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Volumn 34, Issue 2, 2004, Pages 269-293

Delegating Powers in the European Community

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EID: 1842783942     PISSN: 00071234     EISSN: None     Source Type: Journal    
DOI: 10.1017/S0007123404000055     Document Type: Article
Times cited : (104)

References (116)
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    • note
    • I use the term European Community because the empirical part of the article focuses only on the EC pillar of the Treaty on European Union.
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    • A Theory of Political Control and Agency Discretion
    • A non-exhaustive list of relevant works includes Randall L. Calvert, Mathew D. McCubbins and Barry R. Weingast, 'A Theory of Political Control and Agency Discretion', American Journal of Political Science, 33 (1989), 588-611; Morris P. Fiorina, 'Legislator Uncertainty, Legislative Control, and the Delegation of Legislative Power', Journal of Law, Economics, and Organization, 2 (1986), 33-51; Mathew D. McCubbins and Terry Sullivan, eds, Congress: Structure and Policy (Cambridge: Cambridge University Press, 1987); D. Roderick Kiewiet and Mathew D. McCubbins, The Logic of Delegation: Congressional Parties and the Appropriations Process (Chicago: The University of Chicago Press, 1991); B. Dan Wood and Richard W. Waterman, 'The Dynamics of Political Control of the Bureaucracy', American Political Science Review, 85 (1991), 801-28.
    • (1989) American Journal of Political Science , vol.33 , pp. 588-611
    • Calvert, R.L.1    McCubbins, M.D.2    Weingast, B.R.3
  • 3
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    • Legislator Uncertainty, Legislative Control, and the Delegation of Legislative Power
    • A non-exhaustive list of relevant works includes Randall L. Calvert, Mathew D. McCubbins and Barry R. Weingast, 'A Theory of Political Control and Agency Discretion', American Journal of Political Science, 33 (1989), 588-611; Morris P. Fiorina, 'Legislator Uncertainty, Legislative Control, and the Delegation of Legislative Power', Journal of Law, Economics, and Organization, 2 (1986), 33-51; Mathew D. McCubbins and Terry Sullivan, eds, Congress: Structure and Policy (Cambridge: Cambridge University Press, 1987); D. Roderick Kiewiet and Mathew D. McCubbins, The Logic of Delegation: Congressional Parties and the Appropriations Process (Chicago: The University of Chicago Press, 1991); B. Dan Wood and Richard W. Waterman, 'The Dynamics of Political Control of the Bureaucracy', American Political Science Review, 85 (1991), 801-28.
    • (1986) Journal of Law, Economics, and Organization , vol.2 , pp. 33-51
    • Fiorina, M.P.1
  • 4
    • 1842795950 scopus 로고
    • Cambridge: Cambridge University Press
    • A non-exhaustive list of relevant works includes Randall L. Calvert, Mathew D. McCubbins and Barry R. Weingast, 'A Theory of Political Control and Agency Discretion', American Journal of Political Science, 33 (1989), 588-611; Morris P. Fiorina, 'Legislator Uncertainty, Legislative Control, and the Delegation of Legislative Power', Journal of Law, Economics, and Organization, 2 (1986), 33-51; Mathew D. McCubbins and Terry Sullivan, eds, Congress: Structure and Policy (Cambridge: Cambridge University Press, 1987); D. Roderick Kiewiet and Mathew D. McCubbins, The Logic of Delegation: Congressional Parties and the Appropriations Process (Chicago: The University of Chicago Press, 1991); B. Dan Wood and Richard W. Waterman, 'The Dynamics of Political Control of the Bureaucracy', American Political Science Review, 85 (1991), 801-28.
    • (1987) Congress: Structure and Policy
    • McCubbins, M.D.1    Sullivan, T.2
  • 5
    • 1842695172 scopus 로고
    • Chicago: The University of Chicago Press
    • A non-exhaustive list of relevant works includes Randall L. Calvert, Mathew D. McCubbins and Barry R. Weingast, 'A Theory of Political Control and Agency Discretion', American Journal of Political Science, 33 (1989), 588-611; Morris P. Fiorina, 'Legislator Uncertainty, Legislative Control, and the Delegation of Legislative Power', Journal of Law, Economics, and Organization, 2 (1986), 33-51; Mathew D. McCubbins and Terry Sullivan, eds, Congress: Structure and Policy (Cambridge: Cambridge University Press, 1987); D. Roderick Kiewiet and Mathew D. McCubbins, The Logic of Delegation: Congressional Parties and the Appropriations Process (Chicago: The University of Chicago Press, 1991); B. Dan Wood and Richard W. Waterman, 'The Dynamics of Political Control of the Bureaucracy', American Political Science Review, 85 (1991), 801-28.
    • (1991) The Logic of Delegation: Congressional Parties and the Appropriations Process
    • Kiewiet, D.R.1    McCubbins, M.D.2
  • 6
    • 84970487970 scopus 로고
    • The Dynamics of Political Control of the Bureaucracy
    • A non-exhaustive list of relevant works includes Randall L. Calvert, Mathew D. McCubbins and Barry R. Weingast, 'A Theory of Political Control and Agency Discretion', American Journal of Political Science, 33 (1989), 588-611; Morris P. Fiorina, 'Legislator Uncertainty, Legislative Control, and the Delegation of Legislative Power', Journal of Law, Economics, and Organization, 2 (1986), 33-51; Mathew D. McCubbins and Terry Sullivan, eds, Congress: Structure and Policy (Cambridge: Cambridge University Press, 1987); D. Roderick Kiewiet and Mathew D. McCubbins, The Logic of Delegation: Congressional Parties and the Appropriations Process (Chicago: The University of Chicago Press, 1991); B. Dan Wood and Richard W. Waterman, 'The Dynamics of Political Control of the Bureaucracy', American Political Science Review, 85 (1991), 801-28.
    • (1991) American Political Science Review , vol.85 , pp. 801-828
    • Wood, B.D.1    Waterman, R.W.2
  • 8
    • 0036006529 scopus 로고    scopus 로고
    • A Formal Model of the Politics of Delegation in a Separation of Powers System
    • David Epstein and Sharyn O'Halloran, Delegating Powers: A Transaction Cost Politics Approach to Policy Making Under Separate Powers (Cambridge: Cambridge University Press, 1999), pp. 129-39, 197-219. Their model has been recently extended by Craig Volden, 'A Formal Model of the Politics of Delegation in a Separation of Powers System', American Journal of Political Science, 46 (2002), 111-33.
    • (2002) American Journal of Political Science , vol.46 , pp. 111-133
    • Volden, C.1
  • 9
    • 0142212833 scopus 로고    scopus 로고
    • Cambridge: Cambridge University Press
    • They also note the paucity of theoretical development and systematic empirical testing in the comparative literature, John D. Huber and Charles R. Shipan, Deliberate Discretion? The Institutional Foundations of Bureaucratic Autonomy (Cambridge: Cambridge University Press, 2002), pp. 27-32. Notable exceptions related to bureaucratic delegation are John D. Huber, 'Delegation to Civil Servants in Parliamentary Democracies', European Journal of Political Research, 37 (2000), 397-413; John D. Huber and Arthur Lupia, 'Cabinet Instability and Delegation in Parliamentary Democracies', American Journal of Political Science, 45 (2001), 18-33; Terry M. Moe and Michael Caldwell, 'The Institutional Foundations of Democratic Government: A Comparison of Presidential and Parliamentary Systems', Journal of Institutional and Theoretical Economics, 150 (1994), 171-95; Mark Thatcher and Alec Stone Sweet, eds, 'The Politics of Delegation: Non-Majoritarian Institutions in Europe', Special Issue of West European Politics, 25 (2002).
    • (2002) Deliberate Discretion? The Institutional Foundations of Bureaucratic Autonomy , pp. 27-32
    • Huber, J.D.1    Shipan, C.R.2
  • 10
    • 0034348561 scopus 로고    scopus 로고
    • Delegation to Civil Servants in Parliamentary Democracies
    • They also note the paucity of theoretical development and systematic empirical testing in the comparative literature, John D. Huber and Charles R. Shipan, Deliberate Discretion? The Institutional Foundations of Bureaucratic Autonomy (Cambridge: Cambridge University Press, 2002), pp. 27-32. Notable exceptions related to bureaucratic delegation are John D. Huber, 'Delegation to Civil Servants in Parliamentary Democracies', European Journal of Political Research, 37 (2000), 397-413; John D. Huber and Arthur Lupia, 'Cabinet Instability and Delegation in Parliamentary Democracies', American Journal of Political Science, 45 (2001), 18-33; Terry M. Moe and Michael Caldwell, 'The Institutional Foundations of Democratic Government: A Comparison of Presidential and Parliamentary Systems', Journal of Institutional and Theoretical Economics, 150 (1994), 171-95; Mark Thatcher and Alec Stone Sweet, eds, 'The Politics of Delegation: Non-Majoritarian Institutions in Europe', Special Issue of West European Politics, 25 (2002).
    • (2000) European Journal of Political Research , vol.37 , pp. 397-413
    • Huber, J.D.1
  • 11
    • 0035216421 scopus 로고    scopus 로고
    • Cabinet Instability and Delegation in Parliamentary Democracies
    • They also note the paucity of theoretical development and systematic empirical testing in the comparative literature, John D. Huber and Charles R. Shipan, Deliberate Discretion? The Institutional Foundations of Bureaucratic Autonomy (Cambridge: Cambridge University Press, 2002), pp. 27-32. Notable exceptions related to bureaucratic delegation are John D. Huber, 'Delegation to Civil Servants in Parliamentary Democracies', European Journal of Political Research, 37 (2000), 397-413; John D. Huber and Arthur Lupia, 'Cabinet Instability and Delegation in Parliamentary Democracies', American Journal of Political Science, 45 (2001), 18-33; Terry M. Moe and Michael Caldwell, 'The Institutional Foundations of Democratic Government: A Comparison of Presidential and Parliamentary Systems', Journal of Institutional and Theoretical Economics, 150 (1994), 171-95; Mark Thatcher and Alec Stone Sweet, eds, 'The Politics of Delegation: Non-Majoritarian Institutions in Europe', Special Issue of West European Politics, 25 (2002).
    • (2001) American Journal of Political Science , vol.45 , pp. 18-33
    • Huber, J.D.1    Lupia, A.2
  • 12
    • 0040741746 scopus 로고
    • The Institutional Foundations of Democratic Government: A Comparison of Presidential and Parliamentary Systems
    • They also note the paucity of theoretical development and systematic empirical testing in the comparative literature, John D. Huber and Charles R. Shipan, Deliberate Discretion? The Institutional Foundations of Bureaucratic Autonomy (Cambridge: Cambridge University Press, 2002), pp. 27-32. Notable exceptions related to bureaucratic delegation are John D. Huber, 'Delegation to Civil Servants in Parliamentary Democracies', European Journal of Political Research, 37 (2000), 397-413; John D. Huber and Arthur Lupia, 'Cabinet Instability and Delegation in Parliamentary Democracies', American Journal of Political Science, 45 (2001), 18-33; Terry M. Moe and Michael Caldwell, 'The Institutional Foundations of Democratic Government: A Comparison of Presidential and Parliamentary Systems', Journal of Institutional and Theoretical Economics, 150 (1994), 171-95; Mark Thatcher and Alec Stone Sweet, eds, 'The Politics of Delegation: Non-Majoritarian Institutions in Europe', Special Issue of West European Politics, 25 (2002).
    • (1994) Journal of Institutional and Theoretical Economics , vol.150 , pp. 171-195
    • Moe, T.M.1    Caldwell, M.2
  • 13
    • 1842644772 scopus 로고    scopus 로고
    • The Politics of Delegation: Non-Majoritarian Institutions in Europe
    • They also note the paucity of theoretical development and systematic empirical testing in the comparative literature, John D. Huber and Charles R. Shipan, Deliberate Discretion? The Institutional Foundations of Bureaucratic Autonomy (Cambridge: Cambridge University Press, 2002), pp. 27-32. Notable exceptions related to bureaucratic delegation are John D. Huber, 'Delegation to Civil Servants in Parliamentary Democracies', European Journal of Political Research, 37 (2000), 397-413; John D. Huber and Arthur Lupia, 'Cabinet Instability and Delegation in Parliamentary Democracies', American Journal of Political Science, 45 (2001), 18-33; Terry M. Moe and Michael Caldwell, 'The Institutional Foundations of Democratic Government: A Comparison of Presidential and Parliamentary Systems', Journal of Institutional and Theoretical Economics, 150 (1994), 171-95; Mark Thatcher and Alec Stone Sweet, eds, 'The Politics of Delegation: Non-Majoritarian Institutions in Europe', Special Issue of West European Politics, 25 (2002).
    • (2002) Special Issue of West European Politics , vol.25
    • Thatcher, M.1    Sweet, A.S.2
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    • Princeton, N.J.: Princeton University Press. Also internal cohesion of collective veto players generates high policy stability (pp. 2-5)
    • George Tsebelis, Veto Players: How Political Institutions Work (Princeton, N.J.: Princeton University Press, 2002), pp. 235-46. Also internal cohesion of collective veto players generates high policy stability (pp. 2-5).
    • (2002) Veto Players: How Political Institutions Work , pp. 235-246
    • Tsebelis, G.1
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    • Delegation, Comitology, and the Separation of Powers in the European Union
    • Alexander Ballmann, David Epstein and Sharyn O'Halloran, 'Delegation, Comitology, and the Separation of Powers in the European Union', International Organization, 56 (2002), 551-74; Francesca Bignami, "The Administrative State in a Separation of Powers Constitution: Lessons for European Community Rulemaking from the United States', Jean Monnet Working Paper, 5/99 (Cambridge, Mass.: Harvard Law School, 1999); Simon Hix, The Political System of the European Union (London: Macmillan, 1999), pp. 21-98; Koen Lenaerts, 'Some Reflections on the Separation of Powers in the European Community', Common Market Law Review, 28 (1991), 11-35.
    • (2002) International Organization , vol.56 , pp. 551-574
    • Ballmann, A.1    Epstein, D.2    O'Halloran, S.3
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    • The Administrative State in a Separation of Powers Constitution: Lessons for European Community Rulemaking from the United States
    • Cambridge, Mass.: Harvard Law School
    • Alexander Ballmann, David Epstein and Sharyn O'Halloran, 'Delegation, Comitology, and the Separation of Powers in the European Union', International Organization, 56 (2002), 551-74; Francesca Bignami, "The Administrative State in a Separation of Powers Constitution: Lessons for European Community Rulemaking from the United States', Jean Monnet Working Paper, 5/99 (Cambridge, Mass.: Harvard Law School, 1999); Simon Hix, The Political System of the European Union (London: Macmillan, 1999), pp. 21-98; Koen Lenaerts, 'Some Reflections on the Separation of Powers in the European Community', Common Market Law Review, 28 (1991), 11-35.
    • (1999) Jean Monnet Working Paper , vol.5 , Issue.99
    • Bignami, F.1
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    • London: Macmillan
    • Alexander Ballmann, David Epstein and Sharyn O'Halloran, 'Delegation, Comitology, and the Separation of Powers in the European Union', International Organization, 56 (2002), 551-74; Francesca Bignami, "The Administrative State in a Separation of Powers Constitution: Lessons for European Community Rulemaking from the United States', Jean Monnet Working Paper, 5/99 (Cambridge, Mass.: Harvard Law School, 1999); Simon Hix, The Political System of the European Union (London: Macmillan, 1999), pp. 21-98; Koen Lenaerts, 'Some Reflections on the Separation of Powers in the European Community', Common Market Law Review, 28 (1991), 11-35.
    • (1999) The Political System of the European Union , pp. 21-98
    • Hix, S.1
  • 19
    • 0036344613 scopus 로고    scopus 로고
    • Some Reflections on the Separation of Powers in the European Community
    • Alexander Ballmann, David Epstein and Sharyn O'Halloran, 'Delegation, Comitology, and the Separation of Powers in the European Union', International Organization, 56 (2002), 551-74; Francesca Bignami, "The Administrative State in a Separation of Powers Constitution: Lessons for European Community Rulemaking from the United States', Jean Monnet Working Paper, 5/99 (Cambridge, Mass.: Harvard Law School, 1999); Simon Hix, The Political System of the European Union (London: Macmillan, 1999), pp. 21-98; Koen Lenaerts, 'Some Reflections on the Separation of Powers in the European Community', Common Market Law Review, 28 (1991), 11-35.
    • (1991) Common Market Law Review , vol.28 , pp. 11-35
    • Lenaerts, K.1
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    • Delegation, Agency, and Agenda Setting in the European Community
    • Mark A. Pollack, 'Delegation, Agency, and Agenda Setting in the European Community', International Organization, 51 (1997), 99-134. See also Mark A. Pollack, 'The Commission as an Agent' in Neill Nugent, ed., At the Mean of the Union: Studies of the European Commission (London: Macmillan, 1997), pp. 109-28. Works on control mechanisms that explicitly refer to agency theory include Ballmann, Epstein and O'Halloran, 'Delegation, Comitology and the Separation of Powers in the European Union'; Fabio Franchino, 'Control of the Commission's Executive Functions: Uncertainty, Conflict and Decision Rules', European Union Politics, 1 (2000), 59-88; Jonas Tallberg, 'Delegation to Supranational Institutions: Why, How and with What Consequences?' West European Politics, 25 (2002), 23-46.
    • (1997) International Organization , vol.51 , pp. 99-134
    • Pollack, M.A.1
  • 21
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    • The Commission as an Agent
    • Neill Nugent, ed. (London: Macmillan)
    • Mark A. Pollack, 'Delegation, Agency, and Agenda Setting in the European Community', International Organization, 51 (1997), 99-134. See also Mark A. Pollack, 'The Commission as an Agent' in Neill Nugent, ed., At the Mean of the Union: Studies of the European Commission (London: Macmillan, 1997), pp. 109-28. Works on control mechanisms that explicitly refer to agency theory include Ballmann, Epstein and O'Halloran, 'Delegation, Comitology and the Separation of Powers in the European Union'; Fabio Franchino, 'Control of the Commission's Executive Functions: Uncertainty, Conflict and Decision Rules', European Union Politics, 1 (2000), 59-88; Jonas Tallberg, 'Delegation to Supranational Institutions: Why, How and with What Consequences?' West European Politics, 25 (2002), 23-46.
    • (1997) At the Mean of the Union: Studies of the European Commission , pp. 109-128
    • Pollack, M.A.1
  • 22
    • 0031504236 scopus 로고    scopus 로고
    • Mark A. Pollack, 'Delegation, Agency, and Agenda Setting in the European Community', International Organization, 51 (1997), 99-134. See also Mark A. Pollack, 'The Commission as an Agent' in Neill Nugent, ed., At the Mean of the Union: Studies of the European Commission (London: Macmillan, 1997), pp. 109-28. Works on control mechanisms that explicitly refer to agency theory include Ballmann, Epstein and O'Halloran, 'Delegation, Comitology and the Separation of Powers in the European Union'; Fabio Franchino, 'Control of the Commission's Executive Functions: Uncertainty, Conflict and Decision Rules', European Union Politics, 1 (2000), 59-88; Jonas Tallberg, 'Delegation to Supranational Institutions: Why, How and with What Consequences?' West European Politics, 25 (2002), 23-46.
    • Delegation, Comitology and the Separation of Powers in the European Union
    • Ballmann1    Epstein2    O'Halloran3
  • 23
    • 84996167006 scopus 로고    scopus 로고
    • Control of the Commission's Executive Functions: Uncertainty, Conflict and Decision Rules
    • Mark A. Pollack, 'Delegation, Agency, and Agenda Setting in the European Community', International Organization, 51 (1997), 99-134. See also Mark A. Pollack, 'The Commission as an Agent' in Neill Nugent, ed., At the Mean of the Union: Studies of the European Commission (London: Macmillan, 1997), pp. 109-28. Works on control mechanisms that explicitly refer to agency theory include Ballmann, Epstein and O'Halloran, 'Delegation, Comitology and the Separation of Powers in the European Union'; Fabio Franchino, 'Control of the Commission's Executive Functions: Uncertainty, Conflict and Decision Rules', European Union Politics, 1 (2000), 59-88; Jonas Tallberg, 'Delegation to Supranational Institutions: Why, How and with What Consequences?' West European Politics, 25 (2002), 23-46.
    • (2000) European Union Politics , vol.1 , pp. 59-88
    • Franchino, F.1
  • 24
    • 0036168697 scopus 로고    scopus 로고
    • Delegation to Supranational Institutions: Why, How and with What Consequences?
    • Mark A. Pollack, 'Delegation, Agency, and Agenda Setting in the European Community', International Organization, 51 (1997), 99-134. See also Mark A. Pollack, 'The Commission as an Agent' in Neill Nugent, ed., At the Mean of the Union: Studies of the European Commission (London: Macmillan, 1997), pp. 109-28. Works on control mechanisms that explicitly refer to agency theory include Ballmann, Epstein and O'Halloran, 'Delegation, Comitology and the Separation of Powers in the European Union'; Fabio Franchino, 'Control of the Commission's Executive Functions: Uncertainty, Conflict and Decision Rules', European Union Politics, 1 (2000), 59-88; Jonas Tallberg, 'Delegation to Supranational Institutions: Why, How and with What Consequences?' West European Politics, 25 (2002), 23-46.
    • (2002) West European Politics , vol.25 , pp. 23-46
    • Tallberg, J.1
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    • London: Routledge
    • Giandomenico Majone, Regulating Europe (London: Routledge, 1996); Andrew Moravcsik, The Choice for Europe: Social Purpose and State Power from Messina to Maastricht (Ithaca, N.Y.: Cornell University Press, 1998). See also Giandomenico Majone, Two Logics of Delegation: Agency and Fiduciary Relations in EU Governance', European Union Politics, 2 (2001), 103-22; Giandomenico Majone, 'The European Commission: the Limits of Centralisation, the Perils of Parliamentarisation', Governance, 15 (2002), 375-92.
    • (1996) Regulating Europe
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    • 0003921720 scopus 로고    scopus 로고
    • Ithaca, N.Y.: Cornell University Press
    • Giandomenico Majone, Regulating Europe (London: Routledge, 1996); Andrew Moravcsik, The Choice for Europe: Social Purpose and State Power from Messina to Maastricht (Ithaca, N.Y.: Cornell University Press, 1998). See also Giandomenico Majone, Two Logics of Delegation: Agency and Fiduciary Relations in EU Governance', European Union Politics, 2 (2001), 103-22; Giandomenico Majone, 'The European Commission: the Limits of Centralisation, the Perils of Parliamentarisation', Governance, 15 (2002), 375-92.
    • (1998) The Choice for Europe: Social Purpose and State Power from Messina to Maastricht
    • Moravcsik, A.1
  • 27
    • 84996251722 scopus 로고    scopus 로고
    • Two Logics of Delegation: Agency and Fiduciary Relations in EU Governance
    • Giandomenico Majone, Regulating Europe (London: Routledge, 1996); Andrew Moravcsik, The Choice for Europe: Social Purpose and State Power from Messina to Maastricht (Ithaca, N.Y.: Cornell University Press, 1998). See also Giandomenico Majone, Two Logics of Delegation: Agency and Fiduciary Relations in EU Governance', European Union Politics, 2 (2001), 103-22; Giandomenico Majone, 'The European Commission: the Limits of Centralisation, the Perils of Parliamentarisation', Governance, 15 (2002), 375-92.
    • (2001) European Union Politics , vol.2 , pp. 103-122
    • Majone, G.1
  • 28
    • 0036662187 scopus 로고    scopus 로고
    • The European Commission: The Limits of Centralisation, the Perils of Parliamentarisation
    • Giandomenico Majone, Regulating Europe (London: Routledge, 1996); Andrew Moravcsik, The Choice for Europe: Social Purpose and State Power from Messina to Maastricht (Ithaca, N.Y.: Cornell University Press, 1998). See also Giandomenico Majone, Two Logics of Delegation: Agency and Fiduciary Relations in EU Governance', European Union Politics, 2 (2001), 103-22; Giandomenico Majone, 'The European Commission: the Limits of Centralisation, the Perils of Parliamentarisation', Governance, 15 (2002), 375-92.
    • (2002) Governance , vol.15 , pp. 375-392
    • Majone, G.1
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    • Tallberg, 'Delegation to Supranational Institutions', pp. 25-8. Delegation for technocratic reasons is the neofunctionalist argument of European integration studies; see, for instance, Leon N. Lindberg, The Political Dynamics of European Economic Integration (Stanford, Calif.: Stanford University Press, 1963); Ernst B. Haas 'Technocracy, Pluralism and the New Europe', in Stephen R. Graubard, A New Europe? (Boston, Mass.: Houghton Mifflin, 1964), pp. 65-85.
    • Delegation to Supranational Institutions , pp. 25-28
    • Tallberg1
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    • Stanford, Calif.: Stanford University Press
    • Tallberg, 'Delegation to Supranational Institutions', pp. 25-8. Delegation for technocratic reasons is the neofunctionalist argument of European integration studies; see, for instance, Leon N. Lindberg, The Political Dynamics of European Economic Integration (Stanford, Calif.: Stanford University Press, 1963); Ernst B. Haas 'Technocracy, Pluralism and the New Europe', in Stephen R. Graubard, A New Europe? (Boston, Mass.: Houghton Mifflin, 1964), pp. 65-85.
    • (1963) The Political Dynamics of European Economic Integration
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    • Technocracy, Pluralism and the New Europe
    • Stephen R. Graubard (Boston, Mass.: Houghton Mifflin)
    • Tallberg, 'Delegation to Supranational Institutions', pp. 25-8. Delegation for technocratic reasons is the neofunctionalist argument of European integration studies; see, for instance, Leon N. Lindberg, The Political Dynamics of European Economic Integration (Stanford, Calif.: Stanford University Press, 1963); Ernst B. Haas 'Technocracy, Pluralism and the New Europe', in Stephen R. Graubard, A New Europe? (Boston, Mass.: Houghton Mifflin, 1964), pp. 65-85.
    • (1964) A New Europe? , pp. 65-85
    • Haas, E.B.1
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    • What Single Voice? European Institutions and EU-US Trade Negotiations
    • A non-exhaustive list of case studies on the Commission that refer to agency and delegation theory includes Sophie Meunier, 'What Single Voice? European Institutions and EU-US Trade Negotiations', International Organization, 54 (2000), 103-35; Mark A. Pollack, 'The Engines of Integration? Supranational Autonomy and Influence in the European Union', in Wayne Sandholtz and Alec Stone Sweet, eds, European Integration and Supranational Governance (New York: Oxford University Press, 1998), pp. 217-49; Susanne K. Schmidt, 'Only an Agenda Setter? The European Commission's Power over the Council of Ministers', European Union Politics, 1 (2000), 37-61; Stephan Stetter, 'Regulating Migration: Authority Delegation in Justice and Home Affairs', Journal of European Public Policy, 1 (2000), 80-103; Mark Thatcher, The Commission and National Governments as Partners: EC Regulatory Expansion in Telecommunications', Journal of European Public Policy, 8 (2001), 558-84; Jonas Tallberg, 'The Anatomy of Autonomy: An Institutional Account of Variation in Supranational Influence', Journal of Common Market Studies, 38 (2000), 843-64.
    • (2000) International Organization , vol.54 , pp. 103-135
    • Meunier, S.1
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    • The Engines of Integration? Supranational Autonomy and Influence in the European Union
    • Wayne Sandholtz and Alec Stone Sweet, eds (New York: Oxford University Press)
    • A non-exhaustive list of case studies on the Commission that refer to agency and delegation theory includes Sophie Meunier, 'What Single Voice? European Institutions and EU-US Trade Negotiations', International Organization, 54 (2000), 103-35; Mark A. Pollack, 'The Engines of Integration? Supranational Autonomy and Influence in the European Union', in Wayne Sandholtz and Alec Stone Sweet, eds, European Integration and Supranational Governance (New York: Oxford University Press, 1998), pp. 217-49; Susanne K. Schmidt, 'Only an Agenda Setter? The European Commission's Power over the Council of Ministers', European Union Politics, 1 (2000), 37-61; Stephan Stetter, 'Regulating Migration: Authority Delegation in Justice and Home Affairs', Journal of European Public Policy, 1 (2000), 80-103; Mark Thatcher, The Commission and National Governments as Partners: EC Regulatory Expansion in Telecommunications', Journal of European Public Policy, 8 (2001), 558-84; Jonas Tallberg, 'The Anatomy of Autonomy: An Institutional Account of Variation in Supranational Influence', Journal of Common Market Studies, 38 (2000), 843-64.
    • (1998) European Integration and Supranational Governance , pp. 217-249
    • Pollack, M.A.1
  • 34
    • 84996157210 scopus 로고    scopus 로고
    • Only an Agenda Setter? The European Commission's Power over the Council of Ministers
    • A non-exhaustive list of case studies on the Commission that refer to agency and delegation theory includes Sophie Meunier, 'What Single Voice? European Institutions and EU-US Trade Negotiations', International Organization, 54 (2000), 103-35; Mark A. Pollack, 'The Engines of Integration? Supranational Autonomy and Influence in the European Union', in Wayne Sandholtz and Alec Stone Sweet, eds, European Integration and Supranational Governance (New York: Oxford University Press, 1998), pp. 217-49; Susanne K. Schmidt, 'Only an Agenda Setter? The European Commission's Power over the Council of Ministers', European Union Politics, 1 (2000), 37-61; Stephan Stetter, 'Regulating Migration: Authority Delegation in Justice and Home Affairs', Journal of European Public Policy, 1 (2000), 80-103; Mark Thatcher, The Commission and National Governments as Partners: EC Regulatory Expansion in Telecommunications', Journal of European Public Policy, 8 (2001), 558-84; Jonas Tallberg, 'The Anatomy of Autonomy: An Institutional Account of Variation in Supranational Influence', Journal of Common Market Studies, 38 (2000), 843-64.
    • (2000) European Union Politics , vol.1 , pp. 37-61
    • Schmidt, S.K.1
  • 35
    • 0034406380 scopus 로고    scopus 로고
    • Regulating Migration: Authority Delegation in Justice and Home Affairs
    • A non-exhaustive list of case studies on the Commission that refer to agency and delegation theory includes Sophie Meunier, 'What Single Voice? European Institutions and EU-US Trade Negotiations', International Organization, 54 (2000), 103-35; Mark A. Pollack, 'The Engines of Integration? Supranational Autonomy and Influence in the European Union', in Wayne Sandholtz and Alec Stone Sweet, eds, European Integration and Supranational Governance (New York: Oxford University Press, 1998), pp. 217-49; Susanne K. Schmidt, 'Only an Agenda Setter? The European Commission's Power over the Council of Ministers', European Union Politics, 1 (2000), 37-61; Stephan Stetter, 'Regulating Migration: Authority Delegation in Justice and Home Affairs', Journal of European Public Policy, 1 (2000), 80-103; Mark Thatcher, The Commission and National Governments as Partners: EC Regulatory Expansion in Telecommunications', Journal of European Public Policy, 8 (2001), 558-84; Jonas Tallberg, 'The Anatomy of Autonomy: An Institutional Account of Variation in Supranational Influence', Journal of Common Market Studies, 38 (2000), 843-64.
    • (2000) Journal of European Public Policy , vol.1 , pp. 80-103
    • Stetter, S.1
  • 36
    • 0035638974 scopus 로고    scopus 로고
    • The Commission and National Governments as Partners: EC Regulatory Expansion in Telecommunications
    • A non-exhaustive list of case studies on the Commission that refer to agency and delegation theory includes Sophie Meunier, 'What Single Voice? European Institutions and EU-US Trade Negotiations', International Organization, 54 (2000), 103-35; Mark A. Pollack, 'The Engines of Integration? Supranational Autonomy and Influence in the European Union', in Wayne Sandholtz and Alec Stone Sweet, eds, European Integration and Supranational Governance (New York: Oxford University Press, 1998), pp. 217-49; Susanne K. Schmidt, 'Only an Agenda Setter? The European Commission's Power over the Council of Ministers', European Union Politics, 1 (2000), 37-61; Stephan Stetter, 'Regulating Migration: Authority Delegation in Justice and Home Affairs', Journal of European Public Policy, 1 (2000), 80-103; Mark Thatcher, The Commission and National Governments as Partners: EC Regulatory Expansion in Telecommunications', Journal of European Public Policy, 8 (2001), 558-84; Jonas Tallberg, 'The Anatomy of Autonomy: An Institutional Account of Variation in Supranational Influence', Journal of Common Market Studies, 38 (2000), 843-64.
    • (2001) Journal of European Public Policy , vol.8 , pp. 558-584
    • Thatcher, M.1
  • 37
    • 23044521789 scopus 로고    scopus 로고
    • The Anatomy of Autonomy: An Institutional Account of Variation in Supranational Influence
    • A non-exhaustive list of case studies on the Commission that refer to agency and delegation theory includes Sophie Meunier, 'What Single Voice? European Institutions and EU-US Trade Negotiations', International Organization, 54 (2000), 103-35; Mark A. Pollack, 'The Engines of Integration? Supranational Autonomy and Influence in the European Union', in Wayne Sandholtz and Alec Stone Sweet, eds, European Integration and Supranational Governance (New York: Oxford University Press, 1998), pp. 217-49; Susanne K. Schmidt, 'Only an Agenda Setter? The European Commission's Power over the Council of Ministers', European Union Politics, 1 (2000), 37-61; Stephan Stetter, 'Regulating Migration: Authority Delegation in Justice and Home Affairs', Journal of European Public Policy, 1 (2000), 80-103; Mark Thatcher, The Commission and National Governments as Partners: EC Regulatory Expansion in Telecommunications', Journal of European Public Policy, 8 (2001), 558-84; Jonas Tallberg, 'The Anatomy of Autonomy: An Institutional Account of Variation in Supranational Influence', Journal of Common Market Studies, 38 (2000), 843-64.
    • (2000) Journal of Common Market Studies , vol.38 , pp. 843-864
    • Tallberg, J.1
  • 38
    • 0034768844 scopus 로고    scopus 로고
    • Delegation and Constraints in the National Execution of the EC Policies: A Longitudinal and Qualitative Analysis
    • On this point, see also Fabio Franchino, 'Delegation and Constraints in the National Execution of the EC Policies: A Longitudinal and Qualitative Analysis', West European Politics, 24 (2001), 169-92; Jonas Tallberg, 'Supranational Influence in EU Enforcement: The ECJ and the Principle of State Liability', Journal of European Public Policy, 1 (2000), 104-21; Jonas Tallberg, 'Paths to Compliance: Enforcement, Management, and the European Union', International Organization, 56 (2002), 609-43. The selection of mechanisms that allow flexible national implementation is frequently considered in cases studies on Council negotiations, see, e.g., Rainer Eising, 'Policy Learning in Embedded Negotiations: Explaining EU Electricity Liberalization', International Organization, 56 (2002), 85-120; Beate Kohler-Koch and Rainer Eising, eds, The Transformation of Governance in the European Union (London: Routledge, 1999). For a recent model, see Antoaneta Dimitrova and Bernard Steunenberg, 'The Search for Convergence of National Policies in the European Union: An Impossible Quest?' European Union Politics, 1 (2000), 201-26.
    • (2001) West European Politics , vol.24 , pp. 169-192
    • Franchino, F.1
  • 39
    • 0034387190 scopus 로고    scopus 로고
    • Supranational Influence in EU Enforcement: The ECJ and the Principle of State Liability
    • On this point, see also Fabio Franchino, 'Delegation and Constraints in the National Execution of the EC Policies: A Longitudinal and Qualitative Analysis', West European Politics, 24 (2001), 169-92; Jonas Tallberg, 'Supranational Influence in EU Enforcement: The ECJ and the Principle of State Liability', Journal of European Public Policy, 1 (2000), 104-21; Jonas Tallberg, 'Paths to Compliance: Enforcement, Management, and the European Union', International Organization, 56 (2002), 609-43. The selection of mechanisms that allow flexible national implementation is frequently considered in cases studies on Council negotiations, see, e.g., Rainer Eising, 'Policy Learning in Embedded Negotiations: Explaining EU Electricity Liberalization', International Organization, 56 (2002), 85-120; Beate Kohler-Koch and Rainer Eising, eds, The Transformation of Governance in the European Union (London: Routledge, 1999). For a recent model, see Antoaneta Dimitrova and Bernard Steunenberg, 'The Search for Convergence of National Policies in the European Union: An Impossible Quest?' European Union Politics, 1 (2000), 201-26.
    • (2000) Journal of European Public Policy , vol.1 , pp. 104-121
    • Tallberg, J.1
  • 40
    • 18744370190 scopus 로고    scopus 로고
    • Paths to Compliance: Enforcement, Management, and the European Union
    • On this point, see also Fabio Franchino, 'Delegation and Constraints in the National Execution of the EC Policies: A Longitudinal and Qualitative Analysis', West European Politics, 24 (2001), 169-92; Jonas Tallberg, 'Supranational Influence in EU Enforcement: The ECJ and the Principle of State Liability', Journal of European Public Policy, 1 (2000), 104-21; Jonas Tallberg, 'Paths to Compliance: Enforcement, Management, and the European Union', International Organization, 56 (2002), 609-43. The selection of mechanisms that allow flexible national implementation is frequently considered in cases studies on Council negotiations, see, e.g., Rainer Eising, 'Policy Learning in Embedded Negotiations: Explaining EU Electricity Liberalization', International Organization, 56 (2002), 85-120; Beate Kohler-Koch and Rainer Eising, eds, The Transformation of Governance in the European Union (London: Routledge, 1999). For a recent model, see Antoaneta Dimitrova and Bernard Steunenberg, 'The Search for Convergence of National Policies in the European Union: An Impossible Quest?' European Union Politics, 1 (2000), 201-26.
    • (2002) International Organization , vol.56 , pp. 609-643
    • Tallberg, J.1
  • 41
    • 0036116494 scopus 로고    scopus 로고
    • Policy Learning in Embedded Negotiations: Explaining EU Electricity Liberalization
    • On this point, see also Fabio Franchino, 'Delegation and Constraints in the National Execution of the EC Policies: A Longitudinal and Qualitative Analysis', West European Politics, 24 (2001), 169-92; Jonas Tallberg, 'Supranational Influence in EU Enforcement: The ECJ and the Principle of State Liability', Journal of European Public Policy, 1 (2000), 104-21; Jonas Tallberg, 'Paths to Compliance: Enforcement, Management, and the European Union', International Organization, 56 (2002), 609-43. The selection of mechanisms that allow flexible national implementation is frequently considered in cases studies on Council negotiations, see, e.g., Rainer Eising, 'Policy Learning in Embedded Negotiations: Explaining EU Electricity Liberalization', International Organization, 56 (2002), 85-120; Beate Kohler-Koch and Rainer Eising, eds, The Transformation of Governance in the European Union (London: Routledge, 1999). For a recent model, see Antoaneta Dimitrova and Bernard Steunenberg, 'The Search for Convergence of National Policies in the European Union: An Impossible Quest?' European Union Politics, 1 (2000), 201-26.
    • (2002) International Organization , vol.56 , pp. 85-120
    • Eising, R.1
  • 42
    • 0034768844 scopus 로고    scopus 로고
    • London: Routledge
    • On this point, see also Fabio Franchino, 'Delegation and Constraints in the National Execution of the EC Policies: A Longitudinal and Qualitative Analysis', West European Politics, 24 (2001), 169-92; Jonas Tallberg, 'Supranational Influence in EU Enforcement: The ECJ and the Principle of State Liability', Journal of European Public Policy, 1 (2000), 104-21; Jonas Tallberg, 'Paths to Compliance: Enforcement, Management, and the European Union', International Organization, 56 (2002), 609-43. The selection of mechanisms that allow flexible national implementation is frequently considered in cases studies on Council negotiations, see, e.g., Rainer Eising, 'Policy Learning in Embedded Negotiations: Explaining EU Electricity Liberalization', International Organization, 56 (2002), 85-120; Beate Kohler-Koch and Rainer Eising, eds, The Transformation of Governance in the European Union (London: Routledge, 1999). For a recent model, see Antoaneta Dimitrova and Bernard Steunenberg, 'The Search for Convergence of National Policies in the European Union: An Impossible Quest?' European Union Politics, 1 (2000), 201-26.
    • (1999) The Transformation of Governance in the European Union
    • Kohler-Koch, B.1    Eising, R.2
  • 43
    • 84996258571 scopus 로고    scopus 로고
    • The Search for Convergence of National Policies in the European Union: An Impossible Quest?
    • On this point, see also Fabio Franchino, 'Delegation and Constraints in the National Execution of the EC Policies: A Longitudinal and Qualitative Analysis', West European Politics, 24 (2001), 169-92; Jonas Tallberg, 'Supranational Influence in EU Enforcement: The ECJ and the Principle of State Liability', Journal of European Public Policy, 1 (2000), 104-21; Jonas Tallberg, 'Paths to Compliance: Enforcement, Management, and the European Union', International Organization, 56 (2002), 609-43. The selection of mechanisms that allow flexible national implementation is frequently considered in cases studies on Council negotiations, see, e.g., Rainer Eising, 'Policy Learning in Embedded Negotiations: Explaining EU Electricity Liberalization', International Organization, 56 (2002), 85-120; Beate Kohler-Koch and Rainer Eising, eds, The Transformation of Governance in the European Union (London: Routledge, 1999). For a recent model, see Antoaneta Dimitrova and Bernard Steunenberg, 'The Search for Convergence of National Policies in the European Union: An Impossible Quest?' European Union Politics, 1 (2000), 201-26.
    • (2000) European Union Politics , vol.1 , pp. 201-226
    • Dimitrova, A.1    Steunenberg, B.2
  • 45
    • 0036171920 scopus 로고    scopus 로고
    • Learning from the Americanists (Again): Theory and Method in the Study of Delegation
    • A few case studies have tried to identify the conditions for Commission influence; see the review by Mark A. Pollack, 'Learning from the Americanists (Again): Theory and Method in the Study of Delegation', West European Politics, 25 (2002), 200-19, p. 212. Two formal works, based on the veto player argument, have produced propositions on the Commission's discretion that relate indirectly to this work. They will be discussed in detail in the conclusion, see Jenna Bednar, John Ferejohn and Geoffrey Garrett, 'The Politics of European Federalism', International Review of Law and Economics, 16 (1996), 279-94; George Tsebelis and Geoffrey Garrett, 'The Institutional Foundations of Intergovernmentalism and Supranationalism in the European Union', International Organization, 55 (2001), 357-90.
    • (2002) West European Politics , vol.25 , pp. 200-219
    • Pollack, M.A.1
  • 46
    • 0030240824 scopus 로고    scopus 로고
    • The Politics of European Federalism
    • A few case studies have tried to identify the conditions for Commission influence; see the review by Mark A. Pollack, 'Learning from the Americanists (Again): Theory and Method in the Study of Delegation', West European Politics, 25 (2002), 200-19, p. 212. Two formal works, based on the veto player argument, have produced propositions on the Commission's discretion that relate indirectly to this work. They will be discussed in detail in the conclusion, see Jenna Bednar, John Ferejohn and Geoffrey Garrett, 'The Politics of European Federalism', International Review of Law and Economics, 16 (1996), 279-94; George Tsebelis and Geoffrey Garrett, 'The Institutional Foundations of Intergovernmentalism and Supranationalism in the European Union', International Organization, 55 (2001), 357-90.
    • (1996) International Review of Law and Economics , vol.16 , pp. 279-294
    • Bednar, J.1    Ferejohn, J.2    Garrett, G.3
  • 47
    • 0035591536 scopus 로고    scopus 로고
    • The Institutional Foundations of Intergovernmentalism and Supranationalism in the European Union
    • A few case studies have tried to identify the conditions for Commission influence; see the review by Mark A. Pollack, 'Learning from the Americanists (Again): Theory and Method in the Study of Delegation', West European Politics, 25 (2002), 200-19, p. 212. Two formal works, based on the veto player argument, have produced propositions on the Commission's discretion that relate indirectly to this work. They will be discussed in detail in the conclusion, see Jenna Bednar, John Ferejohn and Geoffrey Garrett, 'The Politics of European Federalism', International Review of Law and Economics, 16 (1996), 279-94; George Tsebelis and Geoffrey Garrett, 'The Institutional Foundations of Intergovernmentalism and Supranationalism in the European Union', International Organization, 55 (2001), 357-90.
    • (2001) International Organization , vol.55 , pp. 357-390
    • Tsebelis, G.1    Garrett, G.2
  • 48
    • 84928060361 scopus 로고    scopus 로고
    • Epstein and O'Halloran have analysed delegation to independent agencies in Delegating Powers, pp. 154-61; see also Volden, 'A Formal Model of the Politics of Delegation in a Separation of Powers System'.
    • Delegating Powers , pp. 154-161
  • 50
    • 0000508965 scopus 로고
    • Structure and Process, Politics and Policy: Administrative Arrangements and the Political Control of Agencies
    • Mathew D. McCubbins, Roger G. Noll and Barry R. Weingast, 'Structure and Process, Politics and Policy: Administrative Arrangements and the Political Control of Agencies', Virginia Law Review, 75 (1989), 431-82; Mathew D. McCubbins, Roger G. Noll and Barry R. Weingast, 'Administrative Procedures as Instruments of Political Control', Journal of Law, Economics, and Organization, 3 (1987), 243-77.
    • (1989) Virginia Law Review , vol.75 , pp. 431-482
    • McCubbins, M.D.1    Noll, R.G.2    Weingast, B.R.3
  • 51
    • 77958396817 scopus 로고
    • Administrative Procedures as Instruments of Political Control
    • Mathew D. McCubbins, Roger G. Noll and Barry R. Weingast, 'Structure and Process, Politics and Policy: Administrative Arrangements and the Political Control of Agencies', Virginia Law Review, 75 (1989), 431-82; Mathew D. McCubbins, Roger G. Noll and Barry R. Weingast, 'Administrative Procedures as Instruments of Political Control', Journal of Law, Economics, and Organization, 3 (1987), 243-77.
    • (1987) Journal of Law, Economics, and Organization , vol.3 , pp. 243-277
    • McCubbins, M.D.1    Noll, R.G.2    Weingast, B.R.3
  • 54
    • 0004114570 scopus 로고    scopus 로고
    • Ann Arbor: University of Michigan
    • Keith Krehbiel, Information and Legislative Organization (Ann Arbor: University of Michigan, 1991); Mathew D. McCubbins, 'The Legislative Design of Regulatory Structure', American Journal of Political Science, 29 (1985), 721-48.
    • (1991) Information and Legislative Organization
    • Krehbiel, K.1
  • 55
    • 84935847115 scopus 로고
    • The Legislative Design of Regulatory Structure
    • Keith Krehbiel, Information and Legislative Organization (Ann Arbor: University of Michigan, 1991); Mathew D. McCubbins, 'The Legislative Design of Regulatory Structure', American Journal of Political Science, 29 (1985), 721-48.
    • (1985) American Journal of Political Science , vol.29 , pp. 721-748
    • McCubbins, M.D.1
  • 57
    • 1842745534 scopus 로고    scopus 로고
    • note
    • This procedure is called consultation when the European Parliament issues a non-binding opinion that does not affect outcomes. Since the European Parliament can be consulted when either unanimity or majority voting is used, I only refer to the decision rule of the Council. Finally, for completeness, the Council can amend the Commission's proposal by unanimity when majority voting applies.
  • 58
    • 0004223905 scopus 로고    scopus 로고
    • This argument is coherent with Moravcsik's view that qualified majority voting is a means to commit governments to specific policy objectives: Moravcsik, The Choice for Europe, pp. 73-7, 485-9. My propositions show how decision rules operate as a technology of commitment. Credibility is achieved in areas under qualified majority voting by restricting national executive action and by granting greater discretion to a supranational bureaucracy. For a formal proof, see Fabio Franchino, 'A Formal Model of Delegation in the European Union' (paper read at the Annual Meeting of the American Political Science Association, Boston, Mass., 2002).
    • The Choice for Europe , pp. 73-77
    • Moravcsik1
  • 59
    • 1842644775 scopus 로고    scopus 로고
    • A Formal Model of Delegation in the European Union
    • paper read at the, Boston, Mass.
    • This argument is coherent with Moravcsik's view that qualified majority voting is a means to commit governments to specific policy objectives: Moravcsik, The Choice for Europe, pp. 73-7, 485-9. My propositions show how decision rules operate as a technology of commitment. Credibility is achieved in areas under qualified majority voting by restricting national executive action and by granting greater discretion to a supranational bureaucracy. For a formal proof, see Fabio Franchino, 'A Formal Model of Delegation in the European Union' (paper read at the Annual Meeting of the American Political Science Association, Boston, Mass., 2002).
    • (2002) Annual Meeting of the American Political Science Association
    • Franchino, F.1
  • 60
    • 0034370927 scopus 로고    scopus 로고
    • The Commission's Executive Discretion, Information and Comitology
    • Fabio Franchino, 'The Commission's Executive Discretion, Information and Comitology', Journal of Theoretical Politics, 12(2000), 155-81.
    • (2000) Journal of Theoretical Politics , vol.12 , pp. 155-181
    • Franchino, F.1
  • 61
    • 0030550401 scopus 로고    scopus 로고
    • Legislative Procedures in the European Community
    • Christophe Crombez, 'Legislative Procedures in the European Community', British Journal of Political Science, 26 (1996), 199-228.
    • (1996) British Journal of Political Science , vol.26 , pp. 199-228
    • Crombez, C.1
  • 62
    • 0032331521 scopus 로고    scopus 로고
    • The European Court of Justice, National Governments, and Legal Integration in the European Union
    • The Court too makes strategic calculations in its decision making and its pro-integration preferences may increase the Commission's leeway in implementation. However, the Court cannot disregard, without losing credibility, its Treaty role of upholding EC law when the Commission's acts are ultra vires, especially where the Council's mandate is clear, see, e.g., Geoffrey Garrett, R. Daniel Kelemen and Heiner Schulz, 'The European Court of Justice, National Governments, and Legal Integration in the European Union', International Organization, 52 (1998), 149-76; Karen J. Alter, 'Who Are the "Masters of the Treaty"? European Governments and the European Court of Justice', International Organization, 52 (1998), 121-47. Further, I am aware of only a handful of cases of successful Commission-Court co-operation, see, e.g., Simon Bulmer, 'Institutions and Policy Change in the European Communities: The Case of Merger Control', Public Administration, 72 (1994), 431-2; Wayne Sandholtz, 'The Emergence of a Supranational Telecommunication Regime', in Wayne Sandholtz and Alec Stone Sweet, eds, European Integration and Supranational Governance (New York: Oxford University Press, 1998), 153-60; Schmidt, 'Only an Agenda Setter?'
    • (1998) International Organization , vol.52 , pp. 149-176
    • Garrett, G.1    Kelemen, R.D.2    Schulz, H.3
  • 63
    • 0032331520 scopus 로고    scopus 로고
    • Who Are the "Masters of the Treaty"? European Governments and the European Court of Justice
    • The Court too makes strategic calculations in its decision making and its pro-integration preferences may increase the Commission's leeway in implementation. However, the Court cannot disregard, without losing credibility, its Treaty role of upholding EC law when the Commission's acts are ultra vires, especially where the Council's mandate is clear, see, e.g., Geoffrey Garrett, R. Daniel Kelemen and Heiner Schulz, 'The European Court of Justice, National Governments, and Legal Integration in the European Union', International Organization, 52 (1998), 149-76; Karen J. Alter, 'Who Are the "Masters of the Treaty"? European Governments and the European Court of Justice', International Organization, 52 (1998), 121-47. Further, I am aware of only a handful of cases of successful Commission-Court co-operation, see, e.g., Simon Bulmer, 'Institutions and Policy Change in the European Communities: The Case of Merger Control', Public Administration, 72 (1994), 431-2; Wayne Sandholtz, 'The Emergence of a Supranational Telecommunication Regime', in Wayne Sandholtz and Alec Stone Sweet, eds, European Integration and Supranational Governance (New York: Oxford University Press, 1998), 153-60; Schmidt, 'Only an Agenda Setter?'
    • (1998) International Organization , vol.52 , pp. 121-147
    • Alter, K.J.1
  • 64
    • 84982693905 scopus 로고
    • Institutions and Policy Change in the European Communities: The Case of Merger Control
    • The Court too makes strategic calculations in its decision making and its pro-integration preferences may increase the Commission's leeway in implementation. However, the Court cannot disregard, without losing credibility, its Treaty role of upholding EC law when the Commission's acts are ultra vires, especially where the Council's mandate is clear, see, e.g., Geoffrey Garrett, R. Daniel Kelemen and Heiner Schulz, 'The European Court of Justice, National Governments, and Legal Integration in the European Union', International Organization, 52 (1998), 149-76; Karen J. Alter, 'Who Are the "Masters of the Treaty"? European Governments and the European Court of Justice', International Organization, 52 (1998), 121-47. Further, I am aware of only a handful of cases of successful Commission-Court co-operation, see, e.g., Simon Bulmer, 'Institutions and Policy Change in the European Communities: The Case of Merger Control', Public Administration, 72 (1994), 431-2; Wayne Sandholtz, 'The Emergence of a Supranational Telecommunication Regime', in Wayne Sandholtz and Alec Stone Sweet, eds, European Integration and Supranational Governance (New York: Oxford University Press, 1998), 153-60; Schmidt, 'Only an Agenda Setter?'
    • (1994) Public Administration , vol.72 , pp. 431-442
    • Bulmer, S.1
  • 65
    • 0032331521 scopus 로고    scopus 로고
    • The Emergence of a Supranational Telecommunication Regime
    • Wayne Sandholtz and Alec Stone Sweet, eds (New York: Oxford University Press)
    • The Court too makes strategic calculations in its decision making and its pro-integration preferences may increase the Commission's leeway in implementation. However, the Court cannot disregard, without losing credibility, its Treaty role of upholding EC law when the Commission's acts are ultra vires, especially where the Council's mandate is clear, see, e.g., Geoffrey Garrett, R. Daniel Kelemen and Heiner Schulz, 'The European Court of Justice, National Governments, and Legal Integration in the European Union', International Organization, 52 (1998), 149-76; Karen J. Alter, 'Who Are the "Masters of the Treaty"? European Governments and the European Court of Justice', International Organization, 52 (1998), 121-47. Further, I am aware of only a handful of cases of successful Commission-Court co-operation, see, e.g., Simon Bulmer, 'Institutions and Policy Change in the European Communities: The Case of Merger Control', Public Administration, 72 (1994), 431-2; Wayne Sandholtz, 'The Emergence of a Supranational Telecommunication Regime', in Wayne Sandholtz and Alec Stone Sweet, eds, European Integration and Supranational Governance (New York: Oxford University Press, 1998), 153-60; Schmidt, 'Only an Agenda Setter?'
    • (1998) European Integration and Supranational Governance , pp. 153-160
    • Sandholtz, W.1
  • 66
    • 0032331521 scopus 로고    scopus 로고
    • The Court too makes strategic calculations in its decision making and its pro-integration preferences may increase the Commission's leeway in implementation. However, the Court cannot disregard, without losing credibility, its Treaty role of upholding EC law when the Commission's acts are ultra vires, especially where the Council's mandate is clear, see, e.g., Geoffrey Garrett, R. Daniel Kelemen and Heiner Schulz, 'The European Court of Justice, National Governments, and Legal Integration in the European Union', International Organization, 52 (1998), 149-76; Karen J. Alter, 'Who Are the "Masters of the Treaty"? European Governments and the European Court of Justice', International Organization, 52 (1998), 121-47. Further, I am aware of only a handful of cases of successful Commission-Court co-operation, see, e.g., Simon Bulmer, 'Institutions and Policy Change in the European Communities: The Case of Merger Control', Public Administration, 72 (1994), 431-2; Wayne Sandholtz, 'The Emergence of a Supranational Telecommunication Regime', in Wayne Sandholtz and Alec Stone Sweet, eds, European Integration and Supranational Governance (New York: Oxford University Press, 1998), 153-60; Schmidt, 'Only an Agenda Setter?'
    • Only an Agenda Setter?
    • Schmidt1
  • 69
    • 1842695174 scopus 로고    scopus 로고
    • This is proposition 1.1 in Franchino, 'The Commission's Executive Discretion, Information and Comitology', p. 164. However, three qualifications are needed. First, the proposition refers to the assent procedure rather than to unanimity. This procedure requires unanimity in the Council and the approval of the European Parliament (EP) under a closed rule. Nevertheless, the hypothesis is unaffected because, under assent, the EP can only reduce the discretion that would have been otherwise conferred by a unanimous Council. Moreover, no acts in the sample are adopted using this procedure, Secondly, the hypothesis is unaffected also for the thirteen acts adopted in co-operation with the EP. This procedure gives the EP the power to propose amendments that, if accepted by the Commission, the Council adopts by qualified majority voting or rejects unanimously. The EP can reduce the discretion that would have been otherwise conferred by the Council under qualified majority voting. But, it will not be smaller than the discretion conferred by a unanimous Council. Thirdly, because of the Commission's power to propose, proposition 1.1 limits the impact of the decision rules on discretion to cases where the status quo discretion is null or small. This applies to more than 88 per cent of the acts in the sample (140 laws) because this legislation either does not amend previous acts or amends acts where no powers were delegated to the Commission. The amendments in two of the remaining cases are of minor importance (Directive 63/21 and Regulation 355/77). They amend only one paragraph, with no implication for the Commission, they legislate on new issues and they can be treated as cases where the status quo discretion is null. In sixteen other cases, the act repeals previous legislation entirely, thus powers are delegated ex novo. They also can be treated as acts with no status quo discretion. This consideration applies also to proposition 2.1.
    • The Commission's Executive Discretion, Information and Comitology , pp. 164
    • Franchino1
  • 71
    • 84962716663 scopus 로고    scopus 로고
    • New Haven, Conn.: Yale University Press
    • See Bruce Bueno de Mesquita and Frans N. Stokman, eds, European Community Decision Making: Models, Applications, and Comparisons (New Haven, Conn.: Yale University Press, 1994); Gerald Schneider and Stefanie Bailer, 'The Winners and Losers of European Integration: An Empirical Evaluation of Competing Bargaining Models' (paper read at the Annual Meeting of the American Political Science Association, San Francisco, 2001). For an unsuccessful attempt, see Fabio Franchino, 'Statutory Discretion and Procedural Control of the European Commission's Executive Functions', Journal of Legislative Studies, 6 (2000), 28-50.
    • (1994) European Community Decision Making: Models, Applications, and Comparisons
    • De Mesquita, B.B.1    Stokman, F.N.2
  • 72
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    • The Winners and Losers of European Integration: An Empirical Evaluation of Competing Bargaining Models
    • paper read at the, San Francisco
    • See Bruce Bueno de Mesquita and Frans N. Stokman, eds, European Community Decision Making: Models, Applications, and Comparisons (New Haven, Conn.: Yale University Press, 1994); Gerald Schneider and Stefanie Bailer, 'The Winners and Losers of European Integration: An Empirical Evaluation of Competing Bargaining Models' (paper read at the Annual Meeting of the American Political Science Association, San Francisco, 2001). For an unsuccessful attempt, see Fabio Franchino, 'Statutory Discretion and Procedural Control of the European Commission's Executive Functions', Journal of Legislative Studies, 6 (2000), 28-50.
    • (2001) Annual Meeting of the American Political Science Association
    • Schneider, G.1    Bailer, S.2
  • 73
    • 84962716663 scopus 로고    scopus 로고
    • Statutory Discretion and Procedural Control of the European Commission's Executive Functions
    • See Bruce Bueno de Mesquita and Frans N. Stokman, eds, European Community Decision Making: Models, Applications, and Comparisons (New Haven, Conn.: Yale University Press, 1994); Gerald Schneider and Stefanie Bailer, 'The Winners and Losers of European Integration: An Empirical Evaluation of Competing Bargaining Models' (paper read at the Annual Meeting of the American Political Science Association, San Francisco, 2001). For an unsuccessful attempt, see Fabio Franchino, 'Statutory Discretion and Procedural Control of the European Commission's Executive Functions', Journal of Legislative Studies, 6 (2000), 28-50.
    • (2000) Journal of Legislative Studies , vol.6 , pp. 28-50
    • Franchino, F.1
  • 74
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    • See Franchino, 'Control of the Commission's Executive Functions', pp. 76-7; Jonathan Golub, 'In the Shadow of the Vote? Decision Making in the European Community', International Organization, 53 (1999), 733-64, pp. 752; Moravcsik, The Choice for Europe, pp. 474-5, 486-7.
    • Control of the Commission's Executive Functions , pp. 76-77
    • Franchino1
  • 75
    • 0033468799 scopus 로고    scopus 로고
    • In the Shadow of the Vote? Decision Making in the European Community
    • See Franchino, 'Control of the Commission's Executive Functions', pp. 76-7; Jonathan Golub, 'In the Shadow of the Vote? Decision Making in the European Community', International Organization, 53 (1999), 733-64, pp. 752; Moravcsik, The Choice for Europe, pp. 474-5, 486-7.
    • (1999) International Organization , vol.53 , pp. 733-764
    • Golub, J.1
  • 76
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    • See Franchino, 'Control of the Commission's Executive Functions', pp. 76-7; Jonathan Golub, 'In the Shadow of the Vote? Decision Making in the European Community', International Organization, 53 (1999), 733-64, pp. 752; Moravcsik, The Choice for Europe, pp. 474-5, 486-7.
    • The Choice for Europe , pp. 474-475
    • Moravcsik1
  • 77
    • 84996152829 scopus 로고    scopus 로고
    • Explaining Institutional Change in the European Union: What Determines the Voting Rule in the Council of Ministers?
    • Clifford J. Carrubba and Craig Volden, 'Explaining Institutional Change in the European Union: What Determines the Voting Rule in the Council of Ministers?' European Union Politics, 2 (2001), 5-30.
    • (2001) European Union Politics , vol.2 , pp. 5-30
    • Carrubba, C.J.1    Volden, C.2
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    • These qualifications do not change the basic thrust of the argument because shifts in substantive preferences predate the choice of commitment technologies and issue-linkages seldom occur; see Moravcsik, The Choice for Europe, pp. 473-89.
    • The Choice for Europe , pp. 473-489
    • Moravcsik1
  • 80
    • 0004197112 scopus 로고    scopus 로고
    • London: Macmillan
    • The Committee of Permanent Representatives is the main organ of the Council administration. It is mostly staffed by senior civil servants from national ministries. They are therefore under the control of the relevant minister. A small Council Secretariat performs administrative duties for the whole Council. See Fiona Hayes-Renshaw and Helen Wallace, The Council of Ministers (London: Macmillan, 1997), pp. 70-133.
    • (1997) The Council of Ministers , pp. 70-133
    • Hayes-Renshaw, F.1    Wallace, H.2
  • 84
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    • Staff and Personnel Policy in the Commission
    • Geoffrey Edwards and David Spence, eds (Harlow, Essex: Longman)
    • David Spence 'Staff and Personnel Policy in the Commission' in Geoffrey Edwards and David Spence, eds, The European Commission (Harlow, Essex: Longman, 1994), pp. 62-94, at pp. 65-8; Anne Stevens and Handley Stevens, Brussels Bureaucrats? (New York: Palgrave, 2001), pp. 122-5; Neill Nugent, The European Commission (New York: Palgrave, 2001), pp. 162-85.
    • (1994) The European Commission , pp. 62-94
    • Spence, D.1
  • 85
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    • New York: Palgrave
    • David Spence 'Staff and Personnel Policy in the Commission' in Geoffrey Edwards and David Spence, eds, The European Commission (Harlow, Essex: Longman, 1994), pp. 62-94, at pp. 65-8; Anne Stevens and Handley Stevens, Brussels Bureaucrats? (New York: Palgrave, 2001), pp. 122-5; Neill Nugent, The European Commission (New York: Palgrave, 2001), pp. 162-85.
    • (2001) Brussels Bureaucrats? , pp. 122-125
    • Stevens, A.1    Stevens, H.2
  • 86
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    • New York: Palgrave
    • David Spence 'Staff and Personnel Policy in the Commission' in Geoffrey Edwards and David Spence, eds, The European Commission (Harlow, Essex: Longman, 1994), pp. 62-94, at pp. 65-8; Anne Stevens and Handley Stevens, Brussels Bureaucrats? (New York: Palgrave, 2001), pp. 122-5; Neill Nugent, The European Commission (New York: Palgrave, 2001), pp. 162-85.
    • (2001) The European Commission , pp. 162-185
    • Nugent, N.1
  • 90
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    • Franchino, 'Delegation and Constraints in the National Execution of the EC Policies'; Tallberg, 'Supranational Influence in EU Enforcement'; Tallberg, 'Paths to Compliance'.
    • Paths to Compliance
    • Tallberg1
  • 92
    • 1842745530 scopus 로고    scopus 로고
    • note
    • Additional information on the procedure can be found at the website address listed in the acknowledgement.
  • 94
    • 1842745531 scopus 로고    scopus 로고
    • note
    • A more detailed explanation is to be found in the Appendix to the website version of this article.
  • 101
    • 1842795947 scopus 로고    scopus 로고
    • Ballmann, Epstein and O'Halloran, 'Delegation, Comitology and the Separation of Powers in the European Union'; Franchino, 'Control of the Commission's Executive Functions', pp. 76-7; Hix, The Political System of the European Union, pp. 41-5; Pollack, 'Delegation, Agency, and Agenda Setting in the European Community', pp. 114-16.
    • Control of the Commission's Executive Functions , pp. 76-77
    • Franchino1
  • 102
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    • Ballmann, Epstein and O'Halloran, 'Delegation, Comitology and the Separation of Powers in the European Union'; Franchino, 'Control of the Commission's Executive Functions', pp. 76-7; Hix, The Political System of the European Union, pp. 41-5; Pollack, 'Delegation, Agency, and Agenda Setting in the European Community', pp. 114-16.
    • The Political System of the European Union , pp. 41-45
    • Hix1
  • 103
    • 1842795946 scopus 로고    scopus 로고
    • Ballmann, Epstein and O'Halloran, 'Delegation, Comitology and the Separation of Powers in the European Union'; Franchino, 'Control of the Commission's Executive Functions', pp. 76-7; Hix, The Political System of the European Union, pp. 41-5; Pollack, 'Delegation, Agency, and Agenda Setting in the European Community', pp. 114-16.
    • Delegation, Agency, and Agenda Setting in the European Community , pp. 114-116
    • Pollack1
  • 104
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    • note
    • Several diagnostics have been performed on the data. The t-statistics have been computed using White heteroscedasticity-consistent standard errors and there is no evidence of collinearity. A Ramsey RESET test reveals that the coefficient of one fitted value is significantly different from 0 in Models 2 and 4, indicating a specification error. However, inspection of the partial residual and of the fitted-versus-residual plots does not reject a linear specification of the models and the independent variables are uncorrelated with the error terms. Further, there is no evidence of omitted variables and of other specification errors in Model 1 and, importantly, in the more general Model 3 and in the Commission and relative discretion models. Finally, the first two dependent variables may both be left censored at 0. As a final check, I have estimated normal Tobit regressions for the first five models. Results are confirmed, with minor changes. The significance of the programme variable decreases to 5 per cent in Model 1 while that of the decision variable in the Commission model increases to 1 per cent.
  • 105
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    • note
    • The shift from unanimity to majority voting has led to greater discretion, compared to prior legislation in the same area, in Directives 89/48 and 92/51 on the general system for the recognition of diplomas, in the second banking directive (Directive 89/646) and, probably, in Directive 88/378 on safety of toys.
  • 107
    • 1842745529 scopus 로고    scopus 로고
    • Tsebelis and Garrett, 'The Institutional Foundations of Intergovernmentalism and Supranationalism in the European Union', p. 383. A similar point is made by Bednar, Ferejohn and Garrett, 'The Politics of European Federalism', p. 284.
    • The Politics of European Federalism , pp. 284
    • Bednar1    Ferejohn2    Garrett3
  • 111
    • 1842745528 scopus 로고    scopus 로고
    • Discretion, their dependent variable, is the number of new words inserted in an existing statute. This implies that the executive has already some policy prerogatives (Huber and Shipan, Deliberate Discretion? pp. 143-6).
    • Deliberate Discretion? , pp. 143-146
    • Huber1    Shipan2
  • 112
    • 0033945743 scopus 로고    scopus 로고
    • National Adaptation to European Integration: The Importance of Institutional Veto Points
    • Markus Haverland, 'National Adaptation to European Integration: The Importance of Institutional Veto Points', Journal of Public Policy, 20 (2000), 83-103; Adrienne Héritier, ' "Leaders" and "Laggards" in European Clean Air Policy', in Brigitte Unger and Frans van Waarden, eds, Convergence or Diversity: Intenationalization and Economic Policy Response (Aldershot, Hants.: Avebury, 1995), pp. 278-306; Christoph Knill, 'European Policies: The Impact of National Administrative Traditions', Journal of Public Policy, 18 (1998), 1-28.
    • (2000) Journal of Public Policy , vol.20 , pp. 83-103
    • Haverland, M.1
  • 113
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    • "Leaders" and "Laggards" in European Clean Air Policy
    • Brigitte Unger and Frans van Waarden, eds (Aldershot, Hants.: Avebury)
    • Markus Haverland, 'National Adaptation to European Integration: The Importance of Institutional Veto Points', Journal of Public Policy, 20 (2000), 83-103; Adrienne Héritier, ' "Leaders" and "Laggards" in European Clean Air Policy', in Brigitte Unger and Frans van Waarden, eds, Convergence or Diversity: Intenationalization and Economic Policy Response (Aldershot, Hants.: Avebury, 1995), pp. 278-306; Christoph Knill, 'European Policies: The Impact of National Administrative Traditions', Journal of Public Policy, 18 (1998), 1-28.
    • (1995) Convergence or Diversity: Intenationalization and Economic Policy Response , pp. 278-306
    • Héritier, A.1
  • 114
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    • European Policies: The Impact of National Administrative Traditions
    • Markus Haverland, 'National Adaptation to European Integration: The Importance of Institutional Veto Points', Journal of Public Policy, 20 (2000), 83-103; Adrienne Héritier, ' "Leaders" and "Laggards" in European Clean Air Policy', in Brigitte Unger and Frans van Waarden, eds, Convergence or Diversity: Intenationalization and Economic Policy Response (Aldershot, Hants.: Avebury, 1995), pp. 278-306; Christoph Knill, 'European Policies: The Impact of National Administrative Traditions', Journal of Public Policy, 18 (1998), 1-28.
    • (1998) Journal of Public Policy , vol.18 , pp. 1-28
    • Knill, C.1
  • 115
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    • Choosing Strategies to Control the Bureaucracy: Statutory Constraints, Oversight, and the Committee System
    • Cf. Kathleen Bawn, 'Choosing Strategies to Control the Bureaucracy: Statutory Constraints, Oversight, and the Committee System', Journal of Law, Economics and Organization, 13 (1997), 101-26
    • (1997) Journal of Law, Economics and Organization , vol.13 , pp. 101-102
    • Bawn, K.1


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