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Volumn 33, Issue 2, 2005, Pages 294-309

Dying in America - An examination of policies that deter adequate end-of-life care in nursing homes

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EID: 24044545521     PISSN: 10731105     EISSN: None     Source Type: Journal    
DOI: 10.1111/j.1748-720X.2005.tb00495.x     Document Type: Review
Times cited : (13)

References (129)
  • 1
    • 3242781908 scopus 로고    scopus 로고
    • DHHS, March
    • See B. Gage et al., DHHS, Important Questions for Hospice in the Next Century (March 2000), available at 〈http://www.aspe.hhs.gov/daltcp/reports/ impques.pdf〉 (last visited March 28, 2005) (stating that "[a]lmost 18 percent of all elderly people who die are enrolled in hospice.");
    • (2000) Important Questions for Hospice in the next Century
    • Gage, B.1
  • 3
    • 1042288307 scopus 로고    scopus 로고
    • Medicare Program Expenditures Associated with Hospice Use
    • D. E. Campbell et al., "Medicare Program Expenditures Associated with Hospice Use," Annals Internal Medicine 140 (2004): 269-277, at 269 (stating that enrollment in the "Medicare hospice benefit increased from 9% in 1992 to 23% in 2000.")
    • (2004) Annals Internal Medicine , vol.140 , pp. 269-277
    • Campbell, D.E.1
  • 4
    • 0033004288 scopus 로고    scopus 로고
    • Hospice in Nursing Homes: A Facility-Level Analysis of the Distribution of Hospice Beneficiaries
    • A national study published in 1999 found that only 1% of nursing home patients were enrolled in hospice at any one time and that 70% of homes had no hospice patients enrolled. See A. C. Petrisek and V. Mor, "Hospice in Nursing Homes: A Facility-Level Analysis of the Distribution of Hospice Beneficiaries," Gerontologist 39 (1999): 279-290;
    • (1999) Gerontologist , vol.39 , pp. 279-290
    • Petrisek, A.C.1    Mor, V.2
  • 5
    • 12244269717 scopus 로고    scopus 로고
    • A Profile of Residents Admitted to Long-Term Care Facilities for End-of-Life Care
    • see also D. Porock et al., "A Profile of Residents Admitted to Long-Term Care Facilities for End-of-Life Care," Journal of the American Medical Directors Association 4 (2003): 16-22 (finding that in Missouri in 1999 only 30% of certified long term care facilities in the state provided hospice care to their residents).
    • (2003) Journal of the American Medical Directors Association , vol.4 , pp. 16-22
    • Porock, D.1
  • 6
    • 0034669275 scopus 로고    scopus 로고
    • Access to Palliative Care and Hospice in Nursing Homes
    • J. Zerzan et al., Access to Palliative Care and Hospice in Nursing Homes, Journal American Medical Association 284 (2000): 2489-2494. The observation is based on North Carolina hospice data which found that in that state in 1997, 19% of deaths occurred in nursing homes and 22% in private homes but that during that year "only 13% of hospice enrollees were in nursing homes, while 87% were in private homes."
    • (2000) Journal American Medical Association , vol.284 , pp. 2489-2494
    • Zerzan, J.1
  • 7
    • 0007233771 scopus 로고    scopus 로고
    • See North Carolina Division of Facility Servs., Annual Hospice Licensure Data Supplement (1997). Year 2000 data from the National Center for Health Statistics indicated a similar utilization pattern at the national level. Of all deaths in 2000, 22% were in nursing homes and 22.7% were in private residences. Of all deaths in that year of individuals 65 and older, 28.1% were in nursing homes and 21.2% were in a private residence.
    • (1997) Annual Hospice Licensure Data Supplement
  • 8
    • 84860980928 scopus 로고    scopus 로고
    • DHHS, Table 309
    • Nat'l Ctr. for Health Statistics, DHHS, Table 309. Deaths by Place of Death, Age, Race, and Sex: United States, 2000, at 〈http://www.cdc.gov/ nchs/data/statab/mortfinal2000_work309.pdf〉 (March 21, 2003) (last visited March 29, 2005). Of those enrolled in hospice in 2000, 77% were in private residences and 18% were in health facilities (nursing home, hospital or other inpatient facility).
    • (2000) Deaths by Place of Death, Age, Race, and Sex: United States
  • 9
    • 84860973706 scopus 로고    scopus 로고
    • DHHS, Table 1
    • Nat'l Ctr. for Health Statistics, DHHS, Table 1. Number, percent distribution, and rate per 100,000 population of hospice care discharges by age, according to sex, race, and region: United States, 2000, at 〈http://www.cdc.gov/nchs/data/nhhcsd/hospicecaredischarges00.pdf〉 (February 2004) (Last visited April 19, 2005). Year 2002 data from the National Hospice and Palliative Care Organization (NHPCO) confirm these earlier findings. NHPCO reports that in 2002 about 25% of deaths occurred at home and 25% occurred in a nursing facility. In that same year, of those served by hospice, 57.9% died at home and 21.5% died in a nursing facility.
    • (2000) Number, Percent Distribution, and Rate per 100,000 Population of Hospice Care Discharges by Age, According to Sex, Race, and Region: United States
  • 10
    • 24044489405 scopus 로고    scopus 로고
    • NHPCO Facts & Figures at 〈www.nhpco.org/files/public/ Facts%20Figures%20Feb04.pdf〉 (last updated February 2004) (last visited March 29, 2005).
    • NHPCO Facts & Figures
  • 11
    • 84860978501 scopus 로고    scopus 로고
    • Report to the Congress
    • According to the Medicare Payment Advisory Comm'n, Report to the Congress: Medicare Beneficiaries' Access to Hospice 5, at 〈http://www. medpac.gov/publications/congressional_reports/may2002_HospiceAccess.pdf〉 (May 2002) (last visited March 29, 2005), the percentage of hospice enrollees in nursing homes increased from 11% in 1992 to 36% in 2000. However, according to the NHPCO, in 2002, 21.5% of hospice patients died in a nursing home.
    • Medicare Beneficiaries' Access to Hospice , vol.5
  • 12
    • 24044489405 scopus 로고    scopus 로고
    • supra note 3
    • See NHPCO Facts & Figures, supra note 3. Yet, a more recent study by Campbell et al., supra note 1, indicated that 45% of hospice patients were nursing home residents. The exact percentage of hospice enrollees in nursing homes is not readily available as this information is not routinely collected as part of Medicare administrative data.
    • NHPCO Facts & Figures
  • 14
    • 1942446064 scopus 로고    scopus 로고
    • End-of-Life Care in Nursing Homes: Residents in Hospice Compared to Other End-Stage Residents
    • see also R. J. Buchanan et al., "End-of-Life Care in Nursing Homes: Residents in Hospice Compared to Other End-Stage Residents," Journal of Palliative Medicine 7 (2004): 221-232;
    • (2004) Journal of Palliative Medicine , vol.7 , pp. 221-232
    • Buchanan, R.J.1
  • 15
  • 16
    • 0036246992 scopus 로고    scopus 로고
    • Advance Care Planning and End-of-life Care for Hospitalized Nursing Home Residents
    • M. B. Happ et al., "Advance Care Planning and End-of-life Care for Hospitalized Nursing Home Residents," Journal of American Geriatrics Society 50 (2002): 829-835.
    • (2002) Journal of American Geriatrics Society , vol.50 , pp. 829-835
    • Happ, M.B.1
  • 17
    • 0037308568 scopus 로고    scopus 로고
    • Hospice and Nonhospice Nursing Home Residents
    • See D. Parker-Oliver et al., Hospice and Nonhospice Nursing Home Residents, Journal of Palliative Medicine 6 (2003): 69-75.
    • (2003) Journal of Palliative Medicine , vol.6 , pp. 69-75
    • Parker-Oliver, D.1
  • 18
    • 1542435164 scopus 로고    scopus 로고
    • Factors Associated with the High Prevalence of Short Hospice Stays
    • See Medicare Payment Advisory Comm'n, supra note 4, at 6 see also Campbell et al., supra note 1, at 274
    • See Medicare Payment Advisory Comm'n, supra note 4, at 6 (stating that certain diagnoses, such as congestive heart failure and myocardial infarction, "significantly predicted admission to hospice within two weeks of death"); see also Campbell et al., supra note 1, at 274 (stating that "entry to hospice in the last week of life was more prevalent among enrollees without cancer than those with cancer" 36% v. 23%); S. C. Miller, S. Weitzen, B. Kinzbrunner "Factors Associated with the High Prevalence of Short Hospice Stays," Journal of Palliative Medicine 6, no. 5 (2003): 725-736 (finding that in nursing homes, residents with dementia and diagnoses other than cancer or dementia were found to have hospice lengths of stay of one week or less).
    • (2003) Journal of Palliative Medicine , vol.6 , Issue.5 , pp. 725-736
    • Miller, S.C.1    Weitzen, S.2    Kinzbrunner, B.3
  • 19
    • 84860987666 scopus 로고    scopus 로고
    • See 42 U.S.C.A. § 1395f(a)(7) (West Supp. 2004)
    • See 42 U.S.C.A. § 1395f(a)(7) (West Supp. 2004).
  • 20
    • 84860987663 scopus 로고    scopus 로고
    • See 42 U.S.C.A. § 1395x(dd)(3)(A) (West Supp. 2004)
    • See 42 U.S.C.A. § 1395x(dd)(3)(A) (West Supp. 2004).
  • 21
    • 84860978498 scopus 로고    scopus 로고
    • 42 C.F.R. § 418.22 (b) (2003)
    • 42 C.F.R. § 418.22 (b) (2003).
  • 22
    • 84860981866 scopus 로고    scopus 로고
    • See 42 U.S.C.A. § 1395f(a)(7) (West Supp. 2004)
    • See 42 U.S.C.A. § 1395f(a)(7) (West Supp. 2004) (stating that a hospice physician and the patient's attending physician must certify a patient as "terminally ill" "in the first 90 day period" and that a hospice physician must certify the patient as terminally ill "in a subsequent 90- or 60-day period..."). When initially enacted, the Medicare Hospice Benefit included a 210 day limit. This included two 90 day periods and a third 30 day period. However, Congress repealed the limit effective for services furnished on or after January 1, 1990 in the Medicare Catastrophic Coverage Repeal Act of 1989.
  • 23
    • 0345845711 scopus 로고    scopus 로고
    • infra note 71, at I Id. at 11.
    • See OIG, Hospice Patients, infra note 71, at I (stating that "[t]he repeal of the 210 day limit shifted the financial risk for patients living longer than 210 days from the hospice to Medicare...Before the repeal of the 210 day limit for hospice care, hospices would have to provide uncompensated care for patients who lived beyond 210 days and continued to require hospice care.") Id. at 11.
    • Hospice Patients
  • 24
    • 84860981867 scopus 로고    scopus 로고
    • See 42 U.S.C.A. § 1395d(d)(1) (West Supp. 2004)
    • See 42 U.S.C.A. § 1395d(d)(1) (West Supp. 2004) (stating that payment for hospice care may be made "with respect to an individual only during two periods of 90 days each and an unlimited number of subsequent periods of 60 days each...").
  • 25
    • 84860987664 scopus 로고    scopus 로고
    • See 42 U.S.C.A. § 1395d(d)(2)(A) (West Supp. 2004)
    • See 42 U.S.C.A. § 1395d(d)(2)(A) (West Supp. 2004).
  • 26
    • 24044545719 scopus 로고    scopus 로고
    • See Medicare Program; Hospice Care Amendments, 67 Fed. Reg. 70,363, 70,364 (November 22, 2002)
    • See Medicare Program; Hospice Care Amendments, 67 Fed. Reg. 70,363, 70,364 (November 22, 2002).
  • 27
    • 84860978500 scopus 로고    scopus 로고
    • See 42 C.F.R. § 418.68(a) (2003); 42 U.S.C.A. § 1395x(dd)(2)(B) (West Supp. 2004)
    • See 42 C.F.R. § 418.68(a) (2003); 42 U.S.C.A. § 1395x(dd)(2)(B) (West Supp. 2004).
  • 28
    • 24044539380 scopus 로고    scopus 로고
    • Gage et al., supra note 1, at 5-6
    • Gage et al., supra note 1, at 5-6.
  • 29
    • 84860981868 scopus 로고    scopus 로고
    • See 42 C.F.R. § 418.70 (2003); 42 U.S.C.A. § 1395x (dd)(2)(E) (West Supp. 2004). Gage et al., supra note 1, at 6
    • See 42 C.F.R. § 418.70 (2003); 42 U.S.C.A. § 1395x (dd)(2)(E) (West Supp. 2004). The initial hospice legislation required hospices to use volunteers and mandated "records on their use, cost savings, and the expansion of care and services achieved by doing so." Gage et al., supra note 1, at 6.
  • 30
    • 84860978496 scopus 로고    scopus 로고
    • See 42 C.F.R. § 418.50 (2003).Gage et al., supra note 1, at 8.
    • See 42 C.F.R. § 418.50 (2003). The MHB includes a number of benefits not available under other Medicare programs such as "non-IV therapy outpatient prescription drugs for pain relief and symptom management, homemaker services, and bereavement counseling for both the patient and their family members." Gage et al., supra note 1, at 8.
  • 31
    • 84860981865 scopus 로고    scopus 로고
    • See 42 C.F.R. § 418.88 (2003)
    • See 42 C.F.R. § 418.88 (2003).
  • 33
    • 84860989506 scopus 로고    scopus 로고
    • See Tax Equity and Fiscal Responsibility Act (TEFRA) of 1982 § 122, Pub. L. No. 97-248, 96 Stat. 324, 356-63 (codified as amended in scattered sections of 26 and 42 U.S.C.)
    • See Tax Equity and Fiscal Responsibility Act (TEFRA) of 1982 § 122, Pub. L. No. 97-248, 96 Stat. 324, 356-63 (codified as amended in scattered sections of 26 and 42 U.S.C.).
  • 34
    • 24044542493 scopus 로고    scopus 로고
    • See Omnibus Budget Reconciliation Act of 1986, Pub. L. No. 99-509, 100 Stat. 1874
    • See Omnibus Budget Reconciliation Act of 1986, Pub. L. No. 99-509, 100 Stat. 1874.
  • 35
    • 24044535281 scopus 로고    scopus 로고
    • See Gage et al., supra note 1, at 13
    • Those who are not Medicare eligible may have private insurance that covers hospice care or may be eligible for the Medicaid hospice benefit. The majority of state Medicaid programs cover hospice services. Medicaid requires that, if a state does provide hospice services, state programs include "at minimum" the same services covered by Medicare. See Gage et al., supra note 1, at 13.
  • 36
    • 84860978497 scopus 로고    scopus 로고
    • See 42 C.F.R. §§ 418.80-418.88 (2003)
    • See 42 C.F.R. §§ 418.80-418.88 (2003) (outlining core services that must be provided by the hospice).
  • 37
    • 84860981861 scopus 로고    scopus 로고
    • See 42 C.F.R. § 418.56 (2003) and §§ 418.90-.100
    • See 42 C.F.R. § 418.56 (2003) (specifying terms for services provided by arrangement with other entities) and §§ 418.90-.100.
  • 38
    • 85039483125 scopus 로고    scopus 로고
    • Pub. 21, Rev. 55 § 204.2
    • Centers for Medicare & Medicaid Services, Hospice Manual, Pub. 21, Rev. 55 § 204.2, at 〈http://www.cms.hhs.gov/manuals/21_hospice/hs200. asp〉 (Last modified on July 30, 2003) (last visited March 29, 2005).
    • Hospice Manual
  • 39
    • 0034116640 scopus 로고    scopus 로고
    • The Case for Hospice Care in Long Term Care Environments
    • T. J. Keay and R. S. Schonwetter, "The Case for Hospice Care in Long Term Care Environments," Clinics in Geriatric Medicine 16 (2000): 211-223.
    • (2000) Clinics in Geriatric Medicine , vol.16 , pp. 211-223
    • Keay, T.J.1    Schonwetter, R.S.2
  • 40
    • 0003571795 scopus 로고    scopus 로고
    • DHHS
    • See S. C. Miller et al., DHHS, Outcomes and Utilization for Hospice and Non-Hospice Nursing Facility Decedents, at 〈http://www.aspe.hhs.gov/daltcp/ reports.shtml〉 (March 2000) (last visited March 29, 2005). The study used the Minimum Data Set (MDS) and Medicare enrollment and claims data for the states of Kansas, Maine, Mississippi, New York and South Dakota.
    • Outcomes and Utilization for Hospice and Non-Hospice Nursing Facility Decedents
    • Miller, S.C.1
  • 41
    • 24044486737 scopus 로고    scopus 로고
    • Id.
    • I b i d.
  • 42
    • 0030628495 scopus 로고    scopus 로고
    • Differential Utilization of Hospice Services in Nursing Homes
    • See B. Jones et al., "Differential Utilization of Hospice Services in Nursing Homes," Hospice Journal 12 (1997): 41-57.
    • (1997) Hospice Journal , vol.12 , pp. 41-57
    • Jones, B.1
  • 43
    • 24044514178 scopus 로고    scopus 로고
    • See id.
    • See id.
  • 44
    • 0020357096 scopus 로고
    • Humanizing Nursing Home Environments: The Relevance of Hospice Principles
    • Id. at 45
    • Id. at 45, citing A. Munley et al., "Humanizing Nursing Home Environments: The Relevance of Hospice Principles," International Journal of Aging & Human Development 15 (1982): 263-284.
    • (1982) International Journal of Aging & Human Development , vol.15 , pp. 263-284
    • Munley, A.1
  • 45
    • 84860981862 scopus 로고    scopus 로고
    • 42 U.S.C.S. §§ 1395i-3 (a)-(h) and 1396r (a)-(h) (Law. CO-op. 2003)
    • 42 U.S.C.S. §§ 1395i-3 (a)-(h) and 1396r (a)-(h) (Law. CO-op. 2003).
  • 46
    • 0003546905 scopus 로고    scopus 로고
    • hereinafter NHO Report
    • National Hospice Organization, Nursing Home Task Force Report (hereinafter NHO Report) (1998): at 6.
    • (1998) Nursing Home Task Force Report , pp. 6
  • 47
    • 0002869306 scopus 로고    scopus 로고
    • Palliative Care in the Nursing Home
    • Parker-Oliver, supra note 5 at 147
    • Parker-Oliver, supra note 5 at 147, citing T. J. Keay, "Palliative Care in the Nursing Home," Generations 23 (1999): 96-98.
    • (1999) Generations , vol.23 , pp. 96-98
    • Keay, T.J.1
  • 48
    • 24044452368 scopus 로고    scopus 로고
    • forthcoming, manuscript on file with the authors
    • S. H. Johnson (forthcoming, manuscript on file with the authors)
    • Johnson, S.H.1
  • 49
    • 0346993331 scopus 로고    scopus 로고
    • Legal Anxieties and End-of-Life Care in Nursing Homes
    • M. B. Kapp, "Legal Anxieties and End-of-Life Care in Nursing Homes," Issues in Law & Medicine 19 (2003): 111, 128-134.
    • (2003) Issues in Law & Medicine , vol.19 , pp. 111
    • Kapp, M.B.1
  • 50
    • 24044465686 scopus 로고    scopus 로고
    • See Johnson, supra note 36; see also Zerzan, et al., supra note 3
    • See Johnson, supra note 36; see also Zerzan, et al., supra note 3.
  • 51
    • 24044470176 scopus 로고    scopus 로고
    • Gage et al., supra note 1 at 60
    • Gage et al., supra note 1 at 60.
  • 52
    • 10344259634 scopus 로고    scopus 로고
    • The Opportunity for Collaborative Care Provision: The Presence of Nursing Home/Hospice Collaborations in U.S. States
    • S. C. Miller and V. Mor, "The Opportunity for Collaborative Care Provision: The Presence of Nursing Home/Hospice Collaborations in U.S. States," Journal of Pain & Symptom Management 28 (2004): 537-547.
    • (2004) Journal of Pain & Symptom Management , vol.28 , pp. 537-547
    • Miller, S.C.1    Mor, V.2
  • 53
    • 24044504242 scopus 로고    scopus 로고
    • See Kapp, supra note 37
    • See Kapp, supra note 37.
  • 54
    • 24044540576 scopus 로고    scopus 로고
    • Gage et al., supra note 1, at 59
    • Gage et al., supra note 1, at 59.
  • 55
    • 84860989503 scopus 로고    scopus 로고
    • 42 C.F.R. § 483.13(a) (2004)
    • "Chemical Restraints" is defined by the regulations as "any drug that is used for discipline or convenience and not required for treatment of medical symptoms." 42 C.F.R. § 483.13(a) (2004).
  • 56
    • 84860981863 scopus 로고    scopus 로고
    • See 42 U.S.C.A. § 1395e (a)(3) (West 2003)
    • Medicare covers 100% of the first 20 days of skilled care. For days 21-100, patients are required to pay a coinsurance amount equal to one eighth of the Medicare inpatient hospital deductible. See 42 U.S.C.A. § 1395e (a)(3) (West 2003). For FY 2004 this was approximately $110.
  • 57
    • 24044436997 scopus 로고    scopus 로고
    • note
    • Under certain limited circumstances, a nursing home resident may be eligible for both the Medicare Skilled Nursing Benefit (SNB) and the MHB. The resident may receive both at the same time if the SNB involves care for a non-terminal condition, e.g., a patient with breast cancer may receive speech therapy after a stroke. However, if the care is exclusively for treatment of a terminal condition, the resident may only receive one benefit at a time. For example, if the patient is terminally ill with congestive heart failure (CHF) and is returning to the nursing home after a hospital visit for treatment of an acute episode s/he may be eligible for both the SNB and the MHB for care related to the CHF. However, the patient may choose only one of these benefits for treatment of this condition. In some cases, there is not a bright line indicating whether or not treatment under the SNB is related to a terminal condition. For example, a cancer patient may experience a series of bone fractures. These may or may not be related to brittleness caused by the cancer or cancer therapy.
  • 58
    • 84860981864 scopus 로고    scopus 로고
    • In 2002, the average nationwide private pay per diem rate was $142.56 for a semiprivate room and $167.82 for a private room. See Mature Market Inst., MetLife, Inc., MetLife Market Survey on Nursing Home and Home Care Costs 6, at 〈http://www.metlife.com/WPSAssets/ 83700920001018640690V1FNH%20HC%20Survey%202002.pdf〉 (April 2002) (last visited March 29, 2005).
    • MetLife Market Survey on Nursing Home and Home Care Costs , vol.6
  • 60
    • 84860987662 scopus 로고    scopus 로고
    • 42 U.S.C.A. § 1396a (a)(13)(B) (West Supp. 2004)
    • The Omnibus Budget Reconciliation Act of 1989 provided that the hospice payment to nursing facilities "take into account the room and board furnished by the facility, equal to at least 95 percent of the rate that would have been paid by the State under the plan for facility services in that facility for that individual." Codified at 42 U.S.C.A. § 1396a (a)(13)(B) (West Supp. 2004).
  • 62
    • 24044494451 scopus 로고    scopus 로고
    • Project HOPE; Health Aifairs Web Exclusive, June 16
    • D. C. Grabowski, et al., Project HOPE; Recent Trends in State Nursing Home Payment Policies, Health Aifairs Web Exclusive, June 16, 2004 at 〈http://content.healthaffairs.org/cgi/content/full/hlthaff.w4.363/ DC1〉 (last visited March 29, 2005).
    • (2004) Recent Trends in State Nursing Home Payment Policies
    • Grabowski, D.C.1
  • 64
    • 24044445994 scopus 로고    scopus 로고
    • Id.
    • I b i d.
  • 65
    • 84860978491 scopus 로고    scopus 로고
    • See 42 CFR § 418.200 (2004)
    • See 42 CFR § 418.200 (2004).
  • 66
    • 84860978492 scopus 로고    scopus 로고
    • See 42 CFR § 418.204(g) (2004)
    • See 42 CFR § 418.204(g) (2004).
  • 68
    • 84860989501 scopus 로고    scopus 로고
    • Memorandum from S. A. Pelovitz, Director, Survey and Certification Group, Center for Medicaid and State Operations to Associate Regional Administrator, DMSO, and State Survey Agency Directors, Promising Practices for Implementing the Medicare Hospice Benefit for Nursing Home (NH) Residents, (Ref: S&C-02-29)
    • See Memorandum from S. A. Pelovitz, Director, Survey and Certification Group, Center for Medicaid and State Operations to Associate Regional Administrator, DMSO, and State Survey Agency Directors, Promising Practices for Implementing the Medicare Hospice Benefit for Nursing Home (NH) Residents, (Ref: S&C-02-29), available at 〈http://www.cms.hhs.gov/medicaid/survey-cert/ sc0229.pdf〉 (May 10, 2002) (last visited March 29, 2005).
  • 69
    • 84860996211 scopus 로고    scopus 로고
    • Publication 100-7, State Operations Manual § 2082
    • See "Centers for Medicare & Medicaid Services," Publication 100-7, State Operations Manual § 2082, available at 〈http://www.cms. hhs.gov/manuals/107_som/som107c02.pdf〉 (last modified June 18, 2004) (last visited March 29, 2005).
    • Centers for Medicare & Medicaid Services
  • 70
    • 84860978493 scopus 로고    scopus 로고
    • See 42 C.F.R. § 418.96 (2004)
    • See 42 C.F.R. § 418.96 (2004).
  • 71
    • 84860974263 scopus 로고    scopus 로고
    • OIG Advisory Opinion No. 01-20 (2001) at 〈http://www.oig.hhs.gov/ fraud/docs/advisoryopinions/2001/ao00_3.htm〉 (last visited April 19, 2005).
    • (2001) OIG Advisory Opinion No. 01-20
  • 72
    • 24044436379 scopus 로고    scopus 로고
    • Gage et al., supra note 1, at 2
    • Gage et al., supra note 1, at 2.
  • 73
    • 0006980186 scopus 로고    scopus 로고
    • DHHS, OEI-04-93-00270, April
    • See Office of Inspector Gen., DHHS, Medicare Hospice Beneficiaries: Services and Eligibility (OEI-04-93-00270, April 1998), available at 〈http://oig.hhs.gov/oei/reports/oei-04-93-O0270.pdf〉 (last visited March 29, 2005).
    • (1998) Medicare Hospice Beneficiaries: Services and Eligibility
  • 74
    • 24044438693 scopus 로고    scopus 로고
    • Letter from J. J. Mahoney, President, National Hospice Organization to the Hon. June Gibbs Brown, Inspector General, DHHS (January 29, 1998)
    • Letter from J. J. Mahoney, President, National Hospice Organization to the Hon. June Gibbs Brown, Inspector General, DHHS (January 29, 1998).
  • 75
    • 3843134161 scopus 로고    scopus 로고
    • Rules Are Rules: Hospice's Patients Beat the Odds, so Medicare Decides to Crack Down
    • June 5
    • See L. Lagnado, "Rules Are Rules: Hospice's Patients Beat the Odds, So Medicare Decides to Crack Down," Wall Street Journal, June 5, 2000, at A1.
    • (2000) Wall Street Journal
    • Lagnado, L.1
  • 76
    • 84860983449 scopus 로고    scopus 로고
    • DHHS, Program Memorandum: HCFA Pub. 60A, Transmittal A-98-27
    • Section 1879 of the Act "provides protections from liability for charges for certain denied claims to beneficiaries who, acting in good faith, receive inpatient or outpatient services from Medicare Part A providers, or items or services from Medicare Part B suppliers which accept assignment." Health Care Financing Administration, DHHS, Program Memorandum: Hospice Provisions Enacted by the Balanced Budget Act (BBA) of 1997, at 3 (HCFA Pub. 60A, Transmittal A-98-27), at 〈http://www.cms.hhs.gov/medicaid/hospice/ a9827.pdf〉 (September 1998) (last visited March 29, 2005).
    • Hospice Provisions Enacted by the Balanced Budget Act (BBA) of 1997 , pp. 3
  • 77
    • 24044489404 scopus 로고    scopus 로고
    • Id.
    • Ibid. Id.
  • 78
    • 84860978494 scopus 로고    scopus 로고
    • See Medicare, Medicaid, and SCHIP Benefits Improvement and Protection Act of 2000, Pub. L. No. 106-554, 114 Stat. 2763, § 322 (codified in 42 U.S.C. 1395f (a)). Id.
    • See Medicare, Medicaid, and SCHIP Benefits Improvement and Protection Act of 2000, Pub. L. No. 106-554, 114 Stat. 2763, § 322 (codified in 42 U.S.C. 1395f (a)). In addition, the amendment requires the Secretary of DHHS to "conduct a study to examine the appropriateness of the certification regarding terminal illness....In conducting such study, the Secretary shall take into account the effect of [the certification] amendment." Id.
  • 79
    • 24044431763 scopus 로고    scopus 로고
    • See Medicare Program; Hospice Care Amendments, 67 Fed. Reg. 70,363-70,364 (November 23, 2002)
    • See Medicare Program; Hospice Care Amendments, 67 Fed. Reg. 70,363-70,364 (November 23, 2002).
  • 80
    • 84860987659 scopus 로고    scopus 로고
    • Letter from Nancy-Ann DeParle, Administrator, Health Care Financing Administration, to Medicare Hospices September 12, 2000
    • In addition, perhaps in response to this kind of press, in September, 2000, the outgoing head of the Health Care Financing Administration (HCFA) (now the Centers for Medicare and Medicaid Services [CMS]), sent a letter to 2,200 hospices saying she wanted to counter a "disturbing misperception" among those who care for the dying that patients who outlive the narrow reimbursement timeline set by Congress risk losing their coverage and being hit with severe financial penalties. In the letter, she proposed a pilot program in which hospices could obtain preauthorization from Medicare contractors for hospice care "in cases where the prognosis is difficult." Letter from Nancy-Ann DeParle, Administrator, Health Care Financing Administration, to Medicare Hospices (September 12, 2000), available at 〈http://aging.senate. gov/events/hr59ltr.htm〉 (last visited March 29, 2005).
  • 81
    • 24044524787 scopus 로고    scopus 로고
    • See letter to Fred McDaniel, Hospice Care, Inc. from John W. Olds, RHHI Medical Director, Cahaba GBA (December 10, 2004)
    • See letter to Fred McDaniel, Hospice Care, Inc. from John W. Olds, RHHI Medical Director, Cahaba GBA (December 10, 2004) (stating that neither letters from CMS administrators, "nor CMS regulation, nor social security law establish that the physician's certification is the final arbiter of hospice eligibility" and that "determination of a 6 month life expectancy for a beneficiary who has been in hospice for many certification periods is more likely accurately made by reviewing that patient's trend toward decline, stability, or improvement and not by the LCD criteria."
  • 83
    • 24044475102 scopus 로고    scopus 로고
    • Gage et al., supra note 1 at 1-2
    • A March 2000 report prepared for DHHS by the Urban Institute stated: "According to anecdotal reports, access to hospice care in the nursing facility may have become more difficult since the...OIG...questioned the hospice lengths of stay and eligibility of beneficiaries residing in nursing facilities." Gage et al., supra note 1 at 1-2.
  • 84
    • 84860989499 scopus 로고    scopus 로고
    • DHHS, OEI-05-95-00250, hereinafter OIG, "Hospice Patients" See id. at ii
    • See Office of Inspector General, DHHS, Hospice Patients in Nursing Homes 6-8 (OEI-05-95-00250), at 〈http://oig.hhs.gov/oei/reports/oei-05-95-00250. pdf〉(September 1997) (last visited March 29, 2005) [hereinafter OIG, "Hospice Patients"] (finding that nursing home hospice patients in a sample of 22 hospices received fewer nursing and aide services from hospice staff than hospice patients living at home and that many of these services were also provided by the nursing home staff when hospice staff were not present). An initial draft of this report recommended that the Medicare hospice benefit be eliminated for patients living in nursing homes. See id. at ii.
    • Hospice Patients in Nursing Homes , vol.6-8
  • 85
    • 84860978489 scopus 로고    scopus 로고
    • DHHS, OEI-05-95-00251
    • See also Office of Inspector General, DHHS, Hospice and Nursing Home Contractual Relationships 4 (OEI-05-95-00251), at 〈http://oig.hhs.gov/oei/ reports/oei-05-95-00251.pdf〉 (November 1997) (last visited March 29, 2005) (finding that almost all hospices reviewed paid "nursing homes the same or more than what Medicaid would have paid for nursing home care if the patient had not elected hospice.");
    • Hospice and Nursing Home Contractual Relationships , vol.4
  • 86
    • 0345514956 scopus 로고    scopus 로고
    • DHHS, A-05-96-00023, See Gage et al., supra note 1, at 20. See Memorandum from David F. Garrison, Principal Deputy Assistant Secretary for Planning and Evaluation, HCFA, to June Gibbs, Inspector General (July 22, 1997)
    • Office of Inspector Gen., DHHS, Enhanced Controls Needed to Assure Validity of Medicare Hospice Enrollments (A-05-96-00023), at 〈http://oig.hhs.gov/oas/reports/region5/59600023.pdf〉 (November 4, 1997) (last visited March 29, 2005). The latter finding was based on 17 contracts between hospice organizations and nursing homes. The OIG found that 10 of 17 hospices paid the nursing home 100% of the Medicaid per diem, five paid 105%, one paid 120% and one paid less than 100%. See Gage et al., supra note 1, at 20. While these reports indicated some problems with the nursing home-hospice relationship, some commentators criticized the conclusions based on the very small sample size used in the studies, asserting that they were not adequate to allow generalization of results. See Memorandum from David F. Garrison, Principal Deputy Assistant Secretary for Planning and Evaluation, HCFA, to June Gibbs, Inspector General (July 22, 1997)
    • Enhanced Controls Needed to Assure Validity of Medicare Hospice Enrollments
  • 87
    • 0345845711 scopus 로고    scopus 로고
    • reprinted in OIG, supra;see also infra text accompanying note 88
    • (reprinted in OIG, Hospice Patients, supra); see also infra text accompanying note 88.
    • Hospice Patients
  • 89
    • 24044533698 scopus 로고    scopus 로고
    • See id.
    • See id.
  • 90
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    • See id.
    • See id.
  • 91
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    • See id.
    • See id.
  • 92
    • 84860984967 scopus 로고    scopus 로고
    • OIG Advisory Opinion No. 00-3 (2000) at 〈http://www.oig.hhs.gov/ fraud/docs/advisoryopinions/2000/ao00_3.htm〉 (last visited March 29, 2005).
    • (2000) OIG Advisory Opinion No. 00-3
  • 93
    • 24044451715 scopus 로고    scopus 로고
    • See discussion supra accompanying note 59
    • See discussion supra accompanying note 59.
  • 94
    • 24044548490 scopus 로고    scopus 로고
    • note
    • While many respondents felt that this provision of the fraud alert negatively affected quality of care, it is not clear whether it may have also affected hospice revenue. In order to know whether hospices were actually providing these bridge services out of quality of care concerns or business concerns it would be helpful to know how much hospices expended on these free services compared to how much they subsequently earned from providing covered hospice services for those patients.
  • 96
    • 24044554393 scopus 로고    scopus 로고
    • Gage et al, supra note 1, at 4
    • Gage et al, supra note 1, at 4.
  • 97
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    • Factors associated with the high prevalence of short hospice stays
    • S. C. Miller, et al., "Factors associated with the high prevalence of short hospice stays," Journal of Palliative Medicine 6 (2003): 725-736.
    • (2003) Journal of Palliative Medicine , vol.6 , pp. 725-736
    • Miller, S.C.1
  • 98
    • 24044464711 scopus 로고    scopus 로고
    • supra note 34
    • See NHO Report, supra note 34.
    • NHO Report
  • 99
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    • Id.
    • Ibid. Id.
  • 100
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    • ed. M. J. Field and C. K. Cassel (Washington, D.C.: National Academy Press)
    • Institute of Medicine, Approaching Death: Improving Care at the End of Life, ed. M. J. Field and C. K. Cassel (Washington, D.C.: National Academy Press, 1997): at 84.
    • (1997) Approaching Death: Improving Care at the End of Life , pp. 84
  • 101
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    • Medicaring: An innovative model of financing and delivery of end-of life care
    • Others have advocated this approach as well referring to it as "Medicaring." See A. M. Wilkinson and J. Lynn, "Medicaring: an innovative model of financing and delivery of end-of life care," Critical Issues in Aging (1998). Available at 〈http://www.asaging.org/am/cia2/ mediCaring.html#annew〉 (last visited March 29, 2005);
    • (1998) Critical Issues in Aging
    • Wilkinson, A.M.1    Lynn, J.2
  • 103
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    • Institute of Medicine, supra note 83 at 28
    • Institute of Medicine, supra note 83 at 28.
  • 104
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    • OIG Special Fraud Alert, supra note 72, at 20,416
    • OIG Special Fraud Alert, supra note 72, at 20,416.
  • 105
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    • See Gage et al., supra note 1, at 27
    • See Gage et al., supra note 1, at 27 (stating that the OIG's conclusions regarding average length of stay "are based on an extremely small sample and are most likely influenced by incidence-prevalence bias," and pointing out that "[e]specially in a nursing facility setting, prevalent cases represent more long-stay patients with chronic conditions than do incident cases.")
  • 106
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    • supra note 1, at 275. But see Medicare Payment Advisory Comm'n, Report to the Congress
    • See Campbell et al., supra note 1, at 275. But see Medicare Payment Advisory Comm'n, Report to the Congress: New Approaches in Medicare 151 (2004), available at 〈http://www.medpac.gov/publications/congressional_reports/ June04_Entire_Report.pdf〉 (last visited March 30, 2005), at 142 (stating that a recent increase in hospice average length of stay, while the median remained the same, may be due to increased prevalence of nursing home residents in hospice care). Due to the difficulty of predicting life expectancy for many of the illnesses that are prevalent among the nursing home population, it is possible that there is a bimodal distribution of hospice lengths of stay in nursing homes - with a large group of shorter than average length of stay residents and a small group of greater than average length of stay residents. This latter group, although small, may increase the average length of stay while the median remains approximately the same.
    • (2004) New Approaches in Medicare , vol.151 , pp. 142
    • Campbell1
  • 107
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    • supra note 71, at 6
    • See OIG, Hospice Patients, supra note 71, at 6.
    • Hospice Patients
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    • Hospice Care in Nursing Homes: Is Site of Care Associated with Visit Volume?
    • S. C. Miller, "Hospice Care in Nursing Homes: Is Site of Care Associated with Visit Volume?" Journal of the American Geriatrics Society 52 (2004): 1331-1336.
    • (2004) Journal of the American Geriatrics Society , vol.52 , pp. 1331-1336
    • Miller, S.C.1
  • 109
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    • note
    • Hospice staff providing care to patients in a nursing home must communicate regularly with both the patient's family and caregivers at the nursing facility and attend regular coordination of care meetings with nursing home staff.
  • 110
    • 84860987658 scopus 로고    scopus 로고
    • See Social Security Act § 1819(c)(4), 42 U.S.C.A. § 1395i-3(c)(4) and 42 U.S.C.A. § 1396r(c)(4)(A)(West Supp. 2004)
    • See Social Security Act § 1819(c)(4), 42 U.S.C.A. § 1395i-3(c)(4) and 42 U.S.C.A. § 1396r(c)(4)(A)(West Supp. 2004).
  • 111
    • 24044454541 scopus 로고    scopus 로고
    • note
    • These include the loss of a higher rate of reimbursement if a resident is also eligible for the Medicare skilled nursing benefit.
  • 112
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    • Institute of Medicine, supra note 84
    • Institute of Medicine, supra note 84.
  • 113
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    • See Pub. L. 108-173, 117 Stat. 2066 (2003)
    • See Pub. L. 108-173, 117 Stat. 2066 (2003).
  • 114
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    • Providing Care at the End-of-life: Do Medicare Rules Impede Good Care?
    • see also Institute of Medicine, supra note 84
    • See A. Huskamp et al., "Providing Care at the End-of-life: Do Medicare Rules Impede Good Care?" Health Affairs 20, no. 3 (2001): 204-211, at 204; see also Institute of Medicine, supra note 84.
    • (2001) Health Affairs , vol.20 , Issue.3 , pp. 204-211
    • Huskamp, A.1
  • 115
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    • Inside CMS (December 16)
    • Nor is the benefit, which went into effect on January 1, 2005, likely to be widely utilized. According to hospice providers, CMS intends only limited use of the provision and will allow it only "when a patient or his physician contacts a hospice agency requesting the evaluation and counseling services."Moreover, CMS has stated that only physicians employed by a hospice can receive payment under the new benefit, "physicians under contract with the hospice are ineligible for the payments." The latter restriction may be a concern by CMS that "[p]ayments by hospice agencies to physicians or others in a position to refer patients...may implicate the Federal anti-kickback statute." Providers: CMS Intends to Make Limited Use of New Hospice Benefit, Inside CMS (December 16, 2002) available at 〈www.InsideHealthPolicy.com〉 (last visited March 30, 2005).
    • (2002) Providers: CMS Intends to Make Limited Use of New Hospice Benefit
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    • supra note 71, at C-3 Id. at C-4
    • The suggestion that nursing homes be required to provide needed end-of-life care was recommended by HCFA in its comments to the OIG on its September 1997 report. In its written comments to the OIG, HCFA responded: "We suggest amending this recommendation to require nursing homes to provide needed end-of-life care; an important safeguard for beneficiaries who actually may need hospice care in a nursing home should the benefit undergo the proposed change....Your report correctly recommends the reduction or elimination of the hospice benefit in nursing homes, but without requiring nursing homes to provide end-of-life care we would be doing a disservice to our beneficiaries." OIG, Hospice Patients, supra note 71, at C-3. The memo further acknowledged that "while many hospice services may be capable of being provided by nursing home staff, many other hospice services (family counseling, bereavement counseling, etc.) probably are not." Id. at C-4.
    • Hospice Patients
  • 117
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    • See Medicare Payment Advisory Comm'n, supra note 89
    • See Medicare Payment Advisory Comm'n, supra note 89.
  • 118
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    • Id.
    • Ibid. Id.
  • 119
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    • Publication of OIG Special Fraud Alerts, 59 Fed. Reg. 65,372, 65,372 (December 19, 1994)
    • Publication of OIG Special Fraud Alerts, 59 Fed. Reg. 65,372, 65,372 (December 19, 1994).
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    • Id.
    • Ibid. Id.
  • 121
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    • See OIG, HHS, Fraud Alerts, Bulletins, and Other Guidance
    • See OIG, HHS, Fraud Alerts, Bulletins, and Other Guidance, at 〈http://oig.hhs.gov/fraud/fraudalerts.html〉 (last visited March 29, 2005).
  • 122
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    • See OIG Special Fraud Alert, supra note 72, at 20, 416
    • See OIG Special Fraud Alert, supra note 72, at 20, 416.
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    • See Gage et al., supra note 79 and accompanying text
    • See Gage et al., supra note 79 and accompanying text.
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    • Persistent Pain in Nursing Home Residents
    • See, e.g., J. M. Teno et al., "Persistent Pain in Nursing Home Residents," Journal of the American Medical Association 285 (2001): 2081;
    • (2001) Journal of the American Medical Association , vol.285 , pp. 2081
    • Teno, J.M.1
  • 125
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    • Management of Pain in Elderly Patients with Cancer
    • R. Bernabei et al., "Management of Pain in Elderly Patients with Cancer," Journal of the American Medical Association 279 (1998): 1877-1882;
    • (1998) Journal of the American Medical Association , vol.279 , pp. 1877-1882
    • Bernabei, R.1
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    • B. A. Ferrell, "Pain Evaluation and Management in the Nursing Home," Annals Internal Medicine 123 (1995): 681-687;
    • (1995) Annals Internal Medicine , vol.123 , pp. 681-687
    • Ferrell, B.A.1
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    • A. M. Wagner et al., "Pain Prevalence and Pain Treatments for Residents in Oregon Nursing Homes," Geriatric Nursing 18 (1997): 268-272.
    • (1997) Geriatric Nursing , vol.18 , pp. 268-272
    • Wagner, A.M.1
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    • See Campbell et al., supra note 1, at 274
    • See Campbell et al., supra note 1, at 274.
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    • Government Expenditures at the End-of-life for Short- And Long-Stay Nursing Home Residents: Differences by Hospice Enrollment Status
    • S. C. Miller et al., "Government Expenditures at the End-of-life for Short- and Long-Stay Nursing Home Residents: Differences by Hospice Enrollment Status," Journal of the American Geriatrics Society 52 (2004): 1284-1292.
    • (2004) Journal of the American Geriatrics Society , vol.52 , pp. 1284-1292
    • Miller, S.C.1


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