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Volumn 21, Issue 1, 1996, Pages 147-175

Trading with the enemy: Security and relative economic gains

(1)  Liberman, Peter a  

a NONE

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EID: 0030518596     PISSN: 01622889     EISSN: None     Source Type: Journal    
DOI: 10.1162/isec.21.1.147     Document Type: Article
Times cited : (89)

References (166)
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    • Joseph M. Grieco, Cooperation among Nations: Europe, America, and Non-tariff Barriers to Trade (Ithaca, N.Y.: Cornell University Press, 1990); Michael Mastanduno, "Do Relative Gains Matter? America's Response to Japanese Industrial Policy," International Security Vol. 16, No. 1 (Summer 1991), pp. 73-113; Duncan Snidal, "Relative Gains and the Pattern of International Cooperation," American Political Science Review, Vol. 85, No. 3 (September 1991), pp. 701-726; Snidal, "International Cooperation Among Relative Gains Maximizers," International Studies Quarterly, Vol. 35, No. 4 (December 1991), pp. 387-402; Robert Powell, "Absolute and Relative Gains in International Relations Theory," American Political Science Review, Vol. 85, No. 4 (December 1991), pp. 1303-1320; and the contributions of Joseph Grieco, Robert Powell, and Duncan Snidal 74o "The Relative-Gains Problem for International Cooperation," American Political Science Review, Vol. 87, No. 3 (September 1993), pp. 729-743. Much of the debate has been reproduced in David A. Baldwin, ed., Neorealism and Neoliberalism: The Contemporary Debate (New York: Columbia University Press, 1993).
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    • The relative-gains problem for international cooperation
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    • Joseph M. Grieco, Cooperation among Nations: Europe, America, and Non-tariff Barriers to Trade (Ithaca, N.Y.: Cornell University Press, 1990); Michael Mastanduno, "Do Relative Gains Matter? America's Response to Japanese Industrial Policy," International Security Vol. 16, No. 1 (Summer 1991), pp. 73-113; Duncan Snidal, "Relative Gains and the Pattern of International Cooperation," American Political Science Review, Vol. 85, No. 3 (September 1991), pp. 701-726; Snidal, "International Cooperation Among Relative Gains Maximizers," International Studies Quarterly, Vol. 35, No. 4 (December 1991), pp. 387-402; Robert Powell, "Absolute and Relative Gains in International Relations Theory," American Political Science Review, Vol. 85, No. 4 (December 1991), pp. 1303-1320; and the contributions of Joseph Grieco, Robert Powell, and Duncan Snidal 74o "The Relative-Gains Problem for International Cooperation," American Political Science Review, Vol. 87, No. 3 (September 1993), pp. 729-743. Much of the debate has been reproduced in David A. Baldwin, ed., Neorealism and Neoliberalism: The Contemporary Debate (New York: Columbia University Press, 1993).
    • (1993) American Political Science Review , vol.87 , Issue.3 , pp. 729-743
    • Grieco, J.1    Powell, R.2    Snidal, D.3
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    • New York: Columbia University Press
    • Joseph M. Grieco, Cooperation among Nations: Europe, America, and Non-tariff Barriers to Trade (Ithaca, N.Y.: Cornell University Press, 1990); Michael Mastanduno, "Do Relative Gains Matter? America's Response to Japanese Industrial Policy," International Security Vol. 16, No. 1 (Summer 1991), pp. 73-113; Duncan Snidal, "Relative Gains and the Pattern of International Cooperation," American Political Science Review, Vol. 85, No. 3 (September 1991), pp. 701-726; Snidal, "International Cooperation Among Relative Gains Maximizers," International Studies Quarterly, Vol. 35, No. 4 (December 1991), pp. 387-402; Robert Powell, "Absolute and Relative Gains in International Relations Theory," American Political Science Review, Vol. 85, No. 4 (December 1991), pp. 1303-1320; and the contributions of Joseph Grieco, Robert Powell, and Duncan Snidal 74o "The Relative-Gains Problem for International Cooperation," American Political Science Review, Vol. 87, No. 3 (September 1993), pp. 729-743. Much of the debate has been reproduced in David A. Baldwin, ed., Neorealism and Neoliberalism: The Contemporary Debate (New York: Columbia University Press, 1993).
    • (1993) Neorealism and Neoliberalism: The Contemporary Debate
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    • See, e.g., Samuel P. Huntington, "Why International Primacy Matters," International Security, Vol. 17, No. 4 (Spring 1993), p. 81.
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    • In addition to the sources cited above, see Stephen D. Krasner, "Global Communications and National Power: Life on the Pareto Frontier," World Politics, Vol. 43, No. 3 (April 1991), pp. 336-366; Emerson M.S. Niou and Peter C. Ordeshook, "'Less Filling, Tastes Great': The Realist-Neoliberal Debate," World Politics, Vol. 46, No. 2 (January 1994), pp. 209-234; Robert Powell, "Anarchy in International Relations Theory: The Neorealist-Neoliberal Debate," International Organization, Vol. 48, No. 2 (Spring 1994), pp. 334-343; John J. Mearsheimer, "The False Promise of International Institutions," International Security, Vol. 19, No. 3 (Winter 1994/95), pp. 19-24; Charles L. Glaser, "Realists as Optimists: Cooperation as Self-Help," International Security, Vol. 19, No. 3 (Winter 1994/95), pp. 72-79; Robert O. Keohane and Lisa Martin, "The Promise of Institutionalist Theory," International Security, Vol. 20, No. 1 (Summer 1995), pp. 44-46.
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    • Less filling, tastes great: The realist-neoliberal debate
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    • In addition to the sources cited above, see Stephen D. Krasner, "Global Communications and National Power: Life on the Pareto Frontier," World Politics, Vol. 43, No. 3 (April 1991), pp. 336-366; Emerson M.S. Niou and Peter C. Ordeshook, "'Less Filling, Tastes Great': The Realist-Neoliberal Debate," World Politics, Vol. 46, No. 2 (January 1994), pp. 209-234; Robert Powell, "Anarchy in International Relations Theory: The Neorealist-Neoliberal Debate," International Organization, Vol. 48, No. 2 (Spring 1994), pp. 334-343; John J. Mearsheimer, "The False Promise of International Institutions," International Security, Vol. 19, No. 3 (Winter 1994/95), pp. 19-24; Charles L. Glaser, "Realists as Optimists: Cooperation as Self-Help," International Security, Vol. 19, No. 3 (Winter 1994/95), pp. 72-79; Robert O. Keohane and Lisa Martin, "The Promise of Institutionalist Theory," International Security, Vol. 20, No. 1 (Summer 1995), pp. 44-46.
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    • Anarchy in international relations theory: The neorealist-neoliberal debate
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    • In addition to the sources cited above, see Stephen D. Krasner, "Global Communications and National Power: Life on the Pareto Frontier," World Politics, Vol. 43, No. 3 (April 1991), pp. 336-366; Emerson M.S. Niou and Peter C. Ordeshook, "'Less Filling, Tastes Great': The Realist-Neoliberal Debate," World Politics, Vol. 46, No. 2 (January 1994), pp. 209-234; Robert Powell, "Anarchy in International Relations Theory: The Neorealist-Neoliberal Debate," International Organization, Vol. 48, No. 2 (Spring 1994), pp. 334-343; John J. Mearsheimer, "The False Promise of International Institutions," International Security, Vol. 19, No. 3 (Winter 1994/95), pp. 19-24; Charles L. Glaser, "Realists as Optimists: Cooperation as Self-Help," International Security, Vol. 19, No. 3 (Winter 1994/95), pp. 72-79; Robert O. Keohane and Lisa Martin, "The Promise of Institutionalist Theory," International Security, Vol. 20, No. 1 (Summer 1995), pp. 44-46.
    • (1994) International Organization , vol.48 , Issue.2 , pp. 334-343
    • Powell, R.1
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    • The false promise of international institutions
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    • In addition to the sources cited above, see Stephen D. Krasner, "Global Communications and National Power: Life on the Pareto Frontier," World Politics, Vol. 43, No. 3 (April 1991), pp. 336-366; Emerson M.S. Niou and Peter C. Ordeshook, "'Less Filling, Tastes Great': The Realist-Neoliberal Debate," World Politics, Vol. 46, No. 2 (January 1994), pp. 209-234; Robert Powell, "Anarchy in International Relations Theory: The Neorealist-Neoliberal Debate," International Organization, Vol. 48, No. 2 (Spring 1994), pp. 334-343; John J. Mearsheimer, "The False Promise of International Institutions," International Security, Vol. 19, No. 3 (Winter 1994/95), pp. 19-24; Charles L. Glaser, "Realists as Optimists: Cooperation as Self-Help," International Security, Vol. 19, No. 3 (Winter 1994/95), pp. 72-79; Robert O. Keohane and Lisa Martin, "The Promise of Institutionalist Theory," International Security, Vol. 20, No. 1 (Summer 1995), pp. 44-46.
    • (1994) International Security , vol.19 , Issue.3 , pp. 19-24
    • Mearsheimer, J.J.1
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    • Realists as optimists: Cooperation as self-help
    • Winter
    • In addition to the sources cited above, see Stephen D. Krasner, "Global Communications and National Power: Life on the Pareto Frontier," World Politics, Vol. 43, No. 3 (April 1991), pp. 336-366; Emerson M.S. Niou and Peter C. Ordeshook, "'Less Filling, Tastes Great': The Realist-Neoliberal Debate," World Politics, Vol. 46, No. 2 (January 1994), pp. 209-234; Robert Powell, "Anarchy in International Relations Theory: The Neorealist-Neoliberal Debate," International Organization, Vol. 48, No. 2 (Spring 1994), pp. 334-343; John J. Mearsheimer, "The False Promise of International Institutions," International Security, Vol. 19, No. 3 (Winter 1994/95), pp. 19-24; Charles L. Glaser, "Realists as Optimists: Cooperation as Self-Help," International Security, Vol. 19, No. 3 (Winter 1994/95), pp. 72-79; Robert O. Keohane and Lisa Martin, "The Promise of Institutionalist Theory," International Security, Vol. 20, No. 1 (Summer 1995), pp. 44-46.
    • (1994) International Security , vol.19 , Issue.3 , pp. 72-79
    • Glaser, C.L.1
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    • The promise of institutionalist theory
    • Summer
    • In addition to the sources cited above, see Stephen D. Krasner, "Global Communications and National Power: Life on the Pareto Frontier," World Politics, Vol. 43, No. 3 (April 1991), pp. 336-366; Emerson M.S. Niou and Peter C. Ordeshook, "'Less Filling, Tastes Great': The Realist-Neoliberal Debate," World Politics, Vol. 46, No. 2 (January 1994), pp. 209-234; Robert Powell, "Anarchy in International Relations Theory: The Neorealist-Neoliberal Debate," International Organization, Vol. 48, No. 2 (Spring 1994), pp. 334-343; John J. Mearsheimer, "The False Promise of International Institutions," International Security, Vol. 19, No. 3 (Winter 1994/95), pp. 19-24; Charles L. Glaser, "Realists as Optimists: Cooperation as Self-Help," International Security, Vol. 19, No. 3 (Winter 1994/95), pp. 72-79; Robert O. Keohane and Lisa Martin, "The Promise of Institutionalist Theory," International Security, Vol. 20, No. 1 (Summer 1995), pp. 44-46.
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    • Keohane, R.O.1    Martin, L.2
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    • Power politics and international trade
    • June
    • Joanne Gowa and Edward D. Mansfield, "Power Politics and International Trade," American Political Science Review, Vol. 87, No. 2 (June 1993), pp. 408-420. However, James D. Morrow, Randolph M. Siverson, and Tressa Tabares find that trade patterns correlate with common democracy and interests, but not with alliance, even under bipolarity. See Morrow, Siverson, and Tabares, "Terms of Trade: The Political Determinants of Major Power International Trade, 1907-1965," manuscript, January 1996. Other studies showing an inverse relationship between political-military conflict and trade levels in the bipolar Cold War period include Mark Gasiorowski, "Economic Interdependence and International Conflict: Some Cross-National Evidence," International Studies Quarterly, Vol. 30, No. 1 (March 1986), pp. 23-38; Brian M. Pollins, "Does Trade Still Follow the Flag?" American Political Science Review, Vol. 83, No. 2 (June 1989), pp. 465-480; Pollins, "Conflict, Cooperation, and Commerce: The Effects of International Political Interactions on Bilateral Trade Flows," American Journal of Political Science, Vol. 33, No. 3 (August 1989), pp. 737-761.
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    • Gowa, J.1    Mansfield, E.D.2
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    • Joanne Gowa and Edward D. Mansfield, "Power Politics and International Trade," American Political Science Review, Vol. 87, No. 2 (June 1993), pp. 408-420. However, James D. Morrow, Randolph M. Siverson, and Tressa Tabares find that trade patterns correlate with common democracy and interests, but not with alliance, even under bipolarity. See Morrow, Siverson, and Tabares, "Terms of Trade: The Political Determinants of Major Power International Trade, 1907-1965," manuscript, January 1996. Other studies showing an inverse relationship between political-military conflict and trade levels in the bipolar Cold War period include Mark Gasiorowski, "Economic Interdependence and International Conflict: Some Cross-National Evidence," International Studies Quarterly, Vol. 30, No. 1 (March 1986), pp. 23-38; Brian M. Pollins, "Does Trade Still Follow the Flag?" American Political Science Review, Vol. 83, No. 2 (June 1989), pp. 465-480; Pollins, "Conflict, Cooperation, and Commerce: The Effects of International Political Interactions on Bilateral Trade Flows," American Journal of Political Science, Vol. 33, No. 3 (August 1989), pp. 737-761.
    • Morrow, J.D.1    Siverson, R.M.2    Tabares, T.3
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    • Joanne Gowa and Edward D. Mansfield, "Power Politics and International Trade," American Political Science Review, Vol. 87, No. 2 (June 1993), pp. 408-420. However, James D. Morrow, Randolph M. Siverson, and Tressa Tabares find that trade patterns correlate with common democracy and interests, but not with alliance, even under bipolarity. See Morrow, Siverson, and Tabares, "Terms of Trade: The Political Determinants of Major Power International Trade, 1907-1965," manuscript, January 1996. Other studies showing an inverse relationship between political-military conflict and trade levels in the bipolar Cold War period include Mark Gasiorowski, "Economic Interdependence and International Conflict: Some Cross-National Evidence," International Studies Quarterly, Vol. 30, No. 1 (March 1986), pp. 23-38; Brian M. Pollins, "Does Trade Still Follow the Flag?" American Political Science Review, Vol. 83, No. 2 (June 1989), pp. 465-480; Pollins, "Conflict, Cooperation, and Commerce: The Effects of International Political Interactions on Bilateral Trade Flows," American Journal of Political Science, Vol. 33, No. 3 (August 1989), pp. 737-761.
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    • Joanne Gowa and Edward D. Mansfield, "Power Politics and International Trade," American Political Science Review, Vol. 87, No. 2 (June 1993), pp. 408-420. However, James D. Morrow, Randolph M. Siverson, and Tressa Tabares find that trade patterns correlate with common democracy and interests, but not with alliance, even under bipolarity. See Morrow, Siverson, and Tabares, "Terms of Trade: The Political Determinants of Major Power International Trade, 1907-1965," manuscript, January 1996. Other studies showing an inverse relationship between political-military conflict and trade levels in the bipolar Cold War period include Mark Gasiorowski, "Economic Interdependence and International Conflict: Some Cross-National Evidence," International Studies Quarterly, Vol. 30, No. 1 (March 1986), pp. 23-38; Brian M. Pollins, "Does Trade Still Follow the Flag?" American Political Science Review, Vol. 83, No. 2 (June 1989), pp. 465-480; Pollins, "Conflict, Cooperation, and Commerce: The Effects of International Political Interactions on Bilateral Trade Flows," American Journal of Political Science, Vol. 33, No. 3 (August 1989), pp. 737-761.
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    • Joanne Gowa and Edward D. Mansfield, "Power Politics and International Trade," American Political Science Review, Vol. 87, No. 2 (June 1993), pp. 408-420. However, James D. Morrow, Randolph M. Siverson, and Tressa Tabares find that trade patterns correlate with common democracy and interests, but not with alliance, even under bipolarity. See Morrow, Siverson, and Tabares, "Terms of Trade: The Political Determinants of Major Power International Trade, 1907-1965," manuscript, January 1996. Other studies showing an inverse relationship between political-military conflict and trade levels in the bipolar Cold War period include Mark Gasiorowski, "Economic Interdependence and International Conflict: Some Cross-National Evidence," International Studies Quarterly, Vol. 30, No. 1 (March 1986), pp. 23-38; Brian M. Pollins, "Does Trade Still Follow the Flag?" American Political Science Review, Vol. 83, No. 2 (June 1989), pp. 465-480; Pollins, "Conflict, Cooperation, and Commerce: The Effects of International Political Interactions on Bilateral Trade Flows," American Journal of Political Science, Vol. 33, No. 3 (August 1989), pp. 737-761.
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    • Joanne Gowa and Edward D. Mansfield, "Power Politics and International Trade," American Political Science Review, Vol. 87, No. 2 (June 1993), pp. 408-420. However, James D. Morrow, Randolph M. Siverson, and Tressa Tabares find that trade patterns correlate with common democracy and interests, but not with alliance, even under bipolarity. See Morrow, Siverson, and Tabares, "Terms of Trade: The Political Determinants of Major Power International Trade, 1907-1965," manuscript, January 1996. Other studies showing an inverse relationship between political-military conflict and trade levels in the bipolar Cold War period include Mark Gasiorowski, "Economic Interdependence and International Conflict: Some Cross-National Evidence," International Studies Quarterly, Vol. 30, No. 1 (March 1986), pp. 23-38; Brian M. Pollins, "Does Trade Still Follow the Flag?" American Political Science Review, Vol. 83, No. 2 (June 1989), pp. 465-480; Pollins, "Conflict, Cooperation, and Commerce: The Effects of International Political Interactions on Bilateral Trade Flows," American Journal of Political Science, Vol. 33, No. 3 (August 1989), pp. 737-761.
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    • Joanne Gowa, "Bipolarity, Multipolarity, and Free Trade," American Political Science Review, Vol. 83, No. 4 (December 1989), pp. 1245-1256; and Gowa, Allies, Adversaries, and International Trade (Princeton: Princeton University Press, 1994), pp. 31-53. Nations must have sufficient market power to affect the terms of trade in order to use optimum tariffs to bolster their income at the expense of trading partners, but retaliation can vitiate the gain.
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    • Joanne Gowa, "Bipolarity, Multipolarity, and Free Trade," American Political Science Review, Vol. 83, No. 4 (December 1989), pp. 1245-1256; and Gowa, Allies, Adversaries, and International Trade (Princeton: Princeton University Press, 1994), pp. 31-53. Nations must have sufficient market power to affect the terms of trade in order to use optimum tariffs to bolster their income at the expense of trading partners, but retaliation can vitiate the gain.
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    • Thus Grieco argues that sensitivity to gaps in gains - what he calls the coefficient of relative gains sensitivity, "k" - depends on the probability that they will be converted into military threats. Grieco, Cooperation among Nations, pp. 45-46.
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    • The conception of realism used here differs from structural realism by its focus on threat rather than aggregate power as the independent variable. On why balancing is caused by threat rather than power alone, see Stephen M. Walt, The Origins of Alliances (Ithaca, N.Y.: Cornell University Press, 1987), esp. pp. 21-28.
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    • Kenneth N. Waltz, "The Emerging Structure of International Politics," International Security, Vol. 18, No. 2 (Fall 1993), p. 74; and Glaser, "Realists as Optimists," p. 79.
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    • Robert Axelrod, The Evolution of Cooperation (New York: Basic Books, 1984), pp. 27-54. For an extension of this work that modifies payoffs to simulate relative gains, see Marc L. Busch and Eric R. Reinhardt, "Nice Strategies in a World of Relative Gains," Journal of Conflict Resolution, Vol. 37, No. 3 (September 1993), pp. 427-445.
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    • Waltz, Theory of International Politics (New York: Random House, 1979), p. 168. See also Glenn H. Snyder, "The Security Dilemma in Alliance Politics," World Politics, Vol. 35, No. 4 (July 1984), pp. 461-495; and Gowa, "Bipolarity, Multipolarity, and Free Trade," esp. pp. 1249-1251.
    • (1979) Theory of International Politics , pp. 168
    • Waltz1
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    • Waltz, Theory of International Politics (New York: Random House, 1979), p. 168. See also Glenn H. Snyder, "The Security Dilemma in Alliance Politics," World Politics, Vol. 35, No. 4 (July 1984), pp. 461-495; and Gowa, "Bipolarity, Multipolarity, and Free Trade," esp. pp. 1249-1251.
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    • esp.
    • Waltz, Theory of International Politics (New York: Random House, 1979), p. 168. See also Glenn H. Snyder, "The Security Dilemma in Alliance Politics," World Politics, Vol. 35, No. 4 (July 1984), pp. 461-495; and Gowa, "Bipolarity, Multipolarity, and Free Trade," esp. pp. 1249-1251.
    • Bipolarity, Multipolarity, and Free Trade , pp. 1249-1251
    • Gowa1
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    • New York: Columbia University Press
    • Robert A. Pollard, Economic Security and the Origins of the Cold War, 1945-1950 (New York: Columbia University Press, 1985). For an extension of Gowa's argument to Cold War intra-allied economic relations, see Alan Rousso, "Tipping the Balance of Power: The Political Economy of Intra-Alliance Trade in the Nuclear Age" (Ph.D. diss., Columbia University, 1994).
    • (1985) Economic Security and the Origins of the Cold War, 1945-1950
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  • 46
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    • Grieco admits this in Cooperation Among Nations, pp. 47-48, 220-226, 230-231. But while Grieco thinks side-agreements are difficult to negotiate, Snidal deems them relatively easy; Snidal, "Relative Gains," p. 703.
    • Cooperation Among Nations , pp. 47-48
    • Grieco1
  • 47
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    • Grieco admits this in Cooperation Among Nations, pp. 47-48, 220-226, 230-231. But while Grieco thinks side-agreements are difficult to negotiate, Snidal deems them relatively easy; Snidal, "Relative Gains," p. 703.
    • Relative Gains , pp. 703
    • Snidal1
  • 49
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    • This point is alluded to by Grieco, Cooperation among Nations, p. 46; and by Snidal, "Relative Gains Problem," p. 739.
    • Cooperation among Nations , pp. 46
    • Grieco1
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    • This point is alluded to by Grieco, Cooperation among Nations, p. 46; and by Snidal, "Relative Gains Problem," p. 739.
    • Relative Gains Problem , pp. 739
    • Snidal1
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    • David A. Baldwin, Economic Statecraft (Princeton: Princeton University Press, 1985), pp. 214-224; Mastanduno, Economic Containment.
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    • Economic Containment
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    • manuscript, Stanford University, October
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    • For the same reason, states are typically more concerned about cheating on security agreements than on economic ones. Charles Lipson, "International Cooperation in Security and Economic Affairs," World Politics, Vol. 37, No. 1 (October 1985), pp. 1-23.
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    • Firms worry about this too; see Jonathan B. Tucker, "Partners and Rivals: A Model of International Collaboration in Advanced Technology," International Organization, Vol. 45, No. 1 (Winter 1991), pp. 83-120.
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    • Keohane criticizes Grieco, but not Mastanduno, for failing to demonstrate relative-gains motives in empirical research, in "Institutional Theory," pp. 279-283. My point is a different one: even if both showed relative-gains seeking for competitiveness reasons, that still would not show that security concerns played a role.
    • Institutional Theory , pp. 279-283
    • Keohane1    Grieco2    Mastanduno3
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    • On the development of the Anglo-German rivalry, particularly from the British perspective, see Samuel R. Williamson, Jr., The Politics of Grand Strategy: Britain and France Prepare for War, 1904-14 (Cambridge, Mass.: Harvard University Press, 1969); Michael Howard, The Continental Commitment (London: Maurice Temple Smith Ltd., 1972), chaps. 1-2; Paul Kennedy, The Rise and Fall of British Naval Mastery (London: Allen Lane, 1976); Kennedy, The Rise of the Anglo-German Antagonism, 1860-1914 (Boston: Allen & Unwin, 1980); Zara S. Steiner, Britain and the Origins of the First World War (New York: St. Martin's Press, 1977). For an argument that the British Foreign Office exaggerated the German threat, see Keith M. Wilson, The Policy of the Entente: Essays on the Determinants of British Foreign Policy, 1904-1914 (Cambridge: Cambridge University Press, 1985), pp. 100-120.
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    • (1980) The Rise of the Anglo-German Antagonism, 1860-1914
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    • On the development of the Anglo-German rivalry, particularly from the British perspective, see Samuel R. Williamson, Jr., The Politics of Grand Strategy: Britain and France Prepare for War, 1904-14 (Cambridge, Mass.: Harvard University Press, 1969); Michael Howard, The Continental Commitment (London: Maurice Temple Smith Ltd., 1972), chaps. 1-2; Paul Kennedy, The Rise and Fall of British Naval Mastery (London: Allen Lane, 1976); Kennedy, The Rise of the Anglo-German Antagonism, 1860-1914 (Boston: Allen & Unwin, 1980); Zara S. Steiner, Britain and the Origins of the First World War (New York: St. Martin's Press, 1977). For an argument that the British Foreign Office exaggerated the German threat, see Keith M. Wilson, The Policy of the Entente: Essays on the Determinants of British Foreign Policy, 1904-1914 (Cambridge: Cambridge University Press, 1985), pp. 100-120.
    • (1977) Britain and the Origins of the First World War
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    • On the development of the Anglo-German rivalry, particularly from the British perspective, see Samuel R. Williamson, Jr., The Politics of Grand Strategy: Britain and France Prepare for War, 1904-14 (Cambridge, Mass.: Harvard University Press, 1969); Michael Howard, The Continental Commitment (London: Maurice Temple Smith Ltd., 1972), chaps. 1-2; Paul Kennedy, The Rise and Fall of British Naval Mastery (London: Allen Lane, 1976); Kennedy, The Rise of the Anglo-German Antagonism, 1860-1914 (Boston: Allen & Unwin, 1980); Zara S. Steiner, Britain and the Origins of the First World War (New York: St. Martin's Press, 1977). For an argument that the British Foreign Office exaggerated the German threat, see Keith M. Wilson, The Policy of the Entente: Essays on the Determinants of British Foreign Policy, 1904-1914 (Cambridge: Cambridge University Press, 1985), pp. 100-120.
    • (1985) The Policy of the Entente: Essays on the Determinants of British Foreign Policy, 1904-1914 , pp. 100-120
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    • Viscount Alfred Milner, a prominent Liberal imperialist who had served as governor of the Cape Colony and Transvaal from 1897-1905, quoted in Kennedy, Anglo-German Antagonism, p. 428.
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    • Britain , pp. 57-58
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    • "Memorandum on the Present State of British Relations with France and Germany," January 1, 1907, reprinted in G.P. Gooch and Harold Temperley, eds., British Documents on the Origins of the War 1898-1914 (London: His Majesty's Stationery Office [HMSO], 1928), Vol. 3, p. 419.
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    • Memorandum , pp. 417
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    • Steiner, Britain, pp. 105-109; Sean Lynn-Jones, "Détente and Deterrence: Anglo-German Relations, 1911-1914," International Security, Vol. 11, No. 2 (Fall 1986), pp. 121-150.
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    • Aaron L. Friedberg, The Weary Titan: Britain and the Experience of Relative Decline, 1895-1905 (Princeton: Princeton University Press, 1988), p. 49; cf. pp. 24-26. See also D.C.M. Platt, Finance, Trade, and Politics in British Foreign Policy, 1815-1914 (Oxford: Clarendon Press, 1968), pp. 81-82.
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    • Herbert Feis, The Road to Pearl Harbor: The Coming of the War Between the United States and Japan (Princeton: Princeton University Press, 1950); Dallek, Roosevelt; Utley, Going to War; Barnhart, Japan Prepares; and Waldo Heinrichs, Threshold of War: Franklin D. Roosevelt and American Entry Into World War II (New York: Oxford University Press, 1988).
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    • Ibid., pp. 224, 903-905; B.R. Mitchell, International Historical Statistics: Africa and Asia (New York: New York University Press, 1982), Tables K1 and F2. The estimate on relative economic size is from Clark, Conditions of Economic Progress.
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    • U.S. Department of State, Foreign Relations of the United States, Japan 1931-1941, Vol. 2 (Washington D.C.: U.S. Government Printing Office [U.S. GPO], 1943), pp. 201-273; W.N. Medlicott, The Economic Blockade, Vol. 1, pp. 328-382, 468-508; Vol. 2, pp. 63-123 (London: HMSO, 1952, 1959); Utley, Going to War, pp. 62-63, 76-79, 93-107, 119-133; Barnhart, Japan Prepares, pp. 129-135, 183-197, 215, 232 n. 47.
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    • U.S. Department of State, Foreign Relations of the United States, Japan 1931-1941, Vol. 2 (Washington D.C.: U.S. Government Printing Office [U.S. GPO], 1943), pp. 201-273; W.N. Medlicott, The Economic Blockade, Vol. 1, pp. 328-382, 468-508; Vol. 2, pp. 63-123 (London: HMSO, 1952, 1959); Utley, Going to War, pp. 62-63, 76-79, 93-107, 119-133; Barnhart, Japan Prepares, pp. 129-135, 183-197, 215, 232 n. 47.
    • Going to War , pp. 62-63
    • Utley1
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    • U.S. Department of State, Foreign Relations of the United States, Japan 1931-1941, Vol. 2 (Washington D.C.: U.S. Government Printing Office [U.S. GPO], 1943), pp. 201-273; W.N. Medlicott, The Economic Blockade, Vol. 1, pp. 328-382, 468-508; Vol. 2, pp. 63-123 (London: HMSO, 1952, 1959); Utley, Going to War, pp. 62-63, 76-79, 93-107, 119-133; Barnhart, Japan Prepares, pp. 129-135, 183-197, 215, 232 n. 47.
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    • Barnhart1
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    • Princeton: Princeton University Press
    • Irvine H. Anderson, Jr., The Standard-Vacuum Oil Company and United States East Asian Policy, 1933-1941 (Princeton: Princeton University Press, 1975), pp. 174-180; Dallek, Roosevelt and American Foreign Policy, p. 275; Utley, Going to War, pp. 153-156; Barnhart, Japan Prepares, pp. 229-232. For a dissenting view, see Heinrichs, Threshold of War, p. 246 n. 68.
    • (1975) The Standard-vacuum Oil Company and United States East Asian Policy, 1933-1941 , pp. 174-180
    • Anderson I.H., Jr.1
  • 144
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    • Irvine H. Anderson, Jr., The Standard-Vacuum Oil Company and United States East Asian Policy, 1933-1941 (Princeton: Princeton University Press, 1975), pp. 174-180; Dallek, Roosevelt and American Foreign Policy, p. 275; Utley, Going to War, pp. 153-156; Barnhart, Japan Prepares, pp. 229-232. For a dissenting view, see Heinrichs, Threshold of War, p. 246 n. 68.
    • Roosevelt and American Foreign Policy , pp. 275
    • Dallek1
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    • Irvine H. Anderson, Jr., The Standard-Vacuum Oil Company and United States East Asian Policy, 1933-1941 (Princeton: Princeton University Press, 1975), pp. 174-180; Dallek, Roosevelt and American Foreign Policy, p. 275; Utley, Going to War, pp. 153-156; Barnhart, Japan Prepares, pp. 229-232. For a dissenting view, see Heinrichs, Threshold of War, p. 246 n. 68.
    • Going to War , pp. 153-156
    • Utley1
  • 146
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    • Irvine H. Anderson, Jr., The Standard-Vacuum Oil Company and United States East Asian Policy, 1933-1941 (Princeton: Princeton University Press, 1975), pp. 174-180; Dallek, Roosevelt and American Foreign Policy, p. 275; Utley, Going to War, pp. 153-156; Barnhart, Japan Prepares, pp. 229-232. For a dissenting view, see Heinrichs, Threshold of War, p. 246 n. 68.
    • Japan Prepares , pp. 229-232
    • Barnhart1
  • 147
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    • Irvine H. Anderson, Jr., The Standard-Vacuum Oil Company and United States East Asian Policy, 1933-1941 (Princeton: Princeton University Press, 1975), pp. 174-180; Dallek, Roosevelt and American Foreign Policy, p. 275; Utley, Going to War, pp. 153-156; Barnhart, Japan Prepares, pp. 229-232. For a dissenting view, see Heinrichs, Threshold of War, p. 246 n. 68.
    • Threshold of War , pp. 246
    • Heinrichs1
  • 148
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    • Utley, Going to War, pp. 50-51, 55, 97-105; Barnhart, Japan Prepares, pp. 55-60, 115-116, 121-122, 126-135, 176-197. Prior to his appointment, Stimson had publicly lobbied for a coercive boycott of Japanese goods; see Donald J. Friedman, The Road from Isolation: The Campaign of the American Committee for Non-Participation in Japanese Aggression, 1938-1941, Harvard East Asian Monographs No. 25 (Cambridge, Mass.: Harvard University Press, 1968).
    • Going to War , pp. 50-51
    • Utley1
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    • Utley, Going to War, pp. 50-51, 55, 97-105; Barnhart, Japan Prepares, pp. 55-60, 115-116, 121-122, 126-135, 176-197. Prior to his appointment, Stimson had publicly lobbied for a coercive boycott of Japanese goods; see Donald J. Friedman, The Road from Isolation: The Campaign of the American Committee for Non-Participation in Japanese Aggression, 1938-1941, Harvard East Asian Monographs No. 25 (Cambridge, Mass.: Harvard University Press, 1968).
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    • Barnhart1
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    • Harvard East Asian Monographs Cambridge, Mass.: Harvard University Press
    • Utley, Going to War, pp. 50-51, 55, 97-105; Barnhart, Japan Prepares, pp. 55-60, 115-116, 121-122, 126-135, 176-197. Prior to his appointment, Stimson had publicly lobbied for a coercive boycott of Japanese goods; see Donald J. Friedman, The Road from Isolation: The Campaign of the American Committee for Non-Participation in Japanese Aggression, 1938-1941, Harvard East Asian Monographs No. 25 (Cambridge, Mass.: Harvard University Press, 1968).
    • (1968) The Road from Isolation: The Campaign of the American Committee for Non-participation in Japanese Aggression, 1938-1941 , vol.25
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    • Utley, Going to War, pp. 49-57, 78-81; Barnhart, Japan Prepares, pp. 121-135.
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    • Utley1
  • 152
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    • Utley, Going to War, pp. 49-57, 78-81; Barnhart, Japan Prepares, pp. 121-135.
    • Japan Prepares , pp. 121-135
    • Barnhart1
  • 154
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    • On U.S. policy in July-September, see Utley, Going to War, pp. 151-175; Barnhart, Japan Prepares, pp. 215-236; Heinrichs, Threshold of War, pp. 118-145, 153-162, 177-179. On the response in Tokyo, see Barnhart, Japan Prepares, pp. 162-175, 237-273 .
    • Going to War , pp. 151-175
    • Utley1
  • 155
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    • On U.S. policy in July-September, see Utley, Going to War, pp. 151-175; Barnhart, Japan Prepares, pp. 215-236; Heinrichs, Threshold of War, pp. 118-145, 153-162, 177-179. On the response in Tokyo, see Barnhart, Japan Prepares, pp. 162-175, 237-273 .
    • Japan Prepares , pp. 215-236
    • Barnhart1
  • 156
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    • On U.S. policy in July-September, see Utley, Going to War, pp. 151-175; Barnhart, Japan Prepares, pp. 215-236; Heinrichs, Threshold of War, pp. 118-145, 153-162, 177-179. On the response in Tokyo, see Barnhart, Japan Prepares, pp. 162-175, 237-273 .
    • Threshold of War , pp. 118-145
    • Heinrichs1
  • 157
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    • On U.S. policy in July-September, see Utley, Going to War, pp. 151-175; Barnhart, Japan Prepares, pp. 215-236; Heinrichs, Threshold of War, pp. 118-145, 153-162, 177-179. On the response in Tokyo, see Barnhart, Japan Prepares, pp. 162-175, 237-273 .
    • Japan Prepares , pp. 162-175
    • Barnhart1
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    • Washington, D.C.: U.S. GPO
    • The other authors were the Assistant Secretary of State for Economic and Commercial Policy, the Trade Agreements Division chief, and the Assistant Adviser on International Economic Affairs. U.S. Department of State, Foreign Relations of the United States, 1938, Vol. 3 (Washington, D.C.: U.S. GPO, 1954), p. 407; for Hornbeck's response, see pp. 425-427. Herzberg, however, notes that purely economic concerns took a back seat in congressional debates over sanctions, and that another 1938 study predicted that the impact on the U.S.
    • (1954) , Foreign Relations of the United States, 1938 , vol.3 , pp. 407
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    • The other authors were the Assistant Secretary of State for Economic and Commercial Policy, the Trade Agreements Division chief, and the Assistant Adviser on International Economic Affairs. U.S. Department of State, Foreign Relations of the United States, 1938, Vol. 3 (Washington, D.C.: U.S. GPO, 1954), p. 407; for Hornbeck's response, see pp. 425-427. Herzberg, however, notes that purely economic concerns took a back seat in congressional debates over sanctions, and that another 1938 study predicted that the impact on the U.S. economy would be minor. "American Economic Policies," pp. 269, 276-277.
    • Hornbeck1
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    • The other authors were the Assistant Secretary of State for Economic and Commercial Policy, the Trade Agreements Division chief, and the Assistant Adviser on International Economic Affairs. U.S. Department of State, Foreign Relations of the United States, 1938, Vol. 3 (Washington, D.C.: U.S. GPO, 1954), p. 407; for Hornbeck's response, see pp. 425-427. Herzberg, however, notes that purely economic concerns took a back seat in congressional debates over sanctions, and that another 1938 study predicted that the impact on the U.S. economy would be minor. "American Economic Policies," pp. 269, 276-277.
    • American Economic Policies , pp. 269
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    • Utley, Going to War, pp. 125-126. For more details on the Anglo-American economic rivalry, see David R. Reynolds, The Creation of the Anglo-American Alliance, 1937-41: A Study in Competitive Co-operation (Chapel Hill: University of North Carolina Press, 1982), pp. 13-16, 34, 51-54, 77-78.
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    • Utley1
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    • For examples, see Tucker, "Partners and Rivals"; and John C. Matthews III, "Current Gains and Future Outcomes: When Cumulative Relative Gains Matter," International Security, Vol. 21, No. 1 (Summer 1996), pp. 112-146.
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    • Tucker1
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    • Current gains and future outcomes: When cumulative relative gains matter
    • Summer
    • For examples, see Tucker, "Partners and Rivals"; and John C. Matthews III, "Current Gains and Future Outcomes: When Cumulative Relative Gains Matter," International Security, Vol. 21, No. 1 (Summer 1996), pp. 112-146.
    • (1996) International Security , vol.21 , Issue.1 , pp. 112-146
    • Matthews J.C. III1


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