221 scopus 로고    scopus 로고
    • Basel Committee, on banking supervision (2001c). Working paper on the regulatory treatment of operational risk. Report to the bank for international settlements (September).
  • 8
    • 85112938775 scopus 로고    scopus 로고
    • Basel Committee, on banking supervision (2001d). Sound practices for the management and supervision of operational risk. Report to the bank for international settlements (December).
  • 9
    • 85112870411 scopus 로고    scopus 로고
    • Basel Committee, on banking supervision (2002a). Sound practices for the management and supervision of operational risk. Report to the bank for international settlements (July).
  • 10
    • 85112935790 scopus 로고    scopus 로고
    • Basel Committee, on banking supervision (2002b). Overview Paper for Impact Study. Report to the bank for international settlements (October).
  • 11
    • 85112941263 scopus 로고    scopus 로고
    • British Bankers’ Association, ISDA, Pricewaterhouse Coopers, and RMA (1999). Operational risk: The next frontier . Philadephia: RMA.
  • 12
    • 85112902210 scopus 로고    scopus 로고
    • Buchanan, B., Arnold, T., & Nail, L. (2003). Beware the ides of March: The collapse of HIH insurance. Research in International Business and Finance (forthcoming).
  • 13
    • 85112905161 scopus 로고    scopus 로고
    • Buchanan, B., & Netter, J. (2002). Money laundering and the bank of New York. Terry College of Business, University of Georgia working paper.
  • 14
    • 85112912418 scopus 로고    scopus 로고
    • Cagan, P. (2001). Standard operating procedures . Erisk.com (March).
  • 15
    • 85112899615 scopus 로고    scopus 로고
    • Culp, C. (2001). The risk management process: Business strategy and tactics . New York: John Wiley & Sons.
  • 16
    • 85112947944 scopus 로고    scopus 로고
    • Cumming, C., & Hirtle, B. (2001). The challenges of risk management in diversified financial companies. FRBNY Economic Policy Review (March), 1–17.
  • 17
    • 85112879489 scopus 로고    scopus 로고
    • Donnelly, P. (2001). What every audit committee member should know. The RMA Journal (September), 48–51.
  • 18
    • 85112889950 scopus 로고    scopus 로고
    • Federal Reserve Bank of Boston (2001). Conference on capital allocation for operational risk, (November). Available at: http://www.bos.frb.org/bankinfo/conevent/oprisk/
  • 19
    • 85112955670 scopus 로고    scopus 로고
    • Goldstein, M. (2001). Comment and discussion on “Relevance and the need for international regulatory standards.” In: R. E. Litan & R. Herring (Eds), Brookings-Wharton Papers on Financial Services (pp. 116–126). Washington DC: Brookings Institution Press.
  • 20
    • 85112925355 scopus 로고    scopus 로고
    • Harris, R. (2002a). Emerging practices in operational risk management. Federal reserve bank of Chicago, June 24, (2002). Available at: http://www.chicagofed.org/bankinforeg/bank regulation/opsrisk/june2402ny.pdf
  • 21
    • 85112954957 scopus 로고    scopus 로고
    • Harris, R. (2002b). A domestic regulatory approach to operational risk. Federal reserve bank of Chicago, December 2, 2002. Available at: http://www.chicagofed.org/bankinforeg/bank regulation/opsrisk/dec2002/.pdf
  • 22
    • 85112878009 scopus 로고    scopus 로고
    • Hiwatashi, J. (2002). Solutions on measuring operational risk. Capital markets news, the federal reserve bank of Chicago (September), 1–4.
  • 23
    • 85112892967 scopus 로고    scopus 로고
    • ISDA (2000). A new capital adequacy framework: Comments on a consultative paper issued by the Basel Committee on banking supervision in June 1999. International swaps and derivatives association, Inc: Working paper (February).
  • 24
    • 85112905310 scopus 로고    scopus 로고
    • Kane, E. J. (2001). Relevance and the need for international regulatory standards. In: R. E. Litan & R. Herring (Eds), Brookings-Wharton Papers on Financial Services (pp. 87–115). Washington DC: Brookings Institution Press.
  • 25
    • 85112881485 scopus 로고    scopus 로고
    • King, J. L. (2001). Operational risk . New York: John Wiley & Sons.
  • 26
    • 0036111914 scopus 로고    scopus 로고
    • The new Basel accord, internal ratings, and the incentives of banks
    • R. Kirstein The new Basel accord, internal ratings, and the incentives of banks International Review of Law and Economics 21 2002 393 412
    • (2002) International Review of Law and Economics , vol.21 , pp. 393-412
    • Kirstein, R.1
  • 27
    • 0036113862 scopus 로고    scopus 로고
    • Banking in a theory of the business cycle: A model and critque of the basel accord on risk-based capital requirements for banks
    • R. Krainer Banking in a theory of the business cycle: A model and critque of the basel accord on risk-based capital requirements for banks International Review of Law and Economics 21 2002 413 433
    • (2002) International Review of Law and Economics , vol.21 , pp. 413-433
    • Krainer, R.1
  • 28
    • 85112926143 scopus 로고    scopus 로고
    • Kvistad, J., & Donnelly, P. (2001). An examiner’s view of operational risk. Bank news (June).
  • 29
    • 0001759920 scopus 로고    scopus 로고
    • From state to market: A survey of empirical studies on privatization
    • W. Megginson J. Netter From state to market: A survey of empirical studies on privatization Journal of Economic Literature 39 2001 321 389
    • (2001) Journal of Economic Literature , vol.39 , pp. 321-389
    • Megginson, W.1    Netter, J.2
  • 30
    • 85112944410 scopus 로고    scopus 로고
    • Nash, M., Nakada, P., & Johnston, B. (2002). Start today for enterprise-wide risk management in 2006. The RMA Journal (November), 56–61.
  • 31
    • 85112954243 scopus 로고    scopus 로고
    • Petrou, K. S. (2002). Taking care with capital rules: Why getting them right matters so much. Working paper: Federal financial analytics, Inc. Available at: http://www.chicagofed.org/newsandevents/bankstructureconference/2002/pdffiles/shaw-petrou2002.pdf
  • 32
    • 85112938547 scopus 로고    scopus 로고
    • Risk Management Group (2002). The quantitative impact study for operational risk: Overview of individual loss data and lessons learned. Report to basel committee on banking supervision, bank for international settlements (January).
  • 33
    • 85112948697 scopus 로고    scopus 로고
    • Rosengren, E. (2002). Quantification of operational risk. Presentation at FRB of Chicago bank structure conference, (May 9). Available at: http://www.chicagofed.org/newsandevents/bankstructureconference/2002/doc/Presentation.ppt .
  • 34
    • 85112877494 scopus 로고    scopus 로고
    • Wharton School (2002). Operational risk poses challenges to financial institutions and regulators. Summary of 2002 risk roundtable series organized by Wharton financial institutions centre (July 3). Available at: http://knowledge.wharton.upenn.edu/articles.cfm?catid=1&articleid=582


* 이 정보는 Elsevier사의 SCOPUS DB에서 KISTI가 분석하여 추출한 것입니다.