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Volumn 30, Issue 4, 1999, Pages 595-624

The Proposed New United States Senate COGSA: The Disintegration of Uniform International Carriage of Goods by Sea Law

(1)  Tetley, William a  

a NONE

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EID: 0033412686     PISSN: 00222410     EISSN: None     Source Type: Journal    
DOI: None     Document Type: Article
Times cited : (3)

References (95)
  • 1
    • 0041749089 scopus 로고    scopus 로고
    • The Hague/Visby Rules 1968/1979 are the Hague Rules 1924 (being the International Convention for the Unification of Certain Rules of Law Relating to Bills of Lading, adopted at Brussels on Aug. 25, 1924, which came into force on June 2, 1931), as amended by two "Visby Protocols." The first Visby Protocol was adopted at Brussels, Feb. 23, 1968, and came into force on June 23, 1977. The second Visby Protocol, sometimes called the Visby SDR Protocol, was adopted at Brussels on Dec. 21, 1979, and came into force on Feb. 14, 1984. The texts of these instruments are reproduced in W. Tetley, Marine Cargo Claims (3d ed. 1988) [hereinafter cited as MCC3d], at 1111-32 (the Hague Rules 1924 in their official French text and English translation). 1132-39 (the English text of the Visby Protocol 1968), and 1139-43 (the English text of the Visby SDR Protocol 1979)
    • The Hague/Visby Rules 1968/1979 are the Hague Rules 1924 (being the International Convention for the Unification of Certain Rules of Law Relating to Bills of Lading, adopted at Brussels on Aug. 25, 1924, which came into force on June 2, 1931), as amended by two "Visby Protocols." The first Visby Protocol was adopted at Brussels, Feb. 23, 1968, and came into force on June 23, 1977. The second Visby Protocol, sometimes called the Visby SDR Protocol, was adopted at Brussels on Dec. 21, 1979, and came into force on Feb. 14, 1984. The texts of these instruments are reproduced in W. Tetley, Marine Cargo Claims (3d ed. 1988) [hereinafter cited as MCC3d], at 1111-32 (the Hague Rules 1924 in their official French text and English translation). 1132-39 (the English text of the Visby Protocol 1968), and 1139-43 (the English text of the Visby SDR Protocol 1979).
  • 2
    • 0043252028 scopus 로고    scopus 로고
    • The Hamburg Rules 1978 are the United Nations Convention on the Carriage of Goods by Sea, adopted at Hamburg on Mar. 31, 1978, which came into force on Nov. 1, 1992. The text is reproduced in MCC3d, supra note 1, at 1143-65
    • The Hamburg Rules 1978 are the United Nations Convention on the Carriage of Goods by Sea, adopted at Hamburg on Mar. 31, 1978, which came into force on Nov. 1, 1992. The text is reproduced in MCC3d, supra note 1, at 1143-65.
  • 3
    • 0042249485 scopus 로고    scopus 로고
    • Liability Structures in the Law of Carriage of Goods by Sea
    • being a collection of papers delivered at the eighth Axel Ax:son Johnson Colloquium on Maritime Law, sponsored by the Swedish Maritime Law Association and held at Hasselby, Sweden on Sept. 28-30, 1997
    • For a general review of recent national laws on the carriage of goods by sea, see Tetley, Liability Structures in the Law of Carriage of Goods by Sea, in Swedish Maritime Law Ass'n, Cargo Liability in Future Maritime Carriage 95-132 (1998), being a collection of papers delivered at the eighth Axel Ax:son Johnson Colloquium on Maritime Law, sponsored by the Swedish Maritime Law Association and held at Hasselby, Sweden on Sept. 28-30, 1997.
    • (1998) Swedish Maritime Law Ass'n, Cargo Liability in Future Maritime Carriage , pp. 95-132
    • Tetley1
  • 4
    • 0042249516 scopus 로고    scopus 로고
    • The term "Senate COGSA '99" in this article refers to the Sixth Staff Working Draft of the Bill to Amend the Carriage of Goods by Sea Act, prepared by the drafters of the U.S. Senate, and dated Apr. 16, 1999. The text of Senate COGSA '99 can be found on my website at http://www.admiraltylaw.com/ tetley/cogsa99.htm.
    • (1999)
  • 5
    • 0042249512 scopus 로고    scopus 로고
    • See U.S. MLA Doc. No. 723 (May 3, 1996) at 10887
    • See U.S. MLA Doc. No. 723 (May 3, 1996) at 10887.
  • 6
    • 0042750889 scopus 로고    scopus 로고
    • See supra note 4
    • See supra note 4.
  • 7
    • 0043252027 scopus 로고    scopus 로고
    • U.S. COGSA 1936 is the U.S. Carriage of Goods by Sea Act, Act of Apr. 16, 1936, ch. 229, 49 Stat. 1207-1213, 46 U.S.C. app. §§ 1300-1315. The text is reproduced in MCC3d, supra note 1, at 1199-1208
    • U.S. COGSA 1936 is the U.S. Carriage of Goods by Sea Act, Act of Apr. 16, 1936, ch. 229, 49 Stat. 1207-1213, 46 U.S.C. app. §§ 1300-1315. The text is reproduced in MCC3d, supra note 1, at 1199-1208.
  • 8
    • 0041749112 scopus 로고    scopus 로고
    • See supra note 1
    • See supra note 1.
  • 9
    • 0042750897 scopus 로고    scopus 로고
    • Vimar Seguros y Reaseguros, S.A. v. M/V Sky Reefer, 515 U.S. 528, 1995 AMC 1817 (1995)
    • Vimar Seguros y Reaseguros, S.A. v. M/V Sky Reefer, 515 U.S. 528, 1995 AMC 1817 (1995).
  • 10
    • 0041749095 scopus 로고    scopus 로고
    • See infra note 47 and accompanying text
    • See infra note 47 and accompanying text.
  • 11
    • 0042249513 scopus 로고    scopus 로고
    • See also, in general, the dissenting report of Michael J. Ryan regarding the corresponding provisions of U.S. MLA COGSA '96 in MLA Doc. No. 724 (May 3, 1996) at 92-94
    • See also, in general, the dissenting report of Michael J. Ryan regarding the corresponding provisions of U.S. MLA COGSA '96 in MLA Doc. No. 724 (May 3, 1996) at 92-94.
  • 12
    • 0042750882 scopus 로고    scopus 로고
    • The U.S. Bills of Lading Act (better known as the Pomerene Act 1916), see infra note 13, was recodified by the Act of July 5, 1994, Pub. L. No. 103-272, § 1(e), 108 Stat. 1346, 49 U.S.C. §§ 80101-80116. In this article, the Act as recodified is referred to as the Pomerene Act 1916/1994
    • The U.S. Bills of Lading Act (better known as the Pomerene Act 1916), see infra note 13, was recodified by the Act of July 5, 1994, Pub. L. No. 103-272, § 1(e), 108 Stat. 1346, 49 U.S.C. §§ 80101-80116. In this article, the Act as recodified is referred to as the Pomerene Act 1916/1994.
  • 13
    • 0041749096 scopus 로고    scopus 로고
    • The Pomerene Act 1916, also sometimes referred to as the U.S. Bills of Lading Act, or the Pomerene Bills of Lading Act 1916, was the Act of Aug. 29, 1916, ch. 415, 39 Stat. 538-545, 49 U.S.C. app. §§ 81-124, prior to its recodification in 1994 (see supra note 12). The text of the Pomerene Act 1916 is reproduced in MCC3d, supra note 1, at 1210-22
    • The Pomerene Act 1916, also sometimes referred to as the U.S. Bills of Lading Act, or the Pomerene Bills of Lading Act 1916, was the Act of Aug. 29, 1916, ch. 415, 39 Stat. 538-545, 49 U.S.C. app. §§ 81-124, prior to its recodification in 1994 (see supra note 12). The text of the Pomerene Act 1916 is reproduced in MCC3d, supra note 1, at 1210-22.
  • 14
    • 0043252013 scopus 로고    scopus 로고
    • 18 & 19 Vict., c. 111. The text is reproduced in MCC3d, supra note 1, at 1234-35
    • 18 & 19 Vict., c. 111. The text is reproduced in MCC3d, supra note 1, at 1234-35.
  • 15
    • 0043252014 scopus 로고    scopus 로고
    • The United Kingdom's Bills of Lading Act, 1855, supra note 14, was repealed and replaced by the U.K. Carriage of Goods by Sea Act 1992, U.K. 1992, c. 50, which came into force on Sept. 16, 1992
    • The United Kingdom's Bills of Lading Act, 1855, supra note 14, was repealed and replaced by the U.K. Carriage of Goods by Sea Act 1992, U.K. 1992, c. 50, which came into force on Sept. 16, 1992.
  • 16
    • 0042249514 scopus 로고    scopus 로고
    • The Harter Act 1893 is the Act of Feb. 13, 1893, ch. 105, 27 Stat. 445-446, 49 U.S.C. app. §§ 190-196. The text is reproduced in MCC3d, supra note 1, at 1208-10
    • The Harter Act 1893 is the Act of Feb. 13, 1893, ch. 105, 27 Stat. 445-446, 49 U.S.C. app. §§ 190-196. The text is reproduced in MCC3d, supra note 1, at 1208-10.
  • 17
    • 0042750881 scopus 로고    scopus 로고
    • The Multimodal Convention 1980 refers to the United Nations Convention on International Multimodal Transport, adopted at Geneva on May 24, 1980 (not yet in force). The text is reproduced in MCC3d, supra note 1, at 1166-89
    • The Multimodal Convention 1980 refers to the United Nations Convention on International Multimodal Transport, adopted at Geneva on May 24, 1980 (not yet in force). The text is reproduced in MCC3d, supra note 1, at 1166-89.
  • 18
    • 0042750888 scopus 로고    scopus 로고
    • Act of Mar. 3, 1851, ch. 43, § 1, 46 U.S.C. app. § 182 (U.S. Rev. Stats. § 4282), preserved by Senate COGSA '99 § 4(1)
    • Act of Mar. 3, 1851, ch. 43, § 1, 46 U.S.C. app. § 182 (U.S. Rev. Stats. § 4282), preserved by Senate COGSA '99 § 4(1).
  • 19
    • 0041749093 scopus 로고    scopus 로고
    • See the Merchant Shipping Act 1979, U.K. 1979, c. 39, § 18(1)(a), now replaced by !he Merchant Shipping Act 1995, U.K. 1995, c. 21, § 186(1)(a). On the U.S. and U.K. Fire Statutes generally, see MCC3d, supra note 1, at 422-25. The U.K. Fire Statute benefits not only shipowners, but also "any part owner and any charterer, manager or operator of the ship." See the Merchant Shipping Act 1995 at § 186(5). Nor does the U.K. any longer have a "fault or privity" provisions in its Fire Statute, whereas the U.S. still deprives the shipowner or demise charterer of the exemption for liability for fire if the fire is "caused by the design or neglect of such owner," which expression has been deemed to have the same meaning as "actual fault and privity" as understood in U.S. COGSA 1936. See 46 U.S.C. app. § 182
    • See the Merchant Shipping Act 1979, U.K. 1979, c. 39, § 18(1)(a), now replaced by !he Merchant Shipping Act 1995, U.K. 1995, c. 21, § 186(1)(a). On the U.S. and U.K. Fire Statutes generally, see MCC3d, supra note 1, at 422-25. The U.K. Fire Statute benefits not only shipowners, but also "any part owner and any charterer, manager or operator of the ship." See the Merchant Shipping Act 1995 at § 186(5). Nor does the U.K. any longer have a "fault or privity" provisions in its Fire Statute, whereas the U.S. still deprives the shipowner or demise charterer of the exemption for liability for fire if the fire is "caused by the design or neglect of such owner," which expression has been deemed to have the same meaning as "actual fault and privity" as understood in U.S. COGSA 1936. See 46 U.S.C. app. § 182.
  • 20
    • 0043252015 scopus 로고    scopus 로고
    • The "Vallescura Rule," laid down by the U.S. Supreme Court in its decision in Schnell v. The Vallescura, 293 U.S. 296, 1934 AMC 1573 (1934), is to the effect that where cargo loss or damage is caused by two separate causes, one for which the carrier is exempted from liability and the other for which it is not, the carrier has the burden of establishing what damage was due to the cause for which it is exempted, on pain of being held responsible for the entire damage. See generally MCC3d, supra note 1, at 314-16
    • The "Vallescura Rule," laid down by the U.S. Supreme Court in its decision in Schnell v. The Vallescura, 293 U.S. 296, 1934 AMC 1573 (1934), is to the effect that where cargo loss or damage is caused by two separate causes, one for which the carrier is exempted from liability and the other for which it is not, the carrier has the burden of establishing what damage was due to the cause for which it is exempted, on pain of being held responsible for the entire damage. See generally MCC3d, supra note 1, at 314-16.
  • 21
    • 0041749097 scopus 로고    scopus 로고
    • See supra note 9. The decision is unfortunate because the U.S. Supreme Court did not invoke forum non conveniens, but rather sent the claim (for a shipment from Morocco to the U.S.) to Japan, where there were few, if any, real contacts and considerable inconvenience to the witnesses and the claimants (and even to the defendants). The Court naively suggested that if there was no satisfaction in Japan, the case could come back to the U.S. See 515 U.S. at 538-41
    • See supra note 9. The decision is unfortunate because the U.S. Supreme Court did not invoke forum non conveniens, but rather sent the claim (for a shipment from Morocco to the U.S.) to Japan, where there were few, if any, real contacts and considerable inconvenience to the witnesses and the claimants (and even to the defendants). The Court naively suggested that if there was no satisfaction in Japan, the case could come back to the U.S. See 515 U.S. at 538-41.
  • 22
    • 0043252010 scopus 로고    scopus 로고
    • Adopted by the International Civil Aviation Organization at Montreal, May 28, 1999, at the conclusion of the International Conference on Air Law, held from May 10-28, 1999 (not yet in force). This Convention is intended to modernize and consolidate the Warsaw Convention of October 12, 1929, governing the international carriage by air of persons, baggage, and cargo
    • Adopted by the International Civil Aviation Organization at Montreal, May 28, 1999, at the conclusion of the International Conference on Air Law, held from May 10-28, 1999 (not yet in force). This Convention is intended to modernize and consolidate the Warsaw Convention of October 12, 1929, governing the international carriage by air of persons, baggage, and cargo.
  • 23
    • 0043252008 scopus 로고    scopus 로고
    • See Hague Conference on Private International Law, Special Commission on International Jurisdiction and the Effects of Foreign Judgments in Civil and Commercial Matters, Work Doc. No. 144E (Nov. 20, 1998). This proposed Hague Convention was the subject of the Herbert and Rose L. Rubin International Conference on the Proposed Hague Convention on International Jurisdiction and the Effects of Foreign Judgments in Civil and Commercial Matters, being the Fifth Annual Herbert and Rose L. Rubin Symposium on International Law, sponsored by the New York University School of Law, and held in New York City on April 30-May 1, 1999, at which the author delivered a paper
    • See Hague Conference on Private International Law, Special Commission on International Jurisdiction and the Effects of Foreign Judgments in Civil and Commercial Matters, Work Doc. No. 144E (Nov. 20, 1998). This proposed Hague Convention was the subject of the Herbert and Rose L. Rubin International Conference on the Proposed Hague Convention on International Jurisdiction and the Effects of Foreign Judgments in Civil and Commercial Matters, being the Fifth Annual Herbert and Rose L. Rubin Symposium on International Law, sponsored by the New York University School of Law, and held in New York City on April 30-May 1, 1999, at which the author delivered a paper.
  • 24
    • 0042249499 scopus 로고    scopus 로고
    • United Nations Convention on the Recognition and Enforcement of Foreign Arbitral Awards, adopted at New York, June 10, 1958, and in force June 7, 1959, 330 U.N.T.S. 38. See, in general, the dissenting report of George A. Zaphiriou in MLA Doc. No. 724 (May 3, 1996) at 97-98, regarding the corresponding provisions of U.S. MLA COGSA '96. See also Comment, Is Sky Reefer in Jeopardy? The MLA's Proposed Changes to Maritime Foreign Arbitration Clauses, 72 Wash. L. Rev. 625, 645, 648 (1997). See also infra text accompanying notes 76-78
    • United Nations Convention on the Recognition and Enforcement of Foreign Arbitral Awards, adopted at New York, June 10, 1958, and in force June 7, 1959, 330 U.N.T.S. 38. See, in general, the dissenting report of George A. Zaphiriou in MLA Doc. No. 724 (May 3, 1996) at 97-98, regarding the corresponding provisions of U.S. MLA COGSA '96. See also Comment, Is Sky Reefer in Jeopardy? The MLA's Proposed Changes to Maritime Foreign Arbitration Clauses, 72 Wash. L. Rev. 625, 645, 648 (1997). See also infra text accompanying notes 76-78.
  • 25
    • 0043252009 scopus 로고    scopus 로고
    • See U.S. MLA Doc. No. 724 (May 3, 1996) at 3, being the first sentence of the U.S. MLA COGSA '96 "Proposal Summary."
    • See U.S. MLA Doc. No. 724 (May 3, 1996) at 3, being the first sentence of the U.S. MLA COGSA '96 "Proposal Summary."
  • 27
    • 0043252012 scopus 로고    scopus 로고
    • See Act No. 1 of 1986, assented to Mar. 4, 1986, and in force July 4, 1986
    • See Act No. 1 of 1986, assented to Mar. 4, 1986, and in force July 4, 1986.
  • 28
    • 0042249500 scopus 로고    scopus 로고
    • See Act No. 23 of 1997, in force Sept. 1, 1997
    • See Act No. 23 of 1997, in force Sept. 1, 1997.
  • 29
    • 0043252011 scopus 로고    scopus 로고
    • See Act No. 42 of 1965
    • See Act No. 42 of 1965.
  • 30
    • 0042750880 scopus 로고    scopus 로고
    • See Act No. 105 of 1983
    • See Act No. 105 of 1983.
  • 31
    • 0041749091 scopus 로고    scopus 로고
    • See Aug. 10, 1937, Reichsgesetzblatt (RGBl.) I 891
    • See Aug. 10, 1937, Reichsgesetzblatt (RGBl.) I 891.
  • 32
    • 0041749094 scopus 로고    scopus 로고
    • See Dec. 22, 1939, RGBl. II 1049; see also the Durchführungsverordnung (DVO) of Dec. 5, 1939, RGBl. I 2501
    • See Dec. 22, 1939, RGBl. II 1049; see also the Durchführungsverordnung (DVO) of Dec. 5, 1939, RGBl. I 2501.
  • 33
    • 0041749092 scopus 로고    scopus 로고
    • See July 25, 1986 (Bundesgesetzblatt) BGBl. 1986 I 1120
    • See July 25, 1986 (Bundesgesetzblatt) BGBl. 1986 I 1120.
  • 34
    • 0042750875 scopus 로고    scopus 로고
    • Art. 662 HGB is a mandatory rule, akin to art. 3(8) of the Hague Rules 1924 and Hague/Visby Rules 1968/1979, in that it prohibits parties to a bill of lading from excluding or limiting certain of the carrier's obligations in advance "by means of a legal transaction," while nevertheless permitting agreements concerning the "extension" of that liability under the bill (as do arts. 4(5) and 5 of the Hague Rules 1924 and Hague/Visby Rules 1968/1979). The basic, irreducible obligations of the carrier contemplated by art. 662 HGB include the due diligence obligation to make the ship seaworthy before and at the commencement of the voyage (art. 559 HGB); proper care of the cargo (art. 606 HGB); liability for error of navigation or management of the ship and fire where caused by the carrier's own fault (art. 607 HGB)
    • Art. 662 HGB is a mandatory rule, akin to art. 3(8) of the Hague Rules 1924 and Hague/Visby Rules 1968/1979, in that it prohibits parties to a bill of lading from excluding or limiting certain of the carrier's obligations in advance "by means of a legal transaction," while nevertheless permitting agreements concerning the "extension" of that liability under the bill (as do arts. 4(5) and 5 of the Hague Rules 1924 and Hague/Visby Rules 1968/1979). The basic, irreducible obligations of the carrier contemplated by art. 662 HGB include the due diligence obligation to make the ship seaworthy before and at the commencement of the voyage (art. 559 HGB); proper care of the cargo (art. 606 HGB); liability for error of navigation or management of the ship and fire where caused by the carrier's own fault (art. 607 HGB); a number of exceptions to liability arising without any fault of the carrier (e.g., perils of the sea, war, strikes, or lock-outs, acts of the shipper or forwarder, the saving or attempted saving of life or property at sea, wastage in bulk or hidden defects, and inherent defects of the goods) (art. 608 HGB); the notice of loss requirement (art. 611 HGB); the one-year time for suit and the three-month time for indemnity actions (arts. 611 and 612 HGB); the evidentiary value of the bill of lading (art. 656 HGB); the rule on measure of damages and the ASMV-ADMV principle (arts. 658 and 659 HGB)
  • 35
    • 0042249498 scopus 로고    scopus 로고
    • These two provisions of the Hague/Visby Rules 1968/1979 are the only ones considered by the German legislator to be inconsistent with the Hague Rules 1924. See Herber, National Summary for the Federal Republic of Germany, in MCC3d, supra note 1, at 1030, 1031
    • These two provisions of the Hague/Visby Rules 1968/1979 are the only ones considered by the German legislator to be inconsistent with the Hague Rules 1924. See Herber, National Summary for the Federal Republic of Germany, in MCC3d, supra note 1, at 1030, 1031.
  • 36
    • 0042750876 scopus 로고    scopus 로고
    • See the German Code of Civil Procedure (Zivilprocessordnung, or "ZPO"), arts. 38-40, concerning the enforceability of jurisdiction clauses in their procedural aspects, in accordance with German law as the lex fori, and the Introductory Law to the Civil Code (Einführungsgesetz zum Bürgerlichen Gesetzbuch, or "EGBGB"), art. 31, concerning the enforceability of such clauses as regards their substantive aspects, in accordance with the law which would be applicable if the clauses were enforceable
    • See the German Code of Civil Procedure (Zivilprocessordnung, or "ZPO"), arts. 38-40, concerning the enforceability of jurisdiction clauses in their procedural aspects, in accordance with German law as the lex fori, and the Introductory Law to the Civil Code (Einführungsgesetz zum Bürgerlichen Gesetzbuch, or "EGBGB"), art. 31, concerning the enforceability of such clauses as regards their substantive aspects, in accordance with the law which would be applicable if the clauses were enforceable.
  • 37
    • 0042249497 scopus 로고    scopus 로고
    • Adopted June 21, 1985
    • Adopted June 21, 1985.
  • 38
    • 0042750879 scopus 로고    scopus 로고
    • See the ZPO, arts. 1025-1066, especially art. 1029
    • See the ZPO, arts. 1025-1066, especially art. 1029.
  • 39
    • 0041749080 scopus 로고    scopus 로고
    • Adopted at the 28th Meeting of the Standing Committee of the Seventh National People's Congress of the People's Republic of China on Nov. 7, 1992, promulgated by Order No. 64 of the People's Republic of China, and in force July 1, 1993. Chinese and English texts of the Code have been published by the Legislative Affairs Commission of the Standing Committee of the National People's Congress of the People's Republic of China
    • Adopted at the 28th Meeting of the Standing Committee of the Seventh National People's Congress of the People's Republic of China on Nov. 7, 1992, promulgated by Order No. 64 of the People's Republic of China, and in force July 1, 1993. Chinese and English texts of the Code have been published by the Legislative Affairs Commission of the Standing Committee of the National People's Congress of the People's Republic of China.
  • 40
    • 0042750877 scopus 로고    scopus 로고
    • Jurisdiction and arbitration in maritime disputes generally are governed not by the Maritime Code, 1993, but rather by the Civil Procedure Law 1991, adopted by the Fourth Session of the Seventh National People's Congress on Apr. 9, 1991, at arts. 243-246 (jurisdiction) and arts. 257-261 (arbitration)
    • Jurisdiction and arbitration in maritime disputes generally are governed not by the Maritime Code, 1993, but rather by the Civil Procedure Law 1991, adopted by the Fourth Session of the Seventh National People's Congress on Apr. 9, 1991, at arts. 243-246 (jurisdiction) and arts. 257-261 (arbitration).
  • 41
    • 0041749066 scopus 로고    scopus 로고
    • ¶ 7.2, at 48
    • See Z. Jinxian, China's Maritime Courts and Justice ¶ 7.2, at 48 (1997). As of 1997, only Dutch and German jurisdiction clauses were recognized in Chinese maritime courts under this condition of reciprocity.
    • (1997) China's Maritime Courts and Justice
    • Jinxian, Z.1
  • 42
    • 0043252006 scopus 로고    scopus 로고
    • See Civil Procedure Law 1991, at art. 257 (reflecting China's accession in 1987 to the New York Convention)
    • See Civil Procedure Law 1991, at art. 257 (reflecting China's accession in 1987 to the New York Convention).
  • 43
    • 0041749086 scopus 로고    scopus 로고
    • See No. 160 of 1991, in force Oct. 31, 1991. This statute repealed and replaced the former Sea-Carriage of Goods Act 1924, which had given effect to the Hague Rules 1924
    • See No. 160 of 1991, in force Oct. 31, 1991. This statute repealed and replaced the former Sea-Carriage of Goods Act 1924, which had given effect to the Hague Rules 1924.
  • 44
    • 0042750878 scopus 로고    scopus 로고
    • See No. 123 of 1997, in force Sept. 15, 1997
    • See No. 123 of 1997, in force Sept. 15, 1997.
  • 45
    • 0042249496 scopus 로고    scopus 로고
    • See Statutory Rules 1998, No. 174, in force July 1, 1998
    • See Statutory Rules 1998, No. 174, in force July 1, 1998.
  • 46
    • 0043252005 scopus 로고    scopus 로고
    • See No. 104 of 1994
    • See No. 104 of 1994.
  • 47
    • 0041749087 scopus 로고    scopus 로고
    • The numbering of provisions differs as between the Danish and Norwegian Codes, on the one hand, and the Finnish and Swedish Codes, on the other hand. References here are to Part IV ("Contracts of Carriage"), ch. 13 ("On Carriage of General Cargo") of the Swedish Code, published in Swedish and English by Jurisförlaget (Stockholm 1995)
    • The numbering of provisions differs as between the Danish and Norwegian Codes, on the one hand, and the Finnish and Swedish Codes, on the other hand. References here are to Part IV ("Contracts of Carriage"), ch. 13 ("On Carriage of General Cargo") of the Swedish Code, published in Swedish and English by Jurisförlaget (Stockholm 1995).
  • 48
    • 0041749085 scopus 로고    scopus 로고
    • See Convention on Jurisdiction and the Enforcement of Judgments in Civil and Commercial Matters, adopted at Brussels on Sept. 27, 1968, and in force as of Feb. 1, 1973, as amended by the Protocol of Interpretation of June 3, 1971, and various accession conventions (commonly known as the "Brussels Convention 1968"), now applicable in all States of the European Union
    • See Convention on Jurisdiction and the Enforcement of Judgments in Civil and Commercial Matters, adopted at Brussels on Sept. 27, 1968, and in force as of Feb. 1, 1973, as amended by the Protocol of Interpretation of June 3, 1971, and various accession conventions (commonly known as the "Brussels Convention 1968"), now applicable in all States of the European Union.
  • 49
    • 0043251989 scopus 로고    scopus 로고
    • See Convention on Jurisdiction and the Enforcement of Judgments in Civil and Commercial Matters, adopted at Lugano on Sept. 16, 1988, binding the States of the European Free Trade Association (EFTA) (commonly known as the "Lugano Convention 1988"). Norway is a member-State of EFTA and as such is bound by the Lugano Convention 1988
    • See Convention on Jurisdiction and the Enforcement of Judgments in Civil and Commercial Matters, adopted at Lugano on Sept. 16, 1988, binding the States of the European Free Trade Association (EFTA) (commonly known as the "Lugano Convention 1988"). Norway is a member-State of EFTA and as such is bound by the Lugano Convention 1988.
  • 50
    • 0041749053 scopus 로고    scopus 로고
    • See S.C. 1993, c. 21, in force May 6, 1993
    • See S.C. 1993, c. 21, in force May 6, 1993.
  • 51
    • 0041749084 scopus 로고    scopus 로고
    • See supra note 9
    • See supra note 9.
  • 52
    • 0042750874 scopus 로고    scopus 로고
    • CMI Executive Council Minutes, Nov. 7
    • CMI Executive Council Minutes, Nov. 7, 1998; see also Griggs, Repulse the Tetley Offensive, Fairplay, Dec. 3, 1998, at 30.
    • (1998)
  • 54
    • 0041749083 scopus 로고    scopus 로고
    • U.S. MLA Doc. No. 723 (May 3, 1996) at 10884 (emphasis added)
    • U.S. MLA Doc. No. 723 (May 3, 1996) at 10884 (emphasis added).
  • 55
    • 0041749077 scopus 로고    scopus 로고
    • Controversy Continues to Rage Over Plans to Alter US Carriage Act, Lloyd's List, Dec. 3, 1998. See also Unilateral Law, Lloyd's List, Feb. 18, 1999, noting the opposition of the Baltic and International Maritime Council (BIMCO) to Senate COGSA '99, particularly in respect of its foreign forum provisions, which, as the article warns, could well provoke a backlash of similar unilateral legislation in other trading nations, thus resulting in a fragmentation of international transport law, which "would be appalling for everyone engaged in international trade and transport."
    • Controversy Continues to Rage Over Plans to Alter US Carriage Act, Lloyd's List, Dec. 3, 1998. See also Unilateral Law, Lloyd's List, Feb. 18, 1999, noting the opposition of the Baltic and International Maritime Council (BIMCO) to Senate COGSA '99, particularly in respect of its foreign forum provisions, which, as the article warns, could well provoke a backlash of similar unilateral legislation in other trading nations, thus resulting in a fragmentation of international transport law, which "would be appalling for everyone engaged in international trade and transport."
  • 57
    • 0041749079 scopus 로고    scopus 로고
    • Letter from the President of the CMLA to the President of the CMI, dated Apr. 2, 1999 (on file with the author)
    • Letter from the President of the CMLA to the President of the CMI, dated Apr. 2, 1999 (on file with the author).
  • 58
    • 0043251999 scopus 로고    scopus 로고
    • See CMI Executive Council Minutes, Nov. 7, 1998, and CMI News Letter No. 4-1998, at 5
    • See CMI Executive Council Minutes, Nov. 7, 1998, and CMI News Letter No. 4-1998, at 5.
  • 59
    • 0043251986 scopus 로고    scopus 로고
    • The urgent need for an up-to-date American carriage of goods by sea law is highlighted by the fact that, with the liberalization of world trade under GATT and NAFTA, international shipping to and from U.S. ports is expected to grow dramatically in the foreseeable future, with a projected increase in the value of U.S. exports and imports from U.S. $454 billion in 1990 to U.S. $1.6 trillion in 2010, accompanied by an increase in volume of cargo at U.S. ports from 875 million metric tons to an estimated 1.5 billion metric tons in the same period. See Hearing Before the Subcommittee on Water Resources and Environment of the House Committee on Transportation and Infrastructure, 105th Cong., 2d Sess. (1995) (statement of Erik Stromberg, President of the American Association of Port Authorities)
    • The urgent need for an up-to-date American carriage of goods by sea law is highlighted by the fact that, with the liberalization of world trade under GATT and NAFTA, international shipping to and from U.S. ports is expected to grow dramatically in the foreseeable future, with a projected increase in the value of U.S. exports and imports from U.S. $454 billion in 1990 to U.S. $1.6 trillion in 2010, accompanied by an increase in volume of cargo at U.S. ports from 875 million metric tons to an estimated 1.5 billion metric tons in the same period. See Hearing Before the Subcommittee on Water Resources and Environment of the House Committee on Transportation and Infrastructure, 105th Cong., 2d Sess. (1995) (statement of Erik Stromberg, President of the American Association of Port Authorities).
  • 60
    • 0042750853 scopus 로고    scopus 로고
    • note
    • And where do they get authority to negotiate and make concessions? And where do they get authority to be so paternalistic towards their own government?
  • 61
    • 0042750856 scopus 로고    scopus 로고
    • According to the Lloyd's List issue of November 16, 1998, at a meeting in New York attended by Chester D. Hooper and Vincent M. DeOrchis of the U.S. MLA, "Mr Hooper said that if the P. & I. clubs would like to see parts of the draft [Senate COGSA] bill amended in a way which the [U.S.] Maritime Law Association did not object to then they should propose this to the US Congress so that it could be amended." Lloyd Watkins, secretary of the International Group of P & I Clubs, is reported in the same article to have said: "the group remained opposed to the revised Cogsa and to suggest that there was any consensus between it and the [U.S.] Maritime Law Association was incorrect."
    • According to the Lloyd's List issue of November 16, 1998, at a meeting in New York attended by Chester D. Hooper and Vincent M. DeOrchis of the U.S. MLA, "Mr Hooper said that if the P. & I. clubs would like to see parts of the draft [Senate COGSA] bill amended in a way which the [U.S.] Maritime Law Association did not object to then they should propose this to the US Congress so that it could be amended." Lloyd Watkins, secretary of the International Group of P & I Clubs, is reported in the same article to have said: "the group remained opposed to the revised Cogsa and to suggest that there was any consensus between it and the [U.S.] Maritime Law Association was incorrect."
  • 62
    • 0042750855 scopus 로고    scopus 로고
    • Canada, in respect of U.S. Senate COGSA '99, is in the same position as Canadians in respect of trade relations with the U.S., especially over forest products. Tom Stephens, the American-born president of MacMillan Bloedel Ltd., the giant Canadian forest products company, turned the company around in two years and is now out to restructure something else: trade relations between Canada and the United States. He told the annual meeting [of MacMillan Bloedel Ltd.] that Canadian forest companies are wasting their time if they think trade concessions with U.S. producers will end trade disputes. He knows it, he said, because he ran one of those U.S. producers. Mr. Stephens was president and chief executive of Denver-based Manville Corp. before joining MacBlo in 1997. "By [making concessions to] a few big U.S. timber companies, all we are doing is enhancing their political clout in Washington," he said in his Arkansas drawl.
    • Canada, in respect of U.S. Senate COGSA '99, is in the same position as Canadians in respect of trade relations with the U.S., especially over forest products. Tom Stephens, the American-born president of MacMillan Bloedel Ltd., the giant Canadian forest products company, turned the company around in two years and is now out to restructure something else: trade relations between Canada and the United States. He told the annual meeting [of MacMillan Bloedel Ltd.] that Canadian forest companies are wasting their time if they think trade concessions with U.S. producers will end trade disputes. He knows it, he said, because he ran one of those U.S. producers. Mr. Stephens was president and chief executive of Denver-based Manville Corp. before joining MacBlo in 1997. "By [making concessions to] a few big U.S. timber companies, all we are doing is enhancing their political clout in Washington," he said in his Arkansas drawl. Hasselback, MacBlo Turnaround Extends into 1st Quarter, Fin. Post, Apr. 22, 1999, at C1. Mr. Stephens added that Canadians must convince American consumers that high timber prices are hurting them. Id.
  • 63
    • 0042249461 scopus 로고    scopus 로고
    • See supra note 20
    • See supra note 20.
  • 64
    • 0042750860 scopus 로고    scopus 로고
    • 293 U.S. at 304
    • As Justice Stone observed: All the facts and circumstances upon which he [the carrier] may rely to relieve him of that duty [to care for and safely deliver the cargo] are peculiarly within his knowledge and usually unknown to the shipper. In consequence, the law casts upon him the burden of the loss which he cannot explain or, explaining, bring within the exceptional case in which he is relieved from liability. The Vallescura, 293 U.S. at 304.
    • The Vallescura
  • 65
    • 0043251984 scopus 로고    scopus 로고
    • The "fair opportunity rule," first laid down by the Second Circuit in The Edmund Fanning (Petition of Isbrandtsen Co.), 201 F.2d 281, 285, 1953 AMC 86 (2d Cir. 1953), requires the carrier to give the shipper a "fair opportunity" to declare a higher value for the goods shipped under the relevant bill of lading, in order to break the U.S. $500 package limitation otherwise applicable under U.S. COGSA 1936, § 4(5), 46 U.S.C. app. § 1304(5). See generally MCC3d, supra note 1, at 886-89
    • The "fair opportunity rule," first laid down by the Second Circuit in The Edmund Fanning (Petition of Isbrandtsen Co.), 201 F.2d 281, 285, 1953 AMC 86 (2d Cir. 1953), requires the carrier to give the shipper a "fair opportunity" to declare a higher value for the goods shipped under the relevant bill of lading, in order to break the U.S. $500 package limitation otherwise applicable under U.S. COGSA 1936, § 4(5), 46 U.S.C. app. § 1304(5). See generally MCC3d, supra note 1, at 886-89.
  • 66
    • 0042249479 scopus 로고    scopus 로고
    • U.S. COGSA 1936, § (4) in fine, 46 U.S.C. app. § 1304(4) in fine
    • U.S. COGSA 1936, § (4) in fine, 46 U.S.C. app. § 1304(4) in fine.
  • 67
    • 0043251988 scopus 로고    scopus 로고
    • See MCC3d, supra note 1, wherein about 40% of the decisions cited are American
    • See MCC3d, supra note 1, wherein about 40% of the decisions cited are American.
  • 68
    • 0042249486 scopus 로고    scopus 로고
    • See Great China Metal Indus. Co. v. Malaysian Int'l Shipping Corp. Berhad (The Bunga Seroja), (1998) 158 A.L.R 1, 1999 AMC 429, [1999] 1 Lloyd's Rep. 512 (Austl. High Ct.)
    • See Great China Metal Indus. Co. v. Malaysian Int'l Shipping Corp. Berhad (The Bunga Seroja), (1998) 158 A.L.R 1, 1999 AMC 429, [1999] 1 Lloyd's Rep. 512 (Austl. High Ct.).
  • 69
    • 0042249478 scopus 로고    scopus 로고
    • See further MCC3d, supra note 1, which discusses the decisions of four nations - Canada, the U.K., France, and the U.S. The American decisions are by far the most important and lead the world
    • See further MCC3d, supra note 1, which discusses the decisions of four nations - Canada, the U.K., France, and the U.S. The American decisions are by far the most important and lead the world.
  • 72
    • 0043251996 scopus 로고    scopus 로고
    • "General" personal jurisdiction has been held to exist where the non-resident defendant's contacts with the forum state are "continuous and systematic," even if those contacts are not directly related to the cause of action. See, e.g., Helicopteros Nacionales de Colombia, S.A. v. Hall, 466 U.S. 408, 414 n.9 (1984); Wilson v. Belin, 20 F.3d 644, 647 (5th Cir.), cert. denied, 513 U.S. 930 (1994); Interglobal Shipping Co. v. Catholic Relief Servs., 1998 AMC 1079, 1082 (S.D. Tex. 1997)
    • "General" personal jurisdiction has been held to exist where the non-resident defendant's contacts with the forum state are "continuous and systematic," even if those contacts are not directly related to the cause of action. See, e.g., Helicopteros Nacionales de Colombia, S.A. v. Hall, 466 U.S. 408, 414 n.9 (1984); Wilson v. Belin, 20 F.3d 644, 647 (5th Cir.), cert. denied, 513 U.S. 930 (1994); Interglobal Shipping Co. v. Catholic Relief Servs., 1998 AMC 1079, 1082 (S.D. Tex. 1997).
  • 73
    • 0043251990 scopus 로고    scopus 로고
    • "Specific" personal jurisdiction exists where the non-resident defendant's contacts with the forum state arise out of, or are directly related to, the cause of action. See cases cited supra note 71
    • "Specific" personal jurisdiction exists where the non-resident defendant's contacts with the forum state arise out of, or are directly related to, the cause of action. See cases cited supra note 71.
  • 74
    • 0042249476 scopus 로고    scopus 로고
    • Rule 4(k)(2) of the Federal Rules of Civil Procedure, adopted in 1993, permits the taking of jurisdiction over defendants who are not subject to the jurisdiction of the courts of general jurisdiction of any U.S. state, provided that the plaintiff's cause of action arises under federal law (which includes federal admiralty law), and provided that the defendant's total contacts with the U.S. as a whole are sufficient to confer personal jurisdiction on the court without offending the constitutional requirements of due process. See, e.g., World Tanker Carriers Corp. v. M/V Ya Mawlaya, 99 F.3d 717, 1997 AMC 305 (5th Cir. 1996); Western Equities, Ltd. v. Hanseatic, Ltd., 956 F. Supp. 1232, 1997 AMC 2703 (D.V.I, 1997); Aerogroup Int'l, Inc. v. Marlboro Footworks, Ltd., 956 F. Supp. 427 (S.D.N.Y. 1996)
    • Rule 4(k)(2) of the Federal Rules of Civil Procedure, adopted in 1993, permits the taking of jurisdiction over defendants who are not subject to the jurisdiction of the courts of general jurisdiction of any U.S. state, provided that the plaintiff's cause of action arises under federal law (which includes federal admiralty law), and provided that the defendant's total contacts with the U.S. as a whole are sufficient to confer personal jurisdiction on the court without offending the constitutional requirements of due process. See, e.g., World Tanker Carriers Corp. v. M/V Ya Mawlaya, 99 F.3d 717, 1997 AMC 305 (5th Cir. 1996); Western Equities, Ltd. v. Hanseatic, Ltd., 956 F. Supp. 1232, 1997 AMC 2703 (D.V.I, 1997); Aerogroup Int'l, Inc. v. Marlboro Footworks, Ltd., 956 F. Supp. 427 (S.D.N.Y. 1996). Rule 4(k)(2) permits personal jurisdiction to be taken over foreign defendant shipowners or ship managers, based on such factors as the number of calls the vessels concerned have made to U.S. ports over a given period of years. See, e.g., Mutualidad Seguros Del Instituto Nacional de Industria v. M.V. Luber, 1999 AMC 824 (S.D.N.Y. 1998)
  • 75
    • 0043251980 scopus 로고    scopus 로고
    • Section 7(i)(3) of Senate COGSA '99 provides: (3) COURT-ORDERED DOMESTIC ARBITRATION. - Except as provided in paragraph (4), if a contract of carriage or other agreement to which this subsection applies specifies a foreign forum for arbitration of a dispute to which this Act applies, then a court, on the timely motion of either party, shall order that arbitration shall proceed in the United States. Paragraph (4) provides that parties may nevertheless agree to litigation or arbitration in a foreign forum after the claim arises
    • Section 7(i)(3) of Senate COGSA '99 provides: (3) COURT-ORDERED DOMESTIC ARBITRATION. - Except as provided in paragraph (4), if a contract of carriage or other agreement to which this subsection applies specifies a foreign forum for arbitration of a dispute to which this Act applies, then a court, on the timely motion of either party, shall order that arbitration shall proceed in the United States. Paragraph (4) provides that parties may nevertheless agree to litigation or arbitration in a foreign forum after the claim arises.
  • 76
    • 0042249475 scopus 로고    scopus 로고
    • See supra note 24
    • See supra note 24.
  • 77
    • 0042249474 scopus 로고    scopus 로고
    • LMCLQ 31, "In maritime arbitrations implicating [U.S.] COGSA, the proper public policy standard of review should be international public policy." Curtin points out that the U.S. Supreme Court, in Mitsubishi Motors Corp. v. Soler Chrysler-Plymouth, Inc., 473 U.S. 614, 629 (1985), declared that American courts "should be slower to annul international arbitral agreements and awards because of 'concerns of international comity, respect for the capacities of foreign and transnational tribunals, and sensitivity to the need of the international commercial system. . . .'" [1997] LMCLQ at 47. He further cites (see id. at 46) the decision in Parsons & Whittemore Overseas Co. v. Société Générale de l'Industrie du Papier (Rakta), 508 F.2d 969, 974 (2d Cir. 1974)
    • See Curtin, Arbitrating Maritime Cargo Disputes - Future Problems and Considerations, [1997] LMCLQ 31, 48: "In maritime arbitrations implicating [U.S.] COGSA, the proper public policy standard of review should be international public policy." Curtin points out that the U.S. Supreme Court, in Mitsubishi Motors Corp. v. Soler Chrysler-Plymouth, Inc., 473 U.S. 614, 629 (1985), declared that American courts "should be slower to annul international arbitral agreements and awards because of 'concerns of international comity, respect for the capacities of foreign and transnational tribunals, and sensitivity to the need of the international commercial system. . . .'" [1997] LMCLQ at 47. He further cites (see id. at 46) the decision in Parsons & Whittemore Overseas Co. v. Société Générale de l'Industrie du Papier (Rakta), 508 F.2d 969, 974 (2d Cir. 1974), where the Second Circuit held that the public policy defense should be construed narrowly and enforcement denied only where it would violate the forum state's "most basic notions of morality and justice." See also Waterside Ocean Nav. Co. v. International Nav. Ltd., 737 F.2d 150, 152, 1985 AMC 349 (2d Cir. 1984); Fotochrome, Inc. v. Copal Co., 517 F.2d 512, 516 (2d Cir. 1975)
    • (1997) Arbitrating Maritime Cargo Disputes - Future Problems and Considerations , pp. 48
    • Curtin1
  • 78
    • 0041749065 scopus 로고    scopus 로고
    • See Asariotis & Tsimplis, supra note 69, at 138-39
    • See Asariotis & Tsimplis, supra note 69, at 138-39.
  • 79
    • 0041749064 scopus 로고    scopus 로고
    • See supra note 70
    • See supra note 70.


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