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Volumn 12, Issue 2, 1993, Pages 193-215

Criminal culpability: The possibility of a general theory

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EID: 0041930688     PISSN: 01675249     EISSN: 15730522     Source Type: Journal    
DOI: 10.1007/BF02346478     Document Type: Article
Times cited : (32)

References (56)
  • 1
    • 85025858370 scopus 로고    scopus 로고
    • In crimes such as criminal damage, for example, it is part of our moral understanding of them that they can be committed inadvertently, at least where the harm stemmed from carelessness. For whereas we may say “Take care not to damage X's property”, it makes little moral sense to say “Take care not to murder X”. Hence the law may well permit conviction for crimes such as criminal damage where the harm was brought about by (gross) carelessness: see R. v. Caldwell [1981] 1 All E.R 961.
  • 3
    • 84951530050 scopus 로고    scopus 로고
    • J. Hampton, loc. cit. n. 2 ante.
  • 4
    • 84951530051 scopus 로고    scopus 로고
    • M. Moore, loc. cit. n. 2 ante.
  • 5
    • 84951530052 scopus 로고    scopus 로고
    • Moore, loc. cit. n. 2 ante, 29.
  • 7
    • 84951530053 scopus 로고    scopus 로고
    • Nicholson, loc. cit. n. 6 ante, 113/114.
  • 8
    • 84951530054 scopus 로고    scopus 로고
    • Hampton, loc. cit. n. 2 ante, 15.
  • 9
    • 84951530055 scopus 로고    scopus 로고
    • Ibid., 25.
  • 10
    • 84951530056 scopus 로고    scopus 로고
    • Hampton, loc. cit. n. 2 ante, 1.
  • 11
    • 84951530057 scopus 로고    scopus 로고
    • Hampton, loc. cit. n. 2 ante, 27.
  • 12
    • 85025875532 scopus 로고    scopus 로고
    • For damning criticism of this notion see, e.g., M. Moore, loc. cit. n. 2 ante, 44–46.
  • 13
    • 84951530059 scopus 로고    scopus 로고
    • Hampton, loc. cit. n. 2 ante, 17.
  • 14
    • 85025860524 scopus 로고    scopus 로고
    • M. Moore, loc. cit. n. 2 ante, at 57.
  • 15
    • 85025860028 scopus 로고    scopus 로고
    • M. Moore, loc. cit. n. 2 ante, at 56.
  • 16
    • 84951530062 scopus 로고    scopus 로고
    • M. Moore, loc. cit. n. 2 ante, 57.
  • 18
    • 85025872478 scopus 로고    scopus 로고
    • M. Moore, loc. cit. n. 2 ante, at 57.
  • 20
    • 84951530064 scopus 로고    scopus 로고
    • See n. 18 ante.
  • 21
    • 85025858863 scopus 로고    scopus 로고
    • Contrast, by way of example, the cases of R. v. T. (1990 Crim. L.R. 256 and Rabey v. R. 1978 79 D.L.R. 3rd.) 414. In the former case, a dissociative state induced by rape was held to negative culpability for subsequent wrongdoing, whereas in the latter case, a similar mental state induced by disappointment at a lover's rejection was held not to negative culpability. For the complex capacity theorist, the difference between the two cases lies in the fairness of the opportunity each defendant had to avoid wrongdoing. It is normally fair to expect people to overcome or contain pressures stemming from the ordinary stresses and strains of life, such as rejection, whereas one cannot usually expect this where extraordinary and unusual mental disturbances overwhelm people.
  • 23
    • 84951530066 scopus 로고    scopus 로고
    • See M. Bayles, loc. cit. n. 23 ante.
  • 24
    • 84951530067 scopus 로고    scopus 로고
    • Bayles, loc. cit. n. 23 ante, 18.
  • 25
    • 84951530068 scopus 로고    scopus 로고
    • See, e.g., N. Lacey, loc. cit. n. 23 ante, 66.
  • 26
    • 84951530069 scopus 로고    scopus 로고
    • The example is essentially the one discussed by Moore: see M. Moore, loc. cit. n. 2 ante, 36–40.
  • 27
    • 84951530070 scopus 로고    scopus 로고
    • ibid., 40.
  • 28
    • 84951530071 scopus 로고    scopus 로고
    • Bayles, loc. cit. n. 23 ante, 7.
  • 30
    • 84951530072 scopus 로고    scopus 로고
    • See, e.g., N. Lacey, loc. cit. n. 23 ante, 65–66.
  • 31
    • 84951530073 scopus 로고    scopus 로고
    • See the criticisms made, in this regard, of the defiance theory, in the text at n. 10 ante.
  • 32
    • 84951530074 scopus 로고    scopus 로고
    • See the penetrating critique by M. Moore, loc. cit. n. 2 ante, 51–54.
  • 33
    • 84951530075 scopus 로고    scopus 로고
    • If one excludes provocation as an anomaly, duress, necessity and self-defence are the only instances in which such a shift of focus from harm-to-victim to plight-of-the-accused is permitted, where the harm has been inflicted by a sane and mature adult; and the factor linking these exceptions is the imminent threat of coercion or natural disaster. See J. Horder, ‘Autonomy, Provocation and Duress’, Criminal Law Review (1992): 706–15.
  • 34
    • 84951530076 scopus 로고    scopus 로고
    • I put on one side here the special problem of whether the accused was capable of reaching the generalised standard, given some mental or physical disability not amounting to insanity: see H. Hart, loc. cit. n. 18 ante, 152–57.
  • 35
    • 85025877327 scopus 로고    scopus 로고
    • Although the character theory provides more sophisticated standards for evaluating the quality of actions than the capacity theory.
  • 36
    • 85025871792 scopus 로고    scopus 로고
    • See, e.g., R. v. Cocker [1989] Crim. L.R. 740; see also A Duff, loc. cit. n. 20 ante, 157–67 for a limited defence of the character theory against this criticism.
  • 37
    • 85025860188 scopus 로고    scopus 로고
    • See on this R. v. Cunningham [1957] 2 QB 396.
  • 39
    • 84951530080 scopus 로고    scopus 로고
    • The agency theory is inspired by (but not necessarily identical to) the work of Antony Duff. See A. Duff, loc. cit. n. 20 ante, chapter 5; and his ‘Auctions, Lotteries and the Punishment of Attempts’, Law and Philosophy9 (1990): 1–37, 30–37.
  • 40
    • 85025864803 scopus 로고    scopus 로고
    • See, e.g., the distinctions marked in the Offences Against the Person Act 1861 between crimes where the wrongs involve, respectively, bringing about a particular harm, attempting to bring about a harm, and merely risking a harm.
  • 41
    • 85025870207 scopus 로고    scopus 로고
    • Offences against the Person Act 1861, sections 18/20.
  • 42
    • 84951530083 scopus 로고    scopus 로고
    • By “mere” behaviour I have in mind such phenomena as mannerisms, deportment, and so on. These phenomena are voluntary and we must usually take responsibility for them, but they are different from “mere” bodily movement, which is involuntary, such as spasms, tics, and so forth. Clearly there can be intermediate cases, such as noisy breathing. It is not really appropriate to evaluate mere behaviour, still less mere bodily movements, in terms of success or failure, since such behaviour is not intentional [see A. Duff, loc. cit. n. 20 ante, 99], although obviously an attempt to rid ourselves of a distracting mannerism, for example, would be intentional conduct.
  • 43
    • 85025874877 scopus 로고    scopus 로고
    • I do not wish to draw here Duff's distinction between intending to do something and doing something intentionally (Duff, loc. cit. n. 20 ante, chapter 4). I will treat the latter as the same thing as the former.
  • 44
    • 84951530085 scopus 로고    scopus 로고
    • Of course, in the law of homicide a mistake as to the identity of the victim is irrelevant to the law's conception of the paradigm case of successful action — the “bull's-eye” — which is simply killing a human being. The law is entitled to set down its own descriptions of what counts as success, and the points made in the text are not affected by this.
  • 45
    • 85025868238 scopus 로고    scopus 로고
    • I should not be taken to be suggesting that attempts to commit crimes are a “concentric circle” of agency that is in principle further away from the “bull's-eye” than the unintended wrongful infliction of harm. That would be to suggest that the two kinds of wrongdoing are commensurable, which they are not. it is only when we measure them both against the paradigm of successful agency that we can judge them in terms of how close to or far from the paradigm each of them is, in any given case. Sometimes attempts will seem nearer to the paradigm than unintended wrongdoing, and sometimes vice versa.
  • 46
    • 85025872493 scopus 로고    scopus 로고
    • See, e.g., Ryan v. R. (1967) 40 ALJR 488, for a real similar, although not identical, case.
  • 47
    • 84951530088 scopus 로고    scopus 로고
    • Although it does so in a confused way, the law accommodates this kind of departure from the paradigm of successful agency in the principle that the actus reus must coincide with the mens rea. See. e.g., the discussion in Smith and Hogan's Criminal Law (London: Butterworths. 1992, 7th ed.), pp. 76–77.
  • 48
    • 84951530089 scopus 로고    scopus 로고
    • See generally K. J. M. Smith, ‘Liability for Endangerment. English ad hoc Pragmatism and American Innovation’, Crim. L.R. (1983): 127–38.
  • 50
    • 84951530090 scopus 로고    scopus 로고
    • As by entering a competition with a view to winning, but where the payment of the entrance fee fills charity coffers.
  • 51
    • 84951530091 scopus 로고    scopus 로고
    • The agency theory does not explain the moral difference, if any, between advertent recklessness and negligence. This difference, if it exists, must in part be explained by a theory that sets out the role that different kinds of knowledge do and should play in practical reasoning. See A. Duff, loc. cit. n. 20 ante, 159–61.
  • 52
    • 85025878780 scopus 로고    scopus 로고
    • See text at n. 39 ante.
  • 54
    • 84951530093 scopus 로고    scopus 로고
    • See A. Brudner, loc. cit. n. 32 ante, 339–40 and 354; see also R. v. Sang [1980] A.C. 402, rejecting any defence of entrapment.
  • 55
    • 85025878296 scopus 로고    scopus 로고
    • it is probably also cultural factors in part that explain the perceived relative gravity of different crimes. The moral horror of rape normally exceeds that of, say, wounding, just as the horror of indecent assault exceeds that of assault, because in Western societies the stigma attaching to the sexual nature of harm caused aggravates the culpability of the knowing wrongdoer.
  • 56
    • 85025878289 scopus 로고    scopus 로고
    • See Law'sEmpire London: Fontana, 1986, pp. 208–15.


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