메뉴 건너뛰기




Volumn 9, Issue 3, 2006, Pages 707-747

Human rights, development, and the WTO: The cases of intellectual property and competition policy

Author keywords

[No Author keywords available]

Indexed keywords


EID: 33749011983     PISSN: 13693034     EISSN: 14643758     Source Type: Journal    
DOI: 10.1093/jiel/jgl022     Document Type: Review
Times cited : (40)

References (182)
  • 1
    • 33749006679 scopus 로고    scopus 로고
    • Ricardo Lagos, President of Chile, as quoted in Pascal Lamy, Remarks at a seminar Santiago de Chile (30 January)
    • Ricardo Lagos, President of Chile, as quoted in Pascal Lamy, Remarks at a seminar on 'Humanizing Globalization', Santiago de Chile (30 January 2006) http://www.wto.org/english/news_e/sppl_e/sppl16_e.htm.
    • (2006) Humanizing Globalization
  • 2
    • 4644273388 scopus 로고    scopus 로고
    • Preliminary Report Prepared for the UN Commission on Human Rights, Sub-Commission on the Promotion and Protection of Human Rights, United Nations, Economic and Social Council
    • See, for example, J. Oloka-Onyango and Deepika Udagama, 'The Realization of Economic, Social and Cultural Rights: Globalization and Its Impact on the Full Enjoyment of Human Rights', Preliminary Report Prepared for the UN Commission on Human Rights, Sub-Commission on the Promotion and Protection of Human Rights, United Nations, Economic and Social Council, 2000, in which the WTO is described as a 'veritable nightmare' for those concerned with the protection of human rights, and particularly for the rights of developing countries and women. This report was followed by further reports which reached more nuanced and generally more favourable conclusions.
    • (2000) The Realization of Economic, Social and Cultural Rights: Globalization and Its Impact on the Full Enjoyment of Human Rights
    • Oloka-Onyango, J.1    Udagama, D.2
  • 5
    • 0036176711 scopus 로고    scopus 로고
    • Raising Human Rights Concerns in the World Trade Organization: Actors, Processes and Possible Strategies
    • Nevertheless, the perception of the WTO as a threat to the fulfilment of human rights has persisted (see, e.g. Caroline Dommen, 'Raising Human Rights Concerns in the World Trade Organization: Actors, Processes and Possible Strategies', 24(1), Human Rights Quarterly (2002) 1-50) and merits further reflection.
    • (2002) Human Rights Quarterly , vol.24 , Issue.1 , pp. 1-50
    • Dommen, C.1
  • 6
    • 33749026164 scopus 로고    scopus 로고
    • note
    • In this article, the term 'human rights' refers to both civil and political rights, and to economic, social, and cultural rights. See related discussion, below.
  • 7
    • 33748994911 scopus 로고    scopus 로고
    • note
    • The second preambular paragraph to the WTO Agreement refers specifically to the 'need for positive efforts designed to ensure that developing countries, and especially the least developed among them, secure a share in the growth in international trade commensurate with the needs of their economic development'. GATT Secretariat, The Results of the Uruguay Round of Multilateral Trade Negotiations: the Legal Texts, at 4.
  • 8
    • 33748991820 scopus 로고    scopus 로고
    • note
    • Ibid at 365.
  • 9
    • 33749010964 scopus 로고    scopus 로고
    • note
    • Of course, the WTO does not address questions concerning the internal distribution of resources within societies and many other aspects of social and economic policies that bear on the realization of human rights.
  • 10
    • 84888800706 scopus 로고    scopus 로고
    • WTO Dispute Settlement and Human Rights
    • See, for relevant discussion, Gabrielle Marceau, 'WTO Dispute Settlement and Human Rights', 13(4), European Journal of International Law, (2002) 753-814;
    • (2002) European Journal of International Law , vol.13 , Issue.4 , pp. 753-814
    • Marceau, G.1
  • 11
    • 79959517950 scopus 로고    scopus 로고
    • The WTO Dispute Settlement and Human Rights
    • Frederick M. Abbott, Christine Breining-Kaufmann, and Thomas Cottier (eds), World Trade Forum, Ann Arbor: University of Michigan Press, chapter 10
    • Gabrielle Marceau, 'The WTO Dispute Settlement and Human Rights', in Frederick M. Abbott, Christine Breining-Kaufmann, and Thomas Cottier (eds), International Trade and Human Rights: Foundations and Conceptual Issues, World Trade Forum, Vol. 5 (Ann Arbor: University of Michigan Press, 2005), chapter 10;
    • (2005) International Trade and Human Rights: Foundations and Conceptual Issues , vol.5
    • Marceau, G.1
  • 12
    • 33749018012 scopus 로고    scopus 로고
    • Human Rights in WTO Dispute Settlement
    • Thomas Cottier, Joost Pauwelyn, and Elisabeth Burgi Bonanomi (eds), Oxford: Oxford University Press
    • and Joost Pauwelyn, 'Human Rights in WTO Dispute Settlement', in Thomas Cottier, Joost Pauwelyn, and Elisabeth Burgi Bonanomi (eds), Human Rights and International Trade (Oxford: Oxford University Press, 2005) at 205-31.
    • (2005) Human Rights and International Trade , pp. 205-231
    • Pauwelyn, J.1
  • 13
    • 0003578535 scopus 로고
    • United Nations, Universal Declaration of Human Rights, 1948, http://www.unhchr.ch/udhr/lang/ eng.htm. The UDHR refers, inter alia, to the rights to life, liberty, and security of persons; equality before the law and equal protection from discrimination; access to competent national tribunals for the protection of [a person's] rights; protection from arbitrary arrest and detention; ownership of property and protection against arbitrary deprivation of property; freedom of thought, conscience, religion, and of expression; just and favourable conditions of work and remuneration; an adequate standard of living; education; and other rights. The Declaration also states that 'Everyone is entitled to a social and international order in which the rights and freedoms set forth in [the Declaration] can be fully realized'. From our point of view, the critical challenge is to go beyond merely espousing these rights and goals to identify the conditions under which they are most likely to be achieved.
    • (1948) Universal Declaration of Human Rights
  • 14
    • 84937381311 scopus 로고    scopus 로고
    • Taking Human Dignity, Poverty and Empowerment of Individuals More seriously: Rejoinder to Alston
    • See Ernst-Ulrich Petersmann, 'Taking Human Dignity, Poverty and Empowerment of Individuals More seriously: Rejoinder to Alston', 13 European Journal of International Law (2002) 815-844,
    • (2002) 13 European Journal of International Law , pp. 815-844
    • Petersmann, E.-U.1
  • 15
    • 65649133433 scopus 로고    scopus 로고
    • Human Rights and the Law of the World Trade Organization
    • Ernst-Ulrich Petersmann, 'Human Rights and the Law of the World Trade Organization', 37(2) Journal of World Trade (2003) 241-281,
    • (2003) Journal of World Trade , vol.37 , Issue.2 , pp. 241-281
    • Petersmann, E.-U.1
  • 16
    • 33748121969 scopus 로고    scopus 로고
    • Theories of Justice, Human Rights and the Constitution of International Markets
    • Fall
    • and Ernst-Ulrich Petersmann, 'Theories of Justice, Human Rights and the Constitution of International Markets', 37(2) Loyola University of Los Angeles Law Review (Fall 2003) 407-460.
    • (2003) Loyola University of Los Angeles Law Review , vol.37 , Issue.2 , pp. 407-460
    • Petersmann, E.-U.1
  • 17
    • 0003587413 scopus 로고
    • New York: Penguin Classics, first published 1776
    • Adam Smith, The Wealth of Nations (New York: Penguin Classics, 1986, first published 1776).
    • (1986) The Wealth of Nations
    • Smith, A.1
  • 20
    • 0004326477 scopus 로고    scopus 로고
    • New York: Anchor Press
    • and Thomas Paine, The Rights of Man (New York: Anchor Press, 1973).
    • (1973) The Rights of Man
    • Paine, T.1
  • 21
    • 0003335371 scopus 로고
    • To Perpetual Peace: A Philosophical Sketch
    • reprinted in H. S. Reiss (ed), Cambridge: Cambridge University Press, first published 1795
    • Immanuel Kant, 'To Perpetual Peace: A Philosophical Sketch', reprinted in H. S. Reiss (ed), Kant: Political Writings (Cambridge: Cambridge University Press, 1991; first published 1795).
    • (1991) Kant: Political Writings
    • Kant, I.1
  • 23
    • 0004130519 scopus 로고    scopus 로고
    • New York: Knopf
    • 'What people can positively achieve is influenced by economic opportunities, political liberties, social powers, and the enabling conditions of good health, basic education, and the encouragement and cultivation of initiatives. The institutional arrangements for these opportunities are also influenced by the exercise of people's freedoms, through the liberty to participate in social choice and in the making of public decisions that impel the progress of these opportunities'. Amartya Sen, Development as Freedom (New York: Knopf, 1999) at 4-5.
    • (1999) Development As Freedom , pp. 4-5
    • Sen, A.1
  • 31
    • 33749023676 scopus 로고    scopus 로고
    • Making Markets Work Better for Poor People
    • (New York: World Bank), chapter 4
    • and World Bank 'Making Markets Work Better for Poor People', in World Development Report: 2004 (New York: World Bank), chapter 4. To be sure, Sachs' book is principally concerned not with market governance themes but with the prospect of 'ending poverty' through a 'global compact' involving an augmentation of international aid, public health, and related measures. He nonetheless acknowledges (at p 59-60) that respect for property rights, mechanisms to ensure the enforceability of contracts, and other aspects of governance are crucial to sustained growth and development.
    • World Development Report: 2004
  • 32
  • 33
    • 0004137211 scopus 로고
    • New York: Harcourt Brace Jovanich, New York
    • Milton Friedman and Rose Friedman, Free to Choose (New York: Harcourt Brace Jovanich, New York, 1979);
    • (1979) Free to Choose
    • Friedman, M.1    Friedman, R.2
  • 35
    • 33748999089 scopus 로고    scopus 로고
    • Sen, above n 14, at 6
    • Sen, above n 14, at 6.
  • 36
    • 33749011776 scopus 로고    scopus 로고
    • Smith, above n 10
    • Smith, above n 10.
  • 40
    • 0141438141 scopus 로고    scopus 로고
    • New York: Three Rivers Press
    • An intriguing discussion of the Scottish Enlightenment, encompassing both the lives and thought of its main figures and their relation to the evolution of political and constitutional structures in the US, the UK, and elsewhere, is provided in Arthur Herman, How the Scots Invented the Modern World (New York: Three Rivers Press, 2002).
    • (2002) How the Scots Invented the Modern World
    • Herman, A.1
  • 41
    • 0004031462 scopus 로고    scopus 로고
    • New York: Mariner Books
    • Gary Wills, Inventing America: Jefferson's Declaration of Independence (New York: Mariner Books, 2002), pp. 248-55, discusses Jefferson's reliance on the works of Hutcheson, Hume, Smith, and Jean-Jacques Burlamaqui, a Swiss contemporary and disciple of Hutcheson.
    • (2002) Inventing America: Jefferson's Declaration of Independence , pp. 248-255
    • Wills, G.1
  • 42
    • 33748996301 scopus 로고    scopus 로고
    • Thomas Paine and Adam Smith quoted in Part III(A), below
    • See also the related passages from the writings of Thomas Paine and Adam Smith quoted in Part III(A), below.
  • 43
    • 33748997469 scopus 로고    scopus 로고
    • Kant, above n 12
    • Kant, above n 12.
  • 45
    • 33749018305 scopus 로고    scopus 로고
    • Smith, above n 10, especially Book V
    • Smith, above n 10, especially Book V.
  • 46
    • 20444481897 scopus 로고    scopus 로고
    • Public Choice - Politics Without Romance
    • Public choice theorists make the (in our view, valid) point that imperfect markets should not be unfairly contrasted with an idealized or 'romanticized' vision of government intervention. Governments, too, have their failures that need to be factored into the analysis. See James Buchanan, 'Public Choice - Politics Without Romance', 19(3) Policy (2003) 16,
    • (2003) Policy , vol.19 , Issue.3 , pp. 16
    • Buchanan, J.1
  • 47
    • 33749021447 scopus 로고    scopus 로고
    • quoted in Klaus, above n 13
    • also quoted in Klaus, above n 13. Nonetheless, from the standpoint of modern economics, the existence of demonstrated market failures at least serves as a necessary (if not a sufficient) ground for intervention.
  • 48
    • 33748994078 scopus 로고    scopus 로고
    • Friedman, above n 17
    • Friedman, above n 17,
  • 50
    • 33749025874 scopus 로고    scopus 로고
    • Sachs, above n 16, at 59-60
    • see also Sachs, above n 16, at 59-60.
  • 51
    • 33749012057 scopus 로고    scopus 로고
    • Laffont, above n 16
    • See, for related discussion, Laffont, above n 16.
  • 52
    • 33748992664 scopus 로고    scopus 로고
    • De Soto, above n 27; Sachs, above n 16; and World Bank, above n 16
    • See De Soto, above n 27; Sachs, above n 16; and World Bank, above n 16.
  • 53
    • 33748992108 scopus 로고    scopus 로고
    • De Soto, above n 27 and Easterly, above n 16
    • De Soto, above n 27 and Easterly, above n 16;
  • 55
    • 33748993493 scopus 로고    scopus 로고
    • Sen, above n 14
    • Sen, above n 14.
  • 56
    • 84902619092 scopus 로고    scopus 로고
    • New Haven, CT: Yale University Press
    • See Martin Wolf, Why Globalization Works (New Haven, CT: Yale University Press, 2004), for convincing development of this theme. Globalization is defined (by Wolf and, following him, by us) as a progressive process of economic integration chiefly via the operation of markets, as natural and manmade barriers to international exchange fall. Wolf's assessment rests on both traditional economic thinking regarding the gains from trade and the modern emphasis on cross-cultural learning effects and inter-governmental competition and accountability.
    • (2004) Why Globalization Works
    • Wolf, M.1
  • 57
    • 33749038156 scopus 로고    scopus 로고
    • Wolf, ibid and Pascal Lamy, above n 1
    • See Wolf, ibid and Pascal Lamy, above n 1.
  • 58
    • 33749009376 scopus 로고    scopus 로고
    • Inge Kaul, Isabelle Grunberg, and Marc Stern, eds., Oxford: Oxford University Press
    • See, for valuable commentary, Inge Kaul, Isabelle Grunberg, and Marc Stern, eds., Global Public Goods: International Co-operation in the 21st Century (Oxford: Oxford University Press, 1999).
    • (1999) Global Public Goods: International Co-operation in the 21st Century
  • 59
  • 62
    • 84881878123 scopus 로고    scopus 로고
    • Competition Policy, Economic Development and the Possible Role of a Multilateral Framework on Competition Policy: Insights from the WTO Working Group on Trade and Competition Policy
    • Erlinda Medalla (ed), London and New York: Routledge/Curzon, chapter 4
    • and Robert D. Anderson and Frédéric Jenny, 'Competition Policy, Economic Development and the Possible Role of a Multilateral Framework on Competition Policy: Insights from the WTO Working Group on Trade and Competition Policy', in Erlinda Medalla (ed), Competition Policy in East Asia (London and New York: Routledge/Curzon, 2005), chapter 4.
    • (2005) Competition Policy in East Asia
    • Anderson, R.D.1    Jenny, F.2
  • 64
    • 33749031915 scopus 로고    scopus 로고
    • GATT Secretariat, above n 4
    • GATT Secretariat, above n 4.
  • 69
    • 33749025629 scopus 로고    scopus 로고
    • Krugman and Obstfeld, above n 36
    • Krugman and Obstfeld, above n 36. Another arguable benefit from trade liberalization and globalization is the enhanced transparency and accountability of governments that can result from international competition in political markets.
  • 70
    • 33749003267 scopus 로고    scopus 로고
    • Sachs, above n 16, chapter 16; see also Easterly, above n 16
    • Sachs, above n 16, chapter 16; see also Easterly, above n 16.
  • 71
    • 33749002643 scopus 로고    scopus 로고
    • Poverty Reduction and Development: The Interaction of Trade, Macroeconomic and Regulatory Policies
    • 14 December
    • See, for useful discussion, Chiedu Osakwe, 'Poverty Reduction and Development: the Interaction of Trade, Macroeconomic and Regulatory Policies', Tenth Joseph Mubiru Memorial Lecture, organized by the Bank of Uganda (14 December 2001).
    • (2001) Tenth Joseph Mubiru Memorial Lecture, Organized by the Bank of Uganda
    • Osakwe, C.1
  • 74
    • 33749038062 scopus 로고    scopus 로고
    • Sachs, above n 16, chapter 9
    • Sachs, above n 16, chapter 9.
  • 75
    • 33749008026 scopus 로고    scopus 로고
    • Sachs, above n 16, chapter 8
    • Sachs, above n 16, chapter 8.
  • 77
    • 33645534912 scopus 로고    scopus 로고
    • New York: W. W. Norton
    • In this context, 'cosmopolitan' refers to a rule of equal and just treatment by participating regimes of their nationals and non-nationals. See, for useful discussion, Kwame Anthony Appiah, Cosmopolitanism: Ethics in a World of Strangers (New York: W. W. Norton, 2006). The idea of cosmopolitanism also has important application in the field of competition policy.
    • (2006) Cosmopolitanism: Ethics in a World of Strangers
    • Appiah, K.A.1
  • 78
    • 0031523364 scopus 로고    scopus 로고
    • Toward World Antitrust and Market Access
    • See Eleanor M. Fox, 'Toward World Antitrust and Market Access', 91(1) American Journal of International Law (1997), 1-25.
    • (1997) American Journal of International Law , vol.91 , Issue.1 , pp. 1-25
    • Fox, E.M.1
  • 79
    • 33749015793 scopus 로고    scopus 로고
    • GATS and Democratic Legitimacy
    • Jahrgang, Zurich
    • See, for related discussion, Rudolph Adlung, 'GATS and Democratic Legitimacy', Aussenwirtschaft, 59, Jahrgang, Heft II, (Zurich, 2004).
    • (2004) Aussenwirtschaft , vol.59
    • Adlung, R.1
  • 80
    • 33749001520 scopus 로고    scopus 로고
    • note
    • As Petersmann acknowledges, they of course do not address directly many other important aspects of human rights.
  • 83
    • 0002030426 scopus 로고    scopus 로고
    • Legal, Economic and Political Objectives of National and International Competition Policies: Constitutional Functions of WTO "Linking Principles" for Trade and Competition
    • See Ernst-Ulrich Petersmann, 'Legal, Economic and Political Objectives of National and International Competition Policies: Constitutional Functions of WTO "Linking Principles" for Trade and Competition', 34 New England Law Review (1999) 145-162.
    • (1999) New England Law Review , vol.34 , pp. 145-162
    • Petersmann, E.-U.1
  • 84
    • 84937383588 scopus 로고    scopus 로고
    • Human Rights in the WTO: Whose Rights, What Humanity? Comment on Petersmann
    • See Robert Howse, 'Human Rights in the WTO: Whose Rights, What Humanity? Comment on Petersmann', 13 European Journal of International Law (2002) 651-659.
    • (2002) 13 European Journal of International Law , pp. 651-659
    • Howse, R.1
  • 85
    • 33749005473 scopus 로고    scopus 로고
    • Wolf, above n 32; Kaul et al., above n 34
    • Wolf, above n 32; Kaul et al., above n 34.
  • 86
    • 33748996021 scopus 로고    scopus 로고
    • note
    • Occasionally, it is erroneously implied that the problem of agricultural subsidies that distort developing country markets is created by the WTO. In fact, it is just the opposite - subsidies are an issue generated at the national level which various parties are seeking collectively to redress - looking to the WTO as a necessary forum in which to do this.
  • 87
    • 33749007481 scopus 로고    scopus 로고
    • note
    • The significance of this point cannot be overstated. In popular discussions, one sometimes gets the impression that the WTO is empowered to impose changes in national economic or social policies simply on the basis of its own views of what is desirable, and on its own motion. In fact, WTO dispute settlement proceedings (i.e. proceedings potentially leading to mandatory remedial measures) can be initiated only in response to complaints by a Member government or governments citing a cause-of-action that is recognized in WTO law.
  • 89
    • 33749040362 scopus 로고    scopus 로고
    • Wolf, above n 32; see also Easterly, above n 16
    • Wolf, above n 32; see also Easterly, above n 16.
  • 90
    • 33749025636 scopus 로고    scopus 로고
    • Special study on trade and competition policy
    • Geneva: WTO, chapter IV
    • IPRs are the subject of one of the three main WTO agreements, namely the TRIPS Agreement. Competition policy is also the subject of various existing legal provisions in the WTO Agreements, although (unlike intellectual property) it is not the subject of a comprehensive, self-standing agreement (see World Trade Organization, 'Special study on trade and competition policy', in Annual Report of the World Trade Organization for 1997 (Geneva: WTO, 1997), chapter IV. The need or otherwise for such an agreement was one of various issues considered in an extensive exploratory work programme on competition policy in the WTO from 1998 through 2003; this work is currently inactive as a result of decisions taken in the 2004 'July Package' of the WTO General Council
    • (1997) Annual Report of the World Trade Organization for 1997
  • 91
    • 33748994644 scopus 로고    scopus 로고
    • WTO document WT/L/579 of 2 August 2004 and Anderson and Jenny, above n 35
    • (see WTO document WT/L/579 of 2 August 2004 and Anderson and Jenny, above n 35).
  • 92
    • 33749017146 scopus 로고    scopus 로고
    • note
    • This section of the article draws on some portions of a WTO Secretariat paper on Protection of Intellectual Property under the TRIPS Agreement, prepared for a 'Day of general discussion on the topic "The right of everyone to benefit from the protection of the moral and material interests resulting from any scientific, literary or artistic production of which he is the author (Article 15.1(c)) of the Covenant" ', organized by the UN Committee on Economic, Social and Cultural Rights on 27 November 2000. UN Document E/C.12/2000/18.
  • 93
    • 33749030279 scopus 로고    scopus 로고
    • note
    • Although the term 'author' is, in the IP context, generally used to refer to authors of literary and artistic works (i.e. copyright), this term is used in a broader sense in the UDHR and the ICESCR to cover authors of 'any scientific, literary or artistic production', including both literary and artistic works and innovations (cf. para 9 of the General Comment). In this article, the term 'author' is used in this broader sense.
  • 94
    • 0004026279 scopus 로고
    • United Nations, International Covenant on Economic, Social and Cultural Rights, 1966, http://www.ohchr.org/english/law/cescr.htm. Similar provisions can be found in major regional human rights instruments, namely Article 13.2 of the American Declaration of the Rights and Duties of Man of 1948, Article 14.1(c) of the Additional Protocol to the American Convention on Human Rights in the Area of Economic, Social and Cultural Rights of 1988, and, although not explicitly, in Article 1 of Protocol No. 1 to the European Convention for the Protection of Human Rights and Fundamental Freedoms of 1952.
    • (1966) International Covenant on Economic, Social and Cultural Rights
  • 95
    • 33749030280 scopus 로고    scopus 로고
    • note
    • General Comment No. 17 on 'The right of everyone to benefit from the protection of the moral and material interests resulting from any scientific, literary, or artistic production of which he is the author' (Article 15, paragraph 1(c) of the Covenant), adopted on 21 November 2005 by the UN Committee on Economic, Social, and Cultural Rights. UN document E/C.12/GC/17.
  • 96
    • 33749034272 scopus 로고    scopus 로고
    • note
    • For discussion of the Preamble to the WTO Agreement, see section I above.
  • 97
    • 33749003277 scopus 로고    scopus 로고
    • note
    • The TRIPS Agreement incorporates by reference, inter alia, the substantive obligations of the main conventions of the World Intellectual Property Organization (WIPO), namely the Paris Convention and the Berne Convention. Moral rights conferred under Article 6bis of the Berne Convention to authors of literary and artistic works were not incorporated into the TRIPS Agreement as not being trade-related (see Article 9.1 of the TRIPS Agreement). However, this does not affect the obligations of WTO Members that are also parties to the Berne Convention to protect moral rights.
  • 99
    • 33748996022 scopus 로고    scopus 로고
    • note
    • For a general discussion on the role of non-discrimination and rule of law under the WTO, see section I above.
  • 100
    • 33749023130 scopus 로고    scopus 로고
    • note
    • Article 15, paragraphs 1(a), 1(b), and 3, respectively.
  • 101
    • 33749036080 scopus 로고    scopus 로고
    • note
    • Articles 6.1, 7(a) and 11.1, respectively.
  • 102
    • 33749024246 scopus 로고    scopus 로고
    • 70 Article 19 of the UDHR and Article 19.2 of the International Covenant on Civil and Political Rights
    • 70 Article 19 of the UDHR and Article 19.2 of the International Covenant on Civil and Political Rights.
  • 103
    • 33749020916 scopus 로고    scopus 로고
    • See Article 1.1 of the TRIPS Agreement
    • See Article 1.1 of the TRIPS Agreement.
  • 104
    • 33749005737 scopus 로고    scopus 로고
    • note
    • This idea/expression dichotomy is confirmed in Article 9.2 of the TRIPS Agreement.
  • 105
    • 0004196571 scopus 로고    scopus 로고
    • New York: Random House
    • Under the TRIPS Agreement, the copyright term is generally 50 years after the death of the author. The term of protection has been extended to 70 years in a number of jurisdictions and free trade agreements. This has been criticized by some as going against the underlying policy objectives of the copyright system, see, for example, Lawrence Lessig, The Future of Ideas: the Fate of the Commons in a Connected World (New York: Random House, 2001).
    • (2001) The Future of Ideas: the Fate of the Commons in a Connected World
    • Lessig, L.1
  • 106
    • 33749002072 scopus 로고    scopus 로고
    • note
    • However, in current discussions on a related matter, namely the protection of folklore or traditional cultural expressions, the envisaged enhanced forms of protection do not necessarily provide for the idea/expression dichotomy or contain any time limit. It appears that, to date, there has been little discussion on the potential impact of such schemes on the realization of human rights other than Article 15.1(c) rights.
  • 107
    • 33749039770 scopus 로고    scopus 로고
    • note
    • As noted above, the TRIPS Agreement provides a fair amount of leeway to WTO Member countries to adjust the level of protection by providing limitations and exceptions to exclusive rights.
  • 108
    • 33748992665 scopus 로고    scopus 로고
    • The Role of Intellectual Property Rights in Encouraging Foreign Direct Investment and Technology Transfer
    • Carsten Fink and Keith E. Maskus (eds), New York and Oxford: World Bank and Oxford University Press
    • See, for example, Commission on Intellectual Property Rights (CIPR), Integrating Intellectual Property Rights and Development Policy, 2005. An important aspect of this issue is the role of IPRs in encouraging FDI and technology transfer; see, for example, Keith E. Maskus, 'The Role of Intellectual Property Rights in Encouraging Foreign Direct Investment and Technology Transfer', in Carsten Fink and Keith E. Maskus (eds), Intellectual Property and Development: Lessons from Recent Economic Research (New York and Oxford: World Bank and Oxford University Press, 2005) at 41-73.
    • (2005) Intellectual Property and Development: Lessons from Recent Economic Research , pp. 41-73
    • Maskus, K.E.1
  • 109
    • 33749027017 scopus 로고    scopus 로고
    • See, for example, US Federal Trade Commission, To Promote Innovation: The Proper Balance of Competition and Patent Law and Policy (2003); US National Research Council of the National Academies, A Patent System for the 21st Century, (2004); and US Council of Economic Advisors, Economic Report of the President (2006), chapter 10
    • See, for example, US Federal Trade Commission, To Promote Innovation: The Proper Balance of Competition and Patent Law and Policy (2003); US National Research Council of the National Academies, A Patent System for the 21st Century, (2004); and US Council of Economic Advisors, Economic Report of the President (2006), chapter 10.
  • 110
    • 33748998280 scopus 로고    scopus 로고
    • note
    • Footnote 2 of the General Comment also refers to a number of other international and regional instruments.
  • 111
    • 33749006959 scopus 로고    scopus 로고
    • De Soto, above n 27
    • De Soto, above n 27.
  • 112
    • 33749004079 scopus 로고    scopus 로고
    • WTO document WT/MIN(01)/DEC/2
    • WTO document WT/MIN(01)/DEC/2.
  • 113
    • 33749022839 scopus 로고    scopus 로고
    • note
    • WTO document IP/C/25. As regards other areas of IPRs, the TRIPS Council, in November 2005, extended LDCs' transition period, originally set to expire at the beginning of 2006, until 1 July 2013. See WTO document IP/C/40.
  • 114
    • 33748993225 scopus 로고    scopus 로고
    • note
    • Decision on 'Implementation of Paragraph 6 of the Doha Declaration on the TRIPS Agreement and Public Health', WTO document WT/L/540 and Corr. 1.
  • 115
    • 33749024245 scopus 로고    scopus 로고
    • Decision on 'Amendment of the TRIPS Agreement', WTO document WT/L/641
    • Decision on 'Amendment of the TRIPS Agreement', WTO document WT/L/641.
  • 116
    • 33749018318 scopus 로고    scopus 로고
    • Smith, above n 10, Book I, chapter X, at 232
    • Smith, above n 10, Book I, chapter X, at 232.
  • 118
    • 0035202454 scopus 로고    scopus 로고
    • International Cartel Enforcement: Lessons from the 1990s
    • Simon J. Evenett, Margaret Levenstein, and Valerie Suslow, 'International Cartel Enforcement: Lessons from the 1990s', 24(9) The World Economy (2001) 1221-C45;
    • (2001) The World Economy , vol.24 , Issue.9
    • Evenett, S.J.1    Levenstein, M.2    Suslow, V.3
  • 119
    • 0036332368 scopus 로고    scopus 로고
    • Competition Policy and the Future of the Multilateral Trading System
    • Robert D. Anderson and Peter Holmes 'Competition Policy and the Future of the Multilateral Trading System', 5(2) JIEL (2002) 531-C63;
    • (2002) JIEL , vol.5 , Issue.2
    • Anderson, R.D.1    Holmes, P.2
  • 120
    • 33749021725 scopus 로고    scopus 로고
    • and Anderson and Jenny, above n 35
    • and Anderson and Jenny, above n 35.
  • 121
    • 33749032193 scopus 로고    scopus 로고
    • Anderson and Jenny, above n 35
    • Anderson and Jenny, above n 35.
  • 122
    • 33745624299 scopus 로고    scopus 로고
    • The Case for a Multilateral Agreement on Competition Policy: A Developing Country Perspective
    • Various alternative estimates are reviewed in Aditya Bhattacharjea, 'The Case for a Multilateral Agreement on Competition Policy: A Developing Country Perspective', 9(2) JIEL (2006) 293-C323.
    • (2006) JIEL , vol.9 , Issue.2
    • Bhattacharjea, A.1
  • 125
    • 33749031620 scopus 로고    scopus 로고
    • Meeting the Challenges of Good Governance: The Complementary Roles of Trade Liberalization and Competition Rules in Addressing Anti-competitive Barriers and Practices in National Procurement Markets
    • Paper Presented University of Nottingham 19-20 June
    • Robert D. Anderson, 'Meeting the Challenges of Good Governance: the Complementary Roles of Trade Liberalization and Competition Rules in Addressing Anti-competitive Barriers and Practices in National Procurement Markets', Paper Presented at a Conference on Public Procurement - Global Revolution III, University of Nottingham (19-20 June 2006).
    • (2006) Conference on Public Procurement - Global Revolution III
    • Anderson, R.D.1
  • 130
    • 33749021171 scopus 로고    scopus 로고
    • Smith, above n 10, Book I, chapter X, at 222-23
    • Smith, above n 10, Book I, chapter X, at 222-23.
  • 132
    • 0001424147 scopus 로고
    • Producer Protection, Prior Market Structure and the Effects of Government Regulation
    • William A. Jordan, 'Producer Protection, Prior Market Structure and the Effects of Government Regulation', XV(1) Journal of Law and Economics (1972), 151-76;
    • (1972) Journal of Law and Economics , vol.15 , Issue.1 , pp. 151-176
    • Jordan, W.A.1
  • 133
    • 0000367973 scopus 로고
    • The Political Economy of the Rent-Seeking Society
    • and Anne O. Krueger, 'The Political Economy of the Rent-Seeking Society', 64(3) American Economic Review (1974) 291-303.
    • (1974) American Economic Review , vol.64 , Issue.3 , pp. 291-303
    • Krueger, A.O.1
  • 134
    • 33749027016 scopus 로고    scopus 로고
    • Smith, above n 10, Book IV, chapter VIII, pp 226-247.
    • Smith, above n 10, Book IV, chapter VIII, pp 226-247.
  • 135
    • 33749000659 scopus 로고    scopus 로고
    • 405 U.S. 596 (1972), at 610
    • 405 U.S. 596 (1972), at 610.
  • 136
    • 0742288973 scopus 로고    scopus 로고
    • The Modern Evolution of U.S. Competition Policy Enforcement Norms
    • William E. Kovacic, 'The Modern Evolution of U.S. Competition Policy Enforcement Norms', 71(2) Antitrust Law Journal (2004), 377-478. Kovacic also stresses the importance of transparency mechanisms in the formulation of competition policy and their contribution to the evolution of sound enforcement norms in this field.
    • (2004) Antitrust Law Journal , vol.71 , Issue.2 , pp. 377-478
    • Kovacic, W.E.1
  • 139
    • 33748988262 scopus 로고    scopus 로고
    • See also Anderson and Holmes, above n 85
    • See also Anderson and Holmes, above n 85.
  • 141
    • 0004005928 scopus 로고
    • Charlottesville, Va.: The Michie Co.
    • Department of State, 'U.S. Proposals for an International Trade Organization': as quoted in John H. Jackson, World Trade and the Law of GATT (Charlottesville, Va.: The Michie Co., 1969), p. 522.
    • (1969) World Trade and the Law of GATT , pp. 522
    • Jackson, J.H.1
  • 142
    • 33749012344 scopus 로고    scopus 로고
    • http://www.wto.org/English/docs_e/legal_e/havana_e.pdf.
  • 143
    • 33748999361 scopus 로고    scopus 로고
    • http://www.wto.org/english/tratop_e/serv_e/telecom_e/tel23_e.htm.
  • 144
    • 33748991516 scopus 로고    scopus 로고
    • World Trade Organization, 1997, above n 60; Anderson and Holmes, above n 85
    • World Trade Organization, 1997, above n 60; Anderson and Holmes, above n 85.
  • 146
    • 33749033153 scopus 로고    scopus 로고
    • United Nations, ibid, also at 8
    • United Nations, ibid, also at 8.
  • 147
    • 0002053656 scopus 로고    scopus 로고
    • WT/MIN(96)DEC adopted on 13 December paragraph 20
    • Singapore Ministerial Declaration, WT/MIN(96)DEC (adopted on 13 December 1996), paragraph 20.
    • (1996) Singapore Ministerial Declaration
  • 148
    • 33749023955 scopus 로고    scopus 로고
    • See, for contrasting perspectives on the debate, Eleanor M. Fox, 'International Antitrust and the Doha Dome', 43 Virginia Journal of International Law (2003), 911 and Bhattacharjea, above n 87
    • See, for contrasting perspectives on the debate, Eleanor M. Fox, 'International Antitrust and the Doha Dome', 43 Virginia Journal of International Law (2003), 911 and Bhattacharjea, above n 87.
  • 149
    • 33748991251 scopus 로고    scopus 로고
    • See also Anderson and Jenny, above n 35
    • See also Anderson and Jenny, above n 35.
  • 150
    • 33749009366 scopus 로고    scopus 로고
    • WT/L/579, 2 August 2004
    • WT/L/579, 2 August 2004.
  • 151
    • 33748987978 scopus 로고    scopus 로고
    • See, for discussion, Bhattacharjea, above n 87
    • See, for discussion, Bhattacharjea, above n 87.
  • 153
    • 33749023397 scopus 로고    scopus 로고
    • Remarks to the George Mason Law Review Symposium on Antitrust in the Global Economy, Washington, DC October
    • and Douglas A. Melamed, 'International Antitrust in an Age of International Deregulation', Remarks to the George Mason Law Review Symposium on Antitrust in the Global Economy, Washington, DC (October 1997).
    • (1997) International Antitrust in An Age of International Deregulation
    • Melamed, D.A.1
  • 154
    • 33749030486 scopus 로고    scopus 로고
    • See, for details, the Annual Reports of the WTO Working Group on the Interaction between Trade and Competition Policy to the General Council, 1998-2003 (Geneva: WTO), WT/WGTCP/2-8
    • See, for details, the Annual Reports of the WTO Working Group on the Interaction between Trade and Competition Policy to the General Council, 1998-2003 (Geneva: WTO), WT/WGTCP/2-8.
  • 155
    • 33748999870 scopus 로고    scopus 로고
    • See, for example, William J. Kolasky (then US Deputy Assistant Attorney-General for Antitrust), Global Competition Convergence and Co-operation: Looking Back and Looking Ahead, Remarks to the American Bar Association Fall Forum, Washington, DC (7 November 2002)
    • See, for example, William J. Kolasky (then US Deputy Assistant Attorney-General for Antitrust), Global Competition Convergence and Co-operation: Looking Back and Looking Ahead, Remarks to the American Bar Association Fall Forum, Washington, DC (7 November 2002).
  • 156
    • 33749005466 scopus 로고    scopus 로고
    • Anderson and Jenny, above n 35
    • Anderson and Jenny, above n 35.
  • 157
    • 33748994067 scopus 로고    scopus 로고
    • Panel report, Mexico: Measures affecting Telecommunications Services, WT/DS204/R (adopted 1 June 2004)
    • Panel report, Mexico: Measures affecting Telecommunications Services, WT/DS204/R (adopted 1 June 2004).
  • 158
    • 33745593732 scopus 로고    scopus 로고
    • The WTO's First Antitrust Case - Mexican Telecom: A Sleeping Victory for Trade and Competition
    • See, for a lucid analysis, Eleanor M. Fox, 'The WTO's First Antitrust Case - Mexican Telecom: A Sleeping Victory for Trade and Competition', 9(2) JIEL (2006), 271-92.
    • (2006) JIEL , vol.9 , Issue.2 , pp. 271-292
    • Fox, E.M.1
  • 159
    • 33748999871 scopus 로고    scopus 로고
    • Clarke and Evenett, above n 35, at 117-18
    • Clarke and Evenett, above n 35, at 117-18.
  • 160
    • 33748996872 scopus 로고    scopus 로고
    • Birdsall and Lawrence, above n 44
    • Birdsall and Lawrence, above n 44.
  • 161
    • 84928086655 scopus 로고    scopus 로고
    • Competition Provisions in Regional Trade Agreements
    • OECD
    • For documentation and analysis of such arrangements, see Oliver Solano and Andreas Sennekamp, 'Competition Provisions in Regional Trade Agreements', OECD Trade Policy Working Papers, No. 31, OECD;
    • OECD Trade Policy Working Papers, No. 31
    • Solano, O.1    Sennekamp, A.2
  • 163
    • 33749017421 scopus 로고    scopus 로고
    • note
    • These are exclusive grant-back conditions, conditions preventing challenges to validity and coercive package licensing.
  • 164
    • 33749029061 scopus 로고    scopus 로고
    • note
    • Specifically, those contained in subparagraphs (b) and (f) of paragraph 31.
  • 165
    • 33749000086 scopus 로고    scopus 로고
    • See discussion in World Trade Organization 1997, above n 59, at 72-4
    • See discussion in World Trade Organization 1997, above n 59, at 72-4.
  • 166
    • 0345619413 scopus 로고    scopus 로고
    • Intellectual Property Rights, Competition Policy and International Trade: Reflections on the Work of the WTO Working Group on the Interaction between Trade and Competition Policy
    • Thomas Cottier and Petros Mavroidis (eds), Ann Arbor: University of Michigan Press, December chapter 17
    • Robert D. Anderson, 'Intellectual Property Rights, Competition Policy and International Trade: Reflections on the Work of the WTO Working Group on the Interaction between Trade and Competition Policy', in Thomas Cottier and Petros Mavroidis (eds), Intellectual Property: Trade, Competition and Sustainable Development, (Ann Arbor: University of Michigan Press, December 2002), chapter 17;
    • (2002) Intellectual Property: Trade, Competition and Sustainable Development
    • Anderson, R.D.1
  • 167
    • 4544378965 scopus 로고    scopus 로고
    • Are the Competition Rules in the WTO TRIPS Agreement Adequate?
    • Frederick M. Abbott, 'Are the Competition Rules in the WTO TRIPS Agreement Adequate?', 7 JIEL (2004), 687;
    • (2004) JIEL , vol.7 , pp. 687
    • Abbott, F.M.1
  • 169
    • 33749012058 scopus 로고    scopus 로고
    • note
    • Anderson, ibid. Abbott, taking a subtly different perspective, argues that developing countries are well served by the broad wording of the competition provisions of the Agreement which, in his view, permits a stricter approach to anti-competitive practices impacting on public health as opposed to non-health-related markets, and that such treatment is justified on policy grounds. His argument builds on the importance of the 'rule of reason' in modern competition law (i.e. the case-by-case analysis of market restraints taking broad account of the circumstances and interests affected) and the right to health as it is established in international law. Abbott, 'The "Rule of Reason" and the Right to Health: Integrating Human Rights and Competition Principles in the Context of TRIPS', ibid.
  • 170
    • 33749019526 scopus 로고    scopus 로고
    • See Jefferson Parish Hospital District No. 2 v. Hyde, 466 U.S. 2 (US Supreme Court), and past precedents cited therein
    • See Jefferson Parish Hospital District No. 2 v. Hyde, 466 U.S. 2 (US Supreme Court), and past precedents cited therein.
  • 172
    • 33748988820 scopus 로고    scopus 로고
    • 126 S. Ct. 1281 (2006)
    • 126 S. Ct. 1281 (2006).
  • 173
    • 33749026155 scopus 로고    scopus 로고
    • note
    • The various recent cases involving the Microsoft corporation provide obvious examples.
  • 174
    • 33749016567 scopus 로고    scopus 로고
    • note
    • Radio Telefis Eireann (RTE) and Independent Television Publications Ltd (ITP) v Commission (Magill) [1995] ECR 743.
  • 175
    • 33748989079 scopus 로고    scopus 로고
    • IMS Health GmbH & Co. OHG v NDC Health GmbH & Co. KG, [2004] ECR I-5039
    • IMS Health GmbH & Co. OHG v NDC Health GmbH & Co. KG, [2004] ECR I-5039.
  • 176
    • 33749020363 scopus 로고    scopus 로고
    • See, for a recent contribution, Makan Delrahim (then US Deputy Assistant Attorney-General for Antitrust), 'Forcing Firms to Share the Sandbox: Compulsory Licensing of Intellectual Property Rights and Antitrust', Remarks before the British Institute of International and Comparative Law, London, UK (2004)
    • See, for a recent contribution, Makan Delrahim (then US Deputy Assistant Attorney-General for Antitrust), 'Forcing Firms to Share the Sandbox: Compulsory Licensing of Intellectual Property Rights and Antitrust', Remarks before the British Institute of International and Comparative Law, London, UK (2004).
  • 177
    • 33749018003 scopus 로고    scopus 로고
    • note
    • There are, nonetheless, important residual differences in the treatment of licensing practices among jurisdictions, perhaps particularly between the US and the European Community.
  • 178
    • 33748991250 scopus 로고    scopus 로고
    • See also Anderson and Heimler, above n 100
    • See also Anderson and Heimler, above n 100.
  • 179
    • 33749033970 scopus 로고    scopus 로고
    • See, for further discussion, US Department of Justice and Federal Trade Commission, above n 120
    • See, for further discussion, US Department of Justice and Federal Trade Commission, above n 120;
  • 181
    • 33749025346 scopus 로고    scopus 로고
    • Lamy, above n 1
    • Lamy, above n 1.
  • 182
    • 33749031366 scopus 로고    scopus 로고
    • Among the important early contributions are Stigler, above n 94, Jordan, above n 94, and Krueger, above n 94
    • Among the important early contributions are Stigler, above n 94, Jordan, above n 94, and Krueger, above n 94.


* 이 정보는 Elsevier사의 SCOPUS DB에서 KISTI가 분석하여 추출한 것입니다.