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Volumn 40, Issue 3, 2002, Pages 235-263

'To relate knowledge and action': The impact of the rockefeller foundation on foreign policy thinking during America's rise to globalism 1939-1945

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EID: 27744468948     PISSN: 00264695     EISSN: None     Source Type: Journal    
DOI: 10.1023/A:1019572526066     Document Type: Article
Times cited : (29)

References (139)
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    • ed, Boston: GK Hall and Co, Most studies of philanthropy and public policy, however, focus entirely on domestic affairs;
    • Robert F. Arnove (ed.), Philanthropy and Cultural Imperialism. The Foundations at Home and Abroad (Boston: GK Hall and Co., 1980). Most studies of philanthropy and public policy, however, focus entirely on domestic affairs;
    • (1980) Philanthropy and Cultural Imperialism. The Foundations at Home and Abroad
  • 3
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    • Lawrence Shoup and William Minter, Imperial Brain Trust. The Council on Foreign Relations and United States Foreign Policy (New York: Monthly Review Press, 1977).
    • Lawrence Shoup and William Minter, Imperial Brain Trust. The Council on Foreign Relations and United States Foreign Policy (New York: Monthly Review Press, 1977).
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    • ed, note 3;
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    • Stephen Gill, American Hegemony and Trilateralism (Cambridge: Cambridge University Press, 1990), highlights the importance of Rockefeller interests in promoting 'transnationalism' during the 1970s and 1980s.
    • Stephen Gill, American Hegemony and Trilateralism (Cambridge: Cambridge University Press, 1990), highlights the importance of Rockefeller interests in promoting 'transnationalism' during the 1970s and 1980s.
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    • Barbara Howe, 'The Emergence of Scientific Philanthropy, 1900-1920: Origins, Issues, Outcomes', in Arnove (ed.), op. cit. note 3, 34 (25-54).
    • Barbara Howe, 'The Emergence of Scientific Philanthropy, 1900-1920: Origins, Issues, Outcomes', in Arnove (ed.), op. cit. note 3, 34 (25-54).
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    • ed, note 3
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    • Progressivism and Imperialism: The Progressive Movement and American Foreign Policy, 1898-1916
    • William E. Leuchten-berg, 'Progressivism and Imperialism: The Progressive Movement and American Foreign Policy, 1898-1916', Mississippi Valley Historical Review, 39 (3), (1952-1953), 483-504.
    • (1952) Mississippi Valley Historical Review , vol.39 , Issue.3 , pp. 483-504
    • Leuchten-berg, W.E.1
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    • Gramsci cited by, S. Gill ed, Cambridge: Cambridge University Press
    • Gramsci cited by Enrico Augelli and Craig N. Murphy, 'Gramsci and International Relations', in S. Gill (ed.), Gramsci, Historical Materialism and International Relations (Cambridge: Cambridge University Press, 1993), 128.
    • (1993) Gramsci, Historical Materialism and International Relations , pp. 128
    • Augelli, E.1    Murphy, C.N.2
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    • See also, Gwyn A. Williams, 'The Concept of Egemonia in the Thought of Antonio Gramsci', Journal of the History of Ideas, 21 (4), (1960), 586-599. This article uses rival theories as an aid to understanding the historical material. It is clear that objective observation and analysis is problematic, especially in the social sciences. Facts do not speak for themselves. Testing rival theories against historical evidence, therefore, allows us to ask searching questions from a range of perspectives, permitting a wider range of factors to be taken into account before reaching conclusions.
    • See also, Gwyn A. Williams, 'The Concept of "Egemonia" in the Thought of Antonio Gramsci', Journal of the History of Ideas, 21 (4), (1960), 586-599. This article uses rival theories as an aid to understanding the historical material. It is clear that objective observation and analysis is problematic, especially in the social sciences. Facts do not speak for themselves. Testing rival theories against historical evidence, therefore, allows us to ask searching questions from a range of perspectives, permitting a wider range of factors to be taken into account before reaching conclusions.
  • 14
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    • Stuart Hall ed, London: Verso
    • Stuart Hall (ed.), The Hard Road to Renewal (London: Verso, 1988), 166.
    • (1988) The Hard Road to Renewal , pp. 166
  • 15
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    • ed, note 3;
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    • op. cit
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    • Berman, op. cit. note 5
    • Berman, op. cit. note 5.
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    • Quintin Hoare and Geoffrey Nowell-Smith eds, London: Lawrence and Wishart
    • Quintin Hoare and Geoffrey Nowell-Smith (eds.), Selections from the Prison Notebooks of Antonio Gramsci (London: Lawrence and Wishart, 1971), 146.
    • (1971) Selections from the Prison Notebooks of Antonio Gramsci , pp. 146
  • 19
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    • ed, note 3;
    • Arnove (ed.), op. cit. note 3;
    • op. cit
  • 20
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    • Berman, op. cit. note 5;
    • Berman, op. cit. note 5;
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    • Gramsci and the Theory of Hegemony
    • Thomas R. Bates, 'Gramsci and the Theory of Hegemony', Journal of the History of Ideas, 36 (2), (1975), 351-366.
    • (1975) Journal of the History of Ideas , vol.36 , Issue.2 , pp. 351-366
    • Bates, T.R.1
  • 22
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    • For fuller discussion of the concept of 'state spirit, see and, eds, note 14
    • For fuller discussion of the concept of 'state spirit', see Hoare and Nowell-Smith (eds.), op. cit. note 14.
    • op. cit
  • 23
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    • For the historic role of the foreign policy establishment, see, New York: New American Library
    • For the historic role of the foreign policy establishment, see Joseph Kraft, Profiles in Power. A Washington Insight (New York: New American Library, 1966);
    • (1966) Profiles in Power. A Washington Insight
    • Kraft, J.1
  • 24
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    • The Establishment
    • New York: Vintage Books
    • and Godfrey Hodgson, 'The Establishment', in America in Our Time (New York: Vintage Books, 1978), 111-133.
    • (1978) America in Our Time , pp. 111-133
    • Hodgson, G.1
  • 25
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    • and, eds, note 14
    • Hoare and Nowell-Smith (eds.), op. cit. note 14, 258-259.
    • op. cit , pp. 258-259
  • 27
    • 0023473325 scopus 로고    scopus 로고
    • Barry D. Karl and Stanley N. Katz, Foundations and Ruling Class Elites, Daedalus, 116 (1, 1987, 1-40. Karl and Katz's views have become influential in the study of foundations, as shown by the special edition of Daedalusin which their views appeared in the late 1980s; by their acknowledged influence on Ellen Condliffe Lagemann, The Politics of Knowledge. The Carnegie Corporation, Philanthropy, and Public Policy (Middletown: Wesleyan University Press, 1989, and by a special issue of Minerva, 35 3, 1997, Their arguments may be considered to be a form of 'sophisticated conservatism, or 'critical insider-ism, they echo the 'managerial thesis' of several decades ago, suggesting that the separation of ownership and control of foundations profoundly altered their raison d'etre and activities
    • Barry D. Karl and Stanley N. Katz, 'Foundations and Ruling Class Elites', Daedalus, 116 (1), (1987), 1-40. Karl and Katz's views have become influential in the study of foundations, as shown by the special edition of Daedalusin which their views appeared in the late 1980s; by their acknowledged influence on Ellen Condliffe Lagemann, The Politics of Knowledge. The Carnegie Corporation, Philanthropy, and Public Policy (Middletown: Wesleyan University Press, 1989), and by a special issue of Minerva, 35 (3), (1997). Their arguments may be considered to be a form of 'sophisticated conservatism', or 'critical insider-ism'; they echo the 'managerial thesis' of several decades ago, suggesting that the separation of ownership and control of foundations profoundly altered their raison d'etre and activities.
  • 28
  • 29
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    • see also, Cambridge: Cambridge University Press
    • see also, Hogan, The Marshall Plan (Cambridge: Cambridge University Press, 1989);
    • (1989) The Marshall Plan
    • Hogan1
  • 30
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    • The Discovery and Study of a
    • Corporate Liberalism
    • Ellis W. Hawley, 'The Discovery and Study of a "Corporate Liberalism" ' Business History Review, 12 (3), (1978), 309-320;
    • (1978) Business History Review , vol.12 , Issue.3 , pp. 309-320
    • Hawley, E.W.1
  • 31
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    • Drift or Mastery? A Corpor-atist Synthesis for American Diplomatic History
    • and Thomas J. McCormick, 'Drift or Mastery? A Corpor-atist Synthesis for American Diplomatic History', Reviews in American History, 10 (4), (1982), 318-330.
    • (1982) Reviews in American History , vol.10 , Issue.4 , pp. 318-330
    • McCormick, T.J.1
  • 32
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    • Michael Hogan, A Cross of Iron: Harry S. Truman and the Origins of the National Security State, 1945-1954 (Cambridge: Cambridge University Press, 1998).
    • Michael Hogan, A Cross of Iron: Harry S. Truman and the Origins of the National Security State, 1945-1954 (Cambridge: Cambridge University Press, 1998).
  • 34
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    • see also, P. Evans, T. Skocpol et al, eds, Cambridge: Cambridge University Press
    • see also, P. Evans, T. Skocpol et al. (eds.), Bringing the State Back In (Cambridge: Cambridge University Press, 1985);
    • (1985) Bringing the State Back In
  • 37
    • 66649109036 scopus 로고    scopus 로고
    • These initiatives have been selected because they represent the best-funded. In fact, the initiatives featured almost exhaust the number carried out by the RF. The only programme not reviewed here has been analysed in Parmar, 'The Carnegie Corporation and the Mobilisation of Opinion, 1939-1945', op. cit. note 2.
    • These initiatives have been selected because they represent the best-funded. In fact, the initiatives featured almost exhaust the number carried out by the RF. The only programme not reviewed here has been analysed in Parmar, 'The Carnegie Corporation and the Mobilisation of Opinion, 1939-1945', op. cit. note 2.
  • 38
    • 66649120151 scopus 로고    scopus 로고
    • Shoup and Minter, op. cit. note 4;
    • Shoup and Minter, op. cit. note 4;
  • 39
    • 66649089421 scopus 로고    scopus 로고
    • Kraft, op. cit. note 15;
    • Kraft, op. cit. note 15;
  • 40
    • 66649111268 scopus 로고    scopus 로고
    • Hodgson, The Establishment, op. cit. note 15;
    • Hodgson, 'The Establishment', op. cit. note 15;
  • 41
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    • Citizen McCloy
    • Max Holland, 'Citizen McCloy', The Wilson Quarterly, 15 (3), (1991), 22-42.
    • (1991) The Wilson Quarterly , vol.15 , Issue.3 , pp. 22-42
    • Holland, M.1
  • 42
    • 66649096064 scopus 로고    scopus 로고
    • Carnegie Corporation, New York (hereafter CC), Grant Files, Box 187: International Relations; Rare Book and Manuscript Collection, Butler Library, Columbia University; N. Peffer, 'Memorandum on Carnegie Grants in the Field of International Relations', 17 April 1942. By 1939, the journal, Foreign Affairs, had 15,000 subscribers.
    • Carnegie Corporation, New York (hereafter CC), Grant Files, Box 187: International Relations; Rare Book and Manuscript Collection, Butler Library, Columbia University; N. Peffer, 'Memorandum on Carnegie Grants in the Field of International Relations', 17 April 1942. By 1939, the journal, Foreign Affairs, had 15,000 subscribers.
  • 43
    • 66649098623 scopus 로고    scopus 로고
    • RFA, RG1 Projects Series 100 International; Box 97, Folder 100S, CFR 1936-1937; W.H. Mallory (CFR) to E.E. Day (RF), 11 January 1936. By 1945, there were several groups approaching completion of their deliberations, including the Group on Legal Problems of Reconstruction, and the Cartel Group. Other groups included US-Soviet Relations, The Export of Technology, and Compulsory Military Training. See RG1 Projects Series 100 International, Box 97, Folder 100S, CFR, 1945, Application for funds, W.H. Mallory (CFR) to J.H. Willits (RF), 15 January 1945.
    • RFA, RG1 Projects Series 100 International; Box 97, Folder 100S, CFR 1936-1937; W.H. Mallory (CFR) to E.E. Day (RF), 11 January 1936. By 1945, there were several groups approaching completion of their deliberations, including the Group on Legal Problems of Reconstruction, and the Cartel Group. Other groups included US-Soviet Relations, The Export of Technology, and Compulsory Military Training. See RG1 Projects Series 100 International, Box 97, Folder 100S, CFR, 1945, Application for funds, W.H. Mallory (CFR) to J.H. Willits (RF), 15 January 1945.
  • 44
    • 66649097534 scopus 로고    scopus 로고
    • The group included economists Alvin Hansen and Jacob Viner, historians W.L. Langer and James Shotwell, and lawyers and businessmen, John Foster Dulles and Norman Davis
    • The group included economists Alvin Hansen and Jacob Viner, historians W.L. Langer and James Shotwell, and lawyers and businessmen, John Foster Dulles and Norman Davis.
  • 45
    • 66649085420 scopus 로고    scopus 로고
    • Shoup and Minter, op. cit. note 4, 120-122. The War-Peace Studies project was divided into five study groups: Economic and Financial; Political; Armaments; Territorial; and Peace Aims. Each group had a designated leader and a research secretary, with an overall steering committee allocating topics to each group, a member of which produced an initial statement of the problem which, after protracted discussion, was written up and forwarded to the President and the State Department.
    • Shoup and Minter, op. cit. note 4, 120-122. The War-Peace Studies project was divided into five study groups: Economic and Financial; Political; Armaments; Territorial; and Peace Aims. Each group had a designated leader and a research secretary, with an overall steering committee allocating topics to each group, a member of which produced an initial statement of the problem which, after protracted discussion, was written up and forwarded to the President and the State Department.
  • 46
    • 66649093153 scopus 로고    scopus 로고
    • Shoup and Minter, op. cit. note 4.
    • Shoup and Minter, op. cit. note 4.
  • 48
    • 66649104816 scopus 로고    scopus 로고
    • Shoup and Minter, op. cit. note 4;
    • Shoup and Minter, op. cit. note 4;
  • 50
    • 84937285385 scopus 로고    scopus 로고
    • I. Parmar, 'The Issue of State Power: A Case Study of the Council on Foreign Relations', Journal of American Studies, 29 (1), (1995), 73-95. The Moscow Agreement of October 1943 was the first meeting of the three big powers - United States, Russia and Britain - during the Second World War. It set up the European Advisory Commission that worked out the basic principles for the treatment of post-war Germany: the destruction of German military power and of the Nazi party, the punishment of war criminals, the zones of control, and the arrangements for reparations payments.
    • I. Parmar, 'The Issue of State Power: A Case Study of the Council on Foreign Relations', Journal of American Studies, 29 (1), (1995), 73-95. The Moscow Agreement of October 1943 was the first meeting of the three big powers - United States, Russia and Britain - during the Second World War. It set up the European Advisory Commission that worked out the basic principles for the treatment of post-war Germany: the destruction of German military power and of the Nazi party, the punishment of war criminals, the zones of control, and the arrangements for reparations payments.
  • 52
    • 66649084283 scopus 로고    scopus 로고
    • Kirk was member of the Yale Institute of International Studies, a War-Peace Studies project research secretary and independent consultant to the State Department. RFA, Memorandum of conversation, Kirk and Willits, 22 November 1943, in same file as Bowman's letter, op. cit. note 31.
    • Kirk was member of the Yale Institute of International Studies, a War-Peace Studies project research secretary and independent consultant to the State Department. RFA, Memorandum of conversation, Kirk and Willits, 22 November 1943, in same file as Bowman's letter, op. cit. note 31.
  • 53
    • 66649092278 scopus 로고    scopus 로고
    • RFA, Interview, Pasvolsky and Willits; 3 December 1943, in same file as Bowman letter, op. cit. note 31
    • RFA, Interview, Pasvolsky and Willits; 3 December 1943, in same file as Bowman letter, op. cit. note 31.
  • 54
    • 66649133029 scopus 로고    scopus 로고
    • Shoup and Minter, op. cit. note 4;
    • Shoup and Minter, op. cit. note 4;
  • 55
    • 66649095501 scopus 로고    scopus 로고
    • RFA, Edward Stettinius (Under-Secretary of State) to J.H. Willits (RF), 24 November 1943, in same file as Bowman to Willits, 23 November 1943, op. cit. note 31.
    • RFA, Edward Stettinius (Under-Secretary of State) to J.H. Willits (RF), 24 November 1943, in same file as Bowman to Willits, 23 November 1943, op. cit. note 31.
  • 56
    • 66649089993 scopus 로고    scopus 로고
    • RFA, Fosdick to Mallory, 8 October 1946, as for Bowman, op. cit. note 31, but Folder 898.
    • RFA, Fosdick to Mallory, 8 October 1946, as for Bowman, op. cit. note 31, but Folder 898.
  • 58
    • 66649095513 scopus 로고
    • Box 99, Folder 100S; CFR - War Problems, 1939-1940, Tracy B. Kittredge to Joseph H
    • RFA, RG1 Projects Series 100 International, 12 November
    • RFA, RG1 Projects Series 100 International, Box 99, Folder 100S; CFR - War Problems, 1939-1940, Tracy B. Kittredge to Joseph H. Willitts, 12 November 1940.
    • (1940) Willitts
  • 60
    • 66649137366 scopus 로고    scopus 로고
    • Shoup and Minter, op. cit. note 4;
    • Shoup and Minter, op. cit. note 4;
  • 61
    • 66649131618 scopus 로고    scopus 로고
    • Parmar, op. cit. note 2. One of the most significant ways in which officials encouraged the wide dissemination of policy ideas was through the Carnegie Corporation-financed CFR programme of regional committees, officially known as the Committees on Foreign Relations.
    • Parmar, op. cit. note 2. One of the most significant ways in which officials encouraged the wide dissemination of policy ideas was through the Carnegie Corporation-financed CFR programme of regional committees, officially known as the Committees on Foreign Relations.
  • 62
    • 66649134933 scopus 로고    scopus 로고
    • For further elucidation of this theme, see Parmar, op. cit. note 30
    • For further elucidation of this theme, see Parmar, op. cit. note 30.
  • 63
    • 66649104410 scopus 로고    scopus 로고
    • See FPA data in RFA files, RG1.1 Series 200; and in RG III 2 Q, Box 1; RG III Series 910, Box 7.
    • See FPA data in RFA files, RG1.1 Series 200; and in RG III 2 Q, Box 1; RG III Series 910, Box 7.
  • 64
    • 66649102679 scopus 로고    scopus 로고
    • See IPR data in RFA files, RG1.1 Series 200 US (IPR), Boxes 350-351. See also, Paul F. Hooper, 'The Institute of Pacific Relations and the Origins of Asian and Pacific Studies', Pacific Affairs, 61 (1), (1988), 98-121.
    • See IPR data in RFA files, RG1.1 Series 200 US (IPR), Boxes 350-351. See also, Paul F. Hooper, 'The Institute of Pacific Relations and the Origins of Asian and Pacific Studies', Pacific Affairs, 61 (1), (1988), 98-121.
  • 65
    • 66649084864 scopus 로고    scopus 로고
    • Owen Lattimore of the IPR, for example, joined the CFR's War-Peace Studies Project in the State Department, headed the US Office of War Information's San Francisco office, and served as political adviser to Chiang Kai-shek. General Frank L. McCoy, President of the FPA, also served in the War-Peace Project and in the US Office of War Information.
    • Owen Lattimore of the IPR, for example, joined the CFR's War-Peace Studies Project in the State Department, headed the US Office of War Information's San Francisco office, and served as political adviser to Chiang Kai-shek. General Frank L. McCoy, President of the FPA, also served in the War-Peace Project and in the US Office of War Information.
  • 66
    • 66649128685 scopus 로고    scopus 로고
    • RFA, RG1.1 Series 200, Box 334, Folder 3975 for citations of comments by Nelson Rockefeller, Co-ordinator of Inter-American Affairs in the Executive Office of the President, and by Dean Acheson, Assistant Secretary of State; memorandum, TB Kittredge, 'Program of the Foreign Policy Association', 29 October 1941.
    • RFA, RG1.1 Series 200, Box 334, Folder 3975 for citations of comments by Nelson Rockefeller, Co-ordinator of Inter-American Affairs in the Executive Office of the President, and by Dean Acheson, Assistant Secretary of State; memorandum, TB Kittredge, 'Program of the Foreign Policy Association', 29 October 1941.
  • 67
    • 66649104143 scopus 로고    scopus 로고
    • Figures compiled from Annual Reports of the Foundation.
    • Figures compiled from Annual Reports of the Foundation.
  • 69
    • 66649136960 scopus 로고    scopus 로고
    • As Nadel and Rourke argue, the political sensitivity of an issue is a key determinant of the State Department's historical role in 'organizing' private campaigns, thereby concealing the Department's responsibility for various initiatives. See, Mark V. Nadel and Francis E. Rourke, 'Bureaucracies', in Fred I. Greenstein and Nelson W. Polsby (eds.), Handbook of Political Science, 5, Governmental Institutions and Processes (London: Addison-Wesley Publishing Co., 1975), 373-440.
    • As Nadel and Rourke argue, the political sensitivity of an issue is a key determinant of the State Department's historical role in 'organizing' private campaigns, thereby concealing the Department's responsibility for various initiatives. See, Mark V. Nadel and Francis E. Rourke, 'Bureaucracies', in Fred I. Greenstein and Nelson W. Polsby (eds.), Handbook of Political Science, Vol. 5, Governmental Institutions and Processes (London: Addison-Wesley Publishing Co., 1975), 373-440.
  • 70
    • 66649137927 scopus 로고    scopus 로고
    • RFA, Internal correspondence and memoranda, particularly 'FPA request for renewal', by R.B. Fosdick, 6 August 1943.
    • RFA, Internal correspondence and memoranda, particularly 'FPA request for renewal', by R.B. Fosdick, 6 August 1943.
  • 72
    • 66649130731 scopus 로고    scopus 로고
    • RFA, RG1.1 Projects Series 200 200S, Yale University - International Relations, Box 416 Folder 4941; funding notes, 17 May 1935 and 16 May 1941.
    • RFA, RG1.1 Projects Series 200 200S, Yale University - International Relations, Box 416 Folder 4941; funding notes, 17 May 1935 and 16 May 1941.
  • 73
    • 66649087662 scopus 로고    scopus 로고
    • See Yale Institute Annual Report, 1942 in RFA, Box 417, Folder 4957, in same series as note 50
    • See Yale Institute Annual Report, 1942 in RFA, Box 417, Folder 4957, in same series as note 50.
  • 74
    • 66649121035 scopus 로고    scopus 로고
    • RFA; see Inter-Office memo by J.H. Willits, 29 February 1940; Frederick S. Dunn (Director of YIIS) to Willits, 2 June 1941; Dunn to Willits, 11 August 1944; and YIIS Annual Report, 1938-1939, p. 3;
    • RFA; see Inter-Office memo by J.H. Willits, 29 February 1940; Frederick S. Dunn (Director of YIIS) to Willits, 2 June 1941; Dunn to Willits, 11 August 1944; and YIIS Annual Report, 1938-1939, p. 3;
  • 75
    • 66649098625 scopus 로고    scopus 로고
    • all in Boxes 416 and 417, Folders 4944, 4947 and 4955. See also, William T.R. Fox, The American Study of International Relations (Columbia: University of South Carolina Press, 1966) for the policy-oriented character of YIIS, of which Fox was a member.
    • all in Boxes 416 and 417, Folders 4944, 4947 and 4955. See also, William T.R. Fox, The American Study of International Relations (Columbia: University of South Carolina Press, 1966) for the policy-oriented character of YIIS, of which Fox was a member.
  • 76
    • 66649134067 scopus 로고    scopus 로고
    • Olson and Groom, op. cit. note 49, 99.
    • Olson and Groom, op. cit. note 49, 99.
  • 78
    • 66649130147 scopus 로고    scopus 로고
    • Figures compiled from annual reports and other internal RF sources
    • Figures compiled from annual reports and other internal RF sources.
  • 79
    • 66649100146 scopus 로고    scopus 로고
    • RFA, RG1.1 Projects Series 200 200S, Box 416, Folder 4944, Memorandum, 29 February 1940. According to Fox, Dunn's motive, to advance practical knowledge to enhance US national security, ensured foundation support. The RF's Director of the Division of Social Sciences, Joseph H. Willits, wrote that Spykman's ideas showed wisdom, maturity, 'hard-headedness, realism and scholarly standards'; op. cit. note 49, 50-51.
    • RFA, RG1.1 Projects Series 200 200S, Box 416, Folder 4944, Memorandum, 29 February 1940. According to Fox, Dunn's motive, to advance practical knowledge to enhance US national security, ensured foundation support. The RF's Director of the Division of Social Sciences, Joseph H. Willits, wrote that Spykman's ideas showed wisdom, maturity, 'hard-headedness, realism and scholarly standards'; op. cit. note 49, 50-51.
  • 80
    • 66649123525 scopus 로고
    • YIIS
    • YIIS Annual Report, 3-4, 1942.
    • (1942) Annual Report , pp. 3-4
  • 81
    • 66649134065 scopus 로고    scopus 로고
    • YIIS Annual Report, 1-4, 1942 (author's emphasis).
    • YIIS Annual Report, 1-4, 1942 (author's emphasis).
  • 82
    • 66649113607 scopus 로고    scopus 로고
    • RFA, Memorandum, 'A Security Policy for Postwar America', 8 March 1945, in RFA RG1.1 Projects Series 200 200S, Box 417, Folder 4948.
    • RFA, Memorandum, 'A Security Policy for Postwar America', 8 March 1945, in RFA RG1.1 Projects Series 200 200S, Box 417, Folder 4948.
  • 83
    • 66649129573 scopus 로고    scopus 로고
    • See review, 'The Gyroscope of Pan-Americanism', November 1943, in RFA, RG1.1 Projects Series 200 200S, Box 416, Folder 4946. Written by the historian Samuel Flagg Bemis, The Latin American Policy of the United States, published in 1943, was described by a Foundation reviewer as 'readable and provocative'. Bemis claimed that US policy towards Latin America was a benevolent, or 'protective imperialism, designed to protect, first the security of the Continental Republic ... and the security of the entire New World, against intervention by the imperialistic powers of the Old World'. It was, he continued, 'an imperialism against imperialism. It did not last long and it was not really bad'.
    • See review, 'The Gyroscope of Pan-Americanism', November 1943, in RFA, RG1.1 Projects Series 200 200S, Box 416, Folder 4946. Written by the historian Samuel Flagg Bemis, The Latin American Policy of the United States, published in 1943, was described by a Foundation reviewer as 'readable and provocative'. Bemis claimed that US policy towards Latin America was a benevolent, or 'protective imperialism, designed to protect, first the security of the Continental Republic ... and the security of the entire New World, against intervention by the imperialistic powers of the Old World'. It was, he continued, 'an imperialism against imperialism. It did not last long and it was not really bad'.
  • 84
    • 66649109347 scopus 로고    scopus 로고
    • This was a veiled reference to the confidential work of the Council on Foreign Relations for the State Department. See RFA, RG1.1 Projects Series 200 200S, Box 417, Folder 4947; see Dunn's covering letter to Willits, 23 December 1943, which accompanied his memorandum, in which he tries to show what a university institute can achieve 'in spite of Leo Pasvolsky's one hundred and one experts
    • This was a veiled reference to the confidential work of the Council on Foreign Relations for the State Department. See RFA, RG1.1 Projects Series 200 200S, Box 417, Folder 4947; see Dunn's covering letter to Willits, 23 December 1943, which accompanied his memorandum, in which he tries to show what a university institute can achieve 'in spite of Leo Pasvolsky's one hundred and one experts'.
  • 85
    • 66649127179 scopus 로고    scopus 로고
    • RFA, RG1.1 Projects Series 200 200S, Box 417, Folder 4947.
    • RFA, RG1.1 Projects Series 200 200S, Box 417, Folder 4947.
  • 86
    • 66649095514 scopus 로고    scopus 로고
    • RFA, see Annual Report for 1941-1942, 18-19; 25.
    • RFA, see Annual Report for 1941-1942, 18-19; 25.
  • 88
    • 66649137671 scopus 로고
    • RFA
    • RFA, Annual Report, 14-15, 1943.
    • (1943) Annual Report , pp. 14-15
  • 89
    • 66649083981 scopus 로고
    • National Security and Area Studies. The Intellectual Response to the Cold War
    • Louis Morton, 'National Security and Area Studies. The Intellectual Response to the Cold War', Journal of Higher Education, 34 (2), (1963), 142-147.
    • (1963) Journal of Higher Education , vol.34 , Issue.2 , pp. 142-147
    • Morton, L.1
  • 91
    • 66649114743 scopus 로고    scopus 로고
    • and Olson and Groom, op. cit. note 49, 100.
    • and Olson and Groom, op. cit. note 49, 100.
  • 92
    • 66649131630 scopus 로고    scopus 로고
    • See also William T.R. Fox, The Superpowers: The United States, Britain, and the Soviet Union - Their Responsibilities for Peace (New York: Harcourt Brace, 1944) and Nicholas J. Spykman, America's Strategy in World Politics: The United States and the Balance of Power (New York: Harcourt Brace, 1942).
    • See also William T.R. Fox, The Superpowers: The United States, Britain, and the Soviet Union - Their Responsibilities for Peace (New York: Harcourt Brace, 1944) and Nicholas J. Spykman, America's Strategy in World Politics: The United States and the Balance of Power (New York: Harcourt Brace, 1942).
  • 93
    • 27744515071 scopus 로고
    • Another Look at the Downfall of "Fortress America"
    • 393-408, at
    • John A. Thompson, 'Another Look at the Downfall of "Fortress America" ', Journal of American Studies, 26 (3), (1992), 393-408, at 401.
    • (1992) Journal of American Studies , vol.26 , Issue.3 , pp. 401
    • Thompson, J.A.1
  • 94
    • 66649138849 scopus 로고    scopus 로고
    • RFA, RG1.1 Projects Series 200 200S, Box 416, Folder 4945; Lambert Davis (Harcourt, Brace) to George W. Gray (RF). So influential, that it was also produced in Braille.
    • RFA, RG1.1 Projects Series 200 200S, Box 416, Folder 4945; Lambert Davis (Harcourt, Brace) to George W. Gray (RF). So influential, that it was also produced in Braille.
  • 95
    • 66649098950 scopus 로고    scopus 로고
    • RFA, RG1.1 Projects Series 200 200S, Box 416, Folder 4945.
    • RFA, RG1.1 Projects Series 200 200S, Box 416, Folder 4945.
  • 96
    • 66649093798 scopus 로고    scopus 로고
    • Olson and Groom, op. cit. note 49, 99.
    • Olson and Groom, op. cit. note 49, 99.
  • 97
    • 66649126586 scopus 로고
    • RG1.1 Projects Series 200 200S, Box 417, Folder 4948; 'Radio Program Notice', 6
    • RFA, April
    • RFA, RG1.1 Projects Series 200 200S, Box 417, Folder 4948; 'Radio Program Notice', 6 April 1945.
    • (1945)
  • 98
    • 66649115635 scopus 로고    scopus 로고
    • Olson and Groom, op. cit. note 49, 106-111.
    • Olson and Groom, op. cit. note 49, 106-111.
  • 99
    • 66649119114 scopus 로고    scopus 로고
    • Olson and Groom claim that the publication of this journal was 'one of the most significant events in the history of the field [of international relations, op. cit. note 49, 118
    • Olson and Groom claim that the publication of this journal was 'one of the most significant events in the history of the field [of international relations]'; op. cit. note 49, 118.
  • 100
    • 84954406830 scopus 로고
    • Princeton: Princeton University Press
    • Hadley Cantril, Gauging Public Opinion (Princeton: Princeton University Press, 1944, 1947), vii-viii.
    • (1944) Gauging Public Opinion
    • Cantril, H.1
  • 102
    • 66649132453 scopus 로고    scopus 로고
    • V.O . K e y , J r ., Public Opinion and American Democracy (New York: Alfred A. Knopf, 1965), 17.
    • V.O . K e y , J r ., Public Opinion and American Democracy (New York: Alfred A. Knopf, 1965), 17.
  • 103
    • 66649127768 scopus 로고    scopus 로고
    • In the Annual Report, 1940, 61, the President of the Foundation argued that 'Nations fight not only on military, economic, and diplomatic fronts: they fight with words and pictures, It was with the impact of 'words' that Cantril was principally concerned, particularly those used by American leaders regarding the war and the post-war world
    • In the Annual Report, 1940, 61, the President of the Foundation argued that 'Nations fight not only on military, economic, and diplomatic fronts: they fight with words and pictures'. It was with the impact of 'words' that Cantril was principally concerned, particularly those used by American leaders regarding the war and the post-war world.
  • 105
    • 66649121937 scopus 로고    scopus 로고
    • RFA, RG1.1 Projects Series 200 200S, Box 270, Folder 3216; funding note, 12 July 1940.
    • RFA, RG1.1 Projects Series 200 200S, Box 270, Folder 3216; funding note, 12 July 1940.
  • 106
    • 66649096985 scopus 로고    scopus 로고
    • RFA, RG1.1 Projects Series 200 200S, Box 270, Folder 3216; 'A Proposed Study of the Effect of the War on Public Opinion in the United States', attached to a letter from Cantril to John Marshall (Rockefeller Foundation) 13 November 1939.
    • RFA, RG1.1 Projects Series 200 200S, Box 270, Folder 3216; 'A Proposed Study of the Effect of the War on Public Opinion in the United States', attached to a letter from Cantril to John Marshall (Rockefeller Foundation) 13 November 1939.
  • 107
    • 66649109926 scopus 로고    scopus 로고
    • RFA, RG1.1 Projects Series 200 200S, Box 270, Folder 3218, 'Application for Renewal of Public Opinion Study', attached to a letter to John Marshall. Cantril went to great pains to demonstrate the power of public opinion poll results, analysed scientifically. 'The practical leader', he suggested, 'when confronted with a real problem, could avail himself of this information'. He further commented that such information could be used to 'guide education' and to help government to 'predict the resistances they would meet in formulating peace proposals; it would show what education and propaganda is necessary . . . to get people to accept a just peace . . .'. RFA, RG1.1 Projects Series 200 200S, Box 270, Folder 3216; Cantril to Marshall, 28 November 1939.
    • RFA, RG1.1 Projects Series 200 200S, Box 270, Folder 3218, 'Application for Renewal of Public Opinion Study', attached to a letter to John Marshall. Cantril went to great pains to demonstrate the power of public opinion poll results, analysed scientifically. 'The practical leader', he suggested, 'when confronted with a real problem, could avail himself of this information'. He further commented that such information could be used to 'guide education' and to help government to 'predict the resistances they would meet in formulating peace proposals; it would show what education and propaganda is necessary . . . to get people to accept a "just peace" . . .'. RFA, RG1.1 Projects Series 200 200S, Box 270, Folder 3216; Cantril to Marshall, 28 November 1939.
  • 109
    • 66649134949 scopus 로고    scopus 로고
    • RFA, RG1.1 Projects Series 200 200S, Box 271, Folder 3228; 'Comparison of Opinions of Those Who Do and Do Not Listen to the President's Radio Talks: Confidential Report', by Hadley Cantril, 17 September 1941.
    • RFA, RG1.1 Projects Series 200 200S, Box 271, Folder 3228; 'Comparison of Opinions of Those Who Do and Do Not Listen to the President's Radio Talks: Confidential Report', by Hadley Cantril, 17 September 1941.
  • 110
    • 66649125164 scopus 로고    scopus 로고
    • RFA, RG1.1 Projects Series 200 200S, Box 271, Folder 3228; 'The People Who Would Join a Keep-Out-of-War Party: Confidential Report', by Hadley Cantril, 21 November 1941.
    • RFA, RG1.1 Projects Series 200 200S, Box 271, Folder 3228; 'The People Who Would Join a "Keep-Out-of-War" Party: Confidential Report', by Hadley Cantril, 21 November 1941.
  • 111
    • 66649093164 scopus 로고    scopus 로고
    • RFA, RG1.1 Projects Series 200S Subseries 200; RF report on Cantril's work, 'The Changing Attitude Toward War', 16 January 1941.
    • RFA, RG1.1 Projects Series 200S Subseries 200; RF report on Cantril's work, 'The Changing Attitude Toward War', 16 January 1941.
  • 112
    • 66649106311 scopus 로고    scopus 로고
    • RFA, RG1.1 Projects Series 200 200S, Box 271, Folder 3229; 'Confidential Report to Rockefeller Foundation on Work of the Office of Public Opinion Research of Princeton University from 1940 Through 1943', 14 December 1943, by Hadley Cantril.
    • RFA, RG1.1 Projects Series 200 200S, Box 271, Folder 3229; 'Confidential Report to Rockefeller Foundation on Work of the Office of Public Opinion Research of Princeton University from 1940 Through 1943', 14 December 1943, by Hadley Cantril.
  • 113
    • 66649106008 scopus 로고    scopus 로고
    • RFA, RG1.1 Projects Series 200 200S, Box 270, Folder 3220; Interview, Cantril, Gallup and Marshall, 28 May 1941.
    • RFA, RG1.1 Projects Series 200 200S, Box 270, Folder 3220; Interview, Cantril, Gallup and Marshall, 28 May 1941.
  • 114
    • 66649111013 scopus 로고    scopus 로고
    • RFA, RG1.1 Projects Series 200 200S, Box 270, Folder 3221; Cantril to Marshall, 30 April 1942.
    • RFA, RG1.1 Projects Series 200 200S, Box 270, Folder 3221; Cantril to Marshall, 30 April 1942.
  • 115
    • 66649115327 scopus 로고    scopus 로고
    • RFA, RG1.1 Projects Series 200 200S, Box 270, Folder 3224; Interview, Cantril and Marshall, 29 January 1943.
    • RFA, RG1.1 Projects Series 200 200S, Box 270, Folder 3224; Interview, Cantril and Marshall, 29 January 1943.
  • 117
    • 66649137670 scopus 로고    scopus 로고
    • RFA, RG1.1 Projects Series 200 200S, Box 270, Folder 3225; Interview, Cantril and Marshall, 16 December 1943. See, for example, Franklin D Roosevelt Presidential Library (New York), PPF 8229 - Hadley Cantril; FDR to Cantril, 12 November 1942. For Cantril's political loyalty to FDR, David K. Niles to Grace Tully, 11 November 1942, in the same file.
    • RFA, RG1.1 Projects Series 200 200S, Box 270, Folder 3225; Interview, Cantril and Marshall, 16 December 1943. See, for example, Franklin D Roosevelt Presidential Library (New York), PPF 8229 - Hadley Cantril; FDR to Cantril, 12 November 1942. For Cantril's political loyalty to FDR, David K. Niles to Grace Tully, 11 November 1942, in the same file.
  • 118
    • 66649111012 scopus 로고    scopus 로고
    • RFA, RG1.1 Projects Series 200 200S, Box 270, Folder 3224; Memorandum, 'Proposed Work of Office of Public Opinion Research on Post-War Reconstruction', by Hadley Cantril, 10 February 1943.
    • RFA, RG1.1 Projects Series 200 200S, Box 270, Folder 3224; Memorandum, 'Proposed Work of Office of Public Opinion Research on Post-War Reconstruction', by Hadley Cantril, 10 February 1943.
  • 119
    • 66649089999 scopus 로고    scopus 로고
    • RFA RG1.1 Projects Series 200 200S, Box 270, Folder 3218; Cantril to Marshall, 3 August 1940.
    • RFA RG1.1 Projects Series 200 200S, Box 270, Folder 3218; Cantril to Marshall, 3 August 1940.
  • 120
    • 66649123082 scopus 로고    scopus 로고
    • RFA, RG1.1 Projects Series 200 200S, Box 270, Folder 3218; Cantril to Marshall, 10 December 1940.
    • RFA, RG1.1 Projects Series 200 200S, Box 270, Folder 3218; Cantril to Marshall, 10 December 1940.
  • 121
    • 66649090877 scopus 로고    scopus 로고
    • RFA, RG1.1 Projects Series 200 200S, Box 270, Folders 3219 and 3221; Marshall to Cantril, 21 March 1941; and internal memo by J. Willits, 6 January 1942.
    • RFA, RG1.1 Projects Series 200 200S, Box 270, Folders 3219 and 3221; Marshall to Cantril, 21 March 1941; and internal memo by J. Willits, 6 January 1942.
  • 122
    • 66649089429 scopus 로고    scopus 로고
    • RFA, RG1.1 Projects Series 200 200S, Box 270, Folder 3218; Evarts Scudder of CDAAA to Marshall, 27 November 1940, thanking him for the report. Cantril also supplied reports to several other special interest groups such as the National Association of Manufacturers, trades unions, and farm organizations. See, RFA, RG1.1 Projects Series 200 200S, Box 270, Folder 3224; Memorandum, 'Proposed Work of Office ...', 10 February 1943. The CDAAA was, itself, an ad hoc group of CFR members, led by William Allen White (editor of the Kansas Emporia Gazette) at the suggestion of FDR; see Michael Wala, The Council on Foreign Relations and American Foreign Policy in the Early Cold War (Providence: Berghahn Books, 1994).
    • RFA, RG1.1 Projects Series 200 200S, Box 270, Folder 3218; Evarts Scudder of CDAAA to Marshall, 27 November 1940, thanking him for the report. Cantril also supplied reports to several other special interest groups such as the National Association of Manufacturers, trades unions, and farm organizations. See, RFA, RG1.1 Projects Series 200 200S, Box 270, Folder 3224; Memorandum, 'Proposed Work of Office ...', 10 February 1943. The CDAAA was, itself, an ad hoc group of CFR members, led by William Allen White (editor of the Kansas Emporia Gazette) at the suggestion of FDR; see Michael Wala, The Council on Foreign Relations and American Foreign Policy in the Early Cold War (Providence: Berghahn Books, 1994).
  • 123
    • 66649119702 scopus 로고    scopus 로고
    • Sulzberger was the publisher of The New York Times and a Rockefeller Foundation trustee and executive committee member. Markel later became a public opinion expert, publishing a book on the subject, Public Opinion and Foreign Policy (New York: Harper, 1949).
    • Sulzberger was the publisher of The New York Times and a Rockefeller Foundation trustee and executive committee member. Markel later became a public opinion expert, publishing a book on the subject, Public Opinion and Foreign Policy (New York: Harper, 1949).
  • 124
    • 66649114746 scopus 로고    scopus 로고
    • The only negative remarks about Cantril's work, or rather about his alleged methods, were made by Paul Lazarsfeld, the Columbia University public opinion expert. Lazarsfeld claimed, in a remarkable outburst, that Cantril behaved like 'a lower East-side Jew Kike on the make'. See RFA, RG1.1 Projects Series 200 200S, Box 270, Folder 3224; Interview Note, Lazarsfeld and Willits, 29 March 1943.
    • The only negative remarks about Cantril's work, or rather about his alleged methods, were made by Paul Lazarsfeld, the Columbia University public opinion expert. Lazarsfeld claimed, in a remarkable outburst, that Cantril behaved like 'a lower East-side Jew Kike on the make'. See RFA, RG1.1 Projects Series 200 200S, Box 270, Folder 3224; Interview Note, Lazarsfeld and Willits, 29 March 1943.
  • 125
    • 66649131329 scopus 로고    scopus 로고
    • See Walter Lippmann, Public Opinion (New York: Macmillan, 1941); and Edward Bernays, 'The Engineering of Consent', in The Annals of the American Academy of Political and Social Science, 250, March 1947, 113-128.
    • See Walter Lippmann, Public Opinion (New York: Macmillan, 1941); and Edward Bernays, 'The Engineering of Consent', in The Annals of the American Academy of Political and Social Science, Vol. 250, March 1947, 113-128.
  • 126
    • 66649132454 scopus 로고
    • RG1.1 Projects Series 200, Box 250, Folder 990; Willits to Earle, 9
    • RFA, January
    • RFA, RG1.1 Projects Series 200, Box 250, Folder 990; Willits to Earle, 9 January 1942.
    • (1942)
  • 127
    • 66649127463 scopus 로고    scopus 로고
    • RFA, RG1.1 Projects Series 200 US, Box 410, Folder 4851; Universities Committee on Post-War International Problems - Harvard University, 'Universities Committee: Statement of Purposes', November 1942. See also Perry's letter to Leo Pasvolsky on the striking similarities of outlook of academics and policymakers, 26 February 1943, in National Archives (College Park, Maryland), RG 59, General Records of the Department of State.
    • RFA, RG1.1 Projects Series 200 US, Box 410, Folder 4851; Universities Committee on Post-War International Problems - Harvard University, 'Universities Committee: Statement of Purposes', November 1942. See also Perry's letter to Leo Pasvolsky on the striking similarities of outlook of academics and policymakers, 26 February 1943, in National Archives (College Park, Maryland), RG 59, General Records of the Department of State.
  • 128
    • 66649102677 scopus 로고    scopus 로고
    • Records of Leo Pasvolsky, Special Assistant to the Secretary of State, 1938-1945, Box 3, File 12.
    • Records of Leo Pasvolsky, Special Assistant to the Secretary of State, 1938-1945, Box 3, File 12.
  • 130
    • 66649097277 scopus 로고
    • RG1.1 Projects Series 200; Institute for Advanced Study, Box 350, Folder 4167; Earle to Lynd, 6
    • RFA, July
    • RFA, RG1.1 Projects Series 200; Institute for Advanced Study, Box 350, Folder 4167; Earle to Lynd, 6 July 1940.
    • (1940)
  • 131
    • 0003636280 scopus 로고
    • Princeton: Princeton University Press
    • Robert S. Lynd, Knowledge For What? (Princeton: Princeton University Press, 1940).
    • (1940) Knowledge For What
    • Lynd, R.S.1
  • 132
    • 66649115021 scopus 로고    scopus 로고
    • Telephone conversation, Willits and William W. Lockwood, 9 October 1940, in same file as Earle's letter to Lynd, op. cit. note 105. For further details of Lynd's proposal, see Parmar, op. cit. note 2. Lynd's application was also rejected by the Carnegie Corporation, after it had been vetted by no fewer than twenty-six referees, twenty-one of whom had been positive about the proposal.
    • Telephone conversation, Willits and William W. Lockwood, 9 October 1940, in same file as Earle's letter to Lynd, op. cit. note 105. For further details of Lynd's proposal, see Parmar, op. cit. note 2. Lynd's application was also rejected by the Carnegie Corporation, after it had been vetted by no fewer than twenty-six referees, twenty-one of whom had been positive about the proposal.
  • 133
    • 66649099251 scopus 로고    scopus 로고
    • Kraft, op. cit. note 15
    • Kraft, op. cit. note 15.
  • 134
    • 84945800151 scopus 로고    scopus 로고
    • note 46, notes a similar role of Rockefeller philanthropy in regard to 'non-Western' studies
    • Beckmann, op. cit. note 46, notes a similar role of Rockefeller philanthropy in regard to 'non-Western' studies.
    • op. cit
    • Beckmann1
  • 135
    • 0039271176 scopus 로고    scopus 로고
    • The Ford Foundation and the Triumph of Behavioralism in Political Science
    • For the impact of foundation funding on political science, see, ed, note 3
    • For the impact of foundation funding on political science, see Peter J. Seybold, 'The Ford Foundation and the Triumph of Behavioralism in Political Science', in Arnove (ed.), op. cit. note 3, 269-304;
    • op. cit , pp. 269-304
    • Seybold, P.J.1
  • 136
    • 84972592490 scopus 로고
    • The Role of Philanthropic Foundations in the Reproduction and Production of Hegemony: Rockefeller Foundations and the Social Sciences
    • for sociology, see
    • for sociology, see Donald Fisher, 'The Role of Philanthropic Foundations in the Reproduction and Production of Hegemony: Rockefeller Foundations and the Social Sciences', Sociology, 17 (2), (1983), 206-233;
    • (1983) Sociology , vol.17 , Issue.2 , pp. 206-233
    • Fisher, D.1
  • 137
    • 84977332822 scopus 로고
    • American Philanthropy and the Social Sciences in Britain, 1919-1939: The Reproduction of Conservative Ideology
    • and Fisher, 'American Philanthropy and the Social Sciences in Britain, 1919-1939: The Reproduction of Conservative Ideology', Sociological Review, 28 (2), (1980), 277-315.
    • (1980) Sociological Review , vol.28 , Issue.2 , pp. 277-315
    • Fisher1
  • 138
    • 66649085151 scopus 로고    scopus 로고
    • See, for example, McCormick, Drift or Mastery, op.cit. note 19;
    • See, for example, McCormick, 'Drift or Mastery?' op.cit. note 19;
  • 139
    • 84973939734 scopus 로고
    • From Normalcy to New Deal: Industrial Structure, Party Competition, and American Public Policy in the Great Depression
    • and Thomas Ferguson, 'From Normalcy to New Deal: Industrial Structure, Party Competition, and American Public Policy in the Great Depression', International Organisation, 38 (1), (1984), 41-94.
    • (1984) International Organisation , vol.38 , Issue.1 , pp. 41-94
    • Ferguson, T.1


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