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Volumn 111, Issue 7, 2002, Pages 1665-1704

Legislative entrenchment: A reappraisal

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EID: 0041805374     PISSN: 00440094     EISSN: None     Source Type: Journal    
DOI: 10.2307/797534     Document Type: Review
Times cited : (90)

References (67)
  • 1
    • 0041600449 scopus 로고    scopus 로고
    • United States v. Winstar Corp., 518 U.S. 839, 872 (1996) (citing 1 WILLIAM BLACKSTONE, COMMENTARIES *90)
    • United States v. Winstar Corp., 518 U.S. 839, 872 (1996) (citing 1 WILLIAM BLACKSTONE, COMMENTARIES *90).
  • 2
    • 0041600444 scopus 로고    scopus 로고
    • note
    • In Winstar, the Court held that the government had breached various contracts with financial institutions, in violation of the Contracts Clause, which the Court treated as a specific textual exception to the anti-entrenchment principle. We discuss the relationship between entrenchment and governmental contracts in Section II.F.
  • 3
    • 0041600448 scopus 로고    scopus 로고
    • See, e.g., Reichelderfer v. Quinn, 287 U.S. 315, 318 (1932); Manigault v. Springs, 199 U.S. 473, 487 (1905); Newton v. Comm'rs, 100 U.S. 548, 559 (1879)
    • See, e.g., Reichelderfer v. Quinn, 287 U.S. 315, 318 (1932); Manigault v. Springs, 199 U.S. 473, 487 (1905); Newton v. Comm'rs, 100 U.S. 548, 559 (1879).
  • 4
    • 0003638780 scopus 로고    scopus 로고
    • n.1 3d ed.
    • See, e.g., LAURENCE H. TRIBE, AMERICAN CONSTITUTIONAL LAW 124-25 n.1 (3d ed. 2000); Charles L. Black, Jr., Amending the Constitution: A Letter to a Congressman, 82 YALE L.J. 189, 191 (1972); David Dana & Susan P. Koniak, Bargaining in the Shadow of Democracy, 148 U. PA. L. REV. 473, 526-36 (1999); Julian N. Eule, Temporal Limits on the Legislative Mandate: Entrenchment and Retroactivity, 1987 AM. B. FOUND. RES. J. 379; Catherine Fisk & Erwin Chemerinsky, The Filibuster, 49 STAN. L. REV. 181, 247 (1997); Paul W. Kahn, Gramm-Rudman and the Capacity of Congress To Control the Future, 13 HASTINGS CONST. L.Q. 185, 194 (1986); John O. McGinnis & Michael B. Rappaport, The Constitutionality of Legislative Supermajority Requirements: A Defense, 105 YALE L.J. 483, 505-06 (1995). Canonical works in political theory also discuss the disadvantages of entrenchment. See, e.g., FRANCIS BACON, THE HISTORY OF THE REIGN OF KING HENRY THE SEVENTH 135 (Jerry Weinberger ed., Cornell Univ. Press 1996) (1622) (arguing that one Parliament may not "by a precedent act . . . bind or frustrate a future" Parliament); JEREMY BENTHAM, THE BOOK OF FALLACIES 82-112 (Peregrine Bingham ed., London, John & H.L. Hunt 1824) (purporting to expose "The Fallacy of Irrevocable Laws"). We say little about this literature directly; it either is irrelevant to American constitutional law or else advances generic arguments picked up by modern authors, whose anti-entrenchment arguments we rebut in Section I.D.
    • (2000) American Constitutional Law , pp. 124-125
    • Tribe, L.H.1
  • 5
    • 0042101347 scopus 로고
    • Amending the constitution: A letter to a congressman
    • See, e.g., LAURENCE H. TRIBE, AMERICAN CONSTITUTIONAL LAW 124-25 n.1 (3d ed. 2000); Charles L. Black, Jr., Amending the Constitution: A Letter to a Congressman, 82 YALE L.J. 189, 191 (1972); David Dana & Susan P. Koniak, Bargaining in the Shadow of Democracy, 148 U. PA. L. REV. 473, 526-36 (1999); Julian N. Eule, Temporal Limits on the Legislative Mandate: Entrenchment and Retroactivity, 1987 AM. B. FOUND. RES. J. 379; Catherine Fisk & Erwin Chemerinsky, The Filibuster, 49 STAN. L. REV. 181, 247 (1997); Paul W. Kahn, Gramm-Rudman and the Capacity of Congress To Control the Future, 13 HASTINGS CONST. L.Q. 185, 194 (1986); John O. McGinnis & Michael B. Rappaport, The Constitutionality of Legislative Supermajority Requirements: A Defense, 105 YALE L.J. 483, 505-06 (1995). Canonical works in political theory also discuss the disadvantages of entrenchment. See, e.g., FRANCIS BACON, THE HISTORY OF THE REIGN OF KING HENRY THE SEVENTH 135 (Jerry Weinberger ed., Cornell Univ. Press 1996) (1622) (arguing that one Parliament may not "by a precedent act . . . bind or frustrate a future" Parliament); JEREMY BENTHAM, THE BOOK OF FALLACIES 82-112 (Peregrine Bingham ed., London, John & H.L. Hunt 1824) (purporting to expose "The Fallacy of Irrevocable Laws"). We say little about this literature directly; it either is irrelevant to American constitutional law or else advances generic arguments picked up by modern authors, whose anti-entrenchment arguments we rebut in Section I.D.
    • (1972) Yale L.J. , vol.82 , pp. 189
    • Black C.L., Jr.1
  • 6
    • 0347020547 scopus 로고    scopus 로고
    • Bargaining in the shadow of democracy
    • See, e.g., LAURENCE H. TRIBE, AMERICAN CONSTITUTIONAL LAW 124-25 n.1 (3d ed. 2000); Charles L. Black, Jr., Amending the Constitution: A Letter to a Congressman, 82 YALE L.J. 189, 191 (1972); David Dana & Susan P. Koniak, Bargaining in the Shadow of Democracy, 148 U. PA. L. REV. 473, 526-36 (1999); Julian N. Eule, Temporal Limits on the Legislative Mandate: Entrenchment and Retroactivity, 1987 AM. B. FOUND. RES. J. 379; Catherine Fisk & Erwin Chemerinsky, The Filibuster, 49 STAN. L. REV. 181, 247 (1997); Paul W. Kahn, Gramm-Rudman and the Capacity of Congress To Control the Future, 13 HASTINGS CONST. L.Q. 185, 194 (1986); John O. McGinnis & Michael B. Rappaport, The Constitutionality of Legislative Supermajority Requirements: A Defense, 105 YALE L.J. 483, 505-06 (1995). Canonical works in political theory also discuss the disadvantages of entrenchment. See, e.g., FRANCIS BACON, THE HISTORY OF THE REIGN OF KING HENRY THE SEVENTH 135 (Jerry Weinberger ed., Cornell Univ. Press 1996) (1622) (arguing that one Parliament may not "by a precedent act . . . bind or frustrate a future" Parliament); JEREMY BENTHAM, THE BOOK OF FALLACIES 82-112 (Peregrine Bingham ed., London, John & H.L. Hunt 1824) (purporting to expose "The Fallacy of Irrevocable Laws"). We say little about this literature directly; it either is irrelevant to American constitutional law or else advances generic arguments picked up by modern authors, whose anti-entrenchment arguments we rebut in Section I.D.
    • (1999) U. Pa. L. Rev. , vol.148 , pp. 473
    • Dana, D.1    Koniak, S.P.2
  • 7
    • 0006671891 scopus 로고    scopus 로고
    • Temporal limits on the legislative mandate: Entrenchment and retroactivity
    • See, e.g., LAURENCE H. TRIBE, AMERICAN CONSTITUTIONAL LAW 124-25 n.1 (3d ed. 2000); Charles L. Black, Jr., Amending the Constitution: A Letter to a Congressman, 82 YALE L.J. 189, 191 (1972); David Dana & Susan P. Koniak, Bargaining in the Shadow of Democracy, 148 U. PA. L. REV. 473, 526-36 (1999); Julian N. Eule, Temporal Limits on the Legislative Mandate: Entrenchment and Retroactivity, 1987 AM. B. FOUND. RES. J. 379; Catherine Fisk & Erwin Chemerinsky, The Filibuster, 49 STAN. L. REV. 181, 247 (1997); Paul W. Kahn, Gramm-Rudman and the Capacity of Congress To Control the Future, 13 HASTINGS CONST. L.Q. 185, 194 (1986); John O. McGinnis & Michael B. Rappaport, The Constitutionality of Legislative Supermajority Requirements: A Defense, 105 YALE L.J. 483, 505-06 (1995). Canonical works in political theory also discuss the disadvantages of entrenchment. See, e.g., FRANCIS BACON, THE HISTORY OF THE REIGN OF KING HENRY THE SEVENTH 135 (Jerry Weinberger ed., Cornell Univ. Press 1996) (1622) (arguing that one Parliament may not "by a precedent act . . . bind or frustrate a future" Parliament); JEREMY BENTHAM, THE BOOK OF FALLACIES 82-112 (Peregrine Bingham ed., London, John & H.L. Hunt 1824) (purporting to expose "The Fallacy of Irrevocable Laws"). We say little about this literature directly; it either is irrelevant to American constitutional law or else advances generic arguments picked up by modern authors, whose anti-entrenchment arguments we rebut in Section I.D.
    • Am. B. Found. Res. J. , vol.1987 , pp. 379
    • Eule, J.N.1
  • 8
    • 0346089926 scopus 로고    scopus 로고
    • The filibuster
    • See, e.g., LAURENCE H. TRIBE, AMERICAN CONSTITUTIONAL LAW 124-25 n.1 (3d ed. 2000); Charles L. Black, Jr., Amending the Constitution: A Letter to a Congressman, 82 YALE L.J. 189, 191 (1972); David Dana & Susan P. Koniak, Bargaining in the Shadow of Democracy, 148 U. PA. L. REV. 473, 526-36 (1999); Julian N. Eule, Temporal Limits on the Legislative Mandate: Entrenchment and Retroactivity, 1987 AM. B. FOUND. RES. J. 379; Catherine Fisk & Erwin Chemerinsky, The Filibuster, 49 STAN. L. REV. 181, 247 (1997); Paul W. Kahn, Gramm-Rudman and the Capacity of Congress To Control the Future, 13 HASTINGS CONST. L.Q. 185, 194 (1986); John O. McGinnis & Michael B. Rappaport, The Constitutionality of Legislative Supermajority Requirements: A Defense, 105 YALE L.J. 483, 505-06 (1995). Canonical works in political theory also discuss the disadvantages of entrenchment. See, e.g., FRANCIS BACON, THE HISTORY OF THE REIGN OF KING HENRY THE SEVENTH 135 (Jerry Weinberger ed., Cornell Univ. Press 1996) (1622) (arguing that one Parliament may not "by a precedent act . . . bind or frustrate a future" Parliament); JEREMY BENTHAM, THE BOOK OF FALLACIES 82-112 (Peregrine Bingham ed., London, John & H.L. Hunt 1824) (purporting to expose "The Fallacy of Irrevocable Laws"). We say little about this literature directly; it either is irrelevant to American constitutional law or else advances generic arguments picked up by modern authors, whose anti-entrenchment arguments we rebut in Section I.D.
    • (1997) Stan. L. Rev. , vol.49 , pp. 181
    • Fisk, C.1    Chemerinsky, E.2
  • 9
    • 0043103254 scopus 로고
    • Gramm-Rudman and the capacity of congress to control the future
    • See, e.g., LAURENCE H. TRIBE, AMERICAN CONSTITUTIONAL LAW 124-25 n.1 (3d ed. 2000); Charles L. Black, Jr., Amending the Constitution: A Letter to a Congressman, 82 YALE L.J. 189, 191 (1972); David Dana & Susan P. Koniak, Bargaining in the Shadow of Democracy, 148 U. PA. L. REV. 473, 526-36 (1999); Julian N. Eule, Temporal Limits on the Legislative Mandate: Entrenchment and Retroactivity, 1987 AM. B. FOUND. RES. J. 379; Catherine Fisk & Erwin Chemerinsky, The Filibuster, 49 STAN. L. REV. 181, 247 (1997); Paul W. Kahn, Gramm-Rudman and the Capacity of Congress To Control the Future, 13 HASTINGS CONST. L.Q. 185, 194 (1986); John O. McGinnis & Michael B. Rappaport, The Constitutionality of Legislative Supermajority Requirements: A Defense, 105 YALE L.J. 483, 505-06 (1995). Canonical works in political theory also discuss the disadvantages of entrenchment. See, e.g., FRANCIS BACON, THE HISTORY OF THE REIGN OF KING HENRY THE SEVENTH 135 (Jerry Weinberger ed., Cornell Univ. Press 1996) (1622) (arguing that one Parliament may not "by a precedent act . . . bind or frustrate a future" Parliament); JEREMY BENTHAM, THE BOOK OF FALLACIES 82-112 (Peregrine Bingham ed., London, John & H.L. Hunt 1824) (purporting to expose "The Fallacy of Irrevocable Laws"). We say little about this literature directly; it either is irrelevant to American constitutional law or else advances generic arguments picked up by modern authors, whose anti-entrenchment arguments we rebut in Section I.D.
    • (1986) Hastings Const. L.Q. , vol.13 , pp. 185
    • Kahn, P.W.1
  • 10
    • 84937297076 scopus 로고
    • The constitutionality of legislative supermajority requirements: A defense
    • See, e.g., LAURENCE H. TRIBE, AMERICAN CONSTITUTIONAL LAW 124-25 n.1 (3d ed. 2000); Charles L. Black, Jr., Amending the Constitution: A Letter to a Congressman, 82 YALE L.J. 189, 191 (1972); David Dana & Susan P. Koniak, Bargaining in the Shadow of Democracy, 148 U. PA. L. REV. 473, 526-36 (1999); Julian N. Eule, Temporal Limits on the Legislative Mandate: Entrenchment and Retroactivity, 1987 AM. B. FOUND. RES. J. 379; Catherine Fisk & Erwin Chemerinsky, The Filibuster, 49 STAN. L. REV. 181, 247 (1997); Paul W. Kahn, Gramm-Rudman and the Capacity of Congress To Control the Future, 13 HASTINGS CONST. L.Q. 185, 194 (1986); John O. McGinnis & Michael B. Rappaport, The Constitutionality of Legislative Supermajority Requirements: A Defense, 105 YALE L.J. 483, 505-06 (1995). Canonical works in political theory also discuss the disadvantages of entrenchment. See, e.g., FRANCIS BACON, THE HISTORY OF THE REIGN OF KING HENRY THE SEVENTH 135 (Jerry Weinberger ed., Cornell Univ. Press 1996) (1622) (arguing that one Parliament may not "by a precedent act . . . bind or frustrate a future" Parliament); JEREMY BENTHAM, THE BOOK OF FALLACIES 82-112 (Peregrine Bingham ed., London, John & H.L. Hunt 1824) (purporting to expose "The Fallacy of Irrevocable Laws"). We say little about this literature directly; it either is irrelevant to American constitutional law or else advances generic arguments picked up by modern authors, whose anti-entrenchment arguments we rebut in Section I.D.
    • (1995) Yale L.J. , vol.105 , pp. 483
    • McGinnis, J.O.1    Rappaport, M.B.2
  • 11
    • 0042101359 scopus 로고    scopus 로고
    • Jerry Weinberger ed., Cornell Univ. Press
    • See, e.g., LAURENCE H. TRIBE, AMERICAN CONSTITUTIONAL LAW 124-25 n.1 (3d ed. 2000); Charles L. Black, Jr., Amending the Constitution: A Letter to a Congressman, 82 YALE L.J. 189, 191 (1972); David Dana & Susan P. Koniak, Bargaining in the Shadow of Democracy, 148 U. PA. L. REV. 473, 526-36 (1999); Julian N. Eule, Temporal Limits on the Legislative Mandate: Entrenchment and Retroactivity, 1987 AM. B. FOUND. RES. J. 379; Catherine Fisk & Erwin Chemerinsky, The Filibuster, 49 STAN. L. REV. 181, 247 (1997); Paul W. Kahn, Gramm-Rudman and the Capacity of Congress To Control the Future, 13 HASTINGS CONST. L.Q. 185, 194 (1986); John O. McGinnis & Michael B. Rappaport, The Constitutionality of Legislative Supermajority Requirements: A Defense, 105 YALE L.J. 483, 505-06 (1995). Canonical works in political theory also discuss the disadvantages of entrenchment. See, e.g., FRANCIS BACON, THE HISTORY OF THE REIGN OF KING HENRY THE SEVENTH 135 (Jerry Weinberger ed., Cornell Univ. Press 1996) (1622) (arguing that one Parliament may not "by a precedent act . . . bind or frustrate a future" Parliament); JEREMY BENTHAM, THE BOOK OF FALLACIES 82-112 (Peregrine Bingham ed., London, John & H.L. Hunt 1824) (purporting to expose "The Fallacy of Irrevocable Laws"). We say little about this literature directly; it either is irrelevant to American constitutional law or else advances generic arguments picked up by modern authors, whose anti-entrenchment arguments we rebut in Section I.D.
    • (1996) The History of the Reign of King Henry the Seventh , pp. 135
    • Bacon, F.1
  • 12
    • 0043103266 scopus 로고
    • Peregrine Bingham ed., London, John & H.L. Hunt
    • See, e.g., LAURENCE H. TRIBE, AMERICAN CONSTITUTIONAL LAW 124-25 n.1 (3d ed. 2000); Charles L. Black, Jr., Amending the Constitution: A Letter to a Congressman, 82 YALE L.J. 189, 191 (1972); David Dana & Susan P. Koniak, Bargaining in the Shadow of Democracy, 148 U. PA. L. REV. 473, 526-36 (1999); Julian N. Eule, Temporal Limits on the Legislative Mandate: Entrenchment and Retroactivity, 1987 AM. B. FOUND. RES. J. 379; Catherine Fisk & Erwin Chemerinsky, The Filibuster, 49 STAN. L. REV. 181, 247 (1997); Paul W. Kahn, Gramm-Rudman and the Capacity of Congress To Control the Future, 13 HASTINGS CONST. L.Q. 185, 194 (1986); John O. McGinnis & Michael B. Rappaport, The Constitutionality of Legislative Supermajority Requirements: A Defense, 105 YALE L.J. 483, 505-06 (1995). Canonical works in political theory also discuss the disadvantages of entrenchment. See, e.g., FRANCIS BACON, THE HISTORY OF THE REIGN OF KING HENRY THE SEVENTH 135 (Jerry Weinberger ed., Cornell Univ. Press 1996) (1622) (arguing that one Parliament may not "by a precedent act . . . bind or frustrate a future" Parliament); JEREMY BENTHAM, THE BOOK OF FALLACIES 82-112 (Peregrine Bingham ed., London, John & H.L. Hunt 1824) (purporting to expose "The Fallacy of Irrevocable Laws"). We say little about this literature directly; it either is irrelevant to American constitutional law or else advances generic arguments picked up by modern authors, whose anti-entrenchment arguments we rebut in Section I.D.
    • (1824) The Book of Fallacies , pp. 82-112
    • Bentham, J.1
  • 13
    • 0041600445 scopus 로고    scopus 로고
    • For discussion of these authors, see infra Section I.D.
    • For discussion of these authors, see infra Section I.D.
  • 14
    • 0347141445 scopus 로고    scopus 로고
    • Majoritarian judicial review: The entrenchment problem
    • See Michael J. Klarman, Majoritarian Judicial Review: The Entrenchment Problem, 85 GEO. L.J. 491, 502 (1997). Klarman also discusses entrenchment in our sense; he calls it "cross-temporal entrenchment" and condemns it as "inconsistent with the democratic principle that present majorities rule themselves." Id. at 509. We critique this argument from simple majoritarianism infra Subsection I.D.2.
    • (1997) Geo. L.J. , vol.85 , pp. 491
    • Klarman, M.J.1
  • 15
    • 0042101357 scopus 로고    scopus 로고
    • 287 U.S. 315, 317 (1932)
    • 287 U.S. 315, 317 (1932).
  • 16
    • 0042602482 scopus 로고    scopus 로고
    • 100 U.S. 548, 561 (1879)
    • 100 U.S. 548, 561 (1879).
  • 17
    • 0041600441 scopus 로고    scopus 로고
    • Reichelderfer, 287 U.S. at 318, 321
    • Reichelderfer, 287 U.S. at 318, 321.
  • 18
    • 0043103265 scopus 로고    scopus 로고
    • Newton, 100 U.S. at 559-60
    • Newton, 100 U.S. at 559-60.
  • 19
    • 0041600447 scopus 로고    scopus 로고
    • 16 U.S.C. §§ 1531-1544 (1994)
    • 16 U.S.C. §§ 1531-1544 (1994).
  • 20
    • 0041600446 scopus 로고    scopus 로고
    • See Chae Chan Ping v. United States, 130 U.S. 581, 600 (1889)
    • See Chae Chan Ping v. United States, 130 U.S. 581, 600 (1889) (stating that, where an earlier and a later statute conflict, "the last expression of the sovereign will must control"); WILLIAM N. ESKRIDGE, JR. ET AL., LEGISLATION 1054 (3d ed. 2001) (noting the "obvious principle" that the later-enacted statute controls).
  • 21
    • 68649126478 scopus 로고    scopus 로고
    • 3d ed.
    • See Chae Chan Ping v. United States, 130 U.S. 581, 600 (1889) (stating that, where an earlier and a later statute conflict, "the last expression of the sovereign will must control"); WILLIAM N. ESKRIDGE, JR. ET AL., LEGISLATION 1054 (3d ed. 2001) (noting the "obvious principle" that the later-enacted statute controls).
    • (2001) Legislation , pp. 1054
    • Eskridge W.N., Jr.1
  • 22
    • 0041600440 scopus 로고    scopus 로고
    • note
    • David Strauss has suggested to us that a particular legal system might simply contain a rule of recognition holding that entrenched statutes lacking self-reference - PR′ in our example -are effective and may not be repealed. The later legislature's two-stage repeal would then violate the rules of the game in a straightforward way. On this view, self-reference is otiose when the rule of recognition does allow entrenchment and inadequate when it does not. We need not decide whether the rule-of-recognition account is superior to the self-reference account, however. So long as either account holds, the later two-stage repeal is blocked, and the argument that entrenchment is conceptually impossible fails. The examples of entrenching provisions that we collect below sometimes display self-reference and sometimes do not.
  • 23
    • 0042101355 scopus 로고    scopus 로고
    • See Eule, supra note 4, at 406 n.122
    • See Eule, supra note 4, at 406 n.122.
  • 24
    • 0001417422 scopus 로고
    • The path of the law
    • Compare Oliver Wendell Holmes, The Path of the Law, 10 HARV. L. REV. 457, 461 (1897) (remarking that "[t]he prophecies of what the courts will do in fact . . . are what I mean by the law"), with Reed Dickerson, Toward a Legal Dialectic, 61 IND. L.J. 315, 317 (1986) ("Being preoccupied with the social pathology addressed by case law, legal minds continue to be jurisprudentially scarred by such discredited dogmas as . . . Judge Holmes' assumption that law consists only of predictions of what courts will do.").
    • (1897) Harv. L. Rev. , vol.10 , pp. 457
    • Holmes, O.W.1
  • 25
    • 0041600430 scopus 로고
    • Toward a legal dialectic
    • Compare Oliver Wendell Holmes, The Path of the Law, 10 HARV. L. REV. 457, 461 (1897) (remarking that "[t]he prophecies of what the courts will do in fact . . . are what I mean by the law"), with Reed Dickerson, Toward a Legal Dialectic, 61 IND. L.J. 315, 317 (1986) ("Being preoccupied with the social pathology addressed by case law, legal minds continue to be jurisprudentially scarred by such discredited dogmas as . . . Judge Holmes' assumption that law consists only of predictions of what courts will do.").
    • (1986) Ind. L.J. , vol.61 , pp. 315
    • Dickerson, R.1
  • 26
    • 0042101356 scopus 로고    scopus 로고
    • See Balanced Budget and Emergency Deficit Control Act of 1985, 2 U.S.C. §§ 900-908 (1994)
    • See Balanced Budget and Emergency Deficit Control Act of 1985, 2 U.S.C. §§ 900-908 (1994).
  • 28
    • 0003402019 scopus 로고
    • This point recalls Stephen Holmes's argument that constitutions take contentious issues off the table. See STEPHEN HOLMES, PASSIONS AND CONSTRAINT: ON THE THEORY OF LIBERAL DEMOCRACY 215-18 (1995). We add that Congresses, in addition to constitutional assemblies, can make a similar determination and implement it through entrenchment.
    • (1995) Passions and Constraint: On the Theory of Liberal Democracy , pp. 215-218
    • Holmes, S.1
  • 30
    • 0041600439 scopus 로고    scopus 로고
    • McCulloch v. Maryland, 17 U.S. (4 Wheat.) 316, 413-20 (1819)
    • This assumption should be uncontroversial, particularly given the breadth of the Necessary and Proper Clause. Given the rationales for entrenchment set out in Section I.C above, entrenchment will often be "necessary" to the execution of federal policy on the capacious definition given to that term in McCulloch v. Maryland, 17 U.S. (4 Wheat.) 316, 413-20 (1819), which treats "necessary" as a synonym for "useful" or "conducive to." As for "proper," that term at most cross-references allocations of power and supervening prohibitions established elsewhere in the Constitution. See Gary Lawson & Patricia B. Granger, The "Proper" Scope of Federal Power: A Jurisdictional Interpretation of the Sweeping Clause, 43 DUKE L.J. 267 (1993). Our claim is that there is no independent constitutional prohibition against entrenching statutes, so there can be nothing "improper" about their enactment.
  • 31
    • 0041415120 scopus 로고
    • The "proper" scope of federal power: A jurisdictional interpretation of the sweeping clause
    • This assumption should be uncontroversial, particularly given the breadth of the Necessary and Proper Clause. Given the rationales for entrenchment set out in Section I.C above, entrenchment will often be "necessary" to the execution of federal policy on the capacious definition given to that term in McCulloch v. Maryland, 17 U.S. (4 Wheat.) 316, 413-20 (1819), which treats "necessary" as a synonym for "useful" or "conducive to." As for "proper," that term at most cross-references allocations of power and supervening prohibitions established elsewhere in the Constitution. See Gary Lawson & Patricia B. Granger, The "Proper" Scope of Federal Power: A Jurisdictional Interpretation of the Sweeping Clause, 43 DUKE L.J. 267 (1993). Our claim is that there is no independent constitutional prohibition against entrenching statutes, so there can be nothing "improper" about their enactment.
    • (1993) Duke L.J. , vol.43 , pp. 267
    • Lawson, G.1    Granger, P.B.2
  • 32
    • 0042101343 scopus 로고    scopus 로고
    • U.S. CONST. art. I, § 5, cl. 2
    • U.S. CONST. art. I, § 5, cl. 2.
  • 33
    • 0042602483 scopus 로고    scopus 로고
    • note
    • Note that the technical question is just whether the entrenching component or clause of a statute is valid, not whether the remainder of the statute - its content - is valid. This distinction never makes a difference to our argument, however, so for brevity we often refer in shorthand to the question of whether "entrenching statutes" are valid.
  • 34
    • 0042602480 scopus 로고    scopus 로고
    • McGinnis & Rappaport, supra note 4, at 504-05
    • McGinnis & Rappaport, supra note 4, at 504-05.
  • 35
    • 0042602481 scopus 로고    scopus 로고
    • U.S. CONST. art. I, § 1
    • U.S. CONST. art. I, § 1.
  • 36
    • 0043103258 scopus 로고    scopus 로고
    • note
    • Nor do the specific grants of power in Article I and elsewhere. When, for example, the Constitution says that "[t]he Congress shall have Power . . . [t]o regulate Commerce . . . among the several States," id. art. I, § 8, cl. 3, there is no reason to think that the provision speaks to the allocation of commerce-regulating power across successive Congresses. Rather, it delegates to the Congress as such a power that would otherwise reside exclusively in the states. See id. amend. X.
  • 37
    • 0043103264 scopus 로고
    • June 29
    • See id. art. II, § 1, cl. 1 ("The executive Power shall be vested in a President of the United States of America."); id. art. III, § 1 ("The judicial Power of the United States, shall be vested in one supreme Court, and in such inferior Courts as the Congress may from time to time ordain and establish."). We neither need nor intend to take a position on the standard question of whether the Vesting Clause of Article II confers an independent "executive" power on the President, with the content of that power to be inferred from background norms, or instead serves as a mere placeholder for the specific presidential powers listed later in the same Article. See ALEXANDER HAMILTON, LETTERS OF PACIFICUS No. 1 (June 29, 1793), reprinted in 7 THE WORKS OF ALEXANDER HAMILTON 76, 80 (John C. Hamilton ed., New York, John F. Trow 1851) (arguing that "[t]he different mode of expression employed in [the Vesting Clauses of Articles I and II] serves to confirm this inference" that the authority vested in the President is not limited to the specific cases of executive power delineated in Article II).
    • (1793) Letters of Pacificus , Issue.1
    • Hamilton, A.1
  • 38
    • 0042602475 scopus 로고
    • New York
    • See id. art. II, § 1, cl. 1 ("The executive Power shall be vested in a President of the United States of America."); id. art. III, § 1 ("The judicial Power of the United States, shall be vested in one supreme Court, and in such inferior Courts as the Congress may from time to time ordain and establish."). We neither need nor intend to take a position on the standard question of whether the Vesting Clause of Article II confers an independent "executive" power on the President, with the content of that power to be inferred from background norms, or instead serves as a mere placeholder for the specific presidential powers listed later in the same Article. See ALEXANDER HAMILTON, LETTERS OF PACIFICUS No. 1 (June 29, 1793), reprinted in 7 THE WORKS OF ALEXANDER HAMILTON 76, 80 (John C. Hamilton ed., New York, John F. Trow 1851) (arguing that "[t]he different mode of expression employed in [the Vesting Clauses of Articles I and II] serves to confirm this inference" that the authority vested in the President is not limited to the specific cases of executive power delineated in Article II).
    • (1851) The Works of Alexander Hamilton , vol.7 , pp. 76
    • Hamilton, J.C.1    Trow, J.F.2
  • 39
    • 0041600437 scopus 로고    scopus 로고
    • U.S. CONST. art. I, § 1 (emphasis added)
    • U.S. CONST. art. I, § 1 (emphasis added).
  • 40
    • 0041600433 scopus 로고    scopus 로고
    • 1 BLACKSTONE, supra note 1, at *90
    • 1 BLACKSTONE, supra note 1, at *90.
  • 41
    • 0041600438 scopus 로고    scopus 로고
    • See infra Section II.D.
    • See infra Section II.D.
  • 42
    • 0041600431 scopus 로고
    • Boston, Little, Brown & Co.
    • 1 BLACKSTONE, supra note 1, at *90 ("Because the legislature, being in truth the sovereign power, is always of equal, always of absolute authority: it acknowledges no superior upon earth, which the prior legislature must have been, if it's ordinances could bind the present parliament."); THOMAS M. COOLEY, TREATISE ON THE CONSTITUTIONAL LIMITATIONS WHICH REST UPON THE LEGISLATIVE POWER OF THE STATES OF THE AMERICAN UNION 152-53 n.3 (Boston, Little, Brown & Co. 1878) (rooting an anti-entrenchment principle in a norm of equality across legislatures); THE FEDERALIST NO. 78, at 439 (Alexander Hamilton) (Isaac Kramnick ed., 1987) (noting that courts have followed the last-in-time rule because "[t]hey thought it reasonable that between the interfering acts of an equal authority that which was the last indication of its will should have the preference"); see also Newton v. Comm'rs, 100 U.S. 548, 559 (1879) (holding that entrenchment is impermissible because "[e]very succeeding legislature possesses the same jurisdiction and power with respect to [public interests] as its predecessors").
    • (1878) Treatise on the Constitutional Limitations Which Rest Upon the Legislative Power of the States of the American Union , Issue.3 , pp. 152-153
    • Cooley, T.M.1
  • 43
    • 0042101351 scopus 로고    scopus 로고
    • see also Newton v. Comm'rs, 100 U.S. 548, 559 (1879)
    • 1 BLACKSTONE, supra note 1, at *90 ("Because the legislature, being in truth the sovereign power, is always of equal, always of absolute authority: it acknowledges no superior upon earth, which the prior legislature must have been, if it's ordinances could bind the present parliament."); THOMAS M. COOLEY, TREATISE ON THE CONSTITUTIONAL LIMITATIONS WHICH REST UPON THE LEGISLATIVE POWER OF THE STATES OF THE AMERICAN UNION 152-53 n.3 (Boston, Little, Brown & Co. 1878) (rooting an anti-entrenchment principle in a norm of equality across legislatures); THE FEDERALIST NO. 78, at 439 (Alexander Hamilton) (Isaac Kramnick ed., 1987) (noting that courts have followed the last-in-time rule because "[t]hey thought it reasonable that between the interfering acts of an equal authority that which was the last indication of its will should have the preference"); see also Newton v. Comm'rs, 100 U.S. 548, 559 (1879) (holding that entrenchment is impermissible because "[e]very succeeding legislature possesses the same jurisdiction and power with respect to [public interests] as its predecessors").
  • 44
    • 0043103256 scopus 로고    scopus 로고
    • note
    • Note, however, that Cooley was confused when he suggested that in a regime permitting entrenchment, "one legislature could . . . reduce the legislative power of its successors; and the process might be repeated, until, one by one, the subjects of legislation would be excluded altogether from their control." COOLEY, supra note 30, at 152. The mistake here is the suppressed premise that "the subjects of legislation" remain the same over time. In fact, new issues arise with changes in technology, society, and politics, so that the later legislature will always have the opportunity to address policy questions that earlier legislatures could not have envisioned.
  • 45
    • 0041600436 scopus 로고    scopus 로고
    • See, e.g., McGinnis & Rappaport, supra note 4, at 505
    • See, e.g., McGinnis & Rappaport, supra note 4, at 505.
  • 46
    • 0043103257 scopus 로고    scopus 로고
    • THE FEDERALIST NO. 78, supra note 30, at 439 (Alexander Hamilton)
    • THE FEDERALIST NO. 78, supra note 30, at 439 (Alexander Hamilton).
  • 47
    • 0043103260 scopus 로고    scopus 로고
    • note
    • Id.; see also BLACKSTONE, supra note 1, at *90 (listing the anti-entrenchment principle that "[a]cts of parliament derogatory from the power of subsequent parliaments bind not" among other "rules to be observed with regard to the construction of statutes").
  • 48
    • 0042101353 scopus 로고    scopus 로고
    • See infra Subsection I.D.1.f.
    • See infra Subsection I.D.1.f.
  • 49
    • 0042602477 scopus 로고    scopus 로고
    • See Letter from James Madison to Thomas Jefferson, supra note 17, at 230
    • See Letter from James Madison to Thomas Jefferson, supra note 17, at 230.
  • 50
    • 0347419824 scopus 로고    scopus 로고
    • Common law constitutional interpretation
    • See David A. Strauss, Common Law Constitutional Interpretation, 63 U. CHI. L. REV. 877, 894 (1996).
    • (1996) U. Chi. L. Rev. , vol.63 , pp. 877
    • Strauss, D.A.1
  • 52
    • 0042101352 scopus 로고    scopus 로고
    • Id. at 62
    • Id. at 62.
  • 53
    • 0042101346 scopus 로고
    • Self-limitation by the United Kingdom parliament
    • Id. at 63; see also O. Hood Phillips, Self-Limitation by the United Kingdom Parliament, 2 HASTINGS CONST. L.Q. 443, 461 (1975).
    • (1975) Hastings Const. L.Q. , vol.2 , pp. 443
    • Phillips, O.H.1
  • 54
    • 0042602476 scopus 로고    scopus 로고
    • note
    • A recent example is the Northern Ireland Constitution Act of 1973, which declares that Northern Ireland will remain in the United Kingdom unless a majority of its residents consent to secession. Although the law does not by its terms entrench itself, that is a plausible interpretation. See Phillips, supra note 38, at 445-46.
  • 55
    • 0042602478 scopus 로고    scopus 로고
    • See cases cited supra note 3
    • See cases cited supra note 3.
  • 56
    • 0043103255 scopus 로고    scopus 로고
    • note
    • An example is the Septennial Act of 1716, which overturned the entrenchment of three-year parliamentary terms enacted by the Triennial Act of 1694. See Eule, supra note 4, at 391.
  • 57
    • 0042101349 scopus 로고    scopus 로고
    • Erie R.R. Co. v. Tompkins, 304 U.S. 64 (1938)
    • Erie R.R. Co. v. Tompkins, 304 U.S. 64 (1938).
  • 58
    • 0043103263 scopus 로고    scopus 로고
    • Brown v. Bd. of Educ., 349 U.S. 294 (1955)
    • Brown v. Bd. of Educ., 349 U.S. 294 (1955).
  • 59
    • 0041600432 scopus 로고    scopus 로고
    • note
    • Article V states: The Congress, whenever two thirds of both Houses shall deem it necessary, shall propose Amendments to this Constitution, or, on the Application of the Legislatures of two thirds of the several States, shall call a Convention for proposing Amendments, which, in either Case, shall be valid to all Intents and Purposes, as Part of this Constitution, when ratified by the Legislatures of three fourths of the several States, or by Conventions in three fourths thereof, as the one or the other Mode of Ratification may be proposed by the Congress . . . . U.S. CONST. art. V.
  • 60
    • 0003444750 scopus 로고
    • See 1 BRUCE A. ACKERMAN, WE THE PEOPLE: FOUNDATIONS 266-94 (1991); Akhil Reed Amar, The Consent of the Governed: Constitutional Amendment Outside Article V, 94 COLUM. L. REV. 457, 458 (1994).
    • (1991) We the People: Foundations , pp. 266-294
    • Ackerman, B.A.1
  • 61
    • 56349084346 scopus 로고
    • The consent of the governed: Constitutional amendment outside article v
    • See 1 BRUCE A. ACKERMAN, WE THE PEOPLE: FOUNDATIONS 266-94 (1991); Akhil Reed Amar, The Consent of the Governed: Constitutional Amendment Outside Article V, 94 COLUM. L. REV. 457, 458 (1994).
    • (1994) Colum. L. Rev. , vol.94 , pp. 457
    • Amar, A.R.1
  • 62
    • 0043103259 scopus 로고    scopus 로고
    • note
    • The two provisions are Article I, Section 9, Clause 1 and Clause 4. Article V allowed both provisions to be amended after 1808. See U.S. CONST. art. V.
  • 63
    • 0042602479 scopus 로고    scopus 로고
    • See id.
    • See id.
  • 64
    • 0042101350 scopus 로고    scopus 로고
    • TRIBE, supra note 4, at 126 n.1
    • TRIBE, supra note 4, at 126 n.1.
  • 65
    • 0041600434 scopus 로고    scopus 로고
    • See supra Section I.D.
    • See supra Section I.D.
  • 66
    • 0042101348 scopus 로고    scopus 로고
    • Eule, supra note 4, at 443
    • Eule, supra note 4, at 443.
  • 67
    • 0043103262 scopus 로고    scopus 로고
    • Id. at 444
    • Id. at 444.


* 이 정보는 Elsevier사의 SCOPUS DB에서 KISTI가 분석하여 추출한 것입니다.